Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $1.106B (49.7% shares, 50.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEVA PHARM FINANCE LLC | 70,783,000 | $69.36M | 6.3% | $0.98 | $0.97 | — | CONVRT BOND | 88163VAE9 |
| — | FireEye, Inc. | 67,401,000 | $65.45M | 5.9% | $0.97 | $0.93 | — | CONVRT BOND | 31816QAD3 |
| — | Twitter, Inc. | 48,756,000 | $48.46M | 4.4% | $0.99 | $0.96 | — | CONVRT BOND | 90184LAD4 |
| — | PROSPECT CAPITAL CORP | 45,831,000 | $46.18M | 4.2% | $1.01 | $1.00 | — | CONVRT BOND | 74348TAR3 |
| — | New Mountain Finance Corporation | 40,000,000 | $40.05M | 3.6% | $1.00 | $1.01 | — | CONVRT BOND | 647551AC4 |
| — | BlackRock Capital Investment Corp | 40,030,000 | $39.36M | 3.6% | $0.98 | $1.00 | — | CONVRT BOND | 092533AC2 |
| — | Supernus Pharmaceuticals Inc | 41,266,000 | $38.01M | 3.4% | $0.92 | $0.87 | — | CONVRT BOND | 868459AD0 |
| — | Goldman Sachs BDC Inc. | 36,390,000 | $36.66M | 3.3% | $1.01 | $1.01 | — | CONVRT BOND | 38147UAB3 |
| — | Blackrock TCP Capital Corp | 31,044,000 | $31.04M | 2.8% | $1.00 | $1.00 | — | CONVRT BOND | 87238QAD5 |
| — | PROSPECT CAPITAL CORP | 28,125,000 | $28.69M | 2.6% | $1.02 | $0.98 | — | CONVRT BOND | 74348TAT9 |
| — | Ares Capital Corporation | 27,434,000 | $27.72M | 2.5% | $1.01 | $0.96 | — | CONVRT BOND | 04010LAT0 |
| — | Cardtronics, Inc. | 24,032,000 | $23.91M | 2.2% | $0.99 | $0.98 | — | CONVRT BOND | 14161HAG3 |
| — | Ares Capital Corporation | 19,396,000 | $20.11M | 1.8% | $1.04 | $0.99 | — | CONVRT BOND | 04010LAW3 |
| — | Hercules Capital, Inc. | 18,511,000 | $18.58M | 1.7% | $1.00 | $0.98 | — | CONVRT BOND | 427096AF9 |
| — | Sixth Street Specialty Lending | 15,900,000 | $16.38M | 1.5% | $1.03 | $1.02 | — | CONVRT BOND | 87265KAD4 |
| — | FTAC Olympus Acquisition Corp | 999,964 | $10M | 0.9% | $10.00 | $10.00 | — | UNIT | G37288118 |
| — | NavSight Holdings, Inc. | 800,000 | $8.048M | 0.7% | $10.06 | $10.06 | — | UNIT | 639358209 |
| — | Vector Acquisition Corp. | 750,000 | $7.605M | 0.7% | $10.14 | $10.14 | — | UNIT | G9442R100 |
| — | Cohn Robbins Holdings Corp. | 750,000 | $7.568M | 0.7% | $10.09 | $10.09 | — | UNIT | G23726121 |
| — | Artius Acquisition Inc | 750,000 | $7.455M | 0.7% | $9.94 | $9.94 | — | COMMON | 04316G105 |
| — | Churchill Capital Corp IV | 741,465 | $7.252M | 0.7% | $9.78 | $9.78 | — | COMMON | 171439102 |
| — | NewHold Investment Corp. | 736,338 | $7.179M | 0.6% | $9.75 | $9.75 | — | COMMON | 651448102 |
| — | Experience Investment Corp | 705,010 | $7.085M | 0.6% | $10.05 | $9.83 | — | COMMON | 30217C109 |
| — | Starboard Value Acquisition Corp. | 700,000 | $7.07M | 0.6% | $10.10 | $10.10 | — | UNIT | 85521J208 |
| — | Prime Impact Acquisition I | 700,000 | $7.014M | 0.6% | $10.02 | $10.02 | — | UNIT | G61074111 |
