Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 14, 2020
Total Value: $729M (37.2% shares, 62.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 48,756,000 | $47.71M | 6.5% | $0.96 | — | CONVRT BOND | 90184LAD4 |
| — | FireEye, Inc. | 48,401,000 | $45.63M | 6.3% | $0.92 | — | CONVRT BOND | 31816QAD3 |
| — | PROSPECT CAPITAL CORP | 48,106,000 | $45.35M | 6.2% | $1.00 | — | CONVRT BOND | 74348TAR3 |
| — | New Mountain Finance Corporation | 41,000,000 | $38.44M | 5.3% | $1.01 | — | CONVRT BOND | 647551AC4 |
| — | BlackRock Capital Investment Corp | 41,530,000 | $36.48M | 5.0% | $1.00 | — | CONVRT BOND | 092533AC2 |
| — | Blackrock TCP Capital Corp | 31,044,000 | $30.27M | 4.2% | $1.00 | — | CONVRT BOND | 87238QAD5 |
| — | TEVA PHARM FINANCE LLC | 30,151,000 | $29.2M | 4.0% | $0.95 | — | CONVRT BOND | 88163VAE9 |
| — | PROSPECT CAPITAL CORP | 29,125,000 | $28.53M | 3.9% | $0.98 | — | CONVRT BOND | 74348TAT9 |
| — | Goldman Sachs BDC Inc. | 28,562,000 | $28.28M | 3.9% | $1.01 | — | CONVRT BOND | 38147UAB3 |
| — | Supernus Pharmaceuticals Inc | 29,830,000 | $26.25M | 3.6% | $0.85 | — | CONVRT BOND | 868459AD0 |
| — | Ares Capital Corporation | 25,696,000 | $25.02M | 3.4% | $0.99 | — | CONVRT BOND | 04010LAW3 |
| — | Ares Capital Corporation | 23,484,000 | $23.11M | 3.2% | $0.96 | — | CONVRT BOND | 04010LAT0 |
| — | Hercules Capital, Inc. | 18,511,000 | $18.04M | 2.5% | $0.98 | — | CONVRT BOND | 427096AF9 |
| — | Sixth Street Specialty Lending | 15,900,000 | $15.99M | 2.2% | $1.02 | — | CONVRT BOND | 87265KAD4 |
| — | Cardtronics, Inc. | 15,098,000 | $14.89M | 2.0% | $0.97 | — | CONVRT BOND | 14161HAG3 |
| — | Hennessy Capital Acquisition | 710,000 | $7.633M | 1.0% | $10.11 | — | COMMON | 42589C104 |
| — | Hudson Executive Investment Cop. | 700,000 | $7.175M | 1.0% | $10.25 | — | UNIT | 443761200 |
| JWS/U | Jaws Acquisition Corp | 686,731 | $7.163M | 1.0% | $10.43 | — | UNIT | G50744120 |
| — | Sustainable Opportunities Acquisition Corp | 655,353 | $6.619M | 0.9% | $10.10 | — | UNIT | G8598Y125 |
| — | Gores Metropoulos Inc | 590,100 | $6.308M | 0.9% | $10.16 | — | COMMON | 382872109 |
| — | Acamar Partners Acquisition Corp. | 581,774 | $5.963M | 0.8% | $9.85 | — | COMMON | 004285102 |
| — | Churchill Capital Corp II | 481,000 | $5.435M | 0.7% | $9.95 | — | COMMON | 17143G106 |
| — | Spartan Energy Acquisition Corp. | 500,062 | $5.361M | 0.7% | $10.12 | — | COMMON | 846784106 |
| — | Foley Trasimene Acquisition Corp | 500,000 | $5.335M | 0.7% | $10.67 | — | UNIT | 34431F203 |
| — | CF Finance Acquisition Corp. | 479,438 | $5.202M | 0.7% | $10.29 | — | COMMON | 12528N107 |
| — | Haymaker Acquisition Corp II | 500,000 | $5.175M | 0.7% | $9.79 | — | COMMON | 42087L101 |
| — | Diamond Peak Holdings Corp | 500,072 | $5.151M | 0.7% | $10.40 | — | COMMON | 25280H100 |
| — | RMG Acquisition Corp | 500,000 | $5.115M | 0.7% | $9.92 | — | COMMON | 749641106 |
