Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Mar 5, 2018
Total Value: $1.186B (99.2% shares, 0.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 404,000 | $126M | 10.6% | — | — | Put | 88160R101 |
| MMM | 3M CO | 295,500 | $69.55M | 5.9% | — | — | Put | 88579Y101 |
| KO | COCA COLA CO | 1,137,500 | $52.19M | 4.4% | — | — | Put | 191216100 |
| NFLX | NETFLIX INC | 200,000 | $38.39M | 3.2% | — | — | Put | 64110L106 |
| ADNT | ADIENT PLC | 477,000 | $37.54M | 3.2% | $56.51 | +40.8% | ORD SHS | G0084W101 |
| XLP | SELECT SECTOR SPDR TR | 600,000 | $34.13M | 2.9% | — | — | Put | 81369Y308 |
| PCG | PG&E CORP | 750,000 | $33.62M | 2.8% | $55.37 | 0.0% | COM | 69331C108 |
| XLU | SELECT SECTOR SPDR TR | 500,000 | $26.34M | 2.2% | — | — | Put | 81369Y886 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 200,000 | $25.41M | 2.1% | $54.62 | +130.1% | COM | 02043Q107 |
| HLF | HERBALIFE LTD | 350,000 | $23.7M | 2.0% | — | — | Put | G4412G101 |
| — | NEW YORK REIT INC | 6,000,000 | $23.58M | 2.0% | $5.34 | — | COM | 64976L109 |
| XRT | SPDR SERIES TRUST | 500,000 | $22.59M | 1.9% | — | — | Put | 78464A714 |
| — | KKR & CO L P DEL | 1,000,000 | $21.06M | 1.8% | $15.74 | — | COM UNITS | 48248M102 |
| QURE | UNIQURE NV | 1,050,000 | $20.57M | 1.7% | $6.03 | +152.4% | SHS | N90064101 |
| CRESY | CRESUD S A C I F Y A | 910,286 | $20.11M | 1.7% | $11.89 | — | SPONSORED ADR | 226406106 |
| — | ALPS ETF TR | 1,800,000 | $19.42M | 1.6% | $11.49 | — | Put | 00162Q866 |
| — | TRUECAR INC | 1,661,015 | $18.6M | 1.6% | $11.20 | — | COM | 89785L107 |
| — | TIME WARNER INC | 200,000 | $18.29M | 1.5% | $91.47 | — | COM NEW | 887317303 |
| JNJ | JOHNSON & JOHNSON | 125,000 | $17.46M | 1.5% | — | — | Put | 478160104 |
| — | TRIVAGO N V | 2,319,208 | $15.86M | 1.3% | $6.84 | — | SPON ADS A SHS | 89686D105 |
| XHR | XENIA HOTELS & RESORTS INC | 725,000 | $15.65M | 1.3% | $18.87 | — | COM | 984017103 |
| — | ALPS ETF TR | 1,450,000 | $15.65M | 1.3% | $11.49 | — | ALERIAN MLP | 00162Q866 |
| WMT | WAL-MART STORES INC | 150,000 | $14.81M | 1.2% | — | — | Put | 931142103 |
| ETSY | ETSY INC | 700,000 | $14.31M | 1.2% | $11.94 | +47.7% | COM | 29786A106 |
| CVNA | CARVANA CO | 733,104 | $14.02M | 1.2% | $17.01 | -2.7% | CL A | 146869102 |
| — | KELLOGG CO | 200,000 | $13.6M | 1.1% | — | — | Put | 487836108 |
| MU | MICRON TECHNOLOGY INC | 330,000 | $13.57M | 1.1% | $17.98 | +133.8% | COM | 595112103 |
| ENVA | ENOVA INTL INC | 843,200 | $12.82M | 1.1% | $9.01 | +62.9% | COM | 29357K103 |
| HCC | WARRIOR MET COAL INC | 485,960 | $12.22M | 1.0% | $17.37 | +44.4% | COM | 93627C101 |
| CARS | CARS COM INC | 422,500 | $12.19M | 1.0% | $25.89 | -0.1% | COM | 14575E105 |
| — | IRSA INVERSIONES Y REP S A | 405,000 | $11.99M | 1.0% | $10.84 | — | GLOBL DEP RCPT | 450047204 |
