Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: May 15, 2024

Total Value ($000): $160,736 (100.0% shares, 0.0% debt)

Holdings (34)

— Applied Therapeutics Inc 23.6%

Value ($000) $37,908 Shares 5,574,687 Est. Cost $4.58 Unrealized —

— Biohaven Pharmactl Hldg Co L 16.7%

Value ($000) $26,821 Shares 490,422 Est. Cost $31.55 Unrealized —

ALDX Aldeyra Therapeutics Inc 11.1%

Value ($000) $17,905 Shares 5,475,516 Est. Cost $5.34 Unrealized -38.5%

— Avadel Pharmaceuticals Plc 6.3%

Value ($000) $10,134 Shares 600,000 Est. Cost $15.45 Unrealized —

GLD SPDR Gold Trust 4.1%

Value ($000) $6,583 Shares 32,000 Est. Cost $205.72 Unrealized —

ENTX Entera Bio Ltd 4.0%

Value ($000) $6,483 Shares 3,881,879 Est. Cost $2.46 Unrealized -55.1%

ALT Altimmune Inc 3.6%

Value ($000) $5,774 Shares 567,219 Est. Cost $8.06 Unrealized +26.2%

— HOOKIPA PHARMA 2.4%

Value ($000) $3,928 Shares 5,517,385 Est. Cost $0.87 Unrealized —

SA SEABRIDGE GOLD INC 2.3%

Value ($000) $3,729 Shares 246,597 Est. Cost $12.86 Unrealized -9.4%

EQX Equinox Gold Corp 2.1%

Value ($000) $3,316 Shares 550,811 Est. Cost $4.78 Unrealized -3.0%

AEM Agnico Eagle Mines Ltd 2.1%

Value ($000) $3,311 Shares 55,500 Est. Cost $47.02 Unrealized +5.3%

— Verona Pharma 2.0%

Value ($000) $3,218 Shares 200,000 Est. Cost $22.97 Unrealized —

— Silvercrest Metals Inc CAD 1.9%

Value ($000) $3,130 Shares 470,000 Est. Cost $5.31 Unrealized —

FNV Franco Nev Corp 1.9%

Value ($000) $2,979 Shares 25,000 Est. Cost $108.28 Unrealized 0.0%

— Mag Silver Corp 1.8%

Value ($000) $2,910 Shares 275,000 Est. Cost $10.50 Unrealized —

WPM Wheaton Precious Metals Corp 1.8%

Value ($000) $2,828 Shares 60,000 Est. Cost $42.73 Unrealized +4.1%

KGC Kinross Gold Corp 1.7%

Value ($000) $2,697 Shares 440,000 Est. Cost $4.90 Unrealized +11.0%

BAH Booz Allen Hamilton HLDG COR 1.2%

Value ($000) $1,930 Shares 13,000 Est. Cost $76.36 Unrealized +77.0%

OCUL Ocular Therapeutix Inc. 1.1%

Value ($000) $1,824 Shares 200,400 Est. Cost $2.96 Unrealized +139.8%

Value ($000) $1,354 Shares 4,850 Est. Cost $203.18 Unrealized +34.1%

SIL Global X Silver Miners ETF 37954Y848 0.8%

Value ($000) $1,241 Shares 45,175 Est. Cost $28.27 Unrealized —

AGI Alamos Gold Inc 0.7%

Value ($000) $1,180 Shares 80,000 Est. Cost $11.90 Unrealized +5.4%

CVS CVS Health Corp 0.7%

Value ($000) $1,157 Shares 14,500 Est. Cost $62.28 Unrealized +13.7%

SLV iShares Silver Trust 0.7%

Value ($000) $1,103 Shares 48,500 Est. Cost $22.75 Unrealized —

NOC Northrop Grumman Corp 0.6%

Value ($000) $1,036 Shares 2,165 Est. Cost $442.02 Unrealized +0.9%

ITA iSHares US Aerospace & Defense 0.6%

Value ($000) $1,009 Shares 7,650 Est. Cost $126.60 Unrealized —

DEO Diageo PLC 0.6%

Value ($000) $1,003 Shares 6,750 Est. Cost $148.59 Unrealized —

RGLD Royal Gold Inc. 0.6%

Value ($000) $920 Shares 7,550 Est. Cost $113.67 Unrealized -0.7%

PM Philip Morris Intl. Inc 0.6%

Value ($000) $916 Shares 10,000 Est. Cost $83.71 Unrealized +1.5%

