CIK: 0001535610 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 13, 2016
Total Value ($000): $1,998,933 (90.1% shares, 9.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ELI LILLY & CO | 28,962 | $208,555 | 10.4% | — | — | Call | 532457908 |
| — | SPDR S&P 500 ETF TRUST | 10,176 | $188,635 | 9.4% | — | — | Put | 78462F953 |
| — | IMMUNOMEDICS 15FEB20 4.75PCT | 2,680,000 | $182,240 | 9.1% | $68.00 | — | NOTE | 452907108 |
| — | BIOGEN INC | 6,663 | $173,451 | 8.7% | — | — | Call | 09062X903 |
| — | ISHARES RUSSELL 2000 ETF | 17,673 | $162,342 | 8.1% | — | — | Put | 464287955 |
| — | ABBVIE INC | 13,966 | $79,774 | 4.0% | — | — | Call | 00287Y909 |
| — | GILEAD SCIENCES INC | 8,440 | $77,530 | 3.9% | — | — | Call | 375558903 |
| — | JOHNSON & JOHNSON | 6,374 | $68,967 | 3.5% | — | — | Call | 478160904 |
| — | HCA HOLDINGS INC | 6,798 | $53,058 | 2.7% | — | — | Call | 40412C901 |
| — | AMGEN INC | 3,441 | $51,591 | 2.6% | — | — | Put | 031162950 |
| — | ELI LILLY & CO | 4,803 | $34,586 | 1.7% | — | — | Put | 532457958 |
| — | MEDICINES CO | 9,501 | $30,185 | 1.5% | — | — | Call | 584688905 |
| — | SPDR S&P BIOTECH ETF | 5,337 | $27,571 | 1.4% | — | — | Put | 78464A950 |
| — | BIOGEN INC | 1,052 | $27,386 | 1.4% | — | — | Put | 09062X953 |
| SPY | SPDR S&P 500 ETF TRUST | 108,899 | $22,385 | 1.1% | $205.56 | — | UNIT | 78462F103 |
| — | JOHNSON & JOHNSON | 2,061 | $22,300 | 1.1% | — | — | Put | 478160954 |
| — | EDWARDS LIFESCIENCES CORP | 2,477 | $21,850 | 1.1% | — | — | Call | 28176E908 |
| AMGN | AMGEN INC | 143,486 | $21,513 | 1.1% | $110.79 | 0.0% | COM | 031162100 |
| — | REGENERON PHARMACEUTICALS INC | 588 | $21,194 | 1.1% | — | — | Put | 75886F957 |
| — | EDWARDS LIFESCIENCES CORP | 2,201 | $19,415 | 1.0% | — | — | Put | 28176E958 |
| — | SAREPTA THERAPEUTICS INC | 8,824 | $17,224 | 0.9% | — | — | Put | 803607950 |
| — | CYTORI THERAPEUTICS INC | 7,305,690 | $14,310 | 0.7% | $0.25 | — | COM | 23283K105 |
| REGN | REGENERON PHARMACEUTICALS INC | 39,027 | $14,067 | 0.7% | $409.79 | 0.0% | COM | 75886F107 |
| SRPT | SAREPTA THERAPEUTICS INC | 505,937 | $9,876 | 0.5% | $17.47 | 0.0% | COM | 803607100 |
| BIIB | BIOGEN INC | 37,077 | $9,652 | 0.5% | $264.15 | 0.0% | COM | 09062X103 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 5,627 | $8,924 | 0.4% | — | — | Call | 37890U908 |
| — | ABBVIE INC | 1,546 | $8,831 | 0.4% | — | — | Put | 00287Y959 |
| — | ACORDA THERAPEUTICS INC 15JUN21 1.75% | 9,600,000 | $8,580 | 0.4% | $0.90 | — | NOTE | 00484MAA4 |
| — | RETROPHIN INC | 6,251 | $8,539 | 0.4% | — | — | Put | 761299956 |
| — | UNITED THERAPEUTICS CORP | 750 | $8,357 | 0.4% | — | — | Call | 91307C902 |
| — | REGULUS THERAPEUTIC INC | 11,703 | $8,110 | 0.4% | — | — | Call | 75915K901 |
| — | EXPRESS SCRIPTS HOLDING CO | 1,064 | $7,309 | 0.4% | — | — | Put | 30219G958 |
