CIK: 0001535610 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $1,818,287 (98.9% shares, 1.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ELI LILLY & CO | 23,794 | $200,488 | 11.0% | — | — | Call | 532457908 |
| — | ISHARES RUSSELL 2000 ETF | 17,499 | $196,881 | 10.8% | — | — | Put | 464287955 |
| — | SPDR S&P 500 ETF TRUST | 9,000 | $183,501 | 10.1% | — | — | Put | 78462F953 |
| — | BIOGEN INC | 3,437 | $105,292 | 5.8% | — | — | Call | 09062X903 |
| — | GILEAD SCIENCES INC | 9,754 | $98,701 | 5.4% | — | — | Call | 375558903 |
| — | SPDR SERIES TRUST | 5,880 | $41,207 | 2.3% | — | — | Put | 78464A950 |
| — | BIOGEN INC | 1,240 | $37,987 | 2.1% | — | — | Put | 09062X953 |
| — | ABBVIE INC | 5,739 | $33,998 | 1.9% | — | — | Call | 00287Y909 |
| IWM | ISHARES RUSSELL 2000 ETF | 294,400 | $33,123 | 1.8% | $109.20 | — | ETF | 464287655 |
| — | ALKERMES PLC | 3,156 | $25,052 | 1.4% | — | — | Put | G01767955 |
| — | MEDICINES CO | 6,348 | $23,703 | 1.3% | — | — | Call | 584688905 |
| — | ELI LILLY & CO | 2,804 | $23,627 | 1.3% | — | — | Put | 532457958 |
| — | ZOGENIX INC | 15,182 | $22,378 | 1.2% | — | — | Call | 98978L904 |
| — | GW PHARMACEUTICALS PLC | 3,183 | $22,103 | 1.2% | — | — | Put | 36197T953 |
| — | ALEXION PHARMACEUTICALS INC | 975 | $18,598 | 1.0% | — | — | Put | 015351959 |
| — | ACADIA PHARMACEUTICALS INC | 4,175 | $14,884 | 0.8% | — | — | Put | 004225958 |
| — | MYLAN N.V. | 2,732 | $14,772 | 0.8% | — | — | Put | N59465959 |
| — | ABBVIE INC | 2,452 | $14,526 | 0.8% | — | — | Put | 00287Y959 |
| — | BIOMARIN PHARMACEUTICAL INC | 1,308 | $13,703 | 0.8% | — | — | Call | 09061G901 |
| — | ANACOR PHARMACEUTICALS INC | 1,188 | $13,421 | 0.7% | — | — | Call | 032420901 |
| — | MYLAN N.V. | 2,452 | $13,258 | 0.7% | — | — | Call | N59465909 |
| — | SAREPTA THERAPEUTICS INC | 3,302 | $12,739 | 0.7% | — | — | Put | 803607950 |
| — | UNITED THERAPEUTICS CORP | 800 | $12,529 | 0.7% | — | — | Put | 91307C952 |
| — | APPLE INC | 1,184 | $12,463 | 0.7% | — | — | Put | 037833950 |
| — | UNITED THERAPEUTICS CORP | 778 | $12,184 | 0.7% | — | — | Call | 91307C902 |
| — | APPLE INC | 1,110 | $11,684 | 0.6% | — | — | Call | 037833900 |
| — | BRISTOL-MYERS SQUIBB CO | 1,649 | $11,343 | 0.6% | — | — | Call | 110122908 |
| — | GW PHARMACEUTICALS PLC | 160,406 | $11,139 | 0.6% | $79.22 | — | ADS | 36197T103 |
| — | ACORDA THERAPEUTICS INC 1.75% | 9,600,000 | $11,112 | 0.6% | $0.90 | — | NOTE | 00484MAA4 |
| — | SAREPTA THERAPEUTICS INC | 2,862 | $11,042 | 0.6% | — | — | Call | 803607900 |
| ALKS | ALKERMES PLC | 131,671 | $10,452 | 0.6% | $70.02 | 0.0% | SHS | G01767105 |
| — | REGULUS THERAPEUTIC INC | 11,973 | $10,440 | 0.6% | — | — | Call | 75915K901 |
| — | EDWARDS LIFESCIENCES CORP | 1,200 | $9,478 | 0.5% | — | — | Put | 28176E958 |
| — | VAPOR CORP DEL | 860,338 | $9,369 | 0.5% | $10.38 | — | UNIT | 922099502 |
| — | GILEAD SCIENCES INC | 914 | $9,249 | 0.5% | — | — | Put | 375558953 |
| — | TENAX THERAPEUTICS INC. | 2,693,537 | $8,835 | 0.5% | $3.80 | — | COM | 88032L100 |
| — | MOBILEYE N.V. REG. | 2,011 | $8,503 | 0.5% | — | — | Put | N51488957 |
| — | NEWLINK GENETICS CORP | 2,231 | $8,119 | 0.4% | — | — | Call | 651511907 |
| — | BLUEPRINT MEDICINES CORP | 3,000 | $7,902 | 0.4% | — | — | Call | 09627Y909 |
