NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 9, 2013

Total Value ($000): $84,769 (100.0% shares, 0.0% debt)

Holdings (34)

AFG AMERICAN FINL GROUP INC OHIO 5.9%

Value ($000) $5,012 Shares 102,480 Est. Cost $21.06 Unrealized 0.0%

— XL GROUP PLC 5.9%

Value ($000) $4,960 Shares 163,600 Est. Cost $30.32 Unrealized —

— FLOTEK INDS INC DEL 5.8%

Value ($000) $4,940 Shares 275,335 Est. Cost $17.94 Unrealized —

DCH AMERICAN AXLE & MFG HLDGS IN 5.6%

Value ($000) $4,788 Shares 257,000 Est. Cost $15.63 Unrealized 0.0%

— BLACKSTONE GROUP L P 5.6%

Value ($000) $4,739 Shares 225,000 Est. Cost $21.06 Unrealized —

MS MORGAN STANLEY 5.4%

Value ($000) $4,544 Shares 186,000 Est. Cost $17.33 Unrealized 0.0%

— BITAUTO HLDGS LTD 4.7%

Value ($000) $3,956 Shares 360,627 Est. Cost $10.97 Unrealized —

— ASPEN INSURANCE HOLDINGS LTD 4.5%

Value ($000) $3,805 Shares 102,590 Est. Cost $37.09 Unrealized —

HYG ISHARES TR 4.2%

Value ($000) $3,594 Shares 39,550 Est. Cost $90.87 Unrealized —

— ANIXTER INTL INC 4.1%

Value ($000) $3,441 Shares 45,388 Est. Cost $75.81 Unrealized —

— APOLLO GLOBAL MGMT LLC 3.6%

Value ($000) $3,013 Shares 125,000 Est. Cost $24.10 Unrealized —

— POWERSHARES ETF TRUST II 3.4%

Value ($000) $2,859 Shares 115,500 Est. Cost $24.75 Unrealized —

— MEAD JOHNSON NUTRITION CO 3.3%

Value ($000) $2,833 Shares 35,759 Est. Cost $79.22 Unrealized —

C CITIGROUP INC 3.3%

Value ($000) $2,830 Shares 59,000 Est. Cost $35.76 Unrealized 0.0%

THG HANOVER INS GROUP INC 3.3%

Value ($000) $2,813 Shares 57,500 Est. Cost $34.64 Unrealized 0.0%

HIG HARTFORD FINL SVCS GROUP INC 3.0%

Value ($000) $2,512 Shares 81,250 Est. Cost $22.20 Unrealized 0.0%

— RENTECH NITROGEN PARTNERS L 2.6%

Value ($000) $2,207 Shares 75,000 Est. Cost $29.43 Unrealized —

GS GOLDMAN SACHS GROUP INC 2.5%

Value ($000) $2,118 Shares 14,000 Est. Cost $120.06 Unrealized 0.0%

— ENDURANCE SPECIALTY HLDGS LT 2.4%

Value ($000) $2,058 Shares 40,000 Est. Cost $51.45 Unrealized —

— LEHIGH GAS PARTNERS LP 2.4%

Value ($000) $2,052 Shares 83,000 Est. Cost $24.72 Unrealized —

DAN DANA HLDG CORP 2.0%

Value ($000) $1,733 Shares 90,000 Est. Cost $14.00 Unrealized 0.0%

— FLIR SYS INC 1.9%

Value ($000) $1,618 Shares 60,000 Est. Cost $26.97 Unrealized —

ARCC ARES CAP CORP 1.5%

Value ($000) $1,299 Shares 75,500 Est. Cost $5.23 Unrealized 0.0%

— WESTERN GAS PARTNERS LP 1.5%

Value ($000) $1,298 Shares 20,000 Est. Cost $64.90 Unrealized —

— NUVEEN FLOATING RATE INCOME 1.5%

Value ($000) $1,288 Shares 102,250 Est. Cost $12.60 Unrealized —

IBN ICICI BK LTD 1.5%

Value ($000) $1,262 Shares 33,000 Est. Cost $38.24 Unrealized —

— ALLIED WRLD ASSUR COM HLDG A 1.4%

Value ($000) $1,180 Shares 12,900 Est. Cost $91.47 Unrealized —

— NUVEEN SHT DUR CR OPP FD 1.4%

Value ($000) $1,160 Shares 59,200 Est. Cost $19.59 Unrealized —

— U S AIRWAYS GROUP INC 1.4%

Value ($000) $1,149 Shares 70,000 Est. Cost $16.41 Unrealized —