| — | Osprey Technology Acquisition Corp. | 505,000 | $5.073M | 0.7% | $9.79 | — | COMMON | 68839R104 |
| — | Pivotal Investment Corp II | 488,302 | $4.956M | 0.7% | $9.95 | — | COMMON | 72582K100 |
| — | Trine Acquisition Corp | 447,381 | $4.675M | 0.6% | $10.04 | — | COMMON | 89628U108 |
| — | Healthcare Merger Corp. | 462,180 | $4.631M | 0.6% | $9.94 | — | COMMON | 42227L102 |
| — | Proptech Acquisition Corporation | 450,000 | $4.568M | 0.6% | $9.78 | — | COMMON | 74349F101 |
| THBR | Thunder Bridge Acquisition II | 450,000 | $4.545M | 0.6% | $9.85 | — | COMMON | G8857S116 |
| — | Dish Network Corporation | 5,000,000 | $4.474M | 0.6% | $0.88 | — | CONVRT BOND | 25470MAD1 |
| — | Flying Eagle Acquisition Corp. | 375,000 | $4.118M | 0.6% | $10.98 | — | COMMON | 34407Y103 |
| — | Apex Technology Acquisition Co | 400,000 | $4.096M | 0.6% | $10.00 | — | COMMON | 03768F102 |
| — | Experience Investment Corp | 410,124 | $4.089M | 0.6% | $9.67 | — | COMMON | 30217C109 |
| — | New Providence Acquisition Corp | 403,683 | $4.069M | 0.6% | $9.83 | — | COMMON | 64822P106 |
| — | Kensington Capital Acquisition Corp. | 400,000 | $4.008M | 0.5% | $10.02 | — | UNIT | 490073202 |
| — | CHP Merger Corp | 400,000 | $3.984M | 0.5% | $9.84 | — | COMMON | 12558Y106 |
| — | FinServ Acquisition Corp | 394,898 | $3.929M | 0.5% | $9.71 | — | COMMON | 318085107 |
| — | Churchill Capital Corp III | 328,120 | $3.54M | 0.5% | $10.79 | — | COMMON | 17144C104 |
| — | FinTech Acquisition Corp III | 316,191 | $3.529M | 0.5% | $10.01 | — | COMMON | 31811A101 |
| — | Fortress Value Acquisition Corp | 352,276 | $3.512M | 0.5% | $9.97 | — | COMMON | 34962V106 |
| — | LGL Systems Acquisition Corp | 350,000 | $3.47M | 0.5% | $9.91 | — | COMMON | 50201G106 |
| — | CITIC Capital Acquisition Corp. | 325,000 | $3.192M | 0.4% | $9.82 | — | COMMON | G21513109 |
| — | Juniper Industrial Holdings, Inc. | 307,101 | $3.062M | 0.4% | $9.74 | — | COMMON | 48205G106 |
| — | SCVX Corp. | 300,000 | $2.988M | 0.4% | $9.96 | — | COMMON | G79448208 |
| — | Crescent Acquisition Corp | 280,000 | $2.929M | 0.4% | $9.85 | — | COMMON | 22564L105 |
| — | Interprivate Acquisition Corp. | 275,000 | $2.728M | 0.4% | $9.92 | — | COMMON | 46064A103 |
| — | Amplitude Healthcare Acquisition Corporation | 266,900 | $2.702M | 0.4% | $9.61 | — | COMMON | 03212A105 |
| — | dMY Technology Group, Inc. | 266,611 | $2.674M | 0.4% | $10.03 | — | COMMON | 233253103 |
| TREB/U | Trebia Acquisition Corp | 250,000 | $2.613M | 0.4% | $10.45 | — | UNIT | G9027T125 |
| — | CIIG Merger Corp. | 262,205 | $2.596M | 0.4% | $9.60 | — | COMMON | 12559C103 |
| — | Longview Acquisition Corp. | 250,000 | $2.525M | 0.3% | $10.10 | — | UNIT | 543195200 |
| — | DFP Healthcare Acquisitions Corp. | 250,000 | $2.513M | 0.3% | $10.05 | — | COMMON | 23343Q100 |
| ARCC | Ares Capital Corporation | 165,000 | $2.384M | 0.3% | $9.57 | -17.5% | COMMON | 04010L103 |
