Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $676M (14.8% shares, 85.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ELECTRONIC ARTS INC | 19,700,000 | $42.43M | 6.3% | $2.15 | $1.60 | — | NOTE 0.750% 7/1 | 285512AA7 |
| — | VERISIGN INC | 15,140,000 | $38.7M | 5.7% | $2.56 | $2.38 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | JETBLUE AIRWAYS CORP | 6,895,000 | $32.06M | 4.7% | $4.65 | $1.79 | — | DBCV 6.750%10/1 | 477143AG6 |
| — | MICROCHIP TECHNOLOGY INC | 16,272,000 | $30.97M | 4.6% | $1.90 | $1.66 | — | SDCV 2.125%12/1 | 595017AB0 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500,000 | $24.94M | 3.7% | $49.88 | $52.98 | -5.9% | Put | 922042874 |
| — | PALO ALTO NETWORKS INC | 14,623,000 | $24.2M | 3.6% | $1.65 | $1.64 | — | NOTE 7/0 | 697435AB1 |
| — | JARDEN CORP | 13,285,000 | $24.19M | 3.6% | $1.82 | $1.53 | — | NOTE 1.875% 9/1 | 471109AH1 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 13,178,000 | $21.95M | 3.2% | $1.67 | $1.38 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | JARDEN CORP | 12,750,000 | $18.99M | 2.8% | $1.49 | $1.44 | — | NOTE 1.500% 6/1 | 471109AL2 |
| — | NVIDIA CORP | 10,970,000 | $18.2M | 2.7% | $1.66 | $1.36 | — | NOTE 1.000%12/0 | 67066GAC8 |
| — | STARWOOD PPTY TR INC | 15,660,000 | $15.4M | 2.3% | $0.98 | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | XILINX INC | 8,140,000 | $13.23M | 2.0% | $1.63 | $1.51 | — | NOTE 2.625% 6/1 | 983919AF8 |
| — | NOVELLUS SYS INC | 5,580,000 | $13.1M | 1.9% | $2.35 | $1.95 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | MOLINA HEALTHCARE INC | 8,300,000 | $12.89M | 1.9% | $1.55 | $1.34 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | J2 GLOBAL INC | 9,750,000 | $12.8M | 1.9% | $1.31 | $1.13 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | INTEL CORP | 7,680,000 | $12.78M | 1.9% | $1.66 | $1.59 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | PRICELINE GRP INC | 8,808,000 | $12.54M | 1.9% | $1.42 | $1.36 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | SPIRIT RLTY CAP INC NEW | 12,580,000 | $12.03M | 1.8% | $0.96 | $0.98 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | PROOFPOINT INC | 6,980,000 | $12.02M | 1.8% | $1.72 | $1.63 | — | NOTE 1.250%12/1 | 743424AB9 |
| — | LIGAND PHARMACEUTICALS INC | 7,720,000 | $11.95M | 1.8% | $1.55 | $1.31 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 10,250,000 | $11.04M | 1.6% | $1.08 | $1.05 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | MEDICINES CO | 6,400,000 | $9.14M | 1.4% | $1.43 | $1.44 | — | DBCV 1.375% 6/0 | 584688AC9 |
| — | MERCADOLIBRE INC | 8,060,000 | $9.007M | 1.3% | $1.12 | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | NATIONAL HEALTH INVS INC | 8,803,000 | $8.649M | 1.3% | $0.98 | $1.01 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | CEMEX SAB DE CV | 8,985,000 | $8.398M | 1.2% | $0.93 | $1.18 | — | NOTE 3.750% 3/1 | 151290BC6 |