| — | Hudson Executive Investment Cop. | 700,000 | $6.881M | 0.6% | $9.83 | $9.83 | — | COMMON | 443761101 |
| — | Osprey Technology Acquisition Corp. | 665,184 | $6.778M | 0.6% | $10.19 | $9.88 | — | COMMON | 68839R104 |
| — | Dish Network Corporation | 7,450,000 | $6.705M | 0.6% | $0.90 | $0.89 | — | CONVRT BOND | 25470MAD1 |
| — | Sustainable Opportunities Acquisition Corp | 655,353 | $6.685M | 0.6% | $10.20 | $10.20 | — | COMMON | G8598Y109 |
| — | CHP Merger Corp | 650,000 | $6.624M | 0.6% | $10.19 | $9.97 | — | COMMON | 12558Y106 |
| — | ArcLight Clean Transition Corp. | 650,000 | $6.526M | 0.6% | $10.04 | $10.04 | — | UNIT | G04561117 |
| — | GO Acquisition Corp. | 645,005 | $6.347M | 0.6% | $9.84 | $9.84 | — | COMMON | 362019101 |
| — | Jaws Acquisition Corp | 600,000 | $6.246M | 0.6% | $10.41 | $10.41 | — | COMMON | G50744104 |
| — | BowX Acquisition Corp. | 600,000 | $6.156M | 0.6% | $10.26 | $10.26 | — | UNIT | 103085205 |
| — | LGL Systems Acquisition Corp | 613,925 | $6.152M | 0.6% | $10.02 | $9.96 | — | COMMON | 50201G106 |
| THBR | Thunder Bridge Acquisition II | 600,000 | $6.12M | 0.6% | $10.20 | $9.94 | — | COMMON | G8857S116 |
| — | FinServ Acquisition Corp | 606,191 | $6.08M | 0.5% | $10.03 | $9.82 | — | COMMON | 318085107 |
| MAPS | Silver Spike Acquisition Corp. | 600,061 | $6.079M | 0.5% | $10.13 | $10.03 | — | COMMON | G8136L106 |
| — | TWC Tech Holdings II Corp. | 600,000 | $6.072M | 0.5% | $10.12 | $10.12 | — | UNIT | 90117G204 |
| — | Highcape Capital Acquisition Corp. | 600,000 | $6.072M | 0.5% | $10.12 | $10.12 | — | UNIT | 42984L204 |
| — | CC Neuberger Principal Holdings II | 600,000 | $6.03M | 0.5% | $10.05 | $10.05 | — | COMMON | G3166T103 |
| — | ACON S2 Acquisition Corp. | 600,000 | $6.012M | 0.5% | $10.02 | $10.02 | — | UNIT | G00748122 |
| — | Acamar Partners Acquisition Corp. | 584,274 | $5.971M | 0.5% | $10.22 | $9.85 | — | COMMON | 004285102 |
| — | Ascendant Digital Acquisition Corp. | 599,940 | $5.963M | 0.5% | $9.94 | $9.94 | — | COMMON | G05155109 |
| — | East Resources Acquisition Corp | 590,374 | $5.744M | 0.5% | $9.73 | $9.73 | — | COMMON | 274681105 |
| — | SCVX Corp. | 550,000 | $5.5M | 0.5% | $10.00 | $9.98 | — | COMMON | G79448208 |
| — | Trebia Acquisition Corp | 535,108 | $5.447M | 0.5% | $10.18 | $10.18 | — | COMMON | G9027T109 |
| — | HPX Corp | 552,300 | $5.435M | 0.5% | $9.84 | $9.84 | — | COMMON | G32219100 |
| — | Longview Acquisition Corp. | 550,300 | $5.404M | 0.5% | $9.82 | $9.82 | — | COMMON | 543195101 |
| — | RMG Acquisition Corp | 500,000 | $5.345M | 0.5% | $10.69 | $9.92 | — | COMMON | 749641106 |
| — | Juniper Industrial Holdings, Inc. | 507,101 | $5.304M | 0.5% | $10.46 | $10.02 | — | COMMON | 48205G106 |
