Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Dec 7, 2017
Total Value: $1.404B (98.1% shares, 1.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FXI | ISHARES TR | 4,590,000 | $159M | 11.4% | $34.70 | — | Put | 464287184 |
| FXI | ISHARES TR | 2,700,000 | $93.72M | 6.7% | $34.70 | — | Call | 464287184 |
| EWY | ISHARES | 1,150,000 | $61.2M | 4.4% | $54.86 | — | Put | 464286772 |
| — | WISDOMTREE TR | 2,710,000 | $54.74M | 3.9% | — | — | Call | 97717W166 |
| FXI | ISHARES TR | 1,500,000 | $52.06M | 3.7% | $34.70 | — | CHINA LG-CAP ETF | 464287184 |
| MU | MICRON TECHNOLOGY INC | 2,255,700 | $49.45M | 3.5% | $17.98 | +2.0% | Call | 595112103 |
| EWT | ISHARES INC | 1,675,000 | $49.2M | 3.5% | $29.37 | — | Put | 46434G772 |
| EWY | ISHARES | 915,000 | $48.7M | 3.5% | $54.86 | — | Call | 464286772 |
| EWT | ISHARES INC | 1,600,000 | $46.99M | 3.3% | $29.37 | — | Call | 46434G772 |
| EWZ | ISHARES | 1,305,000 | $43.51M | 3.1% | $32.54 | — | Put | 464286400 |
| EZA | ISHARES | 626,100 | $32.78M | 2.3% | $52.44 | — | Put | 464286780 |
| — | SEADRILL LIMITED | 8,752,900 | $29.85M | 2.1% | — | — | Put | G7945E105 |
| — | WISDOMTREE TR | 1,365,000 | $27.57M | 2.0% | — | — | Put | 97717W166 |
| EZA | ISHARES | 507,200 | $26.56M | 1.9% | $52.44 | — | Call | 464286780 |
| HSY | HERSHEY CO | 250,000 | $25.86M | 1.8% | — | — | Put | 427866108 |
| — | VANECK VECTORS ETF TR | 1,195,000 | $25.36M | 1.8% | $20.40 | — | Put | 92189F403 |
| — | KKR & CO L P DEL | 1,558,700 | $23.99M | 1.7% | $15.74 | — | COM UNITS | 48248M102 |
| XLP | SELECT SECTOR SPDR TR | 400,000 | $20.68M | 1.5% | — | — | Put | 81369Y308 |
| EWZ | ISHARES | 615,000 | $20.5M | 1.5% | $32.54 | — | Call | 464286400 |
| ADNT | ADIENT PLC | 347,756 | $20.38M | 1.5% | $50.50 | 0.0% | ORD SHS | G0084W101 |
| EWT | ISHARES INC | 660,000 | $19.38M | 1.4% | $29.37 | — | MSCI TAIWAN ETF | 46434G772 |
| GS | GOLDMAN SACHS GROUP INC | 79,000 | $18.92M | 1.3% | $127.78 | +31.3% | COM | 38141G104 |
| — | ALLERGAN PLC | 86,000 | $18.06M | 1.3% | $221.00 | — | SHS | G0177J108 |
| CRESY | CRESUD S A C I F Y A | 1,118,592 | $17.64M | 1.3% | $11.89 | — | SPONSORED ADR | 226406106 |
| XHR | XENIA HOTELS & RESORTS INC | 900,000 | $17.48M | 1.2% | $18.92 | — | COM | 984017103 |
| XLU | SELECT SECTOR SPDR TR | 350,000 | $17M | 1.2% | — | — | Put | 81369Y886 |
| — | SUPERNUS PHARMACEUTICALS INC | 3,000,000 | $14.46M | 1.0% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| EWW | ISHARES | 325,000 | $14.29M | 1.0% | $45.25 | — | Put | 464286822 |
| ENVA | ENOVA INTL INC | 1,130,300 | $14.19M | 1.0% | $8.75 | +23.3% | COM | 29357K103 |
| CC | CHEMOURS CO | 595,000 | $13.14M | 0.9% | $6.48 | +131.5% | COM | 163851108 |
| MU | MICRON TECHNOLOGY INC | 580,000 | $12.71M | 0.9% | $17.98 | +2.0% | COM | 595112103 |
| CVX | CHEVRON CORP NEW | 100,000 | $11.77M | 0.8% | — | — | Put | 166764100 |
| EWW | ISHARES | 255,000 | $11.21M | 0.8% | $45.25 | — | Call | 464286822 |
| — | SEQUENTIAL BRNDS GROUP INC N | 2,264,286 | $10.6M | 0.8% | $6.98 | — | COM | 81734P107 |
| COF | CAPITAL ONE FINL CORP | 119,000 | $10.38M | 0.7% | $58.51 | +17.5% | COM | 14040H105 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 270,000 | $10.11M | 0.7% | $54.62 | -23.3% | COM | 02043Q107 |
