Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 14, 2022

Total Value ($000): $181,975 (100.0% shares, 0.0% debt)

Holdings (38)

— Biohaven Pharmactl Hldg Co L 67.9%

Value ($000) $123,594 Shares 896,844 Est. Cost $32.04 Unrealized —

— Applied Therapeutics Inc 5.1%

Value ($000) $9,238 Shares 1,032,123 Est. Cost $17.01 Unrealized —

ENTX Entera Bio Ltd 3.8%

Value ($000) $6,993 Shares 2,484,275 Est. Cost $3.46 Unrealized +8.4%

— Orgenesis, Inc. 2.1%

Value ($000) $3,791 Shares 1,316,364 Est. Cost $6.08 Unrealized —

— Anavex Life Sciemves Corp 2.0%

Value ($000) $3,655 Shares 210,789 Est. Cost $14.95 Unrealized —

— Eiger Biopharmaceuticals Inc 2.0%

Value ($000) $3,603 Shares 694,232 Est. Cost $9.76 Unrealized —

— Corbus Pharmaceuticals HLDGS 1.7%

Value ($000) $3,107 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Blackstone Group LP 1.7%

Value ($000) $3,105 Shares 24,000 Est. Cost $34.97 Unrealized —

ALDX Aldeyra Therapeutics Inc 1.7%

Value ($000) $3,038 Shares 759,405 Est. Cost $8.18 Unrealized -6.8%

— Arista Networks Inc 1.1%

Value ($000) $1,926 Shares 13,800 Est. Cost $180.11 Unrealized —

AMD Advanced Micro Deviced Inc 1.0%

Value ($000) $1,777 Shares 12,350 Est. Cost $80.82 Unrealized +66.3%

CVS CVS Health Corp 0.8%

Value ($000) $1,463 Shares 14,500 Est. Cost $62.28 Unrealized +29.2%

TMO Thermo Fischer Scientific Inc 0.8%

Value ($000) $1,401 Shares 2,100 Est. Cost $471.13 Unrealized +31.0%

— Lumen Technologies Inc 0.7%

Value ($000) $1,255 Shares 100,000 Est. Cost $12.48 Unrealized —

ALT Altimmune Inc 0.7%

Value ($000) $1,218 Shares 132,978 Est. Cost $12.02 Unrealized -11.6%

BAH Booz Allen Hamilton HLDG COR 0.6%

Value ($000) $1,071 Shares 13,000 Est. Cost $76.36 Unrealized +1.8%

MO Altria Group Inc 0.6%

Value ($000) $1,064 Shares 22,700 Est. Cost $30.41 Unrealized +7.8%

Value ($000) $1,051 Shares 4,850 Est. Cost $203.18 Unrealized +2.4%

ASML ASML Holdings 0.6%

Value ($000) $1,014 Shares 1,280 Est. Cost $712.50 Unrealized —

GLW Corning Inc 0.5%

Value ($000) $968 Shares 26,600 Est. Cost $33.60 Unrealized -0.8%

OSK OSHKOSH CORP 0.5%

Value ($000) $925 Shares 8,450 Est. Cost $101.52 Unrealized 0.0%

— Abeona Therapeutics Inc 0.4%

Value ($000) $651 Shares 2,215,740 Est. Cost $4.67 Unrealized —

— OSISKO GOLD ROYALTIES LTD 0.3%

Value ($000) $579 Shares 190,000 Est. Cost $2.61 Unrealized —

SA SEABRIDGE GOLD INC 0.3%

Value ($000) $528 Shares 32,000 Est. Cost $18.75 Unrealized -4.6%

FNV FRANCO NEV CORP 0.3%

Value ($000) $519 Shares 3,750 Est. Cost $141.52 Unrealized -6.0%

— MAVERIX METALS INC 0.3%

Value ($000) $501 Shares 115,000 Est. Cost $5.14 Unrealized —

— KIRKLAND LAKE GOLD LTD 0.2%

Value ($000) $451 Shares 10,750 Est. Cost $48.74 Unrealized —

PAAS PAN AMERN SILVER CORP 0.2%

Value ($000) $407 Shares 8,200 Est. Cost $34.37 Unrealized -26.7%

— BioXCel Therapeutics Inc 0.2%

Value ($000) $407 Shares 20,000 Est. Cost $22.35 Unrealized —

— SILVERCREST METALS INC 0.2%

Value ($000) $381 Shares 42,000 Est. Cost $8.55 Unrealized —

AG FIRST MAJESTIC silver corp 0.2%

Value ($000) $376 Shares 33,000 Est. Cost $11.92 Unrealized 0.0%

AEM AGNICO EAGLE MINES LTD 0.2%