| — | TOBIRA THERAPEUTICS INC | 877,342 | $7,792 | 0.4% | $9.04 | — | COM | 88883P101 |
| — | MOBILEYE N.V. REG. | 171,672 | $7,258 | 0.4% | $44.40 | — | ORD | N51488117 |
| — | NEUROCRINE BIOSCIENCES INC | 1,277 | $7,224 | 0.4% | — | — | Call | 64125C909 |
| — | DEPOMED INC | 3,970 | $7,198 | 0.4% | — | — | Call | 249908904 |
| — | IONIS PHARMACEUTICALS INC | 1,159 | $7,178 | 0.4% | — | — | Call | 462222900 |
| — | CELLDEX THERAPEUTICS INC | 4,468 | $7,006 | 0.4% | — | — | Call | 15117B903 |
| — | HALOZYME THERAPEUTICS INC | 4,014 | $6,956 | 0.4% | — | — | Call | 40637H909 |
| — | ENDO INTERNATIONAL PLC | 1,075 | $6,581 | 0.4% | — | — | Call | G30401906 |
| BMRN | BIOMARIN PHARMACEUTICAL INC. 1.875% | 5,000,000 | $6,475 | 0.4% | $105.34 | -1.0% | NOTE | 09061G101 |
| — | GLOBAL BLOOD THERAPEUTICS | 342,857 | $6,446 | 0.4% | $42.16 | — | COM | 37890U108 |
| — | ACHILLION PHARMACEUTICALS INC | 5,878 | $6,342 | 0.3% | — | — | Call | 00448Q901 |
| — | NEWLINK GENETICS CORP | 171,266 | $6,232 | 0.3% | $36.28 | — | COM | 651511107 |
| — | THERAPEUTICSMD INC | 5,994 | $6,216 | 0.3% | — | — | Call | 88338N907 |
| — | ROYAL PHILIPS NV | 2,374 | $6,042 | 0.3% | — | — | Call | 500472903 |
| — | BELLICUM PHARMACEUTICALS INC | 2,926 | $5,931 | 0.3% | — | — | Call | 079481907 |
| — | BARCLAYS BANK PLC | 525,132 | $5,850 | 0.3% | $11.17 | — | ETN | 06740C519 |
| — | BLUEBIRD BIO INC | 861 | $5,529 | 0.3% | — | — | Call | 09609G900 |
| UTHR | UNITED THERAPEUTICS CORP | 34,779 | $5,447 | 0.3% | $145.57 | 0.0% | COM | 91307C102 |
| — | NEVRO CORP | 798 | $5,387 | 0.3% | — | — | Put | 64157F953 |
| — | ACADIA PHARMACEUTICALS INC | 1,489 | $5,308 | 0.3% | — | — | Call | 004225908 |
| — | MANNKIND CORP | 35,535 | $5,153 | 0.3% | — | — | Call | 56400P901 |
| — | NOVO-NORDISK A/S | 870 | $5,053 | 0.3% | — | — | Call | 670100905 |
| — | KITE PHARMA INC | 808 | $4,979 | 0.3% | — | — | Put | 49803L959 |
| — | BIOMARIN PHARMACEUTICAL INC | 475 | $4,976 | 0.3% | — | — | Put | 09061G951 |
| — | TENET HEALTHCARE CORP | 1,545 | $4,681 | 0.3% | — | — | Call | 88033G907 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,907 | $4,607 | 0.3% | — | — | Call | 268158901 |
| — | OPKO HEALTH INC | 4,500 | $4,523 | 0.2% | — | — | Call | 68375N903 |
| — | ALKERMES PLC | 568 | $4,509 | 0.2% | — | — | Call | G01767905 |
| ABUS | ARBUTUS BIOPHARMA CORP | 1,000,000 | $4,450 | 0.2% | $7.94 | -30.9% | COM | 03879J100 |
| — | VERTEX PHARMACEUTICALS INC | 341 | $4,291 | 0.2% | — | — | Call | 92532F900 |
| — | PACIRA PHARMACEUTICALS INC | 553 | $4,246 | 0.2% | — | — | Call | 695127900 |
| — | HCA HOLDINGS INC | 624 | $4,220 | 0.2% | — | — | Call | 40412C901 |
| — | INOVIO PHARMACEUTICALS INC | 619,185 | $4,161 | 0.2% | $8.16 | — | COM | 45773H201 |
| ACAD | ACADIA PHARMACEUTICALS INC | 113,838 | $4,058 | 0.2% | $35.23 | 0.0% | COM | 004225108 |
| — | NIVALIS THERAPEUTICS INC | 503,595 | $3,898 | 0.2% | $13.40 | — | COM | 65481J109 |
| — | TRANSENTERIX INC | 15,481 | $3,839 | 0.2% | — | — | Call | 89366M901 |
| — | TRANSENTERIX INC | 1,521,505 | $3,773 | 0.2% | $3.00 | — | COM | 89366M201 |
| — | CELGENE CORP | 313 | $3,748 | 0.2% | — | — | Call | 151020904 |
| — | LEXICON PHARMACEUTICALS INC | 2,735 | $3,640 | 0.2% | — | — | Call | 528872902 |
