Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $200,528 (100.0% shares, 0.0% debt)

Holdings (40)

— Biohaven Pharmactl Hldg Co L 59.4%

Value ($000) $119,024 Shares 856,844 Est. Cost $27.10 Unrealized —

— Applied Therapeutics Inc 8.5%

Value ($000) $17,133 Shares 1,032,123 Est. Cost $17.01 Unrealized —

ENTX Entera Bio Ltd 5.8%

Value ($000) $11,701 Shares 2,484,275 Est. Cost $3.46 Unrealized +48.4%

— Orgenesis, Inc. 3.2%

Value ($000) $6,516 Shares 1,316,364 Est. Cost $6.08 Unrealized —

— Corbus Pharmaceuticals HLDGS 2.6%

Value ($000) $5,147 Shares 5,045,870 Est. Cost $4.99 Unrealized —

ALDX Aldeyra Therapeutics Inc 2.5%

Value ($000) $4,999 Shares 569,405 Est. Cost $8.37 Unrealized +9.7%

— Eiger Biopharmaceuticals Inc 2.3%

Value ($000) $4,637 Shares 694,232 Est. Cost $9.76 Unrealized —

— Anavex Life Sciemves Corp 1.9%

Value ($000) $3,784 Shares 210,789 Est. Cost $14.95 Unrealized —

— Abeona Therapeutics Inc 1.6%

Value ($000) $3,203 Shares 2,859,767 Est. Cost $4.67 Unrealized —

— Blackstone Group LP 1.4%

Value ($000) $2,792 Shares 24,000 Est. Cost $34.97 Unrealized —

ALT Altimmune Inc 0.8%

Value ($000) $1,504 Shares 132,978 Est. Cost $12.02 Unrealized +1.2%

AMD Advanced Micro Deviced Inc 0.6%

Value ($000) $1,270 Shares 12,350 Est. Cost $80.82 Unrealized +26.5%

— Lumen Technologies Inc 0.6%

Value ($000) $1,239 Shares 100,000 Est. Cost $12.48 Unrealized —

CVS CVS Health Corp 0.6%

Value ($000) $1,230 Shares 14,500 Est. Cost $62.28 Unrealized +16.5%

TMO Thermo Fischer Scientific Inc 0.6%

Value ($000) $1,200 Shares 2,100 Est. Cost $471.13 Unrealized +15.1%

— Arista Networks Inc 0.6%

Value ($000) $1,186 Shares 3,450 Est. Cost $301.74 Unrealized —

Value ($000) $1,080 Shares 4,850 Est. Cost $203.18 Unrealized +11.7%

— VMWare Inc 0.5%

Value ($000) $1,033 Shares 6,950 Est. Cost $150.50 Unrealized —

MO Altria Group Inc 0.5%

Value ($000) $1,033 Shares 22,700 Est. Cost $30.41 Unrealized +11.8%

BAH Booz Allen Hamilton HLDG COR 0.5%

Value ($000) $1,032 Shares 13,000 Est. Cost $76.36 Unrealized +0.5%

GLW Corning Inc 0.5%

Value ($000) $971 Shares 26,600 Est. Cost $33.60 Unrealized +5.0%

— Exicure 0.5%

Value ($000) $962 Shares 801,922 Est. Cost $2.86 Unrealized —

ASML ASML Holdings 0.5%

Value ($000) $912 Shares 1,280 Est. Cost $712.50 Unrealized —

— Soligenix Inc. 0.4%

Value ($000) $835 Shares 787,830 Est. Cost $2.11 Unrealized —

— BioXCel Therapeutics Inc 0.3%

Value ($000) $607 Shares 20,000 Est. Cost $22.35 Unrealized —

— Angion BioMedica Corp 0.3%

Value ($000) $586 Shares 60,000 Est. Cost $18.07 Unrealized —

— MAVERIX METALS INC 0.3%

Value ($000) $514 Shares 115,000 Est. Cost $5.14 Unrealized —

SA SEABRIDGE GOLD INC 0.2%

Value ($000) $494 Shares 32,000 Est. Cost $18.75 Unrealized -7.7%

FNV FRANCO NEV CORP 0.2%

Value ($000) $487 Shares 3,750 Est. Cost $141.52 Unrealized -0.6%

ANVS Annovis 0.2%

Value ($000) $451 Shares 14,210 Est. Cost $46.21 Unrealized +24.4%

— KIRKLAND LAKE GOLD LTD 0.2%

Value ($000) $447 Shares 10,750 Est. Cost $48.74 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.2%

