CIK: 0001404574 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $941,743 (97.4% shares, 2.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FXI | ISHARES TR | 2,910,000 | $110,609 | 11.7% | $34.22 | — | Put | 464287184 |
| EWY | ISHARES | 930,000 | $54,061 | 5.7% | $57.64 | — | Put | 464286772 |
| FXI | ISHARES TR | 1,300,000 | $49,413 | 5.2% | $34.22 | — | Call | 464287184 |
| EPI | WISDOMTREE TR | 2,165,000 | $46,807 | 5.0% | $21.62 | — | Put | 97717W422 |
| — | ISHARES | 2,600,000 | $40,820 | 4.3% | $15.70 | — | Put | 464286731 |
| MU | MICRON TECHNOLOGY INC | 2,255,700 | $40,106 | 4.3% | $17.98 | -17.2% | Call | 595112103 |
| EZA | ISHARES | 581,100 | $32,582 | 3.5% | $52.90 | — | Put | 464286780 |
| EWZ | ISHARES | 955,000 | $32,212 | 3.4% | $30.17 | — | Put | 464286400 |
| EWY | ISHARES | 440,000 | $25,577 | 2.7% | $57.64 | — | Call | 464286772 |
| HSY | HERSHEY CO | 250,000 | $23,900 | 2.5% | — | — | Put | 427866108 |
| — | KKR & CO L P DEL | 1,558,700 | $22,227 | 2.4% | $15.74 | — | COM UNITS | 48248M102 |
| — | ISHARES | 1,400,000 | $21,980 | 2.3% | $15.70 | — | Call | 464286731 |
| CRESY | CRESUD S A C I F Y A | 1,110,000 | $19,825 | 2.1% | $11.89 | — | SPONSORED ADR | 226406106 |
| XLP | SELECT SECTOR SPDR TR | 300,000 | $15,963 | 1.7% | — | — | Put | 81369Y308 |
| XLU | SELECT SECTOR SPDR TR | 300,000 | $14,697 | 1.6% | — | — | Put | 81369Y886 |
| — | SEQUENTIAL BRNDS GROUP INC N | 1,836,286 | $14,690 | 1.6% | $7.52 | — | COM | 81734P107 |
| MU | MICRON TECHNOLOGY INC | 825,000 | $14,669 | 1.6% | $17.98 | -17.2% | COM | 595112103 |
| — | SUPERNUS PHARMACEUTICALS INC | 3,000,000 | $14,154 | 1.5% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| EZA | ISHARES | 250,000 | $14,018 | 1.5% | $52.90 | — | Call | 464286780 |
| GS | GOLDMAN SACHS GROUP INC | 84,000 | $13,547 | 1.4% | $127.78 | +4.7% | COM | 38141G104 |
| XHR | XENIA HOTELS & RESORTS INC | 889,700 | $13,506 | 1.4% | $18.91 | — | COM | 984017103 |
| CC | CHEMOURS CO | 795,000 | $12,720 | 1.4% | $6.48 | +28.6% | COM | 163851108 |
| EEM | ISHARES TR | 331,000 | $12,396 | 1.3% | $36.89 | — | MSCI EMG MKT ETF | 464287234 |
| — | VANECK VECTORS ETF TR | 620,000 | $11,631 | 1.2% | $18.76 | — | Put | 92189F403 |
| ENVA | ENOVA INTL INC | 1,155,900 | $11,189 | 1.2% | $8.75 | +2.1% | COM | 29357K103 |
| — | NEW SR INVT GROUP INC | 969,363 | $11,186 | 1.2% | $11.75 | — | COM | 648691103 |
| EWZ | ISHARES | 330,000 | $11,131 | 1.2% | $30.17 | — | Call | 464286400 |
| EPI | WISDOMTREE TR | 510,000 | $11,026 | 1.2% | $21.62 | — | Call | 97717W422 |
| — | ALLERGAN PLC | 45,000 | $10,364 | 1.1% | $231.01 | — | SHS | G0177J108 |
| CVX | CHEVRON CORP NEW | 100,000 | $10,292 | 1.1% | — | — | Put | 166764100 |
| COF | CAPITAL ONE FINL CORP | 134,000 | $9,625 | 1.0% | $58.51 | -0.4% | COM | 14040H105 |