| — | INTEC PHARMA LTD JERUSALEM | 670,449 | $3,594 | 0.2% | $5.58 | — | SHS | M53644106 |
| — | FLUIDIGM CORP | 3,312 | $3,580 | 0.2% | — | — | Call | 34385P908 |
| — | RADIUS HEALTH INC | 578 | $3,557 | 0.2% | — | — | Call | 750469907 |
| — | SPARK THERAPEUTICS INC | 770 | $3,489 | 0.2% | — | — | Call | 84652J903 |
| — | AMICUS THERAPEUTICS INC | 3,499 | $3,394 | 0.2% | — | — | Put | 03152W959 |
| — | NOVAVAX INC | 4,018 | $3,371 | 0.2% | — | — | Call | 670002904 |
| — | BLUEBIRD BIO INC | 516 | $3,314 | 0.2% | — | — | Put | 09609G950 |
| — | SKYLINE MEDICAL | 453,944 | $3,268 | 0.2% | $7.20 | — | UNIT | 83084T408 |
| — | CYTORI THERAPEUTICS INC. | 17,150,297 | $3,190 | 0.2% | $0.25 | — | COM | 23283K105 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 617,496 | $2,958 | 0.2% | $5.78 | — | COM | 09060J106 |
| — | CEMPRA INC | 94,763 | $2,950 | 0.2% | $33.59 | — | COM | 15130J109 |
| — | MANNKIND CORP | 20,310 | $2,945 | 0.2% | — | — | Put | 56400P951 |
| NWBO | NORTHWEST BIOTHERAPEUTICS INC | 917,942 | $2,937 | 0.2% | $7.43 | -35.3% | COM | 66737P600 |
| — | RELYPSA INC | 1,030 | $2,919 | 0.2% | — | — | Call | 759531906 |
| — | BLUEBIRD BIO INC | 45,449 | $2,919 | 0.2% | $64.23 | — | COM | 09609G100 |
| — | ONCOSEC MEDICAL INC | 1,224,359 | $2,902 | 0.2% | $3.47 | — | COM | 68234L207 |
| — | DYNAVAX TECHNOLOGIES CORP | 120,000 | $2,899 | 0.2% | $23.96 | — | COM | 268158201 |
| — | ALEXION PHARMACEUTICALS INC | 152 | $2,899 | 0.2% | — | — | Call | 015351909 |
| LAB | FLUIDIGM CORP | 264,196 | $2,856 | 0.2% | $19.90 | -50.7% | COM | 34385P108 |
| — | REVANCE THERAPEUTICS INC | 834 | $2,849 | 0.2% | — | — | Call | 761330909 |
| — | INTRA-CELLULAR THERAPIES INC | 520 | $2,797 | 0.2% | — | — | Put | 46116X951 |
| — | PTC THERAPEUTICS INC | 845 | $2,738 | 0.2% | — | — | Call | 69366J900 |
| ABBV | ABBVIE INC | 46,166 | $2,735 | 0.2% | $40.28 | -5.8% | COM | 00287Y109 |
| — | CHINA MOBILE LIMITED | 481 | $2,709 | 0.1% | — | — | Call | 16941M909 |
| — | INOVIO PHARMACEUTICALS INC | 3,991 | $2,682 | 0.1% | — | — | Call | 45773H901 |
| SRNE | SORRENTO THERAPEUTICS INC. | 300,000 | $2,613 | 0.1% | $12.61 | -33.1% | COM | 83587F202 |
| — | VITAL THERAPIES INC | 2,250 | $2,592 | 0.1% | — | — | Call | 92847R904 |
| — | T2 BIOSYSTEMS INC. | 230,542 | $2,522 | 0.1% | $13.31 | — | COM | 89853L104 |
| OASMY | OASMIA PHARMACEUTICAL AB | 663,138 | $2,401 | 0.1% | $3.62 | — | ADR | 67421W109 |
| — | AETERNA ZENTARIS INC | 534,145 | $2,393 | 0.1% | $4.48 | — | COM | 007975402 |
| — | BENITEC BIOPHARMA LTD | 597,115 | $2,377 | 0.1% | $5.82 | — | ADR | 082053307 |
| — | PARATEK PHARMACEUTICALS INC | 122,613 | $2,326 | 0.1% | $22.07 | — | COM | 699374302 |
| — | OMEROS CORP | 1,439 | $2,264 | 0.1% | — | — | Call | 682143902 |
| — | ANACOR PHARMACEUTICALS INC | 20,000 | $2,259 | 0.1% | $114.87 | — | COM | 032420101 |
| — | MOMENTA PHARMACEUTICALS INC | 150,030 | $2,226 | 0.1% | $15.36 | — | COM | 60877T100 |
| — | BRAINSTORM CELL THERAPEUTICS INC | 769,534 | $2,201 | 0.1% | $4.17 | — | COM | 10501E201 |
| — | PTC THERAPEUTICS INC | 669 | $2,168 | 0.1% | — | — | Put | 69366J950 |
| — | MEDICINES CO 1.375% | 1,500,000 | $2,152 | 0.1% | $1.19 | — | DBCV | 584688AC9 |
| — | VASCULAR SOLUTIONS INC | 623 | $2,142 | 0.1% | — | — | Put | 92231M959 |
