Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 15, 2022

Total Value ($000): $175,205 (100.0% shares, 0.0% debt)

Holdings (41)

— Biohaven Pharmactl Hldg Co L 75.0%

Value ($000) $131,406 Shares 900,844 Est. Cost $32.04 Unrealized —

ALDX Aldeyra Therapeutics Inc 3.4%

Value ($000) $5,995 Shares 1,502,460 Est. Cost $5.84 Unrealized -41.1%

— Eiger Biopharmaceuticals Inc 2.5%

Value ($000) $4,374 Shares 694,232 Est. Cost $9.76 Unrealized —

ENTX Entera Bio Ltd 1.9%

Value ($000) $3,304 Shares 2,484,275 Est. Cost $3.46 Unrealized -35.7%

— Orgenesis, Inc. 1.8%

Value ($000) $3,186 Shares 1,316,364 Est. Cost $6.08 Unrealized —

— Anavex Life Sciences Corp 1.2%

Value ($000) $2,110 Shares 210,789 Est. Cost $10.01 Unrealized —

ALT Altimmune Inc 0.9%

Value ($000) $1,556 Shares 132,978 Est. Cost $12.02 Unrealized -48.7%

— Blackstone Group LP 0.8%

Value ($000) $1,461 Shares 16,000 Est. Cost $34.97 Unrealized —

CVS CVS Health Corp 0.8%

Value ($000) $1,344 Shares 14,500 Est. Cost $62.28 Unrealized +37.9%

— Arista Networks Inc 0.7%

Value ($000) $1,294 Shares 13,800 Est. Cost $180.11 Unrealized —

— Corbus Pharmaceuticals HLDGS 0.7%

Value ($000) $1,273 Shares 5,045,870 Est. Cost $4.99 Unrealized —

BAH Booz Allen Hamilton HLDG COR 0.7%

Value ($000) $1,175 Shares 13,000 Est. Cost $76.36 Unrealized +4.0%

TMO Thermo Fischer Scientific Inc 0.7%

Value ($000) $1,141 Shares 2,100 Est. Cost $471.13 Unrealized +15.6%

— Lumen Technologies Inc 0.6%

Value ($000) $1,091 Shares 100,000 Est. Cost $12.48 Unrealized —

— Applied Therapeutics Inc 0.6%

Value ($000) $1,026 Shares 1,082,123 Est. Cost $16.32 Unrealized —

EQX EQUINOX GOLD CORP 0.6%

Value ($000) $971 Shares 99,000 Est. Cost $9.03 Unrealized -28.4%

Value ($000) $955 Shares 4,850 Est. Cost $203.18 Unrealized -1.0%

MO Altria Group Inc 0.5%

Value ($000) $948 Shares 22,700 Est. Cost $30.41 Unrealized +26.4%

— SILVERCREST METALS INC 0.5%

Value ($000) $861 Shares 100,000 Est. Cost $8.60 Unrealized —

PAAS PAN AMERN SILVER CORP 0.5%

Value ($000) $849 Shares 29,500 Est. Cost $27.04 Unrealized -11.4%

GLW Corning Inc 0.5%

Value ($000) $838 Shares 26,600 Est. Cost $33.60 Unrealized -7.6%

— MAVERIX METALS INC 0.4%

Value ($000) $718 Shares 165,000 Est. Cost $4.90 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.4%

