Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 16, 2022

Total Value ($000): $159,335 (100.0% shares, 0.0% debt)

Holdings (41)

— Biohaven Pharmactl Hldg Co L 67.0%

Value ($000) $106,813 Shares 900,844 Est. Cost $32.04 Unrealized —

ENTX Entera Bio Ltd 4.5%

Value ($000) $7,130 Shares 2,484,275 Est. Cost $3.46 Unrealized -30.6%

— Eiger Biopharmaceuticals Inc 3.6%

Value ($000) $5,762 Shares 694,232 Est. Cost $9.76 Unrealized —

— Orgenesis, Inc. 2.9%

Value ($000) $4,568 Shares 1,316,364 Est. Cost $6.08 Unrealized —

ALDX Aldeyra Therapeutics Inc 2.1%

Value ($000) $3,376 Shares 759,405 Est. Cost $8.18 Unrealized -51.3%

— Corbus Pharmaceuticals HLDGS 1.7%

Value ($000) $2,684 Shares 5,045,870 Est. Cost $4.99 Unrealized —

AVXL Anavex Life Sciences Corp 1.6%

Value ($000) $2,595 Shares 210,789 Est. Cost $12.30 Unrealized 0.0%

— Applied Therapeutics Inc 1.4%

Value ($000) $2,283 Shares 1,082,123 Est. Cost $16.32 Unrealized —

— Blackstone Group LP 1.3%

Value ($000) $2,006 Shares 16,000 Est. Cost $34.97 Unrealized —

— Arista Networks Inc 1.2%

Value ($000) $1,918 Shares 13,800 Est. Cost $180.11 Unrealized —

CVS CVS Health Corp 0.9%

Value ($000) $1,460 Shares 14,500 Est. Cost $62.28 Unrealized +47.7%

TMO Thermo Fischer Scientific Inc 0.8%

Value ($000) $1,240 Shares 2,100 Est. Cost $471.13 Unrealized +20.6%

MO Altria Group Inc 0.7%

Value ($000) $1,186 Shares 22,700 Est. Cost $30.41 Unrealized +22.1%

BAH Booz Allen Hamilton HLDG COR 0.7%

Value ($000) $1,142 Shares 13,000 Est. Cost $76.36 Unrealized -0.2%

— Lumen Technologies Inc 0.7%

Value ($000) $1,127 Shares 100,000 Est. Cost $12.48 Unrealized —

Value ($000) $1,074 Shares 4,850 Est. Cost $203.18 Unrealized +3.4%

GLW Corning Inc 0.6%

Value ($000) $982 Shares 26,600 Est. Cost $33.60 Unrealized +4.0%

AEM AGNICO EAGLE MINES LTD 0.6%

Value ($000) $943 Shares 15,393 Est. Cost $57.06 Unrealized -14.1%

AMD Advanced Micro Devices Inc 0.6%

Value ($000) $897 Shares 8,200 Est. Cost $80.82 Unrealized +47.7%

ASML ASML Holdings 0.5%

Value ($000) $855 Shares 1,280 Est. Cost $712.50 Unrealized —

OSK OSHKOSH CORP 0.5%

Value ($000) $850 Shares 8,450 Est. Cost $101.52 Unrealized +3.1%

ALT Altimmune Inc 0.5%

Value ($000) $810 Shares 132,978 Est. Cost $12.02 Unrealized -38.7%

— Abeona Therapeutics Inc 0.4%

Value ($000) $709 Shares 2,215,740 Est. Cost $4.67 Unrealized —

— OSISKO GOLD ROYALTIES LTD 0.4%

Value ($000) $612 Shares 190,000 Est. Cost $2.61 Unrealized —

SPRO Spero Therapeutics Inc 0.4%

Value ($000) $609 Shares 70,000 Est. Cost $10.25 Unrealized 0.0%

FNV FRANCO NEV CORP 0.4%

Value ($000) $598 Shares 3,750 Est. Cost $141.52 Unrealized -1.9%

SA SEABRIDGE GOLD INC 0.4%

Value ($000) $592 Shares 32,000 Est. Cost $18.75 Unrealized -9.2%

— MAVERIX METALS INC 0.3%

Value ($000) $552 Shares 115,000 Est. Cost $5.14 Unrealized —

PAAS PAN AMERN SILVER CORP 0.3%

Value ($000) $445 Shares 16,300 Est. Cost $29.53 Unrealized -16.6%

AG FIRST MAJESTIC silver corp 0.3%

Value ($000) $434 Shares 33,000 Est. Cost $11.92 Unrealized -2.9%

— SILVERCREST METALS INC 0.3%

Value ($000) $428 Shares 48,000 Est. Cost $8.60 Unrealized —

— Bioxcel Therapeutics Inc 0.3%

Value ($000) $418 Shares 20,000 Est. Cost $22.35 Unrealized —

— Mirati Therapeutics, Inc 0.3%

Value ($000) $411 Shares 5,000 Est. Cost $82.20 Unrealized —

EQX EQUINOX GOLD CORP 0.2%

Value ($000) $376 Shares 45,500 Est. Cost $12.04 Unrealized -41.6%

— MAG SILVER CORP 0.2%