| — | LINKEDIN CORP | 579 | $6,621 | 0.3% | — | — | Call | 53578A908 |
| — | PORTOLA PHARMACEUTICALS INC | 3,221 | $6,571 | 0.3% | — | — | Call | 737010908 |
| — | GW PHARMACEUTICALS PLC | 908 | $6,551 | 0.3% | — | — | Put | 36197T953 |
| — | ANACOR PHARMACEUTICALS INC | 1,214 | $6,489 | 0.3% | — | — | Call | 032420901 |
| — | DEPOMED INC | 4,208 | $5,862 | 0.3% | — | — | Call | 249908904 |
| — | BIOMARIN PHARMACEUTICAL 0.75% | 5,000,000 | $5,794 | 0.3% | $1.16 | — | NOTE | 09061GAE1 |
| — | TENAX THERAPEUTICS INC | 2,771,109 | $5,681 | 0.3% | $3.75 | — | COM | 88032L100 |
| — | BLUEPRINT MEDICINES CORP | 3,000 | $5,415 | 0.3% | — | — | Call | 09627Y909 |
| — | ACADIA PHARMACEUTICALS INC | 1,840 | $5,145 | 0.3% | — | — | Call | 004225908 |
| ABUS | ARBUTUS BIOPHARMA CORP | 1,197,338 | $4,945 | 0.2% | $7.22 | -50.5% | COM | 03879J100 |
| — | RETROPHIN INC | 3,617 | $4,941 | 0.2% | — | — | Call | 761299906 |
| — | LEXICON PHARMACEUTICALS INC | 4,092 | $4,890 | 0.2% | — | — | Call | 528872902 |
| NWBO | NORTHWEST BIOTHERAPEUTICS INC | 3,317,519 | $4,844 | 0.2% | $3.48 | -43.3% | COM | 66737P600 |
| — | ALEXION PHARMACEUTICALS INC | 342 | $4,761 | 0.2% | — | — | Put | 015351959 |
| — | TOKAI PHARMACEUTICALS INC | 812,200 | $4,556 | 0.2% | $5.61 | — | COM | 88907J107 |
| — | VERTEX PHARMACEUTICALS INC | 550 | $4,372 | 0.2% | — | — | Call | 92532F900 |
| — | REXAHN PHARMACEUTICALS INC | 13,212,254 | $4,361 | 0.2% | $0.33 | — | COM | 761640101 |
| — | EIGER BIOPHARMACEUTICALS INC | 259,643 | $4,354 | 0.2% | $16.77 | — | COM | 28249U105 |
| — | ZOGENIX INC | 4,639 | $4,286 | 0.2% | — | — | Call | 98978L904 |
| — | DYNAVAX TECHNOLOGIES CORP | 220,000 | $4,233 | 0.2% | $21.82 | — | COM | 268158201 |
| — | EAGLE PHARMACEUTICALS INC | 1,000 | $4,050 | 0.2% | — | — | Call | 269796908 |
| — | ACADIA PHARMACEUTICALS INC | 1,393 | $3,895 | 0.2% | — | — | Put | 004225958 |
| — | ALEXION PHARMACEUTICALS INC | 27,856 | $3,878 | 0.2% | $140.97 | — | COM | 015351109 |
| — | INTREXON CORP | 111,907 | $3,793 | 0.2% | $33.52 | — | COM | 46122T102 |
| — | INVIVO THERAPEUTICS HOLDINGS CORP | 542,500 | $3,787 | 0.2% | $6.98 | — | COM | 46186M209 |
| — | CELGENE CORP | 313 | $3,748 | 0.2% | — | — | Call | 151020904 |
| — | REGENERON PHARMACEUTICALS INC | 103 | $3,713 | 0.2% | — | — | Call | 75886F907 |
| — | CLOVIS ONCOLOGY INC | 1,862 | $3,575 | 0.2% | — | — | Call | 189464900 |
| — | INTREXON CORP | 1,014 | $3,436 | 0.2% | — | — | Put | 46122T952 |
| — | NEWLINK GENETICS CORP | 1,854 | $3,374 | 0.2% | — | — | Call | 651511907 |
| — | INTRA CELLULAR THERAPIES INC | 1,208 | $3,358 | 0.2% | — | — | Put | 46116X951 |
| — | BARCLAYS BK PLC IPATH S&P 500 MT ETN | 300,000 | $3,264 | 0.2% | $11.17 | — | ETN | 06740C519 |
| RGNX | REGENXBIO INC | 300,329 | $3,244 | 0.2% | $15.54 | -17.6% | COM | 75901B107 |
