Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q2 2015 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2015-08-14

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value: $327M (0.0% shares, 100.0% debt)

Holdings (17)

— PROSPECT CAPITAL CORP 19.1%

Value $62.59M Shares 61,205,000 Est. Cost $1.04 Unrealized —

— Apollo Investment Corp 10.9%

Value $35.69M Shares 34,985,000 Est. Cost $1.03 Unrealized —

— Ares Capital Corporation 10.0%

Value $32.69M Shares 31,990,000 Est. Cost $1.07 Unrealized —

— Fifth Street Finance Corporation 8.8%

Value $28.74M Shares 28,120,000 Est. Cost $1.03 Unrealized —

— New Mountain Finance Corporation 8.5%

Value $27.73M Shares 27,550,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 7.0%

Value $22.78M Shares 22,260,000 Est. Cost $1.02 Unrealized —

— PROSPECT CAPITAL CORP 6.9%

Value $22.5M Shares 22,334,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 5.5%

Value $18.08M Shares 17,929,000 Est. Cost $1.01 Unrealized —

— TPG Specialty Lending, Inc. 5.1%

Value $16.8M Shares 16,710,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 5.1%

Value $16.67M Shares 16,488,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 4.6%

Value $14.88M Shares 14,620,000 Est. Cost $1.05 Unrealized —

— Ares Capital Corporation 3.0%

Value $9.961M Shares 9,622,000 Est. Cost $1.04 Unrealized —

— PROSPECT CAPITAL CORP 2.5%

Value $8.257M Shares 8,740,000 Est. Cost $0.94 Unrealized —

— Ares Capital Corporation 2.4%

Value $7.887M Shares 7,669,000 Est. Cost $1.03 Unrealized —

— Nuance Communications, Inc. 0.3%

Value $1.013M Shares 1,000,000 Est. Cost $0.98 Unrealized —

— Ares Capital Corporation 0.2%

Value $542K Shares 527,000 Est. Cost $1.04 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.0%

Value $154K Shares 11,927 Est. Cost $14.42 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	PROSPECT CAPITAL CORP	61,205,000	$62.59M	19.1%	$1.04	—	CONVRT BOND	74348TAD4
—	Apollo Investment Corp	34,985,000	$35.69M	10.9%	$1.03	—	CONVRT BOND	03761UAE6
—	Ares Capital Corporation	31,990,000	$32.69M	10.0%	$1.07	—	CONVRT BOND	04010LAB9
—	Fifth Street Finance Corporation	28,120,000	$28.74M	8.8%	$1.03	—	CONVRT BOND	31679BAC4
—	New Mountain Finance Corporation	27,550,000	$27.73M	8.5%	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	22,260,000	$22.78M	7.0%	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	22,334,000	$22.5M	6.9%	$1.01	—	CONVRT BOND	74348TAM4
—	PROSPECT CAPITAL CORP	17,929,000	$18.08M	5.5%	$1.01	—	CONVRT BOND	74348TAL6
—	TPG Specialty Lending, Inc.	16,710,000	$16.8M	5.1%	$1.01	—	CONVRT BOND	87265KAB8
—	PROSPECT CAPITAL CORP	16,488,000	$16.67M	5.1%	$1.01	—	CONVRT BOND	74348TAK8
—	PROSPECT CAPITAL CORP	14,620,000	$14.88M	4.6%	$1.05	—	CONVRT BOND	74348TAC6
—	Ares Capital Corporation	9,622,000	$9.961M	3.0%	$1.04	—	CONVRT BOND	04010LAG8
—	PROSPECT CAPITAL CORP	8,740,000	$8.257M	2.5%	$0.94	—	CONVRT BOND	74348TAQ5
—	Ares Capital Corporation	7,669,000	$7.887M	2.4%	$1.03	—	CONVRT BOND	04010LAJ2
—	Nuance Communications, Inc.	1,000,000	$1.013M	0.3%	$0.98	—	CONVRT BOND	67020YAF7
—	Ares Capital Corporation	527,000	$542K	0.2%	$1.04	—	CONVRT BOND	04010LAD5
SVVC	Firsthand Technology Value Fund, Inc.	11,927	$154K	0.0%	$14.42	0.0%	COMMON	33766Y100