| — | LION BIOTECHNOLOGIES INC | 270,000 | $2,084 | 0.1% | $10.32 | — | COM | 53619R102 |
| — | LANNETT INC | 516 | $2,070 | 0.1% | — | — | Call | 516012901 |
| — | REDHILL BIOPHARMA LTD | 160,144 | $2,063 | 0.1% | $12.91 | — | ADS | 757468103 |
| — | PLURISTEM THERAPEUTICS INC. | 1,812,668 | $2,048 | 0.1% | $2.27 | — | COM | 72940R102 |
| — | NEVRO CORP | 301 | $2,032 | 0.1% | — | — | Call | 64157F903 |
| — | BIOCRYST PHARMACEUTICALS | 1,937 | $1,999 | 0.1% | — | — | Put | 09058V953 |
| — | LIPOCINE INC | 152,221 | $1,968 | 0.1% | $8.58 | — | COM | 53630X104 |
| — | MOBILEYE N.V. REG. | 461 | $1,949 | 0.1% | — | — | Call | N51488907 |
| RGNX | REGENXBIO INC. | 116,860 | $1,940 | 0.1% | $19.85 | 0.0% | COM | 75901B107 |
| — | FOAMIX PHARMACEUTICALS LTD | 238,400 | $1,933 | 0.1% | $9.14 | — | SHS | M46135105 |
| — | LION BIOTECHNOLOGIES INC | 2,453 | $1,894 | 0.1% | — | — | Call | 53619R902 |
| — | INVIVO THERAPEUTICS HOLDINGS CORP | 2,600 | $1,872 | 0.1% | — | — | Call | 46186M909 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 195,132 | $1,858 | 0.1% | $13.94 | — | COM | 05337G107 |
| ACUR | ACURA PHARMACEUTICALS INC | 727,865 | $1,841 | 0.1% | $3.40 | -28.5% | COM | 00509L802 |
| — | REGULUS THERAPEUTIC INC | 210,000 | $1,831 | 0.1% | $14.53 | — | COM | 75915K101 |
| GALT | GALECTIN THERAPEUTICS INC | 1,086,615 | $1,782 | 0.1% | $2.29 | 0.0% | COM | 363225202 |
| — | RICEBRAN TECHNOLOGIES | 933,441 | $1,773 | 0.1% | $3.90 | — | COM | 762831204 |
| — | LA JOLLA PHARMACEUTICAL CO | 65,158 | $1,759 | 0.1% | $27.78 | — | COM | 503459604 |
| — | ZELTIQ AESTHETICS INC SHS CALL 30 01/15/2016 | 610 | $1,740 | 0.1% | — | — | Call | 98933Q908 |
| BCRX | BIOCRYST PHARMACEUTICALS | 165,529 | $1,708 | 0.1% | $11.72 | -15.1% | COM | 09058V103 |
| — | NEWLINK GENETICS CORP | 466 | $1,696 | 0.1% | — | — | Put | 651511957 |
| — | DBV TECHNOLOGIES S A | 46,587 | $1,692 | 0.1% | $36.03 | — | ADR | 23306J101 |
| MNOV | MEDICINOVA INC | 474,803 | $1,686 | 0.1% | $3.41 | -7.0% | COM | 58468P206 |
| — | AMICUS THERAPEUTICS INC | 1,737 | $1,685 | 0.1% | — | — | Call | 03152W909 |
| — | XTL BIOPHARMACEUTICALS | 1,111,962 | $1,668 | 0.1% | $2.30 | — | ADR | 98386D208 |
| — | SYNERGY PHARMACEUTICALS EQUITY WARRANTS 12/06/201 | 291,306 | $1,652 | 0.1% | $1.23 | — | *W | 871639118 |
| — | AMARIN CORPORATION PLC | 8,683 | $1,641 | 0.1% | — | — | Call | 023111906 |
| — | QUEST RESOURCE HOLDING CORP. | 2,435,037 | $1,631 | 0.1% | $1.62 | — | COM | 74836W104 |
| — | SYNERGY PHARMACEUTICALS INC | 2,785 | $1,579 | 0.1% | — | — | Call | 871639908 |
| — | INSMED INC | 870 | $1,579 | 0.1% | — | — | Put | 457669957 |
| — | IMMUNOCELLULAR THERAPEUTICS | 4,443,914 | $1,579 | 0.1% | $0.48 | — | COM | 452536105 |
| — | UNIQURE NV | 950 | $1,571 | 0.1% | — | — | Call | N90064901 |
| — | DISCOVERY LABORATORIES INC* | 7,339,548 | $1,570 | 0.1% | $0.27 | — | COM | 254668403 |
| — | INFINITY PHARMACEUTICALS INC | 1,971 | $1,547 | 0.1% | — | — | Call | 45665G903 |
| — | HALOZYME THERAPEUTICS INC | 840 | $1,456 | 0.1% | — | — | Put | 40637H959 |
| — | RENNOVA HEALTH INC. WARRANTS | 3,225,806 | $1,427 | 0.1% | $0.44 | — | *W | 759757115 |
| — | ALLIQUA BIOMEDICAL INC. | 664,791 | $1,423 | 0.1% | $3.13 | — | COM | 019621200 |
| — | TROVAGENE INC | 2,600 | $1,404 | 0.1% | — | — | Call | 897238909 |