| — | SAGE THERAPEUTICS INC | 100,000 | $3,206 | 0.2% | $34.46 | — | COM | 78667J108 |
| — | INTEC PHARMA LTD JERUSALEM | 714,062 | $2,949 | 0.1% | $5.49 | — | SHS | M53644106 |
| — | AMICUS THERAPEUTICS INC | 3,485 | $2,945 | 0.1% | — | — | Put | 03152W959 |
| — | PARATEK PHARMACEUTICALS INC | 192,322 | $2,918 | 0.1% | $19.57 | — | COM | 699374302 |
| — | ADAMAS PHARMACEUTICALS INC | 199,890 | $2,890 | 0.1% | $14.46 | — | COM | 00548A106 |
| — | EXPRESS SCRIPTS HOLDING CO | 41,311 | $2,838 | 0.1% | $68.70 | — | COM | 30219G108 |
| — | INTRA CELLULAR THERAPIES INC | 1,020 | $2,836 | 0.1% | — | — | Call | 46116X901 |
| — | ONCOSEC MEDICAL INC | 1,111,348 | $2,834 | 0.1% | $3.47 | — | COM | 68234L207 |
| — | BIO BLAST PHARMA LTD | 1,133,937 | $2,824 | 0.1% | $2.49 | — | SHS | M20156101 |
| — | AKORN INC | 1,194 | $2,809 | 0.1% | — | — | Put | 009728956 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 540,632 | $2,795 | 0.1% | $8.34 | — | COM | 05337G107 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 70,000 | $2,769 | 0.1% | $39.68 | 0.0% | COM | 64125C109 |
| — | NIVALIS THERAPEUTICS INC | 662,058 | $2,761 | 0.1% | $11.19 | — | COM | 65481J109 |
| — | SYNERGY PHARMACEUTICALS INC | 9,727 | $2,685 | 0.1% | — | — | Call | 871639908 |
| — | MOMENTA PHARMACEUTICALS INC | 280,225 | $2,589 | 0.1% | $12.52 | — | COM | 60877T100 |
| — | DERMIRA INC | 122,600 | $2,535 | 0.1% | $20.68 | — | COM | 24983L104 |
| — | TRANSENTERIX INC | 5,916 | $2,514 | 0.1% | — | — | Call | 89366M901 |
| — | DYNAVAX TECHNOLOGIES CORP | 1,300 | $2,501 | 0.1% | — | — | Call | 268158901 |
| — | ANACOR PHARMACEUTICALS INC | 44,439 | $2,375 | 0.1% | $81.09 | — | COM | 032420101 |
| — | ZOGENIX INC | 254,424 | $2,351 | 0.1% | $9.24 | — | COM | 98978L204 |
| — | LA JOLLA PHARMACEUTICAL CO | 112,184 | $2,346 | 0.1% | $24.90 | — | COM | 503459604 |
| — | SAREPTA THERAPEUTICS INC | 1,193 | $2,329 | 0.1% | — | — | Call | 803607900 |
| — | FIBROGEN INC. | 109,100 | $2,323 | 0.1% | $21.29 | — | COM | 31572Q808 |
| — | NEWLINK GENETICS CORP | 127,459 | $2,320 | 0.1% | $36.28 | — | COM | 651511107 |
| — | DBV TECHNOLOGIES S A | 70,000 | $2,279 | 0.1% | $34.87 | — | COM | 23306J101 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 137,000 | $2,173 | 0.1% | $42.16 | — | COM | 37890U108 |
| — | INTRA CELLULAR THERAPIES INC | 78,000 | $2,168 | 0.1% | $27.79 | — | COM | 46116X101 |
| — | RETROPHIN INC | 156,774 | $2,142 | 0.1% | $13.66 | — | COM | 761299106 |
| — | ADVAXIS INC | 2,325 | $2,099 | 0.1% | — | — | Call | 007624908 |
| — | LION BIOTECHNOLOGIES INC | 412,246 | $2,094 | 0.1% | $8.51 | — | COM | 53619R102 |
| — | RADIUS HEALTH INC | 65,000 | $2,044 | 0.1% | $31.45 | — | COM | 750469207 |
| SRNE | SORRENTO THERAPEUTICS INC | 379,800 | $2,043 | 0.1% | $11.18 | -48.0% | COM | 83587F202 |
