Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 14, 2015

Total Value ($000): $326,969 (0.0% shares, 100.0% debt)

Holdings (17)

— PROSPECT CAPITAL CORP 19.1%

Value ($000) $62,590 Shares 61,205,000 Est. Cost $1.04 Unrealized —

— Apollo Investment Corp 10.9%

Value ($000) $35,693 Shares 34,985,000 Est. Cost $1.03 Unrealized —

— Ares Capital Corporation 10.0%

Value ($000) $32,691 Shares 31,990,000 Est. Cost $1.07 Unrealized —

— Fifth Street Finance Corporation 8.8%

Value ($000) $28,740 Shares 28,120,000 Est. Cost $1.03 Unrealized —

— New Mountain Finance Corporation 8.5%

Value ($000) $27,734 Shares 27,550,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 7.0%

Value ($000) $22,782 Shares 22,260,000 Est. Cost $1.02 Unrealized —

— PROSPECT CAPITAL CORP 6.9%

Value ($000) $22,497 Shares 22,334,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 5.5%

Value ($000) $18,081 Shares 17,929,000 Est. Cost $1.01 Unrealized —

— TPG Specialty Lending, Inc. 5.1%

Value ($000) $16,798 Shares 16,710,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 5.1%

Value ($000) $16,670 Shares 16,488,000 Est. Cost $1.01 Unrealized —

— PROSPECT CAPITAL CORP 4.6%

Value ($000) $14,879 Shares 14,620,000 Est. Cost $1.05 Unrealized —

— Ares Capital Corporation 3.0%

Value ($000) $9,961 Shares 9,622,000 Est. Cost $1.04 Unrealized —

— PROSPECT CAPITAL CORP 2.5%

Value ($000) $8,257 Shares 8,740,000 Est. Cost $0.94 Unrealized —

— Ares Capital Corporation 2.4%

Value ($000) $7,887 Shares 7,669,000 Est. Cost $1.03 Unrealized —

— Nuance Communications, Inc. 0.3%

Value ($000) $1,013 Shares 1,000,000 Est. Cost $0.98 Unrealized —

— Ares Capital Corporation 0.2%

Value ($000) $542 Shares 527,000 Est. Cost $1.04 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.0%

Value ($000) $154 Shares 11,927 Est. Cost $14.42 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PROSPECT CAPITAL CORP	61,205,000	$62,590	19.1%	$1.04	—	CONVRT BOND	74348TAD4
—	Apollo Investment Corp	34,985,000	$35,693	10.9%	$1.03	—	CONVRT BOND	03761UAE6
—	Ares Capital Corporation	31,990,000	$32,691	10.0%	$1.07	—	CONVRT BOND	04010LAB9
—	Fifth Street Finance Corporation	28,120,000	$28,740	8.8%	$1.03	—	CONVRT BOND	31679BAC4
—	New Mountain Finance Corporation	27,550,000	$27,734	8.5%	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	22,260,000	$22,782	7.0%	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	22,334,000	$22,497	6.9%	$1.01	—	CONVRT BOND	74348TAM4
—	PROSPECT CAPITAL CORP	17,929,000	$18,081	5.5%	$1.01	—	CONVRT BOND	74348TAL6
—	TPG Specialty Lending, Inc.	16,710,000	$16,798	5.1%	$1.01	—	CONVRT BOND	87265KAB8
—	PROSPECT CAPITAL CORP	16,488,000	$16,670	5.1%	$1.01	—	CONVRT BOND	74348TAK8
—	PROSPECT CAPITAL CORP	14,620,000	$14,879	4.6%	$1.05	—	CONVRT BOND	74348TAC6
—	Ares Capital Corporation	9,622,000	$9,961	3.0%	$1.04	—	CONVRT BOND	04010LAG8
—	PROSPECT CAPITAL CORP	8,740,000	$8,257	2.5%	$0.94	—	CONVRT BOND	74348TAQ5
—	Ares Capital Corporation	7,669,000	$7,887	2.4%	$1.03	—	CONVRT BOND	04010LAJ2
—	Nuance Communications, Inc.	1,000,000	$1,013	0.3%	$0.98	—	CONVRT BOND	67020YAF7
—	Ares Capital Corporation	527,000	$542	0.2%	$1.04	—	CONVRT BOND	04010LAD5
SVVC	Firsthand Technology Value Fund, Inc.	11,927	$154	0.0%	$14.42	0.0%	COMMON	33766Y100