| GIS | GENERAL MLS INC | 150,000 | $9,582 | 1.0% | — | — | Put | 370334104 |
| PG | PROCTER AND GAMBLE CO | 100,000 | $8,975 | 1.0% | $67.52 | 0.0% | Put | 742718109 |
| — | IRSA INVERSIONES Y REP S A | 470,848 | $8,941 | 0.9% | $10.84 | — | GLOBL DEP RCPT | 450047204 |
| KO | COCA COLA CO | 202,000 | $8,549 | 0.9% | — | — | Put | 191216100 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 120,000 | $8,134 | 0.9% | $70.55 | 0.0% | COM | 02043Q107 |
| — | FXCM INC | 17,000,000 | $7,183 | 0.8% | $0.74 | — | NOTE 2.250% 6/1 | 302693AB2 |
| EWW | ISHARES | 145,000 | $7,030 | 0.7% | $50.37 | — | Put | 464286822 |
| — | FORTRESS INVESTMENT GROUP LL | 1,352,300 | $6,680 | 0.7% | $4.93 | — | CL A | 34958B106 |
| — | RPX CORP | 621,757 | $6,647 | 0.7% | $9.17 | — | COM | 74972G103 |
| SATS | ECHOSTAR CORP | 149,397 | $6,548 | 0.7% | $31.68 | 0.0% | CL A | 278768106 |
| KHC | KRAFT HEINZ CO | 72,600 | $6,498 | 0.7% | — | — | Put | 500754106 |
| — | VANECK VECTORS ETF TR | 320,000 | $6,003 | 0.6% | $18.76 | — | Call | 92189F403 |
| — | SEADRILL LIMITED | 2,500,000 | $5,925 | 0.6% | — | — | Put | G7945E105 |
| — | TOBIRA THERAPEUTICS INC | 144,542 | $5,744 | 0.6% | $39.74 | — | COM | 88883P101 |
| EPI | WISDOMTREE TR | 264,000 | $5,708 | 0.6% | $21.62 | — | INDIA ERNGS FD | 97717W422 |
| EWW | ISHARES | 115,000 | $5,575 | 0.6% | $50.37 | — | Call | 464286822 |
| PEP | PEPSICO INC | 50,000 | $5,439 | 0.6% | — | — | Put | 713448108 |
| — | LENDINGCLUB CORP | 747,000 | $4,616 | 0.5% | — | — | Put | 52603A109 |
| XOM | EXXON MOBIL CORP | 50,000 | $4,364 | 0.5% | — | — | Put | 30231G102 |
| — | DURECT CORP | 3,000,000 | $4,170 | 0.4% | $1.25 | — | COM | 266605104 |
| T | AT&T INC | 100,000 | $4,061 | 0.4% | — | — | Put | 00206R102 |
| ORCL | ORACLE CORP | 100,000 | $3,928 | 0.4% | — | — | Put | 68389X105 |
| AGRO | ADECOAGRO S A | 300,000 | $3,423 | 0.4% | $8.45 | +11.3% | COM | L00849106 |
| RITM | NEW RESIDENTIAL INVT CORP | 231,500 | $3,197 | 0.3% | $13.25 | — | COM NEW | 64828T201 |
| — | ISHARES | 193,000 | $3,030 | 0.3% | $15.70 | — | MSCI TAIWAN ETF | 464286731 |
| — | MEDIA GEN INC NEW | 150,000 | $2,765 | 0.3% | $17.60 | — | COM | 58441K100 |
| — | DIPEXIUM PHARMACEUTICALS INC | 187,075 | $2,713 | 0.3% | $10.86 | — | COM | 25456J104 |
| EWY | ISHARES | 44,700 | $2,598 | 0.3% | $57.64 | — | MSCI STH KOR ETF | 464286772 |
| — | CIMPRESS N V | 24,000 | $2,428 | 0.3% | $76.11 | — | SHS EURO | N20146101 |
| — | DELL TECHNOLOGIES INC | 48,517 | $2,319 | 0.2% | $47.80 | — | COM CL V | 24703L103 |
| — | NAVISTAR INTL CORP NEW | 2,442,000 | $2,292 | 0.2% | $0.47 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | DICERNA PHARMACEUTICALS INC | 350,000 | $2,058 | 0.2% | $5.88 | — | COM | 253031108 |
| — | DONNELLEY R R & SONS CO | 120,000 | $1,886 | 0.2% | $15.72 | — | COM | 257867101 |