| GIS | GENERAL MLS INC | 150,000 | $9.266M | 0.7% | — | — | Put | 370334104 |
| — | FXCM INC | 17,000,000 | $9.18M | 0.7% | $0.74 | — | NOTE 2.250% 6/1 | 302693AB2 |
| — | ALPS ETF TR | 723,900 | $9.121M | 0.6% | $12.60 | — | Call | 00162Q866 |
| — | NEW SR INVT GROUP INC | 907,825 | $8.888M | 0.6% | $11.75 | — | COM | 648691103 |
| ADNT | ADIENT PLC | 150,000 | $8.79M | 0.6% | $50.50 | 0.0% | Call | G0084W101 |
| — | IRSA INVERSIONES Y REP S A | 470,848 | $8.682M | 0.6% | $10.84 | — | GLOBL DEP RCPT | 450047204 |
| — | FORTRESS INVESTMENT GROUP LL | 1,780,000 | $8.651M | 0.6% | $4.92 | — | CL A | 34958B106 |
| ORCL | ORACLE CORP | 200,000 | $7.69M | 0.5% | — | — | Put | 68389X105 |
| SATS | ECHOSTAR CORP | 149,397 | $7.678M | 0.5% | $31.68 | +25.4% | CL A | 278768106 |
| TUR | ISHARES | 225,000 | $7.306M | 0.5% | $32.47 | — | Call | 464286715 |
| — | RPX CORP | 646,757 | $6.985M | 0.5% | $9.23 | — | COM | 74972G103 |
| BANC | BANC OF CALIFORNIA INC | 400,500 | $6.949M | 0.5% | $12.40 | 0.0% | COM | 05990K106 |
| — | ALPS ETF TR | 549,900 | $6.929M | 0.5% | $12.60 | — | Put | 00162Q866 |
| EZA | ISHARES | 124,000 | $6.493M | 0.5% | $52.44 | — | MSCI STH AFR ETF | 464286780 |
| EWY | ISHARES | 120,000 | $6.386M | 0.5% | $54.86 | — | MSCI STH KOR ETF | 464286772 |
| KO | COCA COLA CO | 152,000 | $6.302M | 0.4% | — | — | Put | 191216100 |
| EWW | ISHARES | 140,000 | $6.156M | 0.4% | $45.25 | — | MSCI MEX CAP ETF | 464286822 |
| XLE | SELECT SECTOR SPDR TR | 80,000 | $6.026M | 0.4% | — | — | Put | 81369Y506 |
| WU | WESTERN UN CO | 250,000 | $5.43M | 0.4% | — | — | Put | 959802109 |
| PEP | PEPSICO INC | 50,000 | $5.232M | 0.4% | — | — | Put | 713448108 |
| EWZ | ISHARES | 155,000 | $5.168M | 0.4% | $32.54 | — | MSCI BRZ CAP ETF | 464286400 |
| COP | CONOCOPHILLIPS | 100,000 | $5.014M | 0.4% | — | — | Put | 20825C104 |
| XOM | EXXON MOBIL CORP | 50,000 | $4.513M | 0.3% | — | — | Put | 30231G102 |
| MDLZ | MONDELEZ INTL INC | 100,000 | $4.433M | 0.3% | — | — | Put | 609207105 |
| XRT | SPDR SERIES TRUST | 100,000 | $4.407M | 0.3% | — | — | Put | 78464A714 |
| KHC | KRAFT HEINZ CO | 50,000 | $4.366M | 0.3% | — | — | Put | 500754106 |
| T | AT&T INC | 100,000 | $4.253M | 0.3% | — | — | Put | 00206R102 |
| — | VANECK VECTORS ETF TR | 200,000 | $4.244M | 0.3% | $20.40 | — | Call | 92189F403 |
| PG | PROCTER AND GAMBLE CO | 50,000 | $4.204M | 0.3% | $67.52 | -1.1% | Put | 742718109 |
| TUR | ISHARES | 125,000 | $4.059M | 0.3% | $32.47 | — | Put | 464286715 |
| INSE | INSPIRED ENTMT INC | 480,000 | $3.921M | 0.3% | $9.86 | 0.0% | COM | 45782N108 |
| — | LENDINGCLUB CORP | 725,000 | $3.806M | 0.3% | — | — | Put | 52603A109 |
| XLB | SELECT SECTOR SPDR TR | 75,000 | $3.728M | 0.3% | — | — | Put | 81369Y100 |
| — | MEDIA GEN INC NEW | 190,000 | $3.578M | 0.3% | $17.86 | — | COM | 58441K100 |
| — | DURECT CORP | 2,640,000 | $3.538M | 0.3% | $1.25 | — | COM | 266605104 |
| — | ON DECK CAP INC | 700,000 | $3.241M | 0.2% | $4.63 | — | COM | 682163100 |
| AGRO | ADECOAGRO S A | 300,000 | $3.114M | 0.2% | $8.45 | +13.4% | COM | L00849106 |