| — | MEDGENICS EQUITY WARRANTS EXP 03/31/201 | 1,529,526 | $1,377 | 0.1% | $1.00 | — | *W | 58436Q112 |
| — | DYNAVAX TECHNOLOGIES CORP | 569 | $1,375 | 0.1% | — | — | Put | 268158951 |
| — | POZEN INC | 199,800 | $1,365 | 0.1% | $5.83 | — | COM | 73941U102 |
| — | NEUROCRINE BIOSCIENCES INC | 241 | $1,363 | 0.1% | — | — | Put | 64125C959 |
| — | FORWARD PHARMA A/S | 70,000 | $1,330 | 0.1% | $25.94 | — | ADR | 34986J105 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 1,733 | $1,329 | 0.1% | — | — | Call | 890260901 |
| — | CARDICA INC. | 8,569,181 | $1,328 | 0.1% | $0.47 | — | COM | 14141R101 |
| — | CEMPRA INC | 415 | $1,292 | 0.1% | — | — | Put | 15130J959 |
| VRTX | VERTEX PHARMACEUTICALS INC | 10,000 | $1,258 | 0.1% | $128.47 | -6.0% | COM | 92532F100 |
| — | OCERA THERAPEUTICS ORD SHS | 385,300 | $1,202 | 0.1% | $5.87 | — | COM | 67552A108 |
| SGMO | SANGAMO BIOSCIENCES INC | 131,100 | $1,197 | 0.1% | $13.76 | -44.0% | COM | 800677106 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 155,557 | $1,193 | 0.1% | $4.38 | — | COM | 890260201 |
| — | CEMPRA INC | 376 | $1,170 | 0.1% | — | — | Call | 15130J909 |
| — | ANACOR PHARMACEUTICALS INC | 100 | $1,130 | 0.1% | — | — | Put | 032420951 |
| — | PORTOLA PHARMACEUTICALS INC | 218 | $1,122 | 0.1% | — | — | Put | 737010958 |
| — | SANGAMO BIOSCIENCES INC | 1,225 | $1,118 | 0.1% | — | — | Call | 800677906 |
| — | NEURODERM LTD | 651 | $1,110 | 0.1% | — | — | Put | M74231957 |
| — | VASCULAR SOLUTIONS INC | 30,626 | $1,053 | 0.1% | $32.42 | — | COM | 92231M109 |
| — | ALCOBRA LTD | 167,500 | $1,052 | 0.1% | $6.28 | — | SHS | M2239P109 |
| CSBR | CHAMPIONS ONCOLOGY INC | 291,595 | $1,041 | 0.1% | $5.49 | -15.0% | COM | 15870P307 |
| — | MELA SCIENCES INC ** | 911,781 | $1,021 | 0.1% | $1.18 | — | COM | 55277R308 |
| — | KITE PHARMA INC | 16,571 | $1,021 | 0.1% | $55.82 | — | COM | 49803L109 |
| — | WAFERGEN BIO SYSTEMS INC. | 1,381,074 | $1,014 | 0.1% | $0.73 | — | COM | 93041P308 |
| — | ABEONA THERAPEUTICS INC | 300,000 | $1,008 | 0.1% | $4.52 | — | COM | 00289Y107 |
| — | EXELIXIS INC | 1,783 | $1,006 | 0.1% | — | — | Call | 30161Q904 |
| — | GALENA BIOPHARMA INC | 6,842 | $1,006 | 0.1% | — | — | Put | 363256958 |
| — | CYMABAY THERAPEUTICS INC | 593,900 | $1,004 | 0.1% | $2.64 | — | COM | 23257D103 |
| — | HEARTWARE INTERNATIONAL INC | 19,900 | $1,003 | 0.1% | $52.06 | — | COM | 422368100 |
| — | HEARTWARE INTERNATIONAL INC | 199 | $1,003 | 0.1% | — | — | Put | 422368950 |
| — | INOTEK PHARMACEUTICALS CORP | 87,652 | $993 | 0.1% | $9.40 | — | COM | 45780V102 |
| — | ENDOLOGIX ORD SHS | 100,000 | $990 | 0.1% | $12.26 | — | COM | 29266S106 |
| OPK | OPKO HEALTH INC | 97,811 | $983 | 0.1% | $13.34 | -24.9% | COM | 68375N103 |
| — | INTREXON CORP | 325 | $980 | 0.1% | — | — | Call | 46122T902 |
| — | OPKO HEALTH INC | 953 | $958 | 0.1% | — | — | Put | 68375N953 |
| — | NEUROMETRIX EQUITY WARRANTS EX 05/29/202 | 3,117,833 | $953 | 0.1% | $0.31 | — | *W | 641255153 |
| — | VTV THERAPEUTICS INC | 139,747 | $952 | 0.1% | $6.52 | — | CL A | 918385105 |
| NTRA | NATERA ORD SHS | 86,623 | $936 | 0.1% | $16.90 | -43.7% | COM | 632307104 |
| — | ANTHERA PHARMACEUTICALS INC | 2,000 | $928 | 0.1% | — | — | Call | 03674U901 |