| — | SALESFORCE COM INC | 6,440,000 | $8.281M | 1.2% | $1.29 | $1.29 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| — | TWITTER INC | 9,620,000 | $8.165M | 1.2% | $0.85 | $0.85 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | CTRIP COM INTL LTD | 5,790,000 | $7.65M | 1.1% | $1.32 | $1.32 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | ELECTRONICS FOR IMAGING INC | 7,150,000 | $7.613M | 1.1% | $1.06 | $1.02 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | MOLINA HEALTHCARE INC | 6,210,000 | $7.485M | 1.1% | $1.21 | $1.21 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 4,070,000 | $7.443M | 1.1% | $1.83 | $1.41 | — | NOTE 1.750%12/0 | 874054AC3 |
| — | AFFYMETRIX INC | 4,000,000 | $7.188M | 1.1% | $1.80 | $1.64 | — | NOTE 4.000% 7/0 | 00826TAH1 |
| — | ALBANY MOLECULAR RESH INC | 4,550,000 | $6.125M | 0.9% | $1.35 | $1.28 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | ACORDA THERAPEUTICS INC | 4,550,000 | $5.243M | 0.8% | $1.15 | $1.03 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | ALTRA INDL MOTION CORP | 4,850,000 | $5.238M | 0.8% | $1.08 | $1.25 | — | NOTE 2.750% 3/0 | 02208RAE6 |
| — | BIOMARIN PHARMACEUTICAL INC | 3,950,000 | $5.071M | 0.8% | $1.28 | $1.29 | — | NOTE 0.750%10/1 | 09061GAE1 |
| — | YAHOO INC | 5,050,000 | $4.927M | 0.7% | $0.98 | $0.98 | — | NOTE 12/0 | 984332AF3 |
| — | M/I HOMES INC | 4,500,000 | $4.866M | 0.7% | $1.08 | $1.13 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | CARRIAGE SVCS INC | 4,000,000 | $4.755M | 0.7% | $1.19 | $1.18 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | AMAG PHARMACEUTICALS INC | 3,755,000 | $4.745M | 0.7% | $1.26 | $1.26 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | ARES CAP CORP | 4,130,000 | $4.125M | 0.6% | $1.00 | $1.00 | — | NOTE 5.750% 2/0 | 04010LAB9 |
| — | 51JOB INC | 4,000,000 | $3.91M | 0.6% | $0.98 | $1.02 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | BOULEVARD ACQUISITION | 354,120 | $3.506M | 0.5% | $9.90 | $9.90 | — | UNIT 99/99/9999 | 10157Q201 |
| — | GORES HLDGS INC | 345,052 | $3.451M | 0.5% | $10.00 | $10.14 | — | UNIT 99/99/9999 | 382866200 |
| — | VECTOR GROUP LTD | 3,000,000 | $3.429M | 0.5% | $1.14 | $1.06 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | COWEN GROUP INC NEW | 3,500,000 | $3.36M | 0.5% | $0.96 | $1.25 | — | NOTE 3.000% 3/1 | 223622AB7 |
| — | GENERAL CABLE CORP DEL NEW | 5,500,000 | $3.341M | 0.5% | $0.61 | $0.68 | — | FRNT 4.500%11/1 | 369300AL2 |
| GLNG | GOLAR LNG LTD BERMUDA | 206,700 | $3.264M | 0.5% | $15.79 | — | — | Put | G9456A100 |
| — | GARNERO GROUP ACQUISITION CO | 329,535 | $3.233M | 0.5% | $9.81 | $9.82 | — | SHS | G5866L108 |
| — | SPECTRANETICS CORP | 4,100,000 | $3.111M | 0.5% | $0.76 | $0.76 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | DHT HOLDINGS INC | 2,600,000 | $3.094M | 0.5% | $1.19 | $1.07 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | PHOTRONICS INC | 2,500,000 | $3.034M | 0.4% | $1.21 | $1.21 | — | NOTE 3.250% 4/0 | 719405AH5 |
| — | SEACOR HOLDINGS INC | 3,199,000 | $2.992M | 0.4% | $0.94 | $1.02 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | CEMEX SAB DE CV | 3,000,000 | $2.981M | 0.4% | $0.99 | $0.99 | — | NOTE 3.250% 3/1 | 151290BB8 |
| — | EASTERLY ACQUISITION CORP | 290,000 | $2.944M | 0.4% | $10.15 | $10.05 | — | UNIT 99/99/9999 | 27616L201 |
| — | MGIC INVT CORP WIS | 2,140,000 | $2.937M | 0.4% | $1.37 | $1.43 | — | NOTE 2.000% 4/0 | 552848AE3 |
| — | TRINA SOLAR LIMITED | 3,000,000 | $2.87M | 0.4% | $0.96 | $0.96 | — | NOTE 4.000%10/1 | 89628EAE4 |