| — | Fusion Acquisition Corp | 539,341 | $5.302M | 0.5% | $9.83 | $9.83 | — | COMMON | 36118H105 |
| — | Foley Trasimene Acquisition Corp | 510,000 | $5.284M | 0.5% | $10.36 | $10.36 | — | COMMON | 34431F104 |
| — | PMV Consumer Acquisition Corp. | 522,338 | $5.218M | 0.5% | $9.99 | $9.99 | — | UNIT | 693486201 |
| — | Apex Technology Acquisition Co | 489,649 | $5.19M | 0.5% | $10.60 | $10.11 | — | COMMON | 03768F102 |
| — | Insu Acquisition Corp. II | 500,000 | $5.179M | 0.5% | $10.36 | $10.36 | — | UNIT | 457821304 |
| — | Equity Distribution Acquisition Corp. | 500,000 | $5.15M | 0.5% | $10.30 | $10.30 | — | UNIT | 29465E205 |
| — | CIIG Merger Corp. | 513,206 | $5.142M | 0.5% | $10.02 | $9.80 | — | COMMON | 12559C103 |
| — | Foley Trasimene Acquisition Corp II | 500,000 | $5.1M | 0.5% | $10.20 | $10.20 | — | UNIT | 344328208 |
| — | FinTech Acquisition Corp IV | 500,000 | $5.08M | 0.5% | $10.16 | $10.16 | — | UNIT | 31810N302 |
| — | Churchill Capital Corp II | 481,000 | $5.075M | 0.5% | $10.55 | $9.95 | — | COMMON | 17143G106 |
| ASPL/U | Aspirational Consumer Lifestyle Corp. | 500,000 | $5M | 0.5% | $10.00 | $10.00 | — | UNIT | G05436129 |
| PDAC/U | Peridot Acquisition Corp. | 500,000 | $4.993M | 0.5% | $9.99 | $9.99 | — | UNIT | G7008A123 |
| BSN/U | Broadstone Acquisition Corp. | 500,000 | $4.985M | 0.5% | $9.97 | $9.97 | — | UNIT | G1739V118 |
| — | CF Finance Acquisition Corp. II | 496,632 | $4.977M | 0.5% | $10.02 | $10.02 | — | UNIT | 15725Q203 |
| — | Holicity Inc. | 450,000 | $4.657M | 0.4% | $10.35 | $10.35 | — | UNIT | 435063201 |
| YAC | Yucaipa Acquisition Corp | 450,000 | $4.469M | 0.4% | $9.93 | $9.93 | — | COMMON | G9879L105 |
| — | CITIC Capital Acquisition Corp. | 450,000 | $4.424M | 0.4% | $9.83 | $9.82 | — | COMMON | G21513109 |
| — | Star Peak Energy Transition Corp. | 424,524 | $4.351M | 0.4% | $10.25 | $10.25 | — | UNIT | 855185203 |
| — | GS Acquisition Holdings Corp. II | 400,000 | $4.304M | 0.4% | $10.76 | $10.76 | — | COMMON | 36258Q105 |
| — | VPC Impact Acquisition Holdings | 428,061 | $4.281M | 0.4% | $10.00 | $10.00 | — | UNIT | G9441E126 |
| — | RedBall Acquisition Corp. | 400,000 | $4.228M | 0.4% | $10.57 | $10.57 | — | UNIT | G7417R121 |
| — | Forum Merger III Corp | 403,748 | $4.215M | 0.4% | $10.44 | $10.44 | — | UNIT | 349885202 |
| — | CM Life Sciences, Inc. | 400,000 | $4.188M | 0.4% | $10.47 | $10.47 | — | UNIT | 18978W208 |
| — | Horizon Acquisition Corporation | 400,150 | $4.164M | 0.4% | $10.41 | $10.41 | — | UNIT | G46049121 |
| — | Fortress Value Acquisition Corp. II | 400,000 | $4.12M | 0.4% | $10.30 | $10.30 | — | UNIT | 349642207 |