| — | MANNKIND CORP | 635,903 | $922 | 0.1% | $1.80 | — | COM | 56400P201 |
| — | ANTARES PHARMA INC | 758,718 | $918 | 0.1% | $1.68 | — | COM | 036642106 |
| — | NOVAVAX INC | 1,080 | $906 | 0.0% | — | — | Put | 670002954 |
| — | CYNAPSUS THERAPEUTICS INC | 58,610 | $905 | 0.0% | $16.14 | — | COM | 23257Y859 |
| LXRX | LEXICON PHARMACEUTICALS INC | 67,710 | $901 | 0.0% | $7.34 | +67.4% | COM | 528872302 |
| — | CLOVIS ONCOLOGY INC | 250 | $875 | 0.0% | — | — | Call | 189464900 |
| — | TROVAGENE INC | 160,140 | $865 | 0.0% | $5.69 | — | COM | 897238309 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 1,800 | $862 | 0.0% | — | — | Put | 09060J956 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 1,800 | $862 | 0.0% | — | — | Call | 09060J906 |
| OCUL | OCULAR THERAPEUTIX INC | 90,000 | $843 | 0.0% | $24.55 | -56.0% | COM | 67576A100 |
| — | IDERA PHARMACEUTICALS INC | 2,707 | $836 | 0.0% | — | — | Call | 45168K906 |
| — | GENOCEA BIOSCIENCES INC | 156,134 | $823 | 0.0% | $8.18 | — | COM | 372427104 |
| — | MIRATI THERAPEUTICS INC. | 26,027 | $822 | 0.0% | $34.42 | — | COM | 60468T105 |
| — | NUVASIVE INC | 15,000 | $812 | 0.0% | $48.23 | — | COM | 670704105 |
| — | CYCLACEL PHARMACEUTICALS INC. | 1,510,806 | $755 | 0.0% | $0.86 | — | COM | 23254L306 |
| — | AQUINOX PHARMACEUTICALS INC | 60,313 | $753 | 0.0% | $14.07 | — | COM | 03842B101 |
| — | CLOVIS ONCOLOGY INC | 20,923 | $732 | 0.0% | $34.99 | — | COM | 189464100 |
| — | IGNYTA INC | 54,099 | $725 | 0.0% | $8.13 | — | COM | 451731103 |
| PVCT | PROVECTUS BIOPHARMACEUTICALS INC | 1,856,019 | $724 | 0.0% | $0.82 | -41.9% | COM | 74373P108 |
| — | BIOTIE THERAPIES OYJ | 50,460 | $714 | 0.0% | $13.32 | — | ADR | 09074D103 |
| — | CTI BIOPHARMA CORP | 575,669 | $708 | 0.0% | $1.23 | — | COM | 12648L106 |
| — | CTI BIOPHARMA CORP | 5,747 | $707 | 0.0% | — | — | Call | 12648L906 |
| — | GW PHARMACEUTICALS PLC | 100 | $694 | 0.0% | — | — | Call | 36197T903 |
| — | ADAMAS PHARMACEUTICALS INC | 243 | $688 | 0.0% | — | — | Call | 00548A906 |
| — | BELLICUM PHARMACEUTICALS INC | 325 | $659 | 0.0% | — | — | Put | 079481957 |
| — | NEUROMETRIX INC | 328,467 | $650 | 0.0% | $1.98 | — | COM | 641255500 |
| — | CELLECTAR BIOSCIENCES INC | 857,600 | $633 | 0.0% | $1.44 | — | COM | 15117F203 |
| — | EYEGATE PHARMACEUTICALS INC | 227,660 | $624 | 0.0% | $2.85 | — | COM | 30233M107 |
| — | ZAFGEN INC | 981 | $617 | 0.0% | — | — | Call | 98885E903 |
| — | THRESHOLD PHARMACEUTICALS INC. | 1,268,717 | $609 | 0.0% | $0.48 | — | COM | 885807206 |
| — | PORTOLA PHARMACEUTICALS INC | 117 | $602 | 0.0% | — | — | Call | 737010908 |
| — | CELATOR PHARMACEUTICALS INC. | 337,462 | $594 | 0.0% | $1.76 | — | COM | 15089R102 |
| — | INSMED INC | 326 | $592 | 0.0% | — | — | Call | 457669907 |
| — | ELEVEN BIOTHERAPEUTICS INC. | 194,041 | $584 | 0.0% | $2.48 | — | COM | 286221106 |
| — | CAPRICOR THERAPEUTICS INC | 185,664 | $570 | 0.0% | $5.05 | — | COM | 14070B101 |
| — | INTRA-CELLULAR THERAPIES INC | 100 | $538 | 0.0% | — | — | Call | 46116X901 |
| — | OCATA THERAPEUTICS INC | 624 | $525 | 0.0% | — | — | Put | 67457L950 |
| — | AERIE PHARMACEUTICALS INC | 215 | $524 | 0.0% | — | — | Call | 00771V908 |
| REEMF | RARE ELEMENT RESOURCES LTD | 3,436,858 | $519 | 0.0% | $0.63 | -65.0% | COM | 75381M102 |