Value ($000) $704 Shares 15,393 Est. Cost $57.06 Unrealized -11.1%

OSK OSHKOSH CORP 0.4%

Value ($000) $694 Shares 8,450 Est. Cost $101.52 Unrealized -15.4%

— OSISKO GOLD ROYALTIES LTD 0.4%

Value ($000) $676 Shares 235,000 Est. Cost $2.66 Unrealized —

FNV FRANCO NEV CORP 0.4%

Value ($000) $645 Shares 4,900 Est. Cost $141.84 Unrealized +0.8%

AMD Advanced Micro Devices Inc 0.4%

Value ($000) $627 Shares 8,200 Est. Cost $80.82 Unrealized +15.8%

ASML ASML Holdings 0.3%

Value ($000) $609 Shares 1,280 Est. Cost $712.50 Unrealized —

WPM Wheaton Precious metals 0.3%

Value ($000) $594 Shares 16,500 Est. Cost $41.75 Unrealized 0.0%

— MAG SILVER CORP 0.3%

Value ($000) $584 Shares 17,300 Est. Cost $16.23 Unrealized —

— Abeona Therapeutics Inc 0.3%

Value ($000) $461 Shares 2,215,740 Est. Cost $4.67 Unrealized —

SA SEABRIDGE GOLD INC 0.2%

Value ($000) $398 Shares 32,000 Est. Cost $18.75 Unrealized -14.6%

— Mirati Therapeutics, Inc 0.2%

Value ($000) $336 Shares 5,000 Est. Cost $82.20 Unrealized —

CNTX Context Therapeutics Ins 0.2%

Value ($000) $296 Shares 139,520 Est. Cost $2.10 Unrealized -10.9%

— Soligenix Inc. 0.1%

Value ($000) $163 Shares 271,580 Est. Cost $2.11 Unrealized —

ANVS Annovis Bio Inc 0.1%

Value ($000) $161 Shares 14,210 Est. Cost $46.21 Unrealized -76.3%

ORMP Oramed Pharmaceuticals Inc 0.1%

Value ($000) $92 Shares 20,000 Est. Cost $9.55 Unrealized -47.8%

— Bioxcel Therapeutics Inc 0.1%

Value ($000) $92 Shares 20,000 Est. Cost $22.35 Unrealized —

— Applied Genetic Technologies 0.0%

Value ($000) $77 Shares 100,000 Est. Cost $3.91 Unrealized —

— Angion BioMedica Corp 0.0%

Value ($000) $68 Shares 60,000 Est. Cost $18.07 Unrealized —

SPRO Spero Therapeutics Inc 0.0%

Value ($000) $52 Shares 70,000 Est. Cost $10.25 Unrealized -71.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	900,844	$131,406	75.0%	$32.04	—	COM	G11196105
ALDX	Aldeyra Therapeutics Inc	1,502,460	$5,995	3.4%	$5.84	-41.1%	COM	01438T106
—	Eiger Biopharmaceuticals Inc	694,232	$4,374	2.5%	$9.76	—	COM	28249U105
ENTX	Entera Bio Ltd	2,484,275	$3,304	1.9%	$3.46	-35.7%	SHS	M40527109
—	Orgenesis, Inc.	1,316,364	$3,186	1.8%	$6.08	—	COM	68619K105
—	Anavex Life Sciences Corp	210,789	$2,110	1.2%	$10.01	—	COM NEW	003279730
ALT	Altimmune Inc	132,978	$1,556	0.9%	$12.02	-48.7%	COM NEW	02155H200
—	Blackstone Group LP	16,000	$1,461	0.8%	$34.97	—	COM UNIT LTD	09253U108
CVS	CVS Health Corp	14,500	$1,344	0.8%	$62.28	+37.9%	COM	126650100
—	Arista Networks Inc	13,800	$1,294	0.7%	$180.11	—	COM	040413106
—	Corbus Pharmaceuticals HLDGS	5,045,870	$1,273	0.7%	$4.99	—	COM	21833P103
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,175	0.7%	$76.36	+4.0%	CL A	099502106
TMO	Thermo Fischer Scientific Inc	2,100	$1,141	0.7%	$471.13	+15.6%	COM	883556102
—	Lumen Technologies Inc	100,000	$1,091	0.6%	$12.48	—	COM	156700106
—	Applied Therapeutics Inc	1,082,123	$1,026	0.6%	$16.32	—	COM	03828A101
EQX	EQUINOX GOLD CORP	99,000	$971	0.6%	$9.03	-28.4%	COM	29446Y502
V	Visa	4,850	$955	0.5%	$203.18	-1.0%	COM CL A	92826C839
MO	Altria Group Inc	22,700	$948	0.5%	$30.41	+26.4%	COM	02209S103
—	SILVERCREST METALS INC	100,000	$861	0.5%	$8.60	—	COM	828363101
PAAS	PAN AMERN SILVER CORP	29,500	$849	0.5%	$27.04	-11.4%	COM	697900108
GLW	Corning Inc	26,600	$838	0.5%	$33.60	-7.6%	COM	219350105
—	MAVERIX METALS INC	165,000	$718	0.4%	$4.90	—	COM NEW	57776F405
AEM	AGNICO EAGLE MINES LTD	15,393	$704	0.4%	$57.06	-11.1%	COM	008474108
OSK	OSHKOSH CORP	8,450	$694	0.4%	$101.52	-15.4%	COM	688239201
—	OSISKO GOLD ROYALTIES LTD	235,000	$676	0.4%	$2.66	—	COM	68827L101
FNV	FRANCO NEV CORP	4,900	$645	0.4%	$141.84	+0.8%	COM	351858105
AMD	Advanced Micro Devices Inc	8,200	$627	0.4%	$80.82	+15.8%	COM	007903107
ASML	ASML Holdings	1,280	$609	0.3%	$712.50	—	NY REGISTRY SHS	N07059210
WPM	Wheaton Precious metals	16,500	$594	0.3%	$41.75	0.0%	COM	962879102
—	MAG SILVER CORP	17,300	$584	0.3%	$16.23	—	COM	55903Q104
—	Abeona Therapeutics Inc	2,215,740	$461	0.3%	$4.67	—	COM	00289Y107
SA	SEABRIDGE GOLD INC	32,000	$398	0.2%	$18.75	-14.6%	COM	811916105
—	Mirati Therapeutics, Inc	5,000	$336	0.2%	$82.20	—	COM	60468T105
CNTX	Context Therapeutics Ins	139,520	$296	0.2%	$2.10	-10.9%	COM	21077P108
—	Soligenix Inc.	271,580	$163	0.1%	$2.11	—	COM	834223307
ANVS	Annovis Bio Inc	14,210	$161	0.1%	$46.21	-76.3%	COM	03615A108
ORMP	Oramed Pharmaceuticals Inc	20,000	$92	0.1%	$9.55	-47.8%	COM NEW	68403P203
—	Bioxcel Therapeutics Inc	20,000	$92	0.1%	$22.35	—	COM	09075P105
—	Applied Genetic Technologies	100,000	$77	0.0%	$3.91	—	COM	03820J100
—	Angion BioMedica Corp	60,000	$68	0.0%	$18.07	—	COM	03476J107
SPRO	Spero Therapeutics Inc	70,000	$52	0.0%	$10.25	-71.6%	COM	84833T103