| — | New Providence Acquisition Corp | 403,683 | $4.065M | 0.4% | $10.07 | $9.83 | — | COMMON | 64822P106 |
| — | Tailwind Acquisition Corp. | 400,000 | $4.02M | 0.4% | $10.05 | $10.05 | — | UNIT | 87403Q201 |
| — | Kismet Acquisition One Corp | 400,000 | $4.002M | 0.4% | $10.01 | $10.01 | — | UNIT | G52753129 |
| — | FAST Acquisition Corp. | 400,000 | $3.988M | 0.4% | $9.97 | $9.97 | — | UNIT | 311875207 |
| — | E.Merge Technology Acquisition Corp. | 400,000 | $3.914M | 0.4% | $9.79 | $9.79 | — | COMMON | 26873Y104 |
| — | Executive Network Partnering Corporation | 150,000 | $3.788M | 0.3% | $25.25 | $25.25 | — | UNIT | 30158L209 |
| — | NewHold Investment Corp. | 368,169 | $3.59M | 0.3% | $9.75 | — | — | Call | 651448110 |
| — | Climate Change Crisis Real Impact I Acquisition Corporation | 350,000 | $3.518M | 0.3% | $10.05 | $10.05 | — | UNIT | 18716C209 |
| — | Capstar Special Purpose Acquisition Corp. | 350,300 | $3.443M | 0.3% | $9.83 | $9.83 | — | COMMON | 14070Y101 |
| — | Hudson Executive Investment Cop. | 350,000 | $3.441M | 0.3% | $9.83 | — | — | Call | 443761119 |
| — | D8 Holdings Corp | 350,700 | $3.426M | 0.3% | $9.77 | $9.77 | — | COMMON | G2614K110 |
| — | South Mountain Merger Corp | 326,914 | $3.416M | 0.3% | $10.45 | $10.16 | — | COMMON | 838884104 |
| — | Sustainable Opportunities Acquisition Corp | 327,676 | $3.342M | 0.3% | $10.20 | — | — | Call | G8598Y117 |
| — | Sandbridge Acquisition Corporation | 329,753 | $3.292M | 0.3% | $9.98 | $9.98 | — | UNIT | 799793203 |
| — | Vesper Healthcare Acquisition Corp. | 300,000 | $3.078M | 0.3% | $10.26 | $10.26 | — | UNIT | 92538T203 |
| — | Stable Road Acquisition Corp | 302,800 | $3.052M | 0.3% | $10.08 | $9.97 | — | COMMON | 85236Q109 |
| — | Qell Acquisition Corp. | 300,000 | $3.048M | 0.3% | $10.16 | $10.16 | — | UNIT | G7307X121 |
| — | Property Solutions Acquisition Corp. | 300,000 | $2.943M | 0.3% | $9.81 | $9.81 | — | COMMON | 74348Q108 |
| — | Property Solutions Acquisition Corp. | 300,000 | $2.943M | 0.3% | $9.81 | — | — | Call | 74348Q116 |
| — | East Resources Acquisition Corp | 295,187 | $2.872M | 0.3% | $9.73 | — | — | Call | 274681113 |
| — | Interprivate Acquisition Corp. | 275,000 | $2.75M | 0.2% | $10.00 | $9.92 | — | COMMON | 46064A103 |
| — | Amplitude Healthcare Acquisition Corporation | 276,802 | $2.747M | 0.2% | $9.92 | $9.62 | — | COMMON | 03212A105 |
| — | DFP Healthcare Acquisitions Corp. | 250,000 | $2.595M | 0.2% | $10.38 | $10.05 | — | COMMON | 23343Q100 |
| — | Gores Holdings V, Inc. | 250,000 | $2.588M | 0.2% | $10.35 | $10.35 | — | UNIT | 382864205 |
| — | Oaktree Acquisition Corp. II | 250,000 | $2.573M | 0.2% | $10.29 | $10.29 | — | UNIT | G6715X129 |
| — | Fusion Acquisition Corp | 257,800 | $2.534M | 0.2% | $9.83 | — | — | Call | 36118H113 |