| — | HENNESSY CAP ACQUISITION COR | 289,300 | $2.835M | 0.4% | $9.80 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | SPIRIT RLTY CAP INC NEW | 2,756,000 | $2.616M | 0.4% | $0.95 | $0.99 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | COLONY CAP INC | 2,750,000 | $2.564M | 0.4% | $0.93 | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| VOD | VODAFONE GROUP PLC NEW | 84,300 | $2.541M | 0.4% | $30.14 | — | — | Call | 92857W308 |
| — | NETSUITE INC | 2,500,000 | $2.477M | 0.4% | $0.99 | $1.00 | — | NOTE 0.250% 6/0 | 64118QAB3 |
| — | ELECTRUM SPL ACQUISITION COR | 245,502 | $2.367M | 0.4% | $9.64 | $9.66 | — | SHS | G3105C104 |
| — | CORENERGY INFRASTRUCTURE TR | 3,000,000 | $2.279M | 0.3% | $0.76 | $0.80 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | QUINPARIO ACQUISITION CORP 2 | 230,100 | $2.232M | 0.3% | $9.70 | $9.85 | — | COM | 74874U101 |
| — | BLACK HILLS CORP | 40,000 | $2.21M | 0.3% | $55.25 | $55.25 | — | UNIT 99/99/9999 | 092113125 |
| — | GP INVTS ACQUISITION COR | 226,522 | $2.177M | 0.3% | $9.61 | $9.61 | — | SHS | G40357124 |
| — | GP INVTS ACQUISITION COR | 215,000 | $2.139M | 0.3% | $9.95 | $10.11 | — | UNIT 99/99/9999 | G40357116 |
| — | APOLLO COML REAL EST FIN INC | 2,000,000 | $2.033M | 0.3% | $1.02 | $0.99 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | TRINA SOLAR LIMITED | 2,000,000 | $1.971M | 0.3% | $0.99 | $1.02 | — | DBCV 3.500% 6/1 | 89628EAC8 |
| — | ELECTRUM SPL ACQUISITION COR | 155,000 | $1.542M | 0.2% | $9.95 | $10.00 | — | UNIT 99/99/9999 | G3105C120 |
| — | PACE HLDGS CORP | 160,000 | $1.536M | 0.2% | $9.60 | $9.60 | — | CL A | G6865N103 |
| — | AR CAP ACQUISITION CORP | 155,000 | $1.508M | 0.2% | $9.73 | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | AROWANA INC | 150,000 | $1.508M | 0.2% | $10.05 | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| EEFT | EURONET WORLDWIDE INC | 20,800 | $1.507M | 0.2% | $72.45 | $59.48 | +21.8% | COM | 298736109 |
| KMI | KINDER MORGAN INC DEL | 100,000 | $1.492M | 0.2% | $14.92 * | $14.29 | -36.9% | COM | 49456B101 |
| KMI | KINDER MORGAN INC DEL | 100,000 | $1.492M | 0.2% | $14.92 * | $14.29 | -36.9% | Put | 49456B101 |
| — | AMSURG CORP | 10,200 | $1.467M | 0.2% | $143.82 | $122.89 | — | PFD CNV SR A-1 % | 03232P504 |
| — | HYDRA INDS ACQUISITION CORP | 145,000 | $1.463M | 0.2% | $10.09 | $10.00 | — | UNIT 10/20/2021 | 448740209 |
| — | HYDRA INDS ACQUISITION CORP | 130,200 | $1.266M | 0.2% | $9.72 | $9.67 | — | COM | 448740100 |
| — | DOUBLE EAGLE ACQUISITION COR | 129,900 | $1.242M | 0.2% | $9.56 | $9.56 | — | COM | G28195124 |
| — | CAPITOL ACQUISITION CORP III | 120,000 | $1.194M | 0.2% | $9.95 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | DOUBLE EAGLE ACQUISITION COR | 115,000 | $1.15M | 0.2% | $10.00 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | APOLLO INVT CORP | 1,078,000 | $1.078M | 0.2% | $1.00 | $1.00 | — | NOTE 5.750% 1/1 | 03761UAE6 |
| — | AR CAP ACQUISITION CORP | 110,000 | $1.07M | 0.2% | $9.73 | $9.77 | — | COM | 00191R109 |
| — | PATTERN ENERGY GROUP INC | 50,000 | $1.046M | 0.2% | $20.92 | — | — | Put | 70338P100 |
