Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value ($000): $191,496 (100.0% shares, 0.0% debt)

Holdings (42)

— Biohaven Pharmactl Hldg Co L 43.4%

Value ($000) $83,182 Shares 856,844 Est. Cost $27.10 Unrealized —

— Applied Therapeutics Inc 11.2%

Value ($000) $21,448 Shares 1,032,123 Est. Cost $17.01 Unrealized —

ENTX Entera Bio Ltd 7.8%

Value ($000) $14,856 Shares 2,484,275 Est. Cost $3.46 Unrealized +7.0%

— Corbus Pharmaceuticals HLDGS 4.8%

Value ($000) $9,234 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Orgenesis, Inc. 3.5%

Value ($000) $6,674 Shares 1,316,364 Est. Cost $6.08 Unrealized —

ALDX Aldeyra Therapeutics Inc 3.4%

Value ($000) $6,451 Shares 569,405 Est. Cost $8.37 Unrealized +43.7%

— Eiger Biopharmaceuticals Inc 3.1%

Value ($000) $5,915 Shares 694,232 Est. Cost $9.76 Unrealized —

— Anavex Life Sciemves Corp 2.5%

Value ($000) $4,819 Shares 210,789 Est. Cost $14.95 Unrealized —

— Abeona Therapeutics Inc 2.3%

Value ($000) $4,461 Shares 2,859,767 Est. Cost $4.67 Unrealized —

ANVS Annovis 1.8%

Value ($000) $3,356 Shares 39,210 Est. Cost $46.21 Unrealized 0.0%

— Lumen Technologies Inc 1.6%

Value ($000) $2,990 Shares 220,000 Est. Cost $12.48 Unrealized —

— Blackstone Group LP 1.5%

Value ($000) $2,914 Shares 30,000 Est. Cost $34.97 Unrealized —

— Exicure 1.0%

Value ($000) $1,917 Shares 1,277,777 Est. Cost $2.86 Unrealized —

DOW Dow Inc 1.0%

Value ($000) $1,898 Shares 30,000 Est. Cost $36.37 Unrealized +40.4%

CTVA Corteva Inc 0.7%

Value ($000) $1,331 Shares 30,000 Est. Cost $25.02 Unrealized +75.5%

— Arista Networks Inc 0.7%

Value ($000) $1,250 Shares 3,450 Est. Cost $301.74 Unrealized —

CVS CVS Health Corp 0.6%

Value ($000) $1,210 Shares 14,500 Est. Cost $62.28 Unrealized +13.2%

DD Dupont de Nemours Inc 0.6%

Value ($000) $1,161 Shares 15,000 Est. Cost $27.24 Unrealized +12.3%

AMD Advanced Micro Deviced Inc 0.6%

Value ($000) $1,160 Shares 12,350 Est. Cost $80.82 Unrealized 0.0%

Value ($000) $1,134 Shares 4,850 Est. Cost $203.18 Unrealized +8.8%

ALT Altimmune Inc 0.6%

Value ($000) $1,113 Shares 50,000 Est. Cost $11.78 Unrealized +16.1%

— VMWare Inc 0.6%

Value ($000) $1,112 Shares 6,950 Est. Cost $150.50 Unrealized —

BAH Booz Allen Hamilton HLDG COR 0.6%

Value ($000) $1,107 Shares 13,000 Est. Cost $76.36 Unrealized +1.0%

GLW Corning Inc 0.6%

Value ($000) $1,088 Shares 26,600 Est. Cost $33.60 Unrealized +14.0%

MO Altria Group Inc 0.6%

Value ($000) $1,082 Shares 22,700 Est. Cost $30.41 Unrealized +11.7%

TMO Thermo Fischer Scientific Inc 0.6%

Value ($000) $1,059 Shares 2,100 Est. Cost $471.13 Unrealized -1.1%

— Soligenix Inc. 0.5%

Value ($000) $874 Shares 787,830 Est. Cost $2.11 Unrealized —

— Angion BioMedica Corp 0.4%

Value ($000) $781 Shares 60,000 Est. Cost $18.07 Unrealized —

— MAVERIX METALS INC 0.3%

Value ($000) $620 Shares 115,000 Est. Cost $5.14 Unrealized —

— BioXCel Therapeutics Inc 0.3%

Value ($000) $581 Shares 20,000 Est. Cost $22.35 Unrealized —

SA SEABRIDGE GOLD INC 0.3%

Value ($000) $562 Shares 32,000 Est. Cost $18.75 Unrealized -3.7%

FNV FRANCO NEV CORP 0.3%

Value ($000) $544 Shares 3,750 Est. Cost $141.52 Unrealized -2.0%

— OSISKO GOLD ROYALTIES LTD 0.2%

Value ($000) $474 Shares 190,000 Est. Cost $2.61 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.2%