| CAT | CATERPILLAR INC DEL | 75,000 | $11.82M | 1.0% | — | — | Put | 149123101 |
| MDLZ | MONDELEZ INTL INC | 270,000 | $11.56M | 1.0% | — | — | Put | 609207105 |
| — | ON DECK CAP INC | 1,967,900 | $11.3M | 1.0% | $4.67 | — | COM | 682163100 |
| — | FOGO DE CHAO INC | 950,000 | $11.02M | 0.9% | $13.58 | — | COM | 344177100 |
| — | NATIONAL OILWELL VARCO INC | 295,000 | $10.63M | 0.9% | $35.78 | — | COM | 637071101 |
| — | INDUSTREA ACQUISITION CORP | 1,000,000 | $9.75M | 0.8% | $9.78 | — | CL A | 45579J104 |
| — | ALPS ETF TR | 880,000 | $9.495M | 0.8% | $11.49 | — | Call | 00162Q866 |
| PG | PROCTER AND GAMBLE CO | 100,000 | $9.188M | 0.8% | — | — | Put | 742718109 |
| TRIP | TRIPADVISOR INC | 259,000 | $8.925M | 0.8% | $36.13 | -11.1% | COM | 896945201 |
| META | FACEBOOK INC | 50,000 | $8.823M | 0.7% | — | — | Put | 30303M102 |
| FENC | FENNEC PHARMACEUTICALS INC | 867,185 | $8.689M | 0.7% | $11.42 | -12.6% | COM | 31447P100 |
| — | PEABODY ENERGY CORP NEW | 115,555 | $8.566M | 0.7% | $74.13 | — | 8.5% PFD CONV A | 704551407 |
| BTU | PEABODY ENERGY CORP NEW | 200,000 | $7.874M | 0.7% | $21.59 | +30.8% | COM | 704551100 |
| CVNA | CARVANA CO | 405,700 | $7.757M | 0.7% | $17.01 | -2.7% | Call | 146869102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 50,000 | $7.671M | 0.6% | — | — | Put | 459200101 |
| — | LEGACY ACQUISITION CORP | 750,000 | $7.448M | 0.6% | $9.93 | — | UNIT 05/31/2024 | 524643202 |
| — | GRUBHUB INC | 100,000 | $7.18M | 0.6% | — | — | Put | 400110102 |
| — | AVEO PHARMACEUTICALS INC | 2,500,000 | $6.975M | 0.6% | $0.60 | — | COM | 053588109 |
| ERII | ENERGY RECOVERY INC | 750,000 | $6.563M | 0.6% | $7.70 | +18.4% | COM | 29270J100 |
| EIX | EDISON INTL | 100,000 | $6.324M | 0.5% | $53.73 | 0.0% | COM | 281020107 |
| ALDX | ALDEYRA THERAPEUTICS INC | 915,000 | $6.222M | 0.5% | $4.98 | +32.2% | COM | 01438T106 |
| — | ZAFGEN INC | 1,300,000 | $6.006M | 0.5% | $3.40 | — | COM | 98885E103 |
| PEP | PEPSICO INC | 50,000 | $5.996M | 0.5% | — | — | Put | 713448108 |
| — | SEQUENTIAL BRNDS GROUP INC N | 3,351,400 | $5.965M | 0.5% | $5.80 | — | COM | 81734P107 |
| — | GALMED PHARMACEUTICALS LTD | 649,295 | $5.941M | 0.5% | $7.00 | — | SHS | M47238106 |
| — | ARRAY BIOPHARMA INC | 450,000 | $5.76M | 0.5% | $12.30 | — | COM | 04269X105 |
| — | HAYMAKER ACQUISITION CORP | 600,000 | $5.736M | 0.5% | $9.56 | — | COM CLASS A | 420870107 |
| — | COBALT INTL ENERGY INC | 20,000,000 | $5.45M | 0.5% | $0.26 | — | NOTE 3.125% 5/1 | 19075FAB2 |
| — | BLACKSTONE GROUP L P | 170,000 | $5.443M | 0.5% | $33.35 | — | COM UNIT LTD | 09253U108 |
| — | NII HLDGS INC | 12,671,154 | $5.376M | 0.5% | $1.19 | — | COM PAR | 62913F508 |
| FATE | FATE THERAPEUTICS INC | 853,800 | $5.217M | 0.4% | $3.82 | +16.8% | COM | 31189P102 |