| SPY | SPDR S&P 500 ETF TR | 5,000 | $1.019M | 0.2% | $203.80 | $202.84 | +0.5% | TR UNIT | 78462F103 |
| — | PANDORA MEDIA INC | 75,444 | $1.012M | 0.1% | $13.41 | $13.41 | — | COM | 698354107 |
| — | CITRIX SYS INC | 11,800 | $893K | 0.1% | $75.68 | $75.68 | — | COM | 177376100 |
| — | 1347 CAP CORP | 85,000 | $865K | 0.1% | $10.18 | $10.10 | — | UNIT 07/18/2016 | 68245V202 |
| — | AROWANA INC | 85,100 | $836K | 0.1% | $9.82 | $9.82 | — | SHS | G05011104 |
| — | WL ROSS HLDG CORP | 80,800 | $828K | 0.1% | $10.25 | $10.30 | — | UNIT 06/11/2019 | 92939D203 |
| — | EASTERLY ACQUISITION CORP | 81,000 | $802K | 0.1% | $9.90 | $9.90 | — | COM | 27616L102 |
| — | TERRAPIN 3 ACQUISITION CORP | 76,801 | $772K | 0.1% | $10.05 | $10.02 | — | UNIT 06/27/2019 | 88104P203 |
| — | TERRAPIN 3 ACQUISITION CORP | 78,101 | $770K | 0.1% | $9.86 | $9.91 | — | COM CL A | 88104P104 |
| UVV | UNIVERSAL CORP VA | 13,460 | $755K | 0.1% | $56.09 | $51.60 | +8.7% | COM | 913456109 |
| GOOGL | ALPHABET INC | 950 | $739K | 0.1% | $777.89 * | $36.73 | +5.1% | CAP STK CL A | 02079K305 |
| — | QUINPARIO ACQUISITION CORP 2 | 75,000 | $735K | 0.1% | $9.80 | $10.08 | — | UNIT 01/01/2023 | 74874U200 |
| — | HENNESSY CAP ACQUISITION COR | 76,253 | $735K | 0.1% | $9.64 | $9.64 | — | COM | 42588J100 |
| — | WPX ENERGY INC | 125,000 | $718K | 0.1% | $5.74 | — | — | Put | 98212B103 |
| — | GLOBAL PARTNER ACQUISITION C | 70,601 | $699K | 0.1% | $9.90 | $9.90 | — | COM | 37954X105 |
| — | HARMONY MERGER CORP | 69,958 | $687K | 0.1% | $9.82 | $9.83 | — | COM | 413247107 |
| — | TWENTY FIRST CENTY FOX INC | 25,300 | $687K | 0.1% | $27.15 | $27.15 | — | CL A | 90130A101 |
| — | KINDRED HEALTHCARE INC | 50,000 | $596K | 0.1% | $11.92 | — | — | Put | 494580103 |
| CX | CEMEX SAB DE CV | 100,000 | $557K | 0.1% | $5.57 | — | — | Call | 151290889 |
| — | GORES HLDGS INC | 55,000 | $550K | 0.1% | $10.00 | $10.00 | — | CL A | 382866101 |
| — | FORESTAR GROUP INC | 50,000 | $547K | 0.1% | $10.94 | — | — | Put | 346233109 |
| — | SOUTHWESTERN ENERGY CO | 75,000 | $533K | 0.1% | $7.11 | $22.76 | — | Call | 845467109 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 12,200 | $517K | 0.1% | $42.38 | $42.38 | — | SHS CL A | G5480U104 |
| — | HARMONY MERGER CORP | 50,000 | $503K | 0.1% | $10.06 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | DISCOVERY COMMUNICATNS NEW | 18,500 | $494K | 0.1% | $26.70 | $26.70 | — | COM SER A | 25470F104 |
| — | ATLANTIC ALLIANCE PARTNER CO | 41,212 | $417K | 0.1% | $10.12 | $10.15 | — | SHS | G04897107 |
| NWSA | NEWS CORP NEW | 30,400 | $406K | 0.1% | $13.36 * | $12.49 | -5.4% | CL A | 65249B109 |
| — | DT ASIA INVTS LTD | 39,208 | $395K | 0.1% | $10.07 | $9.98 | — | SHS | G2615J104 |
| — | WL ROSS HLDG CORP | 39,200 | $390K | 0.1% | $9.95 | $10.09 | — | COM SHS | 92939D104 |
| SONY | SONY CORP | 12,000 | $295K | 0.0% | $24.58 | $26.66 | -7.7% | ADR NEW | 835699307 |
| — | SUNEDISON INC | 50,000 | $255K | 0.0% | $5.10 | — | — | Put | 86732Y109 |
| — | 1347 CAP CORP | 24,318 | $240K | 0.0% | $9.87 | $9.83 | — | COM | 68245V103 |
| — | FS INVT CORP | 25,000 | $225K | 0.0% | $9.00 | $9.00 | — | COM | 302635107 |
| — | ENERGY XXI BERMUDA LTD | 4,000,000 | $200K | 0.0% | $0.05 | $0.27 | — | NOTE 3.000%12/1 | 29274UAB7 |