| — | Social Capital Hedosophia Holdings Corp. III | 200,000 | $2.492M | 0.2% | $12.46 | $11.18 | — | COMMON | G8251K107 |
| — | Ascendant Digital Acquisition Corp. | 248,000 | $2.465M | 0.2% | $9.94 | — | — | Call | G05155117 |
| RPLA | Replay Acquisition Corp | 236,354 | $2.406M | 0.2% | $10.18 | $9.98 | — | COMMON | G75130107 |
| — | Jaws Acquisition Corp | 228,910 | $2.383M | 0.2% | $10.41 | — | — | Call | G50744112 |
| — | LGL Systems Acquisition Corp | 225,000 | $2.255M | 0.2% | $10.02 | — | — | Call | 50201G114 |
| — | PTK Acquisition Corp | 225,000 | $2.196M | 0.2% | $9.76 | — | — | Call | 69375F116 |
| — | PTK Acquisition Corp | 225,000 | $2.196M | 0.2% | $9.76 | $9.76 | — | COMMON | 69375F108 |
| — | Burgundy Technology Acquisition Corporation | 213,485 | $2.126M | 0.2% | $9.96 | $9.96 | — | UNIT | G1702T132 |
| — | GO Acquisition Corp. | 215,001 | $2.116M | 0.2% | $9.84 | — | — | Call | 362019119 |
| — | CC Neuberger Principal Holdings I | 200,000 | $2.08M | 0.2% | $10.40 | $10.07 | — | COMMON | G1992Y114 |
| — | dMY Technology Group, Inc. II | 200,000 | $2.046M | 0.2% | $10.23 | $10.23 | — | UNIT | 233277102 |
| — | Software Acquisition Group Inc.II | 201,100 | $2.001M | 0.2% | $9.95 | $9.95 | — | UNIT | 83407F200 |
| GBDC | Golub Capital BDC Inc | 150,000 | $1.986M | 0.2% | $13.24 * | $8.75 | -16.5% | COMMON | 38173M102 |
| — | East Stone Acquisition Corp. | 200,000 | $1.97M | 0.2% | $9.85 | $9.86 | — | COMMON | G2911D108 |
| TMPOQ | Ace Convergence Acquisition Corp. | 201,100 | $1.961M | 0.2% | $9.75 | $9.75 | — | COMMON | G0083D120 |
| SSTPW | Trebia Acquisition Corp | 190,214 | $1.936M | 0.2% | $10.18 | — | — | Call | G9027T117 |
| ARCC | Ares Capital Corporation | 130,000 | $1.814M | 0.2% | $13.95 * | $9.57 | -10.7% | COMMON | 04010L103 |
| — | Longview Acquisition Corp. | 183,333 | $1.8M | 0.2% | $9.82 | — | — | Call | 543195119 |
| — | Live Oak Acquisition Corp | 177,757 | $1.792M | 0.2% | $10.08 | $9.92 | — | COMMON | 53804F103 |
| — | Union Acquisition Corp | 180,304 | $1.79M | 0.2% | $9.93 | $9.78 | — | COMMON | G9402Q100 |
| — | North Mountain Merger Corp. | 175,000 | $1.785M | 0.2% | $10.20 | $10.20 | — | UNIT | 661204206 |
| TPVG | TriplePoint Venture Growth BDC Corp. | 156,699 | $1.73M | 0.2% | $11.04 | $10.97 | +1.9% | COMMON | 89677Y100 |
| — | Foley Trasimene Acquisition Corp | 166,666 | $1.727M | 0.2% | $10.36 | — | — | Call | 34431F112 |
| RBOTW | D8 Holdings Corp | 175,350 | $1.713M | 0.2% | $9.77 | — | — | Call | G2614K128 |
| — | AMCI Acquisition Corp | 164,683 | $1.703M | 0.2% | $10.34 | $10.16 | — | COMMON | 00165R101 |
| AONE/U | One | 150,000 | $1.635M | 0.1% | $10.90 | $10.90 | — | UNIT | G7000X113 |