| — | REDHILL BIOPHARMA LTD | 999,232 | $5.136M | 0.4% | $5.14 | — | SPONSORED ADS | 757468103 |
| — | TRACON PHARMACEUTICALS INC | 1,490,000 | $4.992M | 0.4% | $3.22 | — | COM NEW | 89237H100 |
| — | DICERNA PHARMACEUTICALS INC | 550,000 | $4.967M | 0.4% | $4.24 | — | COM | 253031108 |
| SATS | ECHOSTAR CORP | 80,000 | $4.792M | 0.4% | $31.68 | +46.6% | CL A | 278768106 |
| WU | WESTERN UN CO | 250,000 | $4.753M | 0.4% | — | — | Put | 959802109 |
| — | FORUM MERGER CORP | 450,000 | $4.491M | 0.4% | $9.98 | — | COM CL A | 34985B103 |
| — | MARINUS PHARMACEUTICALS INC | 550,000 | $4.488M | 0.4% | $8.16 | — | COM | 56854Q101 |
| — | HOSTESS BRANDS INC | 1,679,000 | $3.912M | 0.3% | $1.75 | — | *W EXP 11/04/202 | 44109J114 |
| ORCL | ORACLE CORP | 75,000 | $3.546M | 0.3% | — | — | Put | 68389X105 |
| — | SIERRA ONCOLOGY INC | 921,774 | $3.438M | 0.3% | $3.73 | — | COM | 82640U107 |
| — | WILLSCOT CORP | 2,207,000 | $3.178M | 0.3% | $1.44 | — | *W EXP 09/10/202 | 971375118 |
| — | SIMPLY GOOD FOODS CO | 800,000 | $3.112M | 0.3% | $3.89 | — | *W EXP 07/07/202 | 82900L110 |
| AGRO | ADECOAGRO S A | 300,000 | $3.102M | 0.3% | $8.45 | +5.7% | COM | L00849106 |
| — | OTONOMY INC | 550,000 | $3.053M | 0.3% | $5.55 | — | COM | 68906L105 |
| ADMA | ADMA BIOLOGICS INC | 950,000 | $3.05M | 0.3% | $2.80 | 0.0% | COM | 000899104 |
| — | CISION LTD | 1,100,000 | $2.992M | 0.3% | $2.95 | — | *W EXP 06/22/202 | G1992S117 |
| INSE | INSPIRED ENTMT INC | 298,209 | $2.922M | 0.2% | $9.86 | +9.2% | COM | 45782N108 |
| — | COBALT INTL ENERGY INC | 10,000,000 | $2.725M | 0.2% | $0.27 | — | NOTE 2.625%12/0 | 19075FAA4 |
| — | CONTRAFECT CORP | 2,617,004 | $2.643M | 0.2% | $1.11 | — | COM | 212326102 |
| RACE | FERRARI N V | 25,000 | $2.621M | 0.2% | — | — | Put | N3167Y103 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 300,000 | $2.4M | 0.2% | $6.33 | +26.9% | COM | 462260100 |
| — | OSPREY ENERGY ACQUISITION CO | 250,000 | $2.4M | 0.2% | $9.69 | — | CL A COM | 688397108 |
| — | JPMORGAN CHASE & CO | 80,000 | $2.198M | 0.2% | $31.24 | — | Call | 46625H365 |
| — | TRIVAGO N V | 300,000 | $2.052M | 0.2% | $6.84 | — | Put | 89686D105 |
| — | GIGCAPITAL INC | 200,000 | $2M | 0.2% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| TGT | TARGET CORP | 30,000 | $1.958M | 0.2% | — | — | Put | 87612E106 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $1.93M | 0.2% | $9.65 | — | COM | 09216T107 |
| — | ADVERUM BIOTECHNOLOGIES INC | 550,000 | $1.925M | 0.2% | $2.98 | — | COM | 00773U108 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 200,000 | $1.885M | 0.2% | $11.98 | — | COM SER A | 531465102 |
| — | LENDINGCLUB CORP | 450,000 | $1.859M | 0.2% | — | — | Put | 52603A109 |