| — | CREDIT SUISSE NASSAU BRH | 7,500 | $194K | 0.0% | $25.87 | $28.34 | — | INVRS VIX STERM | 22542D795 |
| — | ENERNOC INC | 50,000 | $193K | 0.0% | $3.86 | — | — | Call | 292764107 |
| — | ANDINA ACQUISITION CORP II | 11,700 | $111K | 0.0% | $9.49 | $9.49 | — | SHS | G0441P104 |
| — | ZIONS BANCORPORATION | 50,000 | $107K | 0.0% | $2.14 | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| PBR/A | PETROLEO BRASILEIRO SA PETRO | 30,380 | $103K | 0.0% | $3.39 | $3.97 | -14.4% | SP ADR NON VTG | 71654V101 |
| — | SCORPIO TANKERS INC | 7,600 | $61,000 | 0.0% | $8.03 | — | — | Put | Y7542C106 |
| — | 51JOB INC | 2,034 | $60,000 | 0.0% | $29.50 | $29.50 | — | SP ADR REP COM | 316827104 |
| — | GARNERO GROUP ACQUISITION CO | 200,000 | $48,000 | 0.0% | $0.24 | $0.30 | — | RIGHT 06/25/2016 | G5866L132 |
| — | SANOFI | 370,000 | $42,000 | 0.0% | $0.11 | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | ABILITY INC | 27,655 | $39,000 | 0.0% | $1.41 | $1.41 | — | *W EXP 12/17/201 | G8789K116 |
| — | BANK AMER CORP | 91,600 | $25,000 | 0.0% | $0.27 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | GARNERO GROUP ACQUISITION CO | 164,800 | $21,000 | 0.0% | $0.13 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | CITIGROUP INC | 81,500 | $15,000 | 0.0% | $0.18 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | HYDRA INDS ACQUISITION CORP | 55,000 | $12,000 | 0.0% | $0.22 | $0.37 | — | RIGHT 99/99/9999 | 448740126 |
| STWD | STARWOOD PPTY TR INC | 500 | $10,000 | 0.0% | $20.00 | — | — | Call | 85571B105 |
| — | KINDER MORGAN INC DEL | 125,000 | $8,000 | 0.0% | $0.06 | $0.06 | — | *W EXP 05/25/201 | 49456B119 |
| — | QUINPARIO ACQUISITION CORP 2 | 24,997 | $5,000 | 0.0% | $0.20 | $0.52 | — | *W EXP 01/01/202 | 74874U119 |
| — | DOUBLE EAGLE ACQUISITION COR | 5,600 | $3,000 | 0.0% | $0.54 | $0.54 | — | *W EXP 09/16/202 | G28195116 |
| — | HYDRA INDS ACQUISITION CORP | 12,775 | $3,000 | 0.0% | $0.23 | $0.30 | — | *W EXP 10/20/202 | 448740118 |
| — | HARMONY MERGER CORP | 5,000 | $2,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| — | GP INVTS ACQUISITION COR | 4,600 | $2,000 | 0.0% | $0.43 | $0.51 | — | *W EXP 05/19/202 | G40357108 |
| — | AR CAP ACQUISITION CORP | 10,400 | $2,000 | 0.0% | $0.19 | $0.20 | — | *W EXP 10/06/201 | 00191R117 |
| — | 1347 CAP CORP | 15,000 | $2,000 | 0.0% | $0.13 | $0.33 | — | RIGHT 07/21/2016 | 68245V111 |
| — | GORES HLDGS INC | 4,800 | $2,000 | 0.0% | $0.42 | $0.42 | — | *W EXP 08/13/202 | 382866119 |
| — | DT ASIA INVTS LTD | 14,998 | $2,000 | 0.0% | $0.13 | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | DT ASIA INVTS LTD | 15,000 | $2,000 | 0.0% | $0.13 | $0.13 | — | RIGHT 03/30/2016 | G2615J112 |
| — | ELECTRUM SPL ACQUISITION COR | 9,000 | $2,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | CAPITOL ACQUISITION CORP III | 4,200 | $2,000 | 0.0% | $0.48 | $0.48 | — | *W EXP 10/13/202 | 14055M114 |
| — | AROWANA INC | 5,000 | $1,000 | 0.0% | $0.20 | $0.20 | — | RIGHT 01/01/2017 | G05011120 |
| — | WL ROSS HLDG CORP | 200 | $0 | 0.0% | $0.00 | $1.11 | — | *W EXP 06/11/201 | 92939D112 |
| — | PACIFIC SPL ACQUISITION CORP | 5,000 | $0 | 0.0% | $0.00 | — | — | *W EXP 10/20/202 | G68588121 |