MREO Mereo Biopharma Group 0.5%

Value ($000) $860 Shares 260,470 Est. Cost $2.69 Unrealized —

NEWP New Pac Metals Corp 0.4%

Value ($000) $650 Shares 485,000 Est. Cost $1.89 Unrealized -34.0%

— Orgenesis, Inc. 0.3%

Value ($000) $522 Shares 634,738 Est. Cost $6.08 Unrealized —

IRD Ocuphire Pharma Inc. 0.1%

Value ($000) $201 Shares 100,000 Est. Cost $3.59 Unrealized -29.4%

SKE SKEENA RES LTD CAD 0.1%

Value ($000) $179 Shares 38,786 Est. Cost $4.22 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Applied Therapeutics Inc	5,574,687	$37,908	23.6%	$4.58	—	COM	03828A101
—	Biohaven Pharmactl Hldg Co L	490,422	$26,821	16.7%	$31.55	—	COM	G11196105
ALDX	Aldeyra Therapeutics Inc	5,475,516	$17,905	11.1%	$5.34	-38.5%	COM	01438T106
—	Avadel Pharmaceuticals Plc	600,000	$10,134	6.3%	$15.45	—	SPONSORED ADR	05337M104
GLD	SPDR Gold Trust	32,000	$6,583	4.1%	$205.72	—	Gold SHS	78463V107
ENTX	Entera Bio Ltd	3,881,879	$6,483	4.0%	$2.46	-55.1%	SHS	M40527109
ALT	Altimmune Inc	567,219	$5,774	3.6%	$8.06	+26.2%	COM NEW	02155H200
—	HOOKIPA PHARMA	5,517,385	$3,928	2.4%	$0.87	—	COM	43906K100
SA	SEABRIDGE GOLD INC	246,597	$3,729	2.3%	$12.86	-9.4%	COM	811916105
EQX	Equinox Gold Corp	550,811	$3,316	2.1%	$4.78	-3.0%	COM	29446Y502
AEM	Agnico Eagle Mines Ltd	55,500	$3,311	2.1%	$47.02	+5.3%	COM	008474108
—	Verona Pharma	200,000	$3,218	2.0%	$22.97	—	SPONSORED ADS	925050106
—	Silvercrest Metals Inc CAD	470,000	$3,130	1.9%	$5.31	—	COM	828363101
FNV	Franco Nev Corp	25,000	$2,979	1.9%	$108.28	0.0%	COM	351858105
—	Mag Silver Corp	275,000	$2,910	1.8%	$10.50	—	COM	55903Q104
WPM	Wheaton Precious Metals Corp	60,000	$2,828	1.8%	$42.73	+4.1%	COM	962879102
KGC	Kinross Gold Corp	440,000	$2,697	1.7%	$4.90	+11.0%	COM	496902404
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,930	1.2%	$76.36	+77.0%	CL A	099502106
OCUL	Ocular Therapeutix Inc.	200,400	$1,824	1.1%	$2.96	+139.8%	COM	67576A100
V	Visa	4,850	$1,354	0.8%	$203.18	+34.1%	COM CL A	92826C839
SIL	Global X Silver Miners ETF 37954Y848	45,175	$1,241	0.8%	$28.27	—	Global X Silver	37954Y848
AGI	Alamos Gold Inc	80,000	$1,180	0.7%	$11.90	+5.4%	COM CL New	011532108
CVS	CVS Health Corp	14,500	$1,157	0.7%	$62.28	+13.7%	COM	126650100
SLV	iShares Silver Trust	48,500	$1,103	0.7%	$22.75	—	iShares	46428Q109
NOC	Northrop Grumman Corp	2,165	$1,036	0.6%	$442.02	+0.9%	COM	666807102
ITA	iSHares US Aerospace & Defense	7,650	$1,009	0.6%	$126.60	—	US AER DEF ETF	464288760
DEO	Diageo PLC	6,750	$1,003	0.6%	$148.59	—	SPONS ADR NEW	25243Q205
RGLD	Royal Gold Inc.	7,550	$920	0.6%	$113.67	-0.7%	COM	780287108
PM	Philip Morris Intl. Inc	10,000	$916	0.6%	$83.71	+1.5%	COM	718172109
MREO	Mereo Biopharma Group	260,470	$860	0.5%	$2.69	—	SPON ADS	589492107
NEWP	New Pac Metals Corp	485,000	$650	0.4%	$1.89	-34.0%	COM	64782A107
—	Orgenesis, Inc.	634,738	$522	0.3%	$6.08	—	COM	68619K105
IRD	Ocuphire Pharma Inc.	100,000	$201	0.1%	$3.59	-29.4%	COM	67577R102
SKE	SKEENA RES LTD CAD	38,786	$179	0.1%	$4.22	0.0%	COM	83056P715