| DSX | DIANA SHIPPING INC | 438,364 | $1.784M | 0.2% | $2.45 | -2.6% | COM | Y2066G104 |
| — | ATLANTIC ACQUISITION CORP | 180,000 | $1.775M | 0.1% | $10.25 | — | COM | 048206106 |
| — | CONSTELLATION ALPHA CAP CORP | 180,000 | $1.755M | 0.1% | $9.75 | — | SHS | G2379F108 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $1.689M | 0.1% | $9.65 | — | SHS | G2345N102 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $1.689M | 0.1% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | SEADRILL LIMITED | 6,924,100 | $1.593M | 0.1% | $0.25 | — | Put | G7945E105 |
| — | SOLENO THERAPEUTICS INC | 844,112 | $1.519M | 0.1% | $1.80 | — | COM NEW | 834203200 |
| — | STRONGBRIDGE BIOPHARMA PLC | 200,000 | $1.45M | 0.1% | $7.25 | — | SHS USD | G85347105 |
| — | MEDICINES CO | 50,000 | $1.367M | 0.1% | $27.34 | — | COM | 584688105 |
| — | IMMUNOMEDICS INC | 80,000 | $1.293M | 0.1% | $4.52 | — | COM | 452907108 |
| — | WRIGHT MED GROUP N V | 819,181 | $1.237M | 0.1% | $1.15 | — | RIGHT 03/01/2019 | N96617126 |
| — | SEADRILL LIMITED | 5,100,000 | $1.18M | 0.1% | $0.25 | — | SHS | G7945E105 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 375,000 | $923K | 0.1% | $4.14 | 0.0% | COM | G65773106 |
| GNK | GENCO SHIPPING & TRADING LTD | 68,200 | $908K | 0.1% | $10.64 | +12.8% | SHS | Y2685T131 |
| — | PLX PHARMA INC | 124,557 | $859K | 0.1% | $6.15 | — | COM | 72942A107 |
| RGNX | REGENXBIO INC | 25,000 | $831K | 0.1% | $19.36 | +55.6% | COM | 75901B107 |
| — | DHX MEDIA LTD | 1,000,000 | $780K | 0.1% | $0.78 | — | SHS VAR VTG | 252406608 |
| — | APPLIED GENETIC TECHNOL CORP | 216,032 | $778K | 0.1% | $3.60 | — | COM | 03820J100 |
| GEF/B | GREIF INC | 10,993 | $762K | 0.1% | $42.61 | 0.0% | CL B | 397624206 |
| — | SYNTHETIC BIOLOGICS INC | 1,500,000 | $762K | 0.1% | $0.51 | — | COM | 87164U102 |
| BANC | BANC OF CALIFORNIA INC | 35,000 | $723K | 0.1% | $12.60 | +37.7% | COM | 05990K106 |
| — | ONCONOVA THERAPEUTICS INC | 464,934 | $697K | 0.1% | $1.97 | — | COM NEW | 68232V306 |
| MCHX | MARCHEX INC | 200,137 | $646K | 0.1% | $2.83 | +13.0% | CL B | 56624R108 |
| NESRW | NATIONAL ENERGY SERVICES REU | 725,000 | $595K | 0.1% | $0.63 | — | *W EXP 05/05/202 | G6375R115 |
| — | WMIH CORP | 690,826 | $587K | 0.0% | $1.45 | — | COM | 92936P100 |
| NESR | NATIONAL ENERGY SERVICES REU | 56,750 | $565K | 0.0% | $9.55 | — | SHS | G6375R107 |
| — | NEXEO SOLUTIONS INC | 850,000 | $530K | 0.0% | $0.62 | — | *W EXP 06/09/202 | 65342H110 |
| — | INDUSTREA ACQUISITION CORP | 1,234,606 | $520K | 0.0% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | EASTERLY ACQUISITION CORP | 839,668 | $500K | 0.0% | $0.43 | — | *W EXP 07/29/202 | 27616L110 |
| ANTH | ANTHERA PHARMACEUTICALS INC | 276,809 | $399K | 0.0% | $1.72 | 0.0% | COM | 03674U300 |
