Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 14, 2024

Total Value ($000): $120,760 (100.0% shares, 0.0% debt)

Holdings (32)

— Biohaven Pharmactl Hldg Co L 17.4%

Value ($000) $20,990 Shares 490,422 Est. Cost $31.55 Unrealized —

ALDX Aldeyra Therapeutics Inc 15.9%

Value ($000) $19,219 Shares 5,475,516 Est. Cost $5.34 Unrealized -42.3%

— Applied Therapeutics Inc 15.2%

Value ($000) $18,340 Shares 5,474,687 Est. Cost $4.53 Unrealized —

— Avadel Pharmaceuticals Plc 7.0%

Value ($000) $8,472 Shares 600,000 Est. Cost $15.45 Unrealized —

SIL Global X Silver Miners ETF 37954Y848 4.1%

Value ($000) $4,993 Shares 176,000 Est. Cost $28.27 Unrealized —

— HOOKIPA PHARMA 3.7%

Value ($000) $4,469 Shares 5,517,385 Est. Cost $0.87 Unrealized —

— Verona Pharma 3.3%

Value ($000) $3,976 Shares 200,000 Est. Cost $22.97 Unrealized —

— Silvercrest Metals Inc CAD 2.5%

Value ($000) $3,079 Shares 470,000 Est. Cost $5.31 Unrealized —

AEM Agnico Eagle Mines Ltd 2.5%

Value ($000) $3,044 Shares 55,500 Est. Cost $47.02 Unrealized +2.0%

SA SEABRIDGE GOLD INC 2.5%

Value ($000) $2,991 Shares 246,597 Est. Cost $12.86 Unrealized -10.6%

WPM Wheaton Precious Metals Corp 2.5%

Value ($000) $2,960 Shares 60,000 Est. Cost $42.73 Unrealized +4.1%

GDX Vaneck Gold Miners ETF 2.4%

Value ($000) $2,848 Shares 91,850 Est. Cost $28.66 Unrealized —

KGC Kinross Gold Corp 2.2%

Value ($000) $2,662 Shares 440,000 Est. Cost $4.90 Unrealized +11.5%

ENTX Entera Bio Ltd 1.9%

Value ($000) $2,329 Shares 3,881,879 Est. Cost $2.46 Unrealized -72.2%

ALT Altimmune Inc 1.9%

Value ($000) $2,250 Shares 200,000 Est. Cost $4.18 Unrealized 0.0%

EQX Equinox Gold Corp 1.7%

Value ($000) $2,058 Shares 420,929 Est. Cost $4.82 Unrealized -1.7%

GDXJ Vaneck Junior Gold Miners ETF 1.7%

Value ($000) $2,015 Shares 53,150 Est. Cost $35.65 Unrealized —

BAH Booz Allen Hamilton HLDG COR 1.4%

Value ($000) $1,663 Shares 13,000 Est. Cost $76.36 Unrealized +56.1%

Value ($000) $1,253 Shares 4,850 Est. Cost $203.18 Unrealized +19.4%

CVS CVS Health Corp 0.9%

Value ($000) $1,145 Shares 14,500 Est. Cost $62.28 Unrealized +5.0%

TMO Thermo Fischer Scientific Inc 0.9%

Value ($000) $1,115 Shares 2,100 Est. Cost $471.13 Unrealized +2.0%

— Mag Silver Corp 0.9%

Value ($000) $1,093 Shares 105,000 Est. Cost $10.37 Unrealized —

AGI Alamos Gold Inc 0.9%

Value ($000) $1,078 Shares 80,000 Est. Cost $11.90 Unrealized +9.0%

NOC Northrop Grumman Corp 0.8%

Value ($000) $1,014 Shares 2,165 Est. Cost $442.02 Unrealized +2.3%

PM Philip Morris Intl. Inc 0.8%

Value ($000) $1,014 Shares 10,000 Est. Cost $83.71 Unrealized 0.0%

ITA iSHares US Aerospace & Defense 0.8%

Value ($000) $968 Shares 7,650 Est. Cost $126.60 Unrealized —

NEWP New Pac Metals Corp 0.8%

Value ($000) $926 Shares 485,000 Est. Cost $1.89 Unrealized -8.8%