| — | Social Capital Hedosophia Holdings Corp. III | 200,000 | $2.236M | 0.3% | $11.18 | — | COMMON | G8251K107 |
| OBDC | Owl Rock Capital Corporation | 172,000 | $2.121M | 0.3% | $7.56 | -12.6% | COMMON | 69121K104 |
| GBDC | Golub Capital BDC Inc | 177,100 | $2.063M | 0.3% | $8.75 | -26.4% | COMMON | 38173M102 |
| — | Fusion Acquisition Corp | 200,000 | $2.032M | 0.3% | $10.16 | — | UNIT | 36118H204 |
| — | CC Neuberger Principal Holdings I | 200,000 | $2.014M | 0.3% | $10.07 | — | COMMON | G1992Y114 |
| — | Software Acquisition Group Inc. | 197,900 | $1.989M | 0.3% | $9.81 | — | COMMON | 83406B101 |
| — | East Stone Acquisition Corp. | 200,000 | $1.972M | 0.3% | $9.86 | — | COMMON | G2911D108 |
| MAPS | Silver Spike Acquisition Corp. | 193,160 | $1.957M | 0.3% | $9.83 | — | COMMON | G8136L106 |
| — | Social Capital Hedosophia Holdings Corp. II | 166,465 | $1.956M | 0.3% | $11.75 | — | COMMON | G8250T109 |
| — | LF Capital Acquisition Corp. | 175,560 | $1.878M | 0.3% | $10.29 | — | COMMON | 50200K108 |
| — | GX Acquisition Corp | 181,000 | $1.846M | 0.3% | $9.91 | — | COMMON | 36251A107 |
| — | Switchback Energy Acquisition Corporation | 183,115 | $1.84M | 0.3% | $9.82 | — | COMMON | 87105M102 |
| — | Union Acquisition Corp | 180,304 | $1.803M | 0.2% | $9.78 | — | COMMON | G9402Q100 |
| HTGC | Hercules Capital, Inc. | 168,200 | $1.761M | 0.2% | $13.06 | -22.3% | COMMON | 427096508 |
| — | LGL Systems Acquisition Corp | 175,000 | $1.735M | 0.2% | $9.91 | — | Call | 50201G106 |
| — | AMCI Acquisition Corp | 164,803 | $1.684M | 0.2% | $10.16 | — | COMMON | 00165R101 |
| RPLA | Replay Acquisition Corp | 159,234 | $1.624M | 0.2% | $9.88 | — | COMMON | G75130107 |
| — | CITIC Capital Acquisition Corp. | 162,500 | $1.596M | 0.2% | $9.82 | — | Call | G21513109 |
| — | Galileo Acquisition Corp. | 157,240 | $1.558M | 0.2% | $9.69 | — | COMMON | G3770A102 |
| TPVG | TriplePoint Venture Growth BDC Corp. | 150,368 | $1.546M | 0.2% | $10.97 | -21.0% | COMMON | 89677Y100 |
| BBDC | Barings BDC Inc | 191,733 | $1.522M | 0.2% | $5.23 | -22.8% | COMMON | 06759L103 |
| — | Oaktree Specialty Lending Co | 327,700 | $1.465M | 0.2% | $3.27 | — | COMMON | 67401P108 |
| — | Gores Holdings IV, Inc. | 135,501 | $1.374M | 0.2% | $10.14 | — | COMMON | 382865103 |
| — | Interprivate Acquisition Corp. | 137,500 | $1.364M | 0.2% | $9.92 | — | Call | 46064A103 |
| SLRC | Solar Capital Ltd | 85,000 | $1.361M | 0.2% | $9.92 | -13.5% | COMMON | 83413U100 |
| — | dMY Technology Group, Inc. | 131,900 | $1.323M | 0.2% | $10.03 | — | Call | 233253103 |
| — | Chardan Healthcare Acquisition 2 Corp | 125,000 | $1.313M | 0.2% | $10.50 | — | UNIT | 15957T206 |
| — | South Mountain Merger Corp | 126,914 | $1.293M | 0.2% | $9.70 | — | COMMON | 838884104 |
| FDUS | Fidus Investment Corp | 132,000 | $1.197M | 0.2% | $6.52 | -30.2% | COMMON | 316500107 |