| HTGC | Hercules Capital, Inc. | 140,000 | $1.62M | 0.1% | $11.57 * | $13.06 | -14.8% | COMMON | 427096508 |
| — | CITIC Capital Acquisition Corp. | 162,500 | $1.597M | 0.1% | $9.83 | — | — | Call | G21513117 |
| — | Galileo Acquisition Corp. | 157,240 | $1.557M | 0.1% | $9.90 | $9.69 | — | COMMON | G3770A102 |
| — | Gores Holdings IV, Inc. | 150,601 | $1.553M | 0.1% | $10.31 | $10.16 | — | COMMON | 382865103 |
| — | CC Neuberger Principal Holdings II | 150,000 | $1.508M | 0.1% | $10.05 | — | — | Call | G3166T111 |
| — | Yucaipa Acquisition Corp | 150,000 | $1.49M | 0.1% | $9.93 | — | — | Call | G9879L113 |
| — | Capstar Special Purpose Acquisition Corp. | 150,000 | $1.475M | 0.1% | $9.83 | — | — | Call | 14070Y119 |
| — | GX Acquisition Corp | 139,900 | $1.469M | 0.1% | $10.50 | $9.91 | — | COMMON | 36251A107 |
| — | Churchill Capital Corp IV | 148,293 | $1.45M | 0.1% | $9.78 | — | — | Call | 171439110 |
| — | Oaktree Specialty Lending Corporation | 294,400 | $1.425M | 0.1% | $4.84 | $3.27 | — | COMMON | 67401P108 |
| BBDC | Barings BDC Inc | 175,998 | $1.408M | 0.1% | $8.00 * | $5.23 | -12.9% | COMMON | 06759L103 |
| — | Interprivate Acquisition Corp. | 137,500 | $1.375M | 0.1% | $10.00 | — | — | Call | 46064A111 |
| — | Chardan Healthcare Acquisition 2 Corp | 140,320 | $1.374M | 0.1% | $9.79 | $9.79 | — | COMMON | 15957T107 |
| — | Artius Acquisition Inc | 133,332 | $1.325M | 0.1% | $9.94 | — | — | Call | 04316G113 |
| — | E.Merge Technology Acquisition Corp. | 133,332 | $1.305M | 0.1% | $9.79 | — | — | Call | 26873Y112 |
| SLRC | Solar Capital Ltd | 78,500 | $1.244M | 0.1% | $15.85 * | $9.92 | -4.5% | COMMON | 83413U100 |
| — | HPX Corp | 126,150 | $1.241M | 0.1% | $9.84 | — | — | Call | G32219126 |
| — | Malacca Straits Acquisition Company Limited | 125,000 | $1.221M | 0.1% | $9.77 | $9.77 | — | COMMON | G5859B117 |
| OBDC | Owl Rock Capital Corporation | 100,000 | $1.206M | 0.1% | $12.06 * | $7.56 | -10.6% | COMMON | 69121K104 |
| CGBD | TCG BDC Inc | 133,399 | $1.189M | 0.1% | $8.91 * | $5.32 | -14.2% | COMMON | 872280102 |
| — | GigCapital3, Inc | 115,188 | $1.146M | 0.1% | $9.95 | $9.95 | — | COMMON | 37519D107 |
| SAR | Saratoga Investment Corp | 65,000 | $1.091M | 0.1% | $16.78 | $23.01 | -25.9% | COMMON | 80349A208 |
| — | Apex Technology Acquisition Co | 102,047 | $1.082M | 0.1% | $10.60 | — | — | Call | 03768F110 |
| — | GS Acquisition Holdings Corp. II | 100,000 | $1.076M | 0.1% | $10.76 | — | — | Call | 36258Q113 |
| FDUS | Fidus Investment Corp | 108,888 | $1.073M | 0.1% | $9.85 * | $6.52 | -20.3% | COMMON | 316500107 |
| CCAP | Crescent Capital BDC Inc | 80,469 | $1.026M | 0.1% | $12.75 * | $6.95 | -2.3% | COMMON | 225655109 |