| — | PROGENICS PHARMACEUTICALS INC | 840 | $515 | 0.0% | — | — | Call | 743187906 |
| — | SUNEDISON INC | 1,000 | $509 | 0.0% | — | — | Call | 86732Y909 |
| — | BIODEL INC SHS | 1,480,728 | $507 | 0.0% | $0.89 | — | COM | 09064M204 |
| — | SUPERCONDUCTOR TECHNOLOGIES ORD SHS | 2,349,992 | $493 | 0.0% | $0.60 | — | COM | 867931404 |
| — | OVASCIENCE INC | 500 | $489 | 0.0% | — | — | Call | 69014Q901 |
| — | VAPOR CORP DEL | 901,608 | $487 | 0.0% | $0.54 | — | COM | 922099304 |
| EW | EDWARDS LIFESCIENCES CORP | 6,107 | $482 | 0.0% | $23.77 | +9.2% | COM | 28176E108 |
| — | SAGE THERAPEUTICS INC | 8,123 | $474 | 0.0% | $61.55 | — | COM | 78667J108 |
| ALDX | ALDEYRA THERAPEUTICS INC. | 68,699 | $466 | 0.0% | $8.62 | -22.1% | COM | 01438T106 |
| — | CASTLIGHT HEALTH INC | 106,500 | $455 | 0.0% | $4.27 | — | CL B | 14862Q100 |
| — | LIPOCINE INC | 350 | $453 | 0.0% | — | — | Call | 53630X904 |
| — | REGULUS THERAPEUTIC INC | 500 | $436 | 0.0% | — | — | Put | 75915K951 |
| ESPR | ESPERION THERAPEUTICS INC | 19,000 | $423 | 0.0% | $62.76 | -59.8% | COM | 29664W105 |
| — | THERAPEUTICSMD INC | 404 | $419 | 0.0% | — | — | Put | 88338N957 |
| — | SAGE THERAPEUTICS INC | 71 | $414 | 0.0% | — | — | Call | 78667J908 |
| — | HISTOGENICS CORP. | 117,665 | $412 | 0.0% | $5.25 | — | COM | 43358V109 |
| — | DEPOMED INC | 225 | $408 | 0.0% | — | — | Put | 249908954 |
| — | AFFIMED NV | 56,773 | $404 | 0.0% | $6.16 | — | COM | N01045108 |
| — | INTREXON CORP | 134 | $404 | 0.0% | — | — | Put | 46122T952 |
| — | CESCA THERAPEUTICS INC | 2,124,558 | $387 | 0.0% | $1.37 | — | COM | 157131103 |
| — | CELLDEX THERAPEUTICS INC | 238 | $373 | 0.0% | — | — | Put | 15117B953 |
| — | ALEXION PHARMACEUTICALS INC | 1,956 | $373 | 0.0% | $164.23 | — | COM | 015351109 |
| — | NORTHWEST BIOTHERAPEUTICS INC | 1,165 | $373 | 0.0% | — | — | Put | 66737P950 |
| OMER | OMEROS CORP | 23,450 | $369 | 0.0% | $15.57 | -11.3% | COM | 682143102 |
| — | RAPTOR PHARMACEUTICAL CORP | 707 | $368 | 0.0% | — | — | Call | 75382F906 |
| — | SERES THERAPEUTICS INC | 10,495 | $368 | 0.0% | $29.64 | — | COM | 81750R102 |
| — | CELLECTAR BIOSCIENCES INC | 653,712 | $365 | 0.0% | $0.61 | — | *W | 15117F112 |
| — | MACROGENICS INC | 114 | $353 | 0.0% | — | — | Call | 556099909 |
| — | EDAP TMS SA | 846 | $349 | 0.0% | — | — | Put | 268311957 |
| PRQR | PROQR THERAPEUTICS N V | 39,871 | $346 | 0.0% | $13.99 | -17.8% | SHS | N71542109 |
| — | UNIQURE NV | 208 | $344 | 0.0% | — | — | Put | N90064951 |
| — | ENDO INTERNATIONAL PLC | 55 | $337 | 0.0% | — | — | Put | G30401956 |
| — | INTREXON CORP | 10,995 | $331 | 0.0% | $30.10 | — | COM | 46122T102 |
| — | MEI PHARMA INC | 200,000 | $320 | 0.0% | $5.18 | — | COM | 55279B202 |
| — | SPECTRANETICS CORP | 210 | $316 | 0.0% | — | — | Call | 84760C907 |
| — | ALCOBRA LTD | 500 | $314 | 0.0% | — | — | Call | M2239P909 |
| — | ZOSANO PHARMA CORP. | 128,900 | $287 | 0.0% | $9.59 | — | COM | 98979H103 |
| — | DERMIRA INC | 100 | $280 | 0.0% | — | — | Put | 24983L954 |
| — | HERON THERAPEUTICS INC | 104 | $278 | 0.0% | — | — | Call | 427746902 |
| — | REPROS THERAPEUTICS INC | 2,277 | $276 | 0.0% | — | — | Call | 76028H909 |
| — | CONATUS PHARMACEUTICALS INC | 88,210 | $254 | 0.0% | $4.49 | — | COM | 20600T108 |
