Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value: $388M (0.0% shares, 100.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PROSPECT CAPITAL CORP | 61,205,000 | $62.33M | 16.1% | $1.04 | — | CONVRT BOND | 74348TAD4 |
| — | Ares Capital Corporation | 50,995,000 | $51.47M | 13.3% | $1.05 | — | CONVRT BOND | 04010LAB9 |
| — | Apollo Investment Corp | 37,755,000 | $38.18M | 9.8% | $1.03 | — | CONVRT BOND | 03761UAE6 |
| — | Fifth Street Finance Corporation | 28,120,000 | $28.53M | 7.4% | $1.03 | — | CONVRT BOND | 31679BAC4 |
| — | New Mountain Finance Corporation | 28,300,000 | $27.92M | 7.2% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | TCP Capital Corp | 23,800,000 | $23.67M | 6.1% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | Ares Capital Corporation | 22,260,000 | $22.93M | 5.9% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | PROSPECT CAPITAL CORP | 23,434,000 | $22.73M | 5.9% | $1.00 | — | CONVRT BOND | 74348TAM4 |
| — | PROSPECT CAPITAL CORP | 19,667,000 | $19.3M | 5.0% | $1.00 | — | CONVRT BOND | 74348TAL6 |
| — | PROSPECT CAPITAL CORP | 16,488,000 | $16.52M | 4.3% | $1.01 | — | CONVRT BOND | 74348TAK8 |
| — | TPG Specialty Lending, Inc. | 16,710,000 | $16.41M | 4.2% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Ares Capital Corporation | 11,343,000 | $11.68M | 3.0% | $1.03 | — | CONVRT BOND | 04010LAJ2 |
| — | PROSPECT CAPITAL CORP | 11,740,000 | $10.68M | 2.7% | $0.94 | — | CONVRT BOND | 74348TAQ5 |
| — | Ares Capital Corporation | 9,622,000 | $9.898M | 2.5% | $1.04 | — | CONVRT BOND | 04010LAG8 |
| — | Ares Capital Corporation | 8,604,000 | $8.716M | 2.2% | $1.01 | — | CONVRT BOND | 04010LAD5 |
| — | Iconix Brand Group, Inc. | 7,500,000 | $7.107M | 1.8% | $0.95 | — | CONVRT BOND | 451055AE7 |
| — | PROSPECT CAPITAL CORP | 6,620,000 | $6.673M | 1.7% | $1.05 | — | CONVRT BOND | 74348TAC6 |
| — | Nuance Communications, Inc. | 1,000,000 | $1.01M | 0.3% | $0.98 | — | CONVRT BOND | 67020YAF7 |
| — | American Capital Ltd. | 34,500 | $420K | 0.1% | $12.17 | — | COMMON | 02503Y103 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $390K | 0.1% | $11.71 | -8.1% | COMMON | 33766Y100 |
| — | Iconix Brand Group, Inc. | 21,700 | $293K | 0.1% | $13.50 | — | COMMON | 451055107 |
| — | BlackRock Kelso Capital Corp | 27,700 | $245K | 0.1% | $8.84 | — | COMMON | 092533108 |
| SLRC | Solar Capital Ltd | 14,900 | $236K | 0.1% | $6.66 | 0.0% | COMMON | 83413U100 |
| GBDC | Golub Capital BDC Inc | 12,400 | $198K | 0.1% | $6.39 | 0.0% | COMMON | 38173M102 |
| PSEC | PROSPECT CAPITAL CORP | 24,000 | $171K | 0.0% | $2.09 | 0.0% | COMMON | 74348T102 |
| — | Fifth Street Finance Corporation | 25,400 | $157K | 0.0% | $6.18 | — | COMMON | 31678A103 |
| HTGC | Hercules Technology Growth Capital, Inc. | 13,400 | $135K | 0.0% | $11.34 | 0.0% | COMMON | 427096508 |
| — | Alcentra Capital Corp | 10,500 | $122K | 0.0% | $11.62 | — | COMMON | 01374T102 |
| HRZN | Horizon Technology Finance | 11,400 | $103K | 0.0% | $3.24 | 0.0% | COMMON | 44045A102 |