| — | East Stone Acquisition Corp. | 120,000 | $1.183M | 0.2% | $9.86 | — | Call | G2911D108 |
| — | Fortress Value Acquisition Corp | 116,666 | $1.163M | 0.2% | $9.97 | — | Call | 34962V106 |
| — | GigCapital3, Inc | 115,188 | $1.156M | 0.2% | $10.04 | — | UNIT | 37519D206 |
| — | Healthcare Merger Corp. | 107,390 | $1.076M | 0.1% | $9.94 | — | Call | 42227L102 |
| NFIN | Netfin Acquisition Corp | 100,000 | $1.075M | 0.1% | $9.85 | — | COMMON | G6455A107 |
| — | Apex Technology Acquisition Co | 102,047 | $1.045M | 0.1% | $10.00 | — | Call | 03768F102 |
| FSK | FS KKR Capital Corporation | 73,750 | $1.033M | 0.1% | $6.35 | 0.0% | COMMON | 302635206 |
| — | Solar Senior Capital Ltd | 80,094 | $1.028M | 0.1% | $9.71 | — | COMMON | 83416M105 |
| BCSF | Bain Capital Specialty Finance, Inc | 92,750 | $1.028M | 0.1% | $8.43 | -35.4% | COMMON | 05684B107 |
| SAR | Saratoga Investment Corp | 65,000 | $1.027M | 0.1% | $23.01 | -35.9% | COMMON | 80349A208 |
| — | Stable Road Acquisition Corp | 102,800 | $1.023M | 0.1% | $9.75 | — | COMMON | 85236Q109 |
| TSLX | Sixth Street Specialty Lending | 62,000 | $1.022M | 0.1% | $16.62 | 0.0% | COMMON | 83012A109 |
| CCAP | Crescent Capital BDC Inc | 80,469 | $1.017M | 0.1% | $6.95 | -12.9% | COMMON | 225655109 |
| — | Oaktree Strategic Income Corp | 157,771 | $1M | 0.1% | $5.54 | — | COMMON | 67402D104 |
| ALUS | Alussa Energy Acquisition Corp | 100,000 | $985K | 0.1% | $9.60 | — | COMMON | G0232J101 |
| — | Live Oak Acquisition Corp | 100,000 | $980K | 0.1% | $9.80 | — | COMMON | 53804F103 |
| — | Yunhong International | 100,000 | $976K | 0.1% | $9.76 | — | COMMON | G98882106 |
| — | GigCapital2 Inc | 93,516 | $948K | 0.1% | $9.94 | — | COMMON | 375036100 |
| — | Churchill Capital Corp III | 82,030 | $885K | 0.1% | $10.79 | — | Call | 17144C104 |
| CGBD | TCG BDC Inc | 102,600 | $879K | 0.1% | $5.55 | -29.8% | COMMON | 872280102 |
| — | SCVX Corp. | 87,500 | $872K | 0.1% | $9.96 | — | Call | G79448208 |
| — | Oaktree Acquisition Corp | 83,925 | $854K | 0.1% | $10.00 | — | COMMON | G67145105 |
| CSWC | Capital Southwest Corp | 62,800 | $847K | 0.1% | $8.93 | -25.4% | COMMON | 140501107 |
| TCPC | Blackrock TCP Capital Corp | 92,700 | $847K | 0.1% | $12.41 | -30.7% | COMMON | 09259E108 |
| NMFC | New Mountain Finance Corporation | 90,000 | $836K | 0.1% | $6.40 | -31.2% | COMMON | 647551100 |
| GSBD | Goldman Sachs BDC Inc. | 46,593 | $756K | 0.1% | $18.90 | -18.3% | COMMON | 38147U107 |
| — | Social Capital Hedosophia Holdings Corp. III | 66,666 | $745K | 0.1% | $11.18 | — | Call | G8251K107 |
| MAIN | Main Street Capital Corp | 23,000 | $716K | 0.1% | $37.41 | -24.6% | COMMON | 56035L104 |
| — | Collective Growth Corp | 75,000 | $713K | 0.1% | $9.51 | — | UNIT | 19424L200 |
| SCM | Stellus Capital Investment Coporation | 95,000 | $692K | 0.1% | $12.49 | -39.4% | COMMON | 858568108 |
