MANGROVE PARTNERS IM, LLC Quant / Systematic

CIK: 0001535392 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $555,111 (100.0% shares, 0.0% debt)

Holdings (23)

SXC SUNCOKE ENERGY INC 16.6%

Value ($000) $92,245 Shares 8,134,491 Est. Cost $6.26 Unrealized +69.8%

SATS ECHOSTAR CORP 13.7%

Value ($000) $75,992 Shares 1,478,728 Est. Cost $35.31 Unrealized +12.5%

— PENN VA CORP NEW 10.5%

Value ($000) $58,405 Shares 1,191,935 Est. Cost $49.00 Unrealized —

— ASTA FDG INC 7.1%

Value ($000) $39,256 Shares 4,005,701 Est. Cost $9.74 Unrealized —

— RPX CORP 7.0%

Value ($000) $38,947 Shares 3,606,234 Est. Cost $11.16 Unrealized —

— INVESCO MORTGAGE CAPITAL INC 5.6%

Value ($000) $30,897 Shares 2,116,207 Est. Cost $13.50 Unrealized —

— WESTMORELAND COAL CO 5.1%

Value ($000) $28,519 Shares 1,613,967 Est. Cost $7.58 Unrealized —

— MYLAN N V 4.9%

Value ($000) $26,968 Shares 706,902 Est. Cost $38.14 Unrealized —

— EQUITY COMWLTH 4.2%

Value ($000) $23,055 Shares 762,399 Est. Cost $27.40 Unrealized —

— ATLANTIC PWR CORP 3.8%

Value ($000) $21,101 Shares 8,440,212 Est. Cost $2.60 Unrealized —

TSLA TESLA MTRS INC 3.0%

Value ($000) $16,500 Shares 77,216 Est. Cost — Unrealized —

ELV ANTHEM INC 2.8%

Value ($000) $15,815 Shares 110,000 Est. Cost $118.58 Unrealized 0.0%

— INTEROIL CORP 2.6%

Value ($000) $14,317 Shares 300,912 Est. Cost $46.80 Unrealized —

— CAREER EDUCATION CORP 2.4%

Value ($000) $13,420 Shares 1,330,051 Est. Cost $3.76 Unrealized —

— CALAMOS ASSET MGMT INC 2.2%

Value ($000) $12,125 Shares 1,418,175 Est. Cost $8.78 Unrealized —

— BRIDGEPOINT ED INC 1.5%

Value ($000) $8,525 Shares 841,584 Est. Cost $10.44 Unrealized —

— OM ASSET MGMT PLC 1.4%

Value ($000) $7,717 Shares 532,179 Est. Cost $15.00 Unrealized —

CHMI CHERRY HILL MTG INVT CORP 1.2%

Value ($000) $6,774 Shares 372,424 Est. Cost $16.25 Unrealized —

— STEEL PARTNERS HLDGS L P 1.2%

Value ($000) $6,555 Shares 422,888 Est. Cost $13.68 Unrealized —

— FIFTH STREET FINANCE CORP 1.1%

Value ($000) $6,245 Shares 1,162,915 Est. Cost $6.55 Unrealized —

— ANWORTH MORTGAGE ASSET CP 0.9%

Value ($000) $5,208 Shares 1,007,305 Est. Cost $4.58 Unrealized —

— TIER REIT INC 0.9%

Value ($000) $4,765 Shares 274,027 Est. Cost $17.39 Unrealized —

— AQUA METALS INC 0.3%

Value ($000) $1,760 Shares 134,282 Est. Cost $8.86 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SXC	SUNCOKE ENERGY INC	8,134,491	$92,245	16.6%	$6.26	+69.8%	COM	86722A103
SATS	ECHOSTAR CORP	1,478,728	$75,992	13.7%	$35.31	+12.5%	CL A	278768106
—	PENN VA CORP NEW	1,191,935	$58,405	10.5%	$49.00	—	COM	70788V102
—	ASTA FDG INC	4,005,701	$39,256	7.1%	$9.74	—	COM	046220109
—	RPX CORP	3,606,234	$38,947	7.0%	$11.16	—	COM	74972G103
—	INVESCO MORTGAGE CAPITAL INC	2,116,207	$30,897	5.6%	$13.50	—	COM	46131B100
—	WESTMORELAND COAL CO	1,613,967	$28,519	5.1%	$7.58	—	COM	960878106
—	MYLAN N V	706,902	$26,968	4.9%	$38.14	—	SHS EURO	N59465109
—	EQUITY COMWLTH	762,399	$23,055	4.2%	$27.40	—	COM SH BEN INT	294628102
—	ATLANTIC PWR CORP	8,440,212	$21,101	3.8%	$2.60	—	COM NEW	04878Q863
TSLA	TESLA MTRS INC	77,216	$16,500	3.0%	—	—	Put	88160R101
ELV	ANTHEM INC	110,000	$15,815	2.8%	$118.58	0.0%	COM	036752103
—	INTEROIL CORP	300,912	$14,317	2.6%	$46.80	—	COM	460951106
—	CAREER EDUCATION CORP	1,330,051	$13,420	2.4%	$3.76	—	COM	141665109
—	CALAMOS ASSET MGMT INC	1,418,175	$12,125	2.2%	$8.78	—	CL A	12811R104
—	BRIDGEPOINT ED INC	841,584	$8,525	1.5%	$10.44	—	COM	10807M105
—	OM ASSET MGMT PLC	532,179	$7,717	1.4%	$15.00	—	SHS	G67506108
CHMI	CHERRY HILL MTG INVT CORP	372,424	$6,774	1.2%	$16.25	—	COM	164651101
—	STEEL PARTNERS HLDGS L P	422,888	$6,555	1.2%	$13.68	—	LTD PRTRSHIP U	85814R107
—	FIFTH STREET FINANCE CORP	1,162,915	$6,245	1.1%	$6.55	—	COM	31678A103
—	ANWORTH MORTGAGE ASSET CP	1,007,305	$5,208	0.9%	$4.58	—	COM	037347101
—	TIER REIT INC	274,027	$4,765	0.9%	$17.39	—	COM NEW	88650V208
—	AQUA METALS INC	134,282	$1,760	0.3%	$8.86	—	COM	03837J101