| — | ELECTRUM SPL ACQUISITION COR | 981,400 | $397K | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | COBALT INTL ENERGY INC | 422,236 | $391K | 0.0% | $0.93 | — | COM NEW | 19075F304 |
| — | MODERN MEDIA ACQUISITION | 1,000,000 | $390K | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | HENNESSY CAP ACQUSTON CORP I | 437,500 | $370K | 0.0% | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | NAVIOS MARITIME HOLDINGS INC | 300,000 | $360K | 0.0% | $1.67 | — | COM | Y62196103 |
| — | TIDEWATER INC NEW | 131,275 | $290K | 0.0% | $2.21 | — | *W EXP 07/31/202 | 88642R117 |
| — | MODERN MEDIA ACQUISITION | 500,000 | $275K | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | EVOKE PHARMA INC | 114,300 | $258K | 0.0% | $2.26 | — | COM | 30049G104 |
| — | HAYMAKER ACQUISITION CORP | 300,000 | $240K | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | BLACK RIDGE ACQUISITION CORP | 700,000 | $231K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | I AM CAP ACQUISITION CO | 700,000 | $231K | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| IFMK | IFRESH INC | 17,158 | $223K | 0.0% | $13.65 | -12.5% | COM | 449538107 |
| — | FORUM MERGER CORP | 334,000 | $220K | 0.0% | $0.44 | — | RIGHT 06/01/2019 | 34985B129 |
| — | FORUM MERGER CORP | 251,806 | $171K | 0.0% | $0.52 | — | *W EXP 06/01/202 | 34985B111 |
| — | ATLANTIC ACQUISITION CORP | 270,000 | $162K | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |
| — | ESTRE AMBIENTAL INC | 200,000 | $150K | 0.0% | $0.75 | — | *W EXP 12/21/202 | G3206V118 |
| — | SILVER RUN ACQUISITION | 100,000 | $149K | 0.0% | $1.52 | — | *W EXP 03/28/202 | 82812A111 |
| — | PENSARE ACQUISITION CORP | 230,000 | $115K | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | DRAPER OAKWOOD TECHNOLOGY | 180,000 | $90,000 | 0.0% | $0.50 | — | RIGHT 09/19/2018 | 26146L129 |
| — | OSPREY ENERGY ACQUISITION CO | 125,000 | $88,000 | 0.0% | $0.82 | — | *W EXP 07/21/202 | 688397116 |
| — | CONSTELLATION ALPHA CAP CORP | 380,000 | $84,000 | 0.0% | $0.11 | — | *W EXP 03/23/202 | G2379F116 |
| — | PENSARE ACQUISITION CORP | 115,000 | $63,000 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | DRAPER OAKWOOD TECHNOLOGY | 90,000 | $60,000 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | I AM CAP ACQUISITION CO | 200,000 | $60,000 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $56,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $56,000 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | CONSTELLATION ALPHA CAP CORP | 180,000 | $56,000 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $38,000 | 0.0% | $0.17 | — | RIGHT 03/20/2019 | G1142P138 |
| — | CM SEVEN STAR ACQUISITION CO | 87,500 | $25,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $18,000 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |