Westchester Capital Management, Inc. Concentrated Active

CIK: 0001390063 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 20, 2016

Total Value ($000): $222,081 (100.0% shares, 0.0% debt)

Holdings (35)

MSFT Microsoft Corporation 5.2%

Value ($000) $11,597 Shares 209,980 Est. Cost $27.25 Unrealized +69.1%

CVS CVS Health Corporation 5.1%

Value ($000) $11,279 Shares 108,737 Est. Cost $46.70 Unrealized +55.0%

— General Electric Company 4.8%

Value ($000) $10,729 Shares 337,502 Est. Cost $24.16 Unrealized —

AAPL Apple, Inc. 4.3%

Value ($000) $9,551 Shares 87,632 Est. Cost $18.48 Unrealized +22.0%

BRK/B Berkshire Hathaway Class B 4.2%

Value ($000) $9,436 Shares 66,509 Est. Cost $117.93 Unrealized +12.4%

INTC Intel Corporation 4.2%

Value ($000) $9,313 Shares 287,873 Est. Cost $17.59 Unrealized +38.6%

SDY SPDR S&P Dividend ETF 4.2%

Value ($000) $9,266 Shares 115,927 Est. Cost $67.14 Unrealized —

ABBV AbbVie, Inc. 4.1%

Value ($000) $9,169 Shares 160,524 Est. Cost $33.13 Unrealized +12.0%

WM Waste Management, Inc. 4.1%

Value ($000) $9,001 Shares 152,567 Est. Cost $30.90 Unrealized +48.7%

BDX Becton Dickinson & Company 4.0%

Value ($000) $8,992 Shares 59,227 Est. Cost $78.64 Unrealized +55.4%

— EMC Corporation 3.8%

Value ($000) $8,422 Shares 316,022 Est. Cost $25.17 Unrealized —

CSCO Cisco Systems, Inc. 3.8%

Value ($000) $8,354 Shares 293,428 Est. Cost $15.34 Unrealized +23.5%

MCD McDonald's Corporation 3.6%

Value ($000) $8,095 Shares 64,407 Est. Cost $72.47 Unrealized +29.7%

JNJ Johnson & Johnson 3.6%

Value ($000) $7,889 Shares 72,910 Est. Cost $61.41 Unrealized +28.3%

PG Procter & Gamble 3.5%

Value ($000) $7,822 Shares 95,029 Est. Cost $55.45 Unrealized +11.2%

— Allergan PLC 3.5%

Value ($000) $7,743 Shares 28,890 Est. Cost $302.20 Unrealized —

BK The Bank of New York Mellon Corporation 3.4%

Value ($000) $7,564 Shares 205,368 Est. Cost $23.16 Unrealized +21.6%

SYF Synchrony Financial 3.4%

Value ($000) $7,530 Shares 262,750 Est. Cost $22.17 Unrealized 0.0%

CAT Caterpillar, Inc. 3.3%

Value ($000) $7,392 Shares 96,578 Est. Cost $61.74 Unrealized -14.1%

WMT Wal-Mart Stores, Inc. 3.3%

Value ($000) $7,277 Shares 106,247 Est. Cost $19.88 Unrealized -7.9%

ZBH Zimmer Biomet Holdings, Inc. 3.3%

Value ($000) $7,234 Shares 67,844 Est. Cost $70.47 Unrealized +26.6%

BP BP PLC ADR 3.0%

Value ($000) $6,606 Shares 218,875 Est. Cost $38.48 Unrealized —

VLO Valero Energy Corporation 2.7%

Value ($000) $6,080 Shares 94,791 Est. Cost $26.78 Unrealized +60.1%

PFE Pfizer, Inc. 2.5%

Value ($000) $5,528 Shares 186,506 Est. Cost $16.57 Unrealized +12.7%

HMC Honda Motor Company 2.0%

Value ($000) $4,422 Shares 161,759 Est. Cost $36.64 Unrealized —

DVN Devon Energy Corporation 2.0%

Value ($000) $4,410 Shares 160,729 Est. Cost $34.45 Unrealized -50.7%

— Chicago Bridge and Iron Company 1.9%

Value ($000) $4,147 Shares 113,345 Est. Cost $56.72 Unrealized —

MAT Mattel, Inc. 1.7%

Value ($000) $3,765 Shares 111,994 Est. Cost $42.33 Unrealized -28.2%

SPY SPDR S&P 500 ETF 1.4%

Value ($000) $3,059 Shares 14,885 Est. Cost $189.54 Unrealized —

CVX Chevron Corporation 0.0%

Value ($000) $110 Shares 1,152 Est. Cost $71.30 Unrealized -19.5%

XOM Exxon Mobil Corporation 0.0%

Value ($000) $106 Shares 1,268 Est. Cost $53.54 Unrealized -2.9%

KO Coca Cola Company 0.0%

Value ($000) $93 Shares 2,004 Est. Cost $27.85 Unrealized +14.3%

GOOGL Alphabet, Inc. Class A 0.0%

Value ($000) $35 Shares 46 Est. Cost $36.73 Unrealized -0.5%

GOOG Alphabet, Inc. Class C 0.0%

Value ($000) $34 Shares 46 Est. Cost $35.61 Unrealized -0.2%

AXP American Express Company 0.0%

Value ($000) $31 Shares 500 Est. Cost $59.62 Unrealized -15.3%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MSFT	Microsoft Corporation	209,980	$11,597	5.2%	$27.25	+69.1%	common stock	594918104
CVS	CVS Health Corporation	108,737	$11,279	5.1%	$46.70	+55.0%	common stock	126650100
—	General Electric Company	337,502	$10,729	4.8%	$24.16	—	common stock	369604103
AAPL	Apple, Inc.	87,632	$9,551	4.3%	$18.48	+22.0%	common stock	037833100
BRK/B	Berkshire Hathaway Class B	66,509	$9,436	4.2%	$117.93	+12.4%	common stock	084670702
INTC	Intel Corporation	287,873	$9,313	4.2%	$17.59	+38.6%	common stock	458140100
SDY	SPDR S&P Dividend ETF	115,927	$9,266	4.2%	$67.14	—	common stock	78464A763
ABBV	AbbVie, Inc.	160,524	$9,169	4.1%	$33.13	+12.0%	common stock	00287Y109
WM	Waste Management, Inc.	152,567	$9,001	4.1%	$30.90	+48.7%	common stock	94106L109
BDX	Becton Dickinson & Company	59,227	$8,992	4.0%	$78.64	+55.4%	common stock	075887109
—	EMC Corporation	316,022	$8,422	3.8%	$25.17	—	common stock	268648102
CSCO	Cisco Systems, Inc.	293,428	$8,354	3.8%	$15.34	+23.5%	common stock	17275R102
MCD	McDonald's Corporation	64,407	$8,095	3.6%	$72.47	+29.7%	common stock	580135101
JNJ	Johnson & Johnson	72,910	$7,889	3.6%	$61.41	+28.3%	common stock	478160104
PG	Procter & Gamble	95,029	$7,822	3.5%	$55.45	+11.2%	common stock	742718109
—	Allergan PLC	28,890	$7,743	3.5%	$302.20	—	common stock	G0177J108
BK	The Bank of New York Mellon Corporation	205,368	$7,564	3.4%	$23.16	+21.6%	common stock	064058100
SYF	Synchrony Financial	262,750	$7,530	3.4%	$22.17	0.0%	common stock	87165B103
CAT	Caterpillar, Inc.	96,578	$7,392	3.3%	$61.74	-14.1%	common stock	149123101
WMT	Wal-Mart Stores, Inc.	106,247	$7,277	3.3%	$19.88	-7.9%	common stock	931142103
ZBH	Zimmer Biomet Holdings, Inc.	67,844	$7,234	3.3%	$70.47	+26.6%	common stock	98956P102
BP	BP PLC ADR	218,875	$6,606	3.0%	$38.48	—	common stock	055622104
VLO	Valero Energy Corporation	94,791	$6,080	2.7%	$26.78	+60.1%	common stock	91913Y100
PFE	Pfizer, Inc.	186,506	$5,528	2.5%	$16.57	+12.7%	common stock	717081103
HMC	Honda Motor Company	161,759	$4,422	2.0%	$36.64	—	common stock	438128308
DVN	Devon Energy Corporation	160,729	$4,410	2.0%	$34.45	-50.7%	common stock	25179M103
—	Chicago Bridge and Iron Company	113,345	$4,147	1.9%	$56.72	—	common stock	167250109
MAT	Mattel, Inc.	111,994	$3,765	1.7%	$42.33	-28.2%	common stock	577081102
SPY	SPDR S&P 500 ETF	14,885	$3,059	1.4%	$189.54	—	common stock	78462F103
CVX	Chevron Corporation	1,152	$110	0.0%	$71.30	-19.5%	common stock	166764100
XOM	Exxon Mobil Corporation	1,268	$106	0.0%	$53.54	-2.9%	common stock	30231G102
KO	Coca Cola Company	2,004	$93	0.0%	$27.85	+14.3%	common stock	191216100
GOOGL	Alphabet, Inc. Class A	46	$35	0.0%	$36.73	-0.5%	common stock	02079K305
GOOG	Alphabet, Inc. Class C	46	$34	0.0%	$35.61	-0.2%	common stock	02079K107
AXP	American Express Company	500	$31	0.0%	$59.62	-15.3%	common stock	025816109