| — | HOSTESS BRANDS INC | 1,679,000 | $2.938M | 0.2% | $1.75 | — | *W EXP 11/04/202 | 44109J114 |
| — | VANECK VECTORS ETF TR | 125,000 | $2.653M | 0.2% | $20.40 | — | RUSSIA ETF | 92189F403 |
| — | ALPS ETF TR | 205,000 | $2.583M | 0.2% | $12.60 | — | ALERIAN MLP | 00162Q866 |
| UA | UNDER ARMOUR INC | 100,000 | $2.517M | 0.2% | — | — | Call | 904311206 |
| — | NAVISTAR INTL CORP NEW | 2,442,000 | $2.399M | 0.2% | $0.47 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | CIMPRESS N V | 24,000 | $2.199M | 0.2% | $76.11 | — | SHS EURO | N20146101 |
| — | IMMUNOMEDICS INC | 575,000 | $2.11M | 0.2% | $3.67 | — | COM | 452907108 |
| TUR | ISHARES | 64,703 | $2.101M | 0.1% | $32.47 | — | MSCI TURKEY ETF | 464286715 |
| — | DICERNA PHARMACEUTICALS INC | 719,450 | $2.072M | 0.1% | $4.34 | — | COM | 253031108 |
| — | HENNESSY CAP ACQUISITION COR | 200,000 | $2.016M | 0.1% | $10.08 | — | COM | 42588J100 |
| — | ZAFGEN INC | 600,000 | $1.908M | 0.1% | $3.18 | — | COM | 98885E103 |
| JPM | JPMORGAN CHASE & CO | 20,000 | $1.726M | 0.1% | $50.85 | +17.8% | COM | 46625H100 |
| — | WRIGHT MED GROUP N V | 1,222,434 | $1.614M | 0.1% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| QURE | UNIQURE NV | 275,001 | $1.54M | 0.1% | $6.71 | 0.0% | SHS | N90064101 |
| — | GALMED PHARMACEUTICALS LTD | 434,380 | $1.525M | 0.1% | $6.58 | — | SHS | M47238106 |
| PAAS | PAN AMERICAN SILVER CORP | 100,000 | $1.507M | 0.1% | $18.70 | -13.8% | COM | 697900108 |
| — | GEVO INC | 6,275,000 | $1.255M | 0.1% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| ERII | ENERGY RECOVERY INC | 100,000 | $1.035M | 0.1% | $6.51 | +84.6% | COM | 29270J100 |
| — | CARDCONNECT CORP | 291,500 | $927K | 0.1% | $1.56 | — | *W EXP 07/29/202 | 14141X116 |
| — | INSPIRED ENTMT INC | 1,310,948 | $777K | 0.1% | $0.59 | — | *W EXP 10/20/202 | 45782N116 |
| — | ADVERUM BIOTECHNOLOGIES INC | 250,000 | $725K | 0.1% | $2.90 | — | COM | 00773U108 |
| EPI | WISDOMTREE TR | 30,000 | $606K | 0.0% | $21.62 | — | INDIA ERNGS FD | 97717W422 |
| — | NEXEO SOLUTIONS INC | 850,000 | $595K | 0.0% | $0.62 | — | *W EXP 06/09/202 | 65342H110 |
| — | AVEO PHARMACEUTICALS INC | 1,000,000 | $540K | 0.0% | $0.54 | — | COM | 053588109 |
| — | OPHTHOTECH CORP | 100,000 | $483K | 0.0% | $4.83 | — | COM | 683745103 |
| — | ELECTRUM SPL ACQUISITION COR | 1,651,425 | $462K | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | HENNESSY CAP ACQUISITION COR | 495,050 | $421K | 0.0% | $0.22 | — | *W EXP 07/28/202 | 42588J118 |
| RITM | NEW RESIDENTIAL INVT CORP | 25,000 | $393K | 0.0% | $13.25 | — | COM NEW | 64828T201 |
| — | STONEGATE MTG CORP | 51,400 | $307K | 0.0% | $3.36 | — | COM | 86181Q300 |
| — | DOUBLE EAGLE ACQUISITION COR | 212,800 | $100K | 0.0% | $0.47 | — | *W EXP 09/16/202 | G28195116 |
| — | WHEELER REAL ESTATE INVT TR | 45,000 | $77,000 | 0.0% | $1.96 | — | COM | 963025101 |
| — | WHEELER REAL ESTATE INVT TR | 1,313 | $29,000 | 0.0% | $24.74 | — | CV PFD SER B | 963025309 |
| — | PAIN THERAPEUTICS INC | 51,011 | $29,000 | 0.0% | $1.90 | — | COM | 69562K100 |
| — | PAIN THERAPEUTICS INC | 7,400 | $4,000 | 0.0% | $1.90 | — | Call | 69562K100 |