| EEM | ISHARES TR | 50,000 | $1,873 | 0.2% | $36.89 | — | Put | 464287234 |
| — | GORES HLDGS INC | 1,479,000 | $1,775 | 0.2% | $1.20 | — | *W EXP 08/13/202 | 382866119 |
| PAAS | PAN AMERICAN SILVER CORP | 100,000 | $1,762 | 0.2% | $18.70 | 0.0% | COM | 697900108 |
| — | WRIGHT MED GROUP N V | 1,222,434 | $1,601 | 0.2% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| ERII | ENERGY RECOVERY INC | 100,000 | $1,598 | 0.2% | $6.51 | +87.0% | COM | 29270J100 |
| — | DEL TACO RESTAURANTS INC | 125,000 | $1,490 | 0.2% | $14.00 | — | COM | 245496104 |
| — | GALMED PHARMACEUTICALS LTD | 316,016 | $1,403 | 0.1% | $7.72 | — | SHS | M47238106 |
| EWW | ISHARES | 28,000 | $1,357 | 0.1% | $50.37 | — | MSCI MEX CAP ETF | 464286822 |
| JPM | JPMORGAN CHASE & CO | 20,000 | $1,332 | 0.1% | $50.85 | 0.0% | COM | 46625H100 |
| EWZ | ISHARES | 39,000 | $1,315 | 0.1% | $30.17 | — | MSCI BRZ CAP ETF | 464286400 |
| — | GEVO INC | 6,275,000 | $1,255 | 0.1% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| EZA | ISHARES | 18,000 | $1,009 | 0.1% | $52.90 | — | MSCI STH AFR ETF | 464286780 |
| — | LINKEDIN CORP | 5,200 | $994 | 0.1% | — | — | Call | 53578A108 |
| — | STONEGATE MTG CORP | 172,435 | $790 | 0.1% | $3.36 | — | COM | 86181Q300 |
| — | VANECK VECTORS ETF TR | 42,000 | $788 | 0.1% | $18.76 | — | RUSSIA ETF | 92189F403 |
| FXI | ISHARES TR | 17,700 | $673 | 0.1% | $34.22 | — | CHINA LG-CAP ETF | 464287184 |
| — | VMWARE INC | 7,200 | $528 | 0.1% | — | — | Call | 928563402 |
| — | NEXEO SOLUTIONS INC | 850,000 | $527 | 0.1% | $0.62 | — | *W EXP 06/09/202 | 65342H110 |
| — | HYDRA INDS ACQUISITION CORP | 1,229,848 | $517 | 0.1% | $0.42 | — | *W EXP 10/20/202 | 448740118 |
| — | PAIN THERAPEUTICS INC | 457,969 | $458 | 0.0% | $1.90 | — | COM | 69562K100 |
| — | NUVECTRA CORP | 60,400 | $418 | 0.0% | $5.41 | — | COM | 67075N108 |
| — | ELECTRUM SPL ACQUISITION COR | 1,651,425 | $405 | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | WHEELER REAL ESTATE INVT TR | 226,098 | $396 | 0.0% | $1.96 | — | COM | 963025101 |
| VRTS | VIRTUS INVT PARTNERS INC | 4,000 | $391 | 0.0% | $67.99 | -1.3% | COM | 92828Q109 |
| — | HENNESSY CAP ACQUISITION COR | 895,050 | $358 | 0.0% | $0.22 | — | *W EXP 07/28/202 | 42588J118 |
| — | CARDCONNECT CORP | 226,500 | $247 | 0.0% | $1.09 | — | *W EXP 07/29/202 | 14141X116 |
| — | WHEELER REAL ESTATE INVT TR | 10,914 | $225 | 0.0% | $24.74 | — | CV PFD SER B | 963025309 |
| — | SILVER RUN ACQUISITION CORP | 10,000 | $158 | 0.0% | $15.80 | — | CL A | 82811P101 |
| NPO | ENPRO INDS INC | 2,000 | $114 | 0.0% | $58.80 | -12.7% | COM | 29355X107 |
| — | PAIN THERAPEUTICS INC | 27,400 | $27 | 0.0% | $1.90 | — | Call | 69562K100 |
| — | SILVER RUN ACQUISITION CORP | 3,333 | $18 | 0.0% | $5.40 | — | *W EXP 02/23/202 | 82811P119 |
| PG | PROCTER AND GAMBLE CO | 99 | $9 | 0.0% | $67.52 | 0.0% | COM | 742718109 |