| — | Industrial Tech Acquisitions, Inc | 100,000 | $1M | 0.1% | $10.00 | $10.00 | — | UNIT | 456357201 |
| ALUS | Alussa Energy Acquisition Corp | 100,000 | $993K | 0.1% | $9.93 | $9.60 | — | COMMON | G0232J101 |
| — | China Yunhong Holdings Co., Ltd. | 100,000 | $987K | 0.1% | $9.87 | $9.76 | — | COMMON | G98882106 |
| — | East Stone Acquisition Corp. | 100,000 | $985K | 0.1% | $9.85 | — | — | Call | G2911D116 |
| — | Ace Convergence Acquisition Corp. | 100,550 | $980K | 0.1% | $9.75 | — | — | Call | G0083D104 |
| — | Solar Senior Capital Ltd | 77,494 | $976K | 0.1% | $12.59 | $9.71 | — | COMMON | 83416M105 |
| — | Oaktree Strategic Income Corp | 146,266 | $952K | 0.1% | $6.51 | $5.54 | — | COMMON | 67402D104 |
| — | GigCapital2 Inc | 93,516 | $950K | 0.1% | $10.16 | $9.94 | — | COMMON | 375036100 |
| — | Oaktree Acquisition Corp | 80,000 | $940K | 0.1% | $11.75 | $10.00 | — | COMMON | G67145105 |
| BCSF | Bain Capital Specialty Finance, Inc | 91,550 | $934K | 0.1% | $10.20 * | $8.43 | -32.8% | COMMON | 05684B107 |
| — | SCVX Corp. | 87,500 | $875K | 0.1% | $10.00 | — | — | Call | G79448117 |
| — | GigCapital3, Inc | 86,390 | $860K | 0.1% | $9.95 | — | — | Call | 37519D115 |
| — | Social Capital Hedosophia Holdings Corp. III | 66,666 | $831K | 0.1% | $12.47 | — | — | Call | G8251K115 |
| TSLX | Sixth Street Specialty Lending | 47,600 | $819K | 0.1% | $17.21 | $16.62 | +3.1% | COMMON | 83012A109 |
| CSWC | Capital Southwest Corp | 57,961 | $814K | 0.1% | $14.04 * | $8.93 | -15.8% | COMMON | 140501107 |
| FSK | FS KKR Capital Corporation | 49,600 | $787K | 0.1% | $15.87 * | $6.35 | +15.0% | COMMON | 302635206 |
| — | Forum Merger III Corp | 75,000 | $746K | 0.1% | $9.95 | $9.95 | — | COMMON | 349885103 |
| SCM | Stellus Capital Investment Coporation | 85,665 | $745K | 0.1% | $8.70 * | $12.49 | -34.8% | COMMON | 858568108 |
| TCPC | Blackrock TCP Capital Corp | 75,880 | $744K | 0.1% | $9.80 | $12.41 | -21.9% | COMMON | 09259E108 |
| — | Collective Growth Corp | 75,000 | $740K | 0.1% | $9.87 | $9.87 | — | COMMON | 19424L101 |
| ETWOW | CC Neuberger Principal Holdings I | 66,666 | $693K | 0.1% | $10.40 | — | — | Call | G1992Y122 |
| — | DFP Healthcare Acquisitions Corp. | 62,500 | $649K | 0.1% | $10.38 | — | — | Call | 23343Q118 |
| NMFC | New Mountain Finance Corporation | 67,900 | $649K | 0.1% | $9.56 * | $6.40 | -16.7% | COMMON | 647551100 |
| — | Chardan Healthcare Acquisition 2 Corp | 62,500 | $612K | 0.1% | $9.79 | — | — | Call | 15957T115 |
| — | Malacca Straits Acquisition Company Limited | 62,500 | $611K | 0.1% | $9.78 | — | — | Call | G5859B109 |
| GSBD | Goldman Sachs BDC Inc. | 37,547 | $565K | 0.1% | $15.05 * | $18.90 | -17.2% | COMMON | 38147U107 |
| — | CHP Merger Corp | 55,000 | $560K | 0.1% | $10.18 | — | — | Call | 12558Y114 |