| — | Flying Eagle Acquisition Corp. | 62,500 | $686K | 0.1% | $10.98 | — | Call | 34407Y103 |
| — | CC Neuberger Principal Holdings I | 66,666 | $671K | 0.1% | $10.07 | — | Call | G1992Y114 |
| — | Social Capital Hedosophia Holdings Corp. II | 55,488 | $652K | 0.1% | $11.75 | — | Call | G8250T109 |
| — | DFP Healthcare Acquisitions Corp. | 62,500 | $628K | 0.1% | $10.05 | — | Call | 23343Q100 |
| — | Yunhong International | 60,000 | $586K | 0.1% | $9.76 | — | Call | G98882106 |
| — | CHP Merger Corp | 55,000 | $548K | 0.1% | $9.84 | — | Call | 12558Y106 |
| — | Juniper Industrial Holdings, Inc. | 53,300 | $531K | 0.1% | $9.74 | — | Call | 48205G106 |
| — | Osprey Technology Acquisition Corp. | 52,500 | $527K | 0.1% | $9.79 | — | Call | 68839R104 |
| — | GS Acquisition Holdings Corp | 50,000 | $526K | 0.1% | $10.52 | — | UNIT | 36258Q204 |
| — | Software Acquisition Group Inc. | 50,000 | $503K | 0.1% | $9.81 | — | Call | 83406B101 |
| NBAC | Newborn Acquisition Corp. | 50,000 | $496K | 0.1% | $9.92 | — | COMMON | G6463T106 |
| PNNT | Pennantpark Investment Corporation | 140,000 | $491K | 0.1% | $2.63 | -38.0% | COMMON | 708062104 |
| — | Live Oak Acquisition Corp | 50,000 | $490K | 0.1% | $9.80 | — | Call | 53804F103 |
| — | FinServ Acquisition Corp | 47,550 | $473K | 0.1% | $9.71 | — | Call | 318085107 |
| — | ARYA Sciences Acquisition Corp. II | 40,000 | $464K | 0.1% | $11.60 | — | UNIT | G31655114 |
| — | Trine Acquisition Corp | 42,928 | $449K | 0.1% | $10.04 | — | Call | 89628U108 |
| — | New Providence Acquisition Corp | 38,855 | $392K | 0.1% | $9.83 | — | Call | 64822P106 |
| — | Gores Holdings IV, Inc. | 33,875 | $343K | 0.0% | $10.14 | — | Call | 382865103 |
| — | Lifesci Acquisition Corp. | 32,344 | $333K | 0.0% | $10.30 | — | COMMON | 53228P109 |
| — | BlackRock Capital Investment Corp | 118,223 | $316K | 0.0% | $2.20 | — | COMMON | 092533108 |
| — | Pivotal Investment Corp II | 30,026 | $305K | 0.0% | $9.95 | — | Call | 72582K100 |
| — | Switchback Energy Acquisition Corporation | 26,977 | $271K | 0.0% | $9.82 | — | Call | 87105M102 |
| — | GX Acquisition Corp | 25,000 | $255K | 0.0% | $9.91 | — | Call | 36251A107 |
| NBAC | Newborn Acquisition Corp. | 25,000 | $248K | 0.0% | $9.92 | — | Call | G6463T106 |
| — | Tuscan Holdings Corp | 18,340 | $188K | 0.0% | $9.98 | — | COMMON | 90069K104 |
| — | Novus Capital Corporation | 16,492 | $173K | 0.0% | $10.49 | — | UNIT | 67012U207 |
| — | Lifesci Acquisition Corp. | 16,172 | $167K | 0.0% | $10.30 | — | Call | 53228P109 |
| — | Landcadia Holdings II Inc. | 10,000 | $164K | 0.0% | $9.80 | — | COMMON | 51476X105 |
| — | Merida Merger Corp I | 15,337 | $150K | 0.0% | $9.72 | — | COMMON | 58953M106 |
| — | FS KKR Capital Corporation II | 10,000 | $129K | 0.0% | $12.90 | — | COMMON | 35952V303 |
| — | CIIG Merger Corp. | 11,053 | $109K | 0.0% | $9.60 | — | Call | 12559C103 |