— PLATINUM UNDERWRITER HLDGS L 1.3%

Value ($000) $1,144 Shares 20,000 Est. Cost $57.20 Unrealized —

— FIFTH STREET FINANCE CORP 1.2%

Value ($000) $1,045 Shares 100,000 Est. Cost $10.45 Unrealized —

— APOLLO INVT CORP 1.2%

Value ($000) $1,008 Shares 130,232 Est. Cost $7.74 Unrealized —

— TRUETT-HURST INC 0.6%

Value ($000) $472 Shares 80,000 Est. Cost $5.90 Unrealized —

— MARKET VECTORS ETF TR 0.0%

Value ($000) $39 Shares 2,100 Est. Cost $18.57 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AFG	AMERICAN FINL GROUP INC OHIO	102,480	$5,012	5.9%	$21.06	0.0%	COM	025932104
—	XL GROUP PLC	163,600	$4,960	5.9%	$30.32	—	SHS	G98290102
—	FLOTEK INDS INC DEL	275,335	$4,940	5.8%	$17.94	—	COM	343389102
DCH	AMERICAN AXLE & MFG HLDGS IN	257,000	$4,788	5.6%	$15.63	0.0%	COM	024061103
—	BLACKSTONE GROUP L P	225,000	$4,739	5.6%	$21.06	—	COM UNIT LTD	09253U108
MS	MORGAN STANLEY	186,000	$4,544	5.4%	$17.33	0.0%	COM NEW	617446448
—	BITAUTO HLDGS LTD	360,627	$3,956	4.7%	$10.97	—	SPONSORED ADS	091727107
—	ASPEN INSURANCE HOLDINGS LTD	102,590	$3,805	4.5%	$37.09	—	SHS	G05384105
HYG	ISHARES TR	39,550	$3,594	4.2%	$90.87	—	HIGH YLD CORP	464288513
—	ANIXTER INTL INC	45,388	$3,441	4.1%	$75.81	—	COM	035290105
—	APOLLO GLOBAL MGMT LLC	125,000	$3,013	3.6%	$24.10	—	CL A SHS	037612306
—	POWERSHARES ETF TRUST II	115,500	$2,859	3.4%	$24.75	—	SENIOR LN PORT	73936Q769
—	MEAD JOHNSON NUTRITION CO	35,759	$2,833	3.3%	$79.22	—	COM	582839106
C	CITIGROUP INC	59,000	$2,830	3.3%	$35.76	0.0%	COM NEW	172967424
THG	HANOVER INS GROUP INC	57,500	$2,813	3.3%	$34.64	0.0%	COM	410867105
HIG	HARTFORD FINL SVCS GROUP INC	81,250	$2,512	3.0%	$22.20	0.0%	COM	416515104
—	RENTECH NITROGEN PARTNERS L	75,000	$2,207	2.6%	$29.43	—	COM UNIT	760113100
GS	GOLDMAN SACHS GROUP INC	14,000	$2,118	2.5%	$120.06	0.0%	COM	38141G104
—	ENDURANCE SPECIALTY HLDGS LT	40,000	$2,058	2.4%	$51.45	—	SHS	G30397106
—	LEHIGH GAS PARTNERS LP	83,000	$2,052	2.4%	$24.72	—	UT LTD PTN INT	524814100
DAN	DANA HLDG CORP	90,000	$1,733	2.0%	$14.00	0.0%	COM	235825205
—	FLIR SYS INC	60,000	$1,618	1.9%	$26.97	—	COM	302445101
ARCC	ARES CAP CORP	75,500	$1,299	1.5%	$5.23	0.0%	COM	04010L103
—	WESTERN GAS PARTNERS LP	20,000	$1,298	1.5%	$64.90	—	COM UNIT LP IN	958254104
—	NUVEEN FLOATING RATE INCOME	102,250	$1,288	1.5%	$12.60	—	COM	67072T108
IBN	ICICI BK LTD	33,000	$1,262	1.5%	$38.24	—	ADR	45104G104
—	ALLIED WRLD ASSUR COM HLDG A	12,900	$1,180	1.4%	$91.47	—	SHS	H01531104
—	NUVEEN SHT DUR CR OPP FD	59,200	$1,160	1.4%	$19.59	—	COM	67074X107
—	U S AIRWAYS GROUP INC	70,000	$1,149	1.4%	$16.41	—	COM	90341W108
—	PLATINUM UNDERWRITER HLDGS L	20,000	$1,144	1.3%	$57.20	—	COM	G7127P100
—	FIFTH STREET FINANCE CORP	100,000	$1,045	1.2%	$10.45	—	COM	31678A103
—	APOLLO INVT CORP	130,232	$1,008	1.2%	$7.74	—	COM	03761U106
—	TRUETT-HURST INC	80,000	$472	0.6%	$5.90	—	CL A	897871109
—	MARKET VECTORS ETF TR	2,100	$39	0.0%	$18.57	—	VIETNAM ETF	57060U761