Value ($000) $367 Shares 6,900 Est. Cost $66.96 Unrealized -28.6%

— MAG SILVER CORP 0.2%

Value ($000) $341 Shares 17,300 Est. Cost $16.24 Unrealized —

EQX EQUINOX GOLD CORP 0.2%

Value ($000) $308 Shares 45,500 Est. Cost $12.04 Unrealized -39.3%

— Soligenix Inc. 0.2%

Value ($000) $288 Shares 436,580 Est. Cost $2.11 Unrealized —

ANVS Annovis 0.1%

Value ($000) $250 Shares 14,210 Est. Cost $46.21 Unrealized -44.2%

— Applied genetic therapies 0.1%

Value ($000) $190 Shares 100,000 Est. Cost $3.91 Unrealized —

— Angion BioMedica Corp 0.1%

Value ($000) $174 Shares 60,000 Est. Cost $18.07 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	896,844	$123,594	67.9%	$32.04	—	COM	G11196105
—	Applied Therapeutics Inc	1,032,123	$9,238	5.1%	$17.01	—	COM	03828A101
ENTX	Entera Bio Ltd	2,484,275	$6,993	3.8%	$3.46	+8.4%	SHS	M40527109
—	Orgenesis, Inc.	1,316,364	$3,791	2.1%	$6.08	—	COM	68619K105
—	Anavex Life Sciemves Corp	210,789	$3,655	2.0%	$14.95	—	COM NEW	003279730
—	Eiger Biopharmaceuticals Inc	694,232	$3,603	2.0%	$9.76	—	COM	28249U105
—	Corbus Pharmaceuticals HLDGS	5,045,870	$3,107	1.7%	$4.99	—	COM	21833P103
—	Blackstone Group LP	24,000	$3,105	1.7%	$34.97	—	COM UNIT LTD	09253U108
ALDX	Aldeyra Therapeutics Inc	759,405	$3,038	1.7%	$8.18	-6.8%	COM	01438T106
—	Arista Networks Inc	13,800	$1,926	1.1%	$180.11	—	COM	040413106
AMD	Advanced Micro Deviced Inc	12,350	$1,777	1.0%	$80.82	+66.3%	COM	007903107
CVS	CVS Health Corp	14,500	$1,463	0.8%	$62.28	+29.2%	COM	126650100
TMO	Thermo Fischer Scientific Inc	2,100	$1,401	0.8%	$471.13	+31.0%	COM	883556102
—	Lumen Technologies Inc	100,000	$1,255	0.7%	$12.48	—	COM	156700106
ALT	Altimmune Inc	132,978	$1,218	0.7%	$12.02	-11.6%	COM NEW	02155H200
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,071	0.6%	$76.36	+1.8%	CL A	099502106
MO	Altria Group Inc	22,700	$1,064	0.6%	$30.41	+7.8%	COM	02209S103
V	Visa	4,850	$1,051	0.6%	$203.18	+2.4%	COM CL A	92826C839
ASML	ASML Holdings	1,280	$1,014	0.6%	$712.50	—	N Y REGISTRY SHS	N07059210
GLW	Corning Inc	26,600	$968	0.5%	$33.60	-0.8%	COM	219350105
OSK	OSHKOSH CORP	8,450	$925	0.5%	$101.52	0.0%	COM	688239201
—	Abeona Therapeutics Inc	2,215,740	$651	0.4%	$4.67	—	COM	00289Y107
—	OSISKO GOLD ROYALTIES LTD	190,000	$579	0.3%	$2.61	—	COM	68827L101
SA	SEABRIDGE GOLD INC	32,000	$528	0.3%	$18.75	-4.6%	COM	811916105
FNV	FRANCO NEV CORP	3,750	$519	0.3%	$141.52	-6.0%	COM	351858105
—	MAVERIX METALS INC	115,000	$501	0.3%	$5.14	—	COM NEW	57776F405
—	KIRKLAND LAKE GOLD LTD	10,750	$451	0.2%	$48.74	—	COM	49741E100
PAAS	PAN AMERN SILVER CORP	8,200	$407	0.2%	$34.37	-26.7%	COM	697900108
—	BioXCel Therapeutics Inc	20,000	$407	0.2%	$22.35	—	COM	09075P105
—	SILVERCREST METALS INC	42,000	$381	0.2%	$8.55	—	COM	828363101
AG	FIRST MAJESTIC silver corp	33,000	$376	0.2%	$11.92	0.0%	COM	32076V103
AEM	AGNICO EAGLE MINES LTD	6,900	$367	0.2%	$66.96	-28.6%	COM	008474108
—	MAG SILVER CORP	17,300	$341	0.2%	$16.24	—	COM	55903Q104
EQX	EQUINOX GOLD CORP	45,500	$308	0.2%	$12.04	-39.3%	COM	29446Y502
—	Soligenix Inc.	436,580	$288	0.2%	$2.11	—	COM	834223307
ANVS	Annovis	14,210	$250	0.1%	$46.21	-44.2%	COM	03615A108
—	Applied genetic therapies	100,000	$190	0.1%	$3.91	—	COM	03820J100
—	Angion BioMedica Corp	60,000	$174	0.1%	$18.07	—	COM	03476J107