Value ($000) $358 Shares 6,900 Est. Cost $66.96 Unrealized -22.3%

— OSISKO GOLD ROYALTIES LTD 0.2%

Value ($000) $357 Shares 190,000 Est. Cost $2.61 Unrealized —

— Applied genetiv therapies 0.2%

Value ($000) $301 Shares 100,000 Est. Cost $3.91 Unrealized —

EQX EQUINOX GOLD CORP 0.1%

Value ($000) $300 Shares 45,500 Est. Cost $12.04 Unrealized -44.1%

— SILVERCREST METALS INC 0.1%

Value ($000) $293 Shares 42,000 Est. Cost $8.55 Unrealized —

— MAG SILVER CORP 0.1%

Value ($000) $280 Shares 17,300 Est. Cost $16.24 Unrealized —

SVM SILVERCORP METALS INC 0.1%

Value ($000) $267 Shares 70,000 Est. Cost $6.63 Unrealized -31.7%

PAAS PAN AMERN SILVER CORP 0.1%

Value ($000) $191 Shares 8,200 Est. Cost $34.37 Unrealized -24.0%

— FORTUNA SILVER MINES INC 0.1%

Value ($000) $172 Shares 43,700 Est. Cost $6.36 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	856,844	$119,024	59.4%	$27.10	—	COM	G11196105
—	Applied Therapeutics Inc	1,032,123	$17,133	8.5%	$17.01	—	COM	03828A101
ENTX	Entera Bio Ltd	2,484,275	$11,701	5.8%	$3.46	+48.4%	SHS	M40527109
—	Orgenesis, Inc.	1,316,364	$6,516	3.2%	$6.08	—	COM	68619K105
—	Corbus Pharmaceuticals HLDGS	5,045,870	$5,147	2.6%	$4.99	—	COM	21833P103
ALDX	Aldeyra Therapeutics Inc	569,405	$4,999	2.5%	$8.37	+9.7%	COM	01438T106
—	Eiger Biopharmaceuticals Inc	694,232	$4,637	2.3%	$9.76	—	COM	28249U105
—	Anavex Life Sciemves Corp	210,789	$3,784	1.9%	$14.95	—	COM NEW	003279730
—	Abeona Therapeutics Inc	2,859,767	$3,203	1.6%	$4.67	—	COM	00289Y107
—	Blackstone Group LP	24,000	$2,792	1.4%	$34.97	—	COM UNIT LTD	09253U108
ALT	Altimmune Inc	132,978	$1,504	0.8%	$12.02	+1.2%	COM NEW	02155H200
AMD	Advanced Micro Deviced Inc	12,350	$1,270	0.6%	$80.82	+26.5%	COM	007903107
—	Lumen Technologies Inc	100,000	$1,239	0.6%	$12.48	—	COM	156700106
CVS	CVS Health Corp	14,500	$1,230	0.6%	$62.28	+16.5%	COM	126650100
TMO	Thermo Fischer Scientific Inc	2,100	$1,200	0.6%	$471.13	+15.1%	COM	883556102
—	Arista Networks Inc	3,450	$1,186	0.6%	$301.74	—	COM	040413106
V	Visa	4,850	$1,080	0.5%	$203.18	+11.7%	COM CL A	92826C839
—	VMWare Inc	6,950	$1,033	0.5%	$150.50	—	CL A COM	928563402
MO	Altria Group Inc	22,700	$1,033	0.5%	$30.41	+11.8%	COM	02209S103
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,032	0.5%	$76.36	+0.5%	CL A	099502106
GLW	Corning Inc	26,600	$971	0.5%	$33.60	+5.0%	COM	219350105
—	Exicure	801,922	$962	0.5%	$2.86	—	COM	30205M101
ASML	ASML Holdings	1,280	$912	0.5%	$712.50	—	N Y REGISTRY SHS	N07059210
—	Soligenix Inc.	787,830	$835	0.4%	$2.11	—	COM	834223307
—	BioXCel Therapeutics Inc	20,000	$607	0.3%	$22.35	—	COM	09075P105
—	Angion BioMedica Corp	60,000	$586	0.3%	$18.07	—	COM	03476J107
—	MAVERIX METALS INC	115,000	$514	0.3%	$5.14	—	COM NEW	57776F405
SA	SEABRIDGE GOLD INC	32,000	$494	0.2%	$18.75	-7.7%	COM	811916105
FNV	FRANCO NEV CORP	3,750	$487	0.2%	$141.52	-0.6%	COM	351858105
ANVS	Annovis	14,210	$451	0.2%	$46.21	+24.4%	COM	03615A108
—	KIRKLAND LAKE GOLD LTD	10,750	$447	0.2%	$48.74	—	COM	49741E100
AEM	AGNICO EAGLE MINES LTD	6,900	$358	0.2%	$66.96	-22.3%	COM	008474108
—	OSISKO GOLD ROYALTIES LTD	190,000	$357	0.2%	$2.61	—	COM	68827L101
—	Applied genetiv therapies	100,000	$301	0.2%	$3.91	—	COM	03820J100
EQX	EQUINOX GOLD CORP	45,500	$300	0.1%	$12.04	-44.1%	COM	29446Y502
—	SILVERCREST METALS INC	42,000	$293	0.1%	$8.55	—	COM	828363101
—	MAG SILVER CORP	17,300	$280	0.1%	$16.24	—	COM	55903Q104
SVM	SILVERCORP METALS INC	70,000	$267	0.1%	$6.63	-31.7%	COM	82835P103
PAAS	PAN AMERN SILVER CORP	8,200	$191	0.1%	$34.37	-24.0%	COM	697900108
—	FORTUNA SILVER MINES INC	43,700	$172	0.1%	$6.36	—	COM	349915108