| — | Juniper Industrial Holdings, Inc. | 53,300 | $558K | 0.1% | $10.47 | — | — | Call | 48205G114 |
| — | Osprey Technology Acquisition Corp. | 52,500 | $535K | 0.0% | $10.19 | $9.88 | — | Call | 68839R104 |
| — | Live Oak Acquisition Corp | 50,000 | $504K | 0.0% | $10.08 | — | — | Call | 53804F111 |
| NBAC | Newborn Acquisition Corp. | 50,000 | $497K | 0.0% | $9.94 | $9.92 | — | COMMON | G6463T106 |
| — | Alpha Healthcare Acquisition Corp. | 50,000 | $496K | 0.0% | $9.92 | $9.92 | — | UNIT | 020751202 |
| — | China Yunhong Holdings Co., Ltd. | 50,000 | $494K | 0.0% | $9.88 | — | — | Call | G98882122 |
| — | Vistas Media Acquisition Company Inc. | 50,000 | $492K | 0.0% | $9.84 | — | — | Call | 92840T115 |
| — | Vistas Media Acquisition Company Inc. | 50,000 | $492K | 0.0% | $9.84 | $9.84 | — | COMMON | 92840T107 |
| — | FinServ Acquisition Corp | 47,550 | $477K | 0.0% | $10.03 | — | — | Call | 318085115 |
| PNNT | Pennantpark Investment Corporation | 131,633 | $420K | 0.0% | $3.19 * | $2.63 | -33.6% | COMMON | 708062104 |
| MAIN | Main Street Capital Corp | 13,800 | $408K | 0.0% | $29.57 * | $37.41 | -18.1% | COMMON | 56035L104 |
| — | New Providence Acquisition Corp | 38,855 | $391K | 0.0% | $10.06 | — | — | Call | 64822P114 |
| — | Collective Growth Corp | 37,500 | $370K | 0.0% | $9.87 | — | — | Call | 19424L119 |
| — | Gores Holdings IV, Inc. | 33,875 | $349K | 0.0% | $10.30 | — | — | Call | 382865111 |
| — | FS KKR Capital Corporation II | 20,070 | $295K | 0.0% | $14.70 | $13.80 | — | COMMON | 35952V303 |
| — | GX Acquisition Corp | 25,000 | $263K | 0.0% | $10.52 | — | — | Call | 36251A115 |
| — | BlackRock Capital Investment Corp | 102,360 | $250K | 0.0% | $2.44 | $2.20 | — | COMMON | 092533108 |
| — | Newborn Acquisition Corp. | 25,000 | $249K | 0.0% | $9.96 | — | — | Call | G6463T114 |
| — | Panacea Acquisition Corp. | 19,800 | $238K | 0.0% | $12.02 | $12.02 | — | UNIT | 698102209 |
| — | FG New America Acquisition Corp. | 21,141 | $212K | 0.0% | $10.03 | $10.03 | — | UNIT | 30259V205 |
| — | Lifesci Acquisition Corp. | 16,172 | $201K | 0.0% | $12.43 | — | — | Call | 53228P117 |
| — | East Stone Acquisition Corp. | 20,000 | $197K | 0.0% | $9.85 | — | — | Call | G2911D132 |
| — | Tuscan Holdings Corp | 18,340 | $187K | 0.0% | $10.20 | $9.98 | — | COMMON | 90069K104 |
| — | Merida Merger Corp I | 15,337 | $152K | 0.0% | $9.91 | $9.72 | — | COMMON | 58953M106 |
| RTP/U | Reinvent Technology Partners | 10,000 | $115K | 0.0% | $11.50 | $11.50 | — | UNIT | G7483N111 |
| — | CIIG Merger Corp. | 11,053 | $111K | 0.0% | $10.04 | — | — | Call | 12559C111 |
| — | China Yunhong Holdings Co., Ltd. | 10,000 | $99,000 | 0.0% | $9.90 | — | — | Call | G98882130 |