| — | LPATH INC | 1,106,870 | $249 | 0.0% | $1.00 | — | COM | 548910306 |
| FOLD | AMICUS THERAPEUTICS INC | 25,661 | $249 | 0.0% | $9.01 | 0.0% | COM | 03152W109 |
| — | MACROGENICS INC | 80 | $248 | 0.0% | — | — | Put | 556099959 |
| — | SERES THERAPEUTICS INC | 67 | $235 | 0.0% | — | — | Call | 81750R902 |
| — | FLAMEL TECHNOLOGIE SA | 190 | $232 | 0.0% | — | — | Put | 338488959 |
| QURE | UNIQURE NV | 13,131 | $217 | 0.0% | $18.53 | 0.0% | SHS | N90064101 |
| — | AMARIN CORPORATION PLC | 1,118 | $211 | 0.0% | — | — | Put | 023111956 |
| — | CANCER GENETICS INC | 63,251 | $209 | 0.0% | $3.30 | — | COM | 13739U104 |
| — | PORTOLA PHARMACEUTICALS INC | 3,900 | $201 | 0.0% | $42.59 | — | COM | 737010108 |
| — | BENITEC BIOPHARMA LTD 8/14/202 | 99,555 | $199 | 0.0% | $0.36 | — | *W | 082053117 |
| — | ROSETTA GENOMICS LTD | 158,951 | $196 | 0.0% | $1.23 | — | SHS | M82183126 |
| — | CERES INC | 570,919 | $186 | 0.0% | $0.33 | — | COM | 156773400 |
| — | PIERIS PHARMACEUTICALS | 75,208 | $172 | 0.0% | $1.83 | — | COM | 720795103 |
| — | PSIVIDA CORP | 343 | $165 | 0.0% | — | — | Put | 74440J951 |
| — | OXIGENE INC | 214,924 | $160 | 0.0% | $1.30 | — | COM | 691828404 |
| — | EXELIXIS INC | 280 | $158 | 0.0% | — | — | Put | 30161Q954 |
| — | ARBUTUS BIOPHARMA CORP | 351 | $156 | 0.0% | — | — | Call | 03879J900 |
| — | FLAMEL TECHNOLOGIE SA | 12,100 | $148 | 0.0% | $12.23 | — | ADR | 338488109 |
| — | ROCKWELL MEDICAL INC | 12,900 | $132 | 0.0% | $10.91 | — | COM | 774374102 |
| — | ROCKWELL MEDICAL INC | 129 | $132 | 0.0% | — | — | Put | 774374952 |
| — | EYEGATE PHARMACEUTICALS WARRANTS EXP 08/05/202 | 174,150 | $131 | 0.0% | $1.02 | — | *W | 30233M115 |
| — | TRANSITION THERAPEUTICS INC. | 64,500 | $124 | 0.0% | $5.35 | — | COM | 893716209 |
| — | ANTARES PHARMA INC | 866 | $105 | 0.0% | — | — | Call | 036642906 |
| — | CELSION CORPORATION | 546 | $105 | 0.0% | — | — | Put | 15117N954 |
| — | NANOSPHERE ORD SHS | 166,234 | $102 | 0.0% | $3.13 | — | COM | 63009F204 |
| — | OCULAR THERAPEUTIX INC | 100 | $94 | 0.0% | — | — | Call | 67576A900 |
| — | INSPIREMD INC1.75WTS EXP 05/08/2018 | 92,787 | $83 | 0.0% | $0.66 | — | COM | 45779A309 |
| — | KERYX BIOPHARMACEUTICALS | 158 | $80 | 0.0% | — | — | Put | 492515951 |
| — | STEMCELLS INC. | 184,158 | $77 | 0.0% | $1.21 | — | COM | 85857R204 |
| — | XOMA CORP | 500 | $67 | 0.0% | — | — | Call | 98419J907 |
| — | THRESHOLD PHARMACEUTICALS INC. | 1,203 | $58 | 0.0% | — | — | Call | 885807906 |
| — | KITOV PHARMACEUTICALS HOLDINGS WARRANTS 11/20/202 | 114,720 | $56 | 0.0% | $0.49 | — | *W | 49803V115 |
| — | HEAT BIOLOGICS INC | 21,971 | $54 | 0.0% | $6.36 | — | COM | 42237K102 |
| — | PERSEON EQUITY WARRANTS | 1,887,892 | $49 | 0.0% | $0.19 | — | *W | 715270112 |
| — | CYTRX CORP | 170 | $45 | 0.0% | — | — | Call | 232828909 |
| — | RENNOVA HEALTH INC. | 30,222 | $41 | 0.0% | $1.36 | — | COM | 759757107 |
| — | CELSION CORP. | 18,789 | $36 | 0.0% | $2.43 | — | COM | 15117N404 |
| — | INTELLIPHARMACEUTICS INTERNATIONAL INC | 165 | $33 | 0.0% | — | — | Put | 458173951 |
| — | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 99,268 | $10 | 0.0% | $0.10 | — | *W | 68372T202 |
| — | BIODEL INC SHS | 182 | $6 | 0.0% | — | — | Put | 09064M954 |
| — | PERSEON CORP. | 16,451 | $4 | 0.0% | $0.31 | — | COM | 715270203 |