Value ($000) $417 Shares 6,900 Est. Cost $66.96 Unrealized -11.4%

— KIRKLAND LAKE GOLD LTD 0.2%

Value ($000) $414 Shares 10,750 Est. Cost $48.74 Unrealized —

— Applied genetiv therapies 0.2%

Value ($000) $391 Shares 100,000 Est. Cost $3.91 Unrealized —

SVM SILVERCORP METALS INC 0.2%

Value ($000) $384 Shares 70,000 Est. Cost $6.63 Unrealized -12.4%

— SILVERCREST METALS INC 0.2%

Value ($000) $367 Shares 42,000 Est. Cost $8.55 Unrealized —

— MAG SILVER CORP 0.2%

Value ($000) $362 Shares 17,300 Est. Cost $16.24 Unrealized —

EQX EQUINOX GOLD CORP 0.2%

Value ($000) $316 Shares 45,500 Est. Cost $12.04 Unrealized -29.0%

— FORTUNA SILVER MINES INC 0.1%

Value ($000) $253 Shares 43,700 Est. Cost $6.36 Unrealized —

PAAS PAN AMERN SILVER CORP 0.1%

Value ($000) $234 Shares 8,200 Est. Cost $34.37 Unrealized -6.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	856,844	$83,182	43.4%	$27.10	—	COM	G11196105
—	Applied Therapeutics Inc	1,032,123	$21,448	11.2%	$17.01	—	COM	03828A101
ENTX	Entera Bio Ltd	2,484,275	$14,856	7.8%	$3.46	+7.0%	SHS	M40527109
—	Corbus Pharmaceuticals HLDGS	5,045,870	$9,234	4.8%	$4.99	—	COM	21833P103
—	Orgenesis, Inc.	1,316,364	$6,674	3.5%	$6.08	—	COM	68619K105
ALDX	Aldeyra Therapeutics Inc	569,405	$6,451	3.4%	$8.37	+43.7%	COM	01438T106
—	Eiger Biopharmaceuticals Inc	694,232	$5,915	3.1%	$9.76	—	COM	28249U105
—	Anavex Life Sciemves Corp	210,789	$4,819	2.5%	$14.95	—	COM NEW	003279730
—	Abeona Therapeutics Inc	2,859,767	$4,461	2.3%	$4.67	—	COM	00289Y107
ANVS	Annovis	39,210	$3,356	1.8%	$46.21	0.0%	COM	03615A108
—	Lumen Technologies Inc	220,000	$2,990	1.6%	$12.48	—	COM	156700106
—	Blackstone Group LP	30,000	$2,914	1.5%	$34.97	—	COM UNIT LTD	09253U108
—	Exicure	1,277,777	$1,917	1.0%	$2.86	—	COM	30205M101
DOW	Dow Inc	30,000	$1,898	1.0%	$36.37	+40.4%	COM	260557103
CTVA	Corteva Inc	30,000	$1,331	0.7%	$25.02	+75.5%	COM	22052L104
—	Arista Networks Inc	3,450	$1,250	0.7%	$301.74	—	COM	040413106
CVS	CVS Health Corp	14,500	$1,210	0.6%	$62.28	+13.2%	COM	126650100
DD	Dupont de Nemours Inc	15,000	$1,161	0.6%	$27.24	+12.3%	COM	26614N102
AMD	Advanced Micro Deviced Inc	12,350	$1,160	0.6%	$80.82	0.0%	COM	007903107
V	Visa	4,850	$1,134	0.6%	$203.18	+8.8%	COM CL A	92826C839
ALT	Altimmune Inc	50,000	$1,113	0.6%	$11.78	+16.1%	COM NEW	02155H200
—	VMWare Inc	6,950	$1,112	0.6%	$150.50	—	CL A COM	928563402
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,107	0.6%	$76.36	+1.0%	CL A	099502106
GLW	Corning Inc	26,600	$1,088	0.6%	$33.60	+14.0%	COM	219350105
MO	Altria Group Inc	22,700	$1,082	0.6%	$30.41	+11.7%	COM	02209S103
TMO	Thermo Fischer Scientific Inc	2,100	$1,059	0.6%	$471.13	-1.1%	COM	883556102
—	Soligenix Inc.	787,830	$874	0.5%	$2.11	—	COM	834223307
—	Angion BioMedica Corp	60,000	$781	0.4%	$18.07	—	COM	03476J107
—	MAVERIX METALS INC	115,000	$620	0.3%	$5.14	—	COM NEW	57776F405
—	BioXCel Therapeutics Inc	20,000	$581	0.3%	$22.35	—	COM	09075P105
SA	SEABRIDGE GOLD INC	32,000	$562	0.3%	$18.75	-3.7%	COM	811916105
FNV	FRANCO NEV CORP	3,750	$544	0.3%	$141.52	-2.0%	COM	351858105
—	OSISKO GOLD ROYALTIES LTD	190,000	$474	0.2%	$2.61	—	COM	68827L101
AEM	AGNICO EAGLE MINES LTD	6,900	$417	0.2%	$66.96	-11.4%	COM	008474108
—	KIRKLAND LAKE GOLD LTD	10,750	$414	0.2%	$48.74	—	COM	49741E100
—	Applied genetiv therapies	100,000	$391	0.2%	$3.91	—	COM	03820J100
SVM	SILVERCORP METALS INC	70,000	$384	0.2%	$6.63	-12.4%	COM	82835P103
—	SILVERCREST METALS INC	42,000	$367	0.2%	$8.55	—	COM	828363101
—	MAG SILVER CORP	17,300	$362	0.2%	$16.24	—	COM	55903Q104
EQX	EQUINOX GOLD CORP	45,500	$316	0.2%	$12.04	-29.0%	COM	29446Y502
—	FORTUNA SILVER MINES INC	43,700	$253	0.1%	$6.36	—	COM	349915108
PAAS	PAN AMERN SILVER CORP	8,200	$234	0.1%	$34.37	-6.2%	COM	697900108