RGLD Royal Gold Inc. 0.8%

Value ($000) $913 Shares 7,550 Est. Cost $113.67 Unrealized -0.6%

OCUL Ocular Therapeutix Inc. 0.7%

Value ($000) $894 Shares 200,400 Est. Cost $2.96 Unrealized -0.1%

MREO Mereo Biopharma Group 0.3%

Value ($000) $370 Shares 160,470 Est. Cost $2.31 Unrealized —

— Orgenesis, Inc. 0.3%

Value ($000) $317 Shares 634,738 Est. Cost $6.08 Unrealized —

IRD Ocuphire Pharma Inc. 0.2%

Value ($000) $301 Shares 100,000 Est. Cost $3.59 Unrealized -17.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	490,422	$20,990	17.4%	$31.55	—	COM	G11196105
ALDX	Aldeyra Therapeutics Inc	5,475,516	$19,219	15.9%	$5.34	-42.3%	COM	01438T106
—	Applied Therapeutics Inc	5,474,687	$18,340	15.2%	$4.53	—	COM	03828A101
—	Avadel Pharmaceuticals Plc	600,000	$8,472	7.0%	$15.45	—	SPONSORED ADR	05337M104
SIL	Global X Silver Miners ETF 37954Y848	176,000	$4,993	4.1%	$28.27	—	Global X Silver	37954Y848
—	HOOKIPA PHARMA	5,517,385	$4,469	3.7%	$0.87	—	COM	43906K100
—	Verona Pharma	200,000	$3,976	3.3%	$22.97	—	SPONSORED ADS	925050106
—	Silvercrest Metals Inc CAD	470,000	$3,079	2.5%	$5.31	—	COM	828363101
AEM	Agnico Eagle Mines Ltd	55,500	$3,044	2.5%	$47.02	+2.0%	COM	008474108
SA	SEABRIDGE GOLD INC	246,597	$2,991	2.5%	$12.86	-10.6%	COM	811916105
WPM	Wheaton Precious Metals Corp	60,000	$2,960	2.5%	$42.73	+4.1%	COM	962879102
GDX	Vaneck Gold Miners ETF	91,850	$2,848	2.4%	$28.66	—	Gold Miners ETF	92189F106
KGC	Kinross Gold Corp	440,000	$2,662	2.2%	$4.90	+11.5%	COM	496902404
ENTX	Entera Bio Ltd	3,881,879	$2,329	1.9%	$2.46	-72.2%	SHS	M40527109
ALT	Altimmune Inc	200,000	$2,250	1.9%	$4.18	0.0%	COM NEW	02155H200
EQX	Equinox Gold Corp	420,929	$2,058	1.7%	$4.82	-1.7%	COM	29446Y502
GDXJ	Vaneck Junior Gold Miners ETF	53,150	$2,015	1.7%	$35.65	—	Junior Hold Mine	92189F791
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,663	1.4%	$76.36	+56.1%	CL A	099502106
V	Visa	4,850	$1,253	1.0%	$203.18	+19.4%	COM CL A	92826C839
CVS	CVS Health Corp	14,500	$1,145	0.9%	$62.28	+5.0%	COM	126650100
TMO	Thermo Fischer Scientific Inc	2,100	$1,115	0.9%	$471.13	+2.0%	COM	883556102
—	Mag Silver Corp	105,000	$1,093	0.9%	$10.37	—	COM	55903Q104
AGI	Alamos Gold Inc	80,000	$1,078	0.9%	$11.90	+9.0%	COM CL New	011532108
NOC	Northrop Grumman Corp	2,165	$1,014	0.8%	$442.02	+2.3%	COM	666807102
PM	Philip Morris Intl. Inc	10,000	$1,014	0.8%	$83.71	0.0%	COM	718172109
ITA	iSHares US Aerospace & Defense	7,650	$968	0.8%	$126.60	—	US AER DEF ETF	464288760
NEWP	New Pac Metals Corp	485,000	$926	0.8%	$1.89	-8.8%	COM	64782A107
RGLD	Royal Gold Inc.	7,550	$913	0.8%	$113.67	-0.6%	COM	780287108
OCUL	Ocular Therapeutix Inc.	200,400	$894	0.7%	$2.96	-0.1%	COM	67576A100
MREO	Mereo Biopharma Group	160,470	$370	0.3%	$2.31	—	SPON ADS	589492107
—	Orgenesis, Inc.	634,738	$317	0.3%	$6.08	—	COM	68619K105
IRD	Ocuphire Pharma Inc.	100,000	$301	0.2%	$3.59	-17.7%	COM	67577R102