Value ($000) $352 Shares 21,750 Est. Cost $16.23 Unrealized —

CNTX Context Therapeutics Ins 0.2%

Value ($000) $303 Shares 139,520 Est. Cost $2.10 Unrealized 0.0%

— Soligenix Inc. 0.1%

Value ($000) $198 Shares 271,580 Est. Cost $2.11 Unrealized —

ANVS Annovis Bio Inc 0.1%

Value ($000) $190 Shares 14,210 Est. Cost $46.21 Unrealized -68.7%

ORMP Oramed Pharmaceuticals Inc 0.1%

Value ($000) $173 Shares 20,000 Est. Cost $9.55 Unrealized 0.0%

— Angion BioMedica Corp 0.1%

Value ($000) $127 Shares 60,000 Est. Cost $18.07 Unrealized —

— Applied Genetic Technologies 0.1%

Value ($000) $107 Shares 100,000 Est. Cost $3.91 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	900,844	$106,813	67.0%	$32.04	—	COM	G11196105
ENTX	Entera Bio Ltd	2,484,275	$7,130	4.5%	$3.46	-30.6%	SHS	M40527109
—	Eiger Biopharmaceuticals Inc	694,232	$5,762	3.6%	$9.76	—	COM	28249U105
—	Orgenesis, Inc.	1,316,364	$4,568	2.9%	$6.08	—	COM	68619K105
ALDX	Aldeyra Therapeutics Inc	759,405	$3,376	2.1%	$8.18	-51.3%	COM	01438T106
—	Corbus Pharmaceuticals HLDGS	5,045,870	$2,684	1.7%	$4.99	—	COM	21833P103
AVXL	Anavex Life Sciences Corp	210,789	$2,595	1.6%	$12.30	0.0%	COM NEW	032797300
—	Applied Therapeutics Inc	1,082,123	$2,283	1.4%	$16.32	—	COM	03828A101
—	Blackstone Group LP	16,000	$2,006	1.3%	$34.97	—	COM UNIT LTD	09253U108
—	Arista Networks Inc	13,800	$1,918	1.2%	$180.11	—	COM	040413106
CVS	CVS Health Corp	14,500	$1,460	0.9%	$62.28	+47.7%	COM	126650100
TMO	Thermo Fischer Scientific Inc	2,100	$1,240	0.8%	$471.13	+20.6%	COM	883556102
MO	Altria Group Inc	22,700	$1,186	0.7%	$30.41	+22.1%	COM	02209S103
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,142	0.7%	$76.36	-0.2%	CL A	099502106
—	Lumen Technologies Inc	100,000	$1,127	0.7%	$12.48	—	COM	156700106
V	Visa	4,850	$1,074	0.7%	$203.18	+3.4%	COM CL A	92826C839
GLW	Corning Inc	26,600	$982	0.6%	$33.60	+4.0%	COM	219350105
AEM	AGNICO EAGLE MINES LTD	15,393	$943	0.6%	$57.06	-14.1%	COM	008474108
AMD	Advanced Micro Devices Inc	8,200	$897	0.6%	$80.82	+47.7%	COM	007903107
ASML	ASML Holdings	1,280	$855	0.5%	$712.50	—	N Y REGISTRY SHS	N07059210
OSK	OSHKOSH CORP	8,450	$850	0.5%	$101.52	+3.1%	COM	688239201
ALT	Altimmune Inc	132,978	$810	0.5%	$12.02	-38.7%	COM NEW	02155H200
—	Abeona Therapeutics Inc	2,215,740	$709	0.4%	$4.67	—	COM	00289Y107
—	OSISKO GOLD ROYALTIES LTD	190,000	$612	0.4%	$2.61	—	COM	68827L101
SPRO	Spero Therapeutics Inc	70,000	$609	0.4%	$10.25	0.0%	COM	84833T103
FNV	FRANCO NEV CORP	3,750	$598	0.4%	$141.52	-1.9%	COM	351858105
SA	SEABRIDGE GOLD INC	32,000	$592	0.4%	$18.75	-9.2%	COM	811916105
—	MAVERIX METALS INC	115,000	$552	0.3%	$5.14	—	COM NEW	57776F405
PAAS	PAN AMERN SILVER CORP	16,300	$445	0.3%	$29.53	-16.6%	COM	697900108
AG	FIRST MAJESTIC silver corp	33,000	$434	0.3%	$11.92	-2.9%	COM	32076V103
—	SILVERCREST METALS INC	48,000	$428	0.3%	$8.60	—	COM	828363101
—	Bioxcel Therapeutics Inc	20,000	$418	0.3%	$22.35	—	COM	09075P105
—	Mirati Therapeutics, Inc	5,000	$411	0.3%	$82.20	—	COM	60468T105
EQX	EQUINOX GOLD CORP	45,500	$376	0.2%	$12.04	-41.6%	COM	29446Y502
—	MAG SILVER CORP	21,750	$352	0.2%	$16.23	—	COM	55903Q104
CNTX	Context Therapeutics Ins	139,520	$303	0.2%	$2.10	0.0%	COM	21077P108
—	Soligenix Inc.	271,580	$198	0.1%	$2.11	—	COM	834223307
ANVS	Annovis Bio Inc	14,210	$190	0.1%	$46.21	-68.7%	COM	03615A108
ORMP	Oramed Pharmaceuticals Inc	20,000	$173	0.1%	$9.55	0.0%	COM NEW	68403P203
—	Angion BioMedica Corp	60,000	$127	0.1%	$18.07	—	COM	03476J107
—	Applied Genetic Technologies	100,000	$107	0.1%	$3.91	—	COM	03820J100