| — | AMICUS THERAPEUTICS INC | 2,405 | $2,032 | 0.1% | — | — | Call | 03152W909 |
| OASMY | OASMIA PHARMACEUTICAL AB | 477,836 | $2,021 | 0.1% | $3.62 | — | ADR | 67421W109 |
| — | HALOZYME THERAPEUTICS INC | 2,029 | $1,921 | 0.1% | — | — | Call | 40637H909 |
| — | AKORN INC | 815 | $1,918 | 0.1% | — | — | Call | 009728906 |
| — | REDHILL BIOPHARMA LTD | 156,523 | $1,917 | 0.1% | $12.91 | — | ADS | 757468103 |
| — | MEDICINES CO 01JUN17 1.375% | 1,500,000 | $1,913 | 0.1% | $1.19 | — | DBCV | 584688AC9 |
| — | INVIVO THERAPEUTICS HOLDINGS CORP | 2,725 | $1,902 | 0.1% | — | — | Call | 46186M909 |
| VRTX | VERTEX PHARMACEUTICALS INC | 23,320 | $1,854 | 0.1% | $106.76 | -15.3% | COM | 92532F100 |
| — | SERES THERAPEUTICS INC | 69,287 | $1,840 | 0.1% | $27.02 | — | COM | 81750R102 |
| ACUR | ACURA PHARMACEUTICALS INC | 648,884 | $1,836 | 0.1% | $3.40 | -37.5% | COM | 00509L802 |
| — | CEMPRA INC | 1,044 | $1,829 | 0.1% | — | — | Call | 15130J909 |
| — | SANGAMO BIOSCIENCES INC | 3,005 | $1,818 | 0.1% | — | — | Call | 800677906 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 555,969 | $1,796 | 0.1% | $5.78 | — | COM | 09060J106 |
| — | ADURO BIOTECH INC | 1,401 | $1,795 | 0.1% | — | — | Call | 00739L901 |
| — | CARDICA INC | 498,600 | $1,775 | 0.1% | $3.56 | — | COM | 14141R309 |
| — | GW PHARMACEUTICALS PLC | 24,603 | $1,775 | 0.1% | $79.22 | — | ADS | 36197T103 |
| — | ACHILLION PHARMACEUTICALS INC | 2,298 | $1,774 | 0.1% | — | — | Call | 00448Q901 |
| — | CEMPRA INC | 100,000 | $1,752 | 0.1% | $32.75 | — | COM | 15130J109 |
| — | FOAMIX PHARMACEUTICALS LTD | 260,400 | $1,698 | 0.1% | $8.92 | — | SHS | M46135105 |
| — | BRISTOL-MYERS SQUIBB CO | 264 | $1,686 | 0.1% | — | — | Call | 110122908 |
| — | RELYPSA INC | 122,905 | $1,665 | 0.1% | $13.55 | — | COM | 759531106 |
| PRTA | PROTHENA CORP PLC | 40,000 | $1,646 | 0.1% | $39.14 | 0.0% | SHS | G72800108 |
| — | AETERNA ZENTARIS INC | 492,485 | $1,635 | 0.1% | $4.48 | — | COM | 007975402 |
| — | KITE PHARMA INC | 605 | $1,632 | 0.1% | — | — | Call | 49803L909 |
| — | ALLIQUA BIOMEDICAL INC | 1,967,208 | $1,613 | 0.1% | $1.60 | — | COM | 019621200 |
| — | LIPOCINE INC | 151,086 | $1,534 | 0.1% | $8.58 | — | COM | 53630X104 |
| GALT | GALECTIN THERAPEUTICS INC. | 1,072,765 | $1,534 | 0.1% | $2.29 | -41.4% | COM | 363225202 |
| — | PROGENICS PHARMACEUTICALS INC | 345,197 | $1,505 | 0.1% | $4.36 | — | COM | 743187106 |
| — | HORIZON PHARMA PLC | 908 | $1,505 | 0.1% | — | — | Call | G4617B905 |
| COLL | COLLEGIUM PHARMACEUTICAL INC | 82,100 | $1,490 | 0.1% | $18.18 | 0.0% | COM | 19459J104 |
| — | DEPOMED INC | 106,057 | $1,477 | 0.1% | $13.93 | — | COM | 249908104 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 365 | $1,444 | 0.1% | $39.68 | 0.0% | Call | 64125C109 |
| — | T2 BIOSYSTEMS INC | 145,000 | $1,430 | 0.1% | $13.31 | — | COM | 89853L104 |
| — | MYLAN N.V. | 304 | $1,409 | 0.1% | — | — | Call | N59465909 |
| — | ENDO INTERNATIONAL PLC | 50,000 | $1,408 | 0.1% | $28.16 | — | SHS | G30401106 |
| — | AMARIN CORP PLC | 870,792 | $1,332 | 0.1% | $1.53 | — | ADR | 023111206 |
| — | AMARIN CORP PLC | 8,684 | $1,329 | 0.1% | — | — | Call | 023111906 |
| — | ACCELERON PHARMA INC | 50,000 | $1,320 | 0.1% | $26.40 | — | COM | 00434H108 |
| — | BRAINSTORM CELL THERAPEUTICS INC | 493,191 | $1,317 | 0.1% | $4.17 | — | COM | 10501E201 |
| — | FORWARD PHARMA A/S | 76,785 | $1,305 | 0.1% | $25.15 | — | ADR | 34986J105 |
| ACAD | ACADIA PHARMACEUTICALS INC | 46,258 | $1,293 | 0.1% | $35.23 | -38.0% | COM | 004225108 |
| — | IMMUNOCELLULAR THERAPEUTICS INC | 4,411,371 | $1,279 | 0.1% | $0.48 | — | COM | 452536105 |
| — | AKORN INC | 53,729 | $1,264 | 0.1% | $23.53 | — | COM | 009728106 |
| — | NEUROMETRIX EQUITY WARRANTS EXPIRING 29 MAY 2020 | 3,130,468 | $1,252 | 0.1% | $0.31 | — | *W | 641255153 |
| — | MIRATI THERAPEUTICS INC | 56,400 | $1,207 | 0.1% | $27.41 | — | COM | 60468T105 |
| — | CEMPRA INC | 672 | $1,177 | 0.1% | — | — | Put | 15130J959 |
| — | MEDGENICS EQUITY WARRANTS EXP 13 FEB 2018 | 1,564,370 | $1,173 | 0.1% | $0.99 | — | *W | 58436Q112 |
| — | OCERA THERAPEUTICS INC | 399,035 | $1,173 | 0.1% | $5.77 | — | COM | 67552A108 |
| OPK | OPKO HEALTH INC | 112,011 | $1,164 | 0.1% | $12.81 | -28.7% | COM | 68375N103 |
| — | DYNAVAX TECHNOLOGIES CORP | 605 | $1,164 | 0.1% | — | — | Put | 268158951 |
| — | RICEBRAN TECHNOLOGIES INC | 1,017,458 | $1,140 | 0.1% | $3.68 | — | COM | 762831204 |
| — | OPKO HEALTH INC | 1,095 | $1,138 | 0.1% | — | — | Put | 68375N953 |
| LAB | FLUIDIGM INC | 139,506 | $1,126 | 0.1% | $19.90 | -63.8% | COM | 34385P108 |
| — | SYNERGY PHARMACEUTICALS INC | 392,273 | $1,083 | 0.1% | $2.76 | — | COM | 871639308 |
| CSBR | CHAMPIONS ONCOLOGY INC | 295,328 | $1,075 | 0.1% | $5.47 | -32.9% | COM | 15870P307 |
| — | XTL BIOPHARMACEUTICALS LTD | 1,040,194 | $1,073 | 0.1% | $2.30 | — | ADR | 98386D208 |
| — | MAST THERAPEUTICS INC | 3,877,356 | $1,062 | 0.1% | $0.27 | — | COM | 576314108 |
| — | INSMED INC | 771 | $977 | 0.0% | — | — | Put | 457669957 |
| — | REGULUS THERAPEUTIC INC | 140,000 | $970 | 0.0% | $14.53 | — | COM | 75915K101 |
| — | MANNKIND CORP | 6,000 | $966 | 0.0% | — | — | Call | 56400P901 |
| — | ZAFGEN INC | 1,446 | $966 | 0.0% | — | — | Call | 98885E903 |
| — | ONCOTHYREON INC | 739,004 | $939 | 0.0% | $1.27 | — | COM | 682324108 |
| — | SAGE THERAPEUTICS INC | 293 | $939 | 0.0% | — | — | Call | 78667J908 |
| — | DISCOVERY LABORATORIES INC | 566,352 | $934 | 0.0% | $1.65 | — | COM | 254668502 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 385,248 | $928 | 0.0% | $3.20 | — | COM | 890260201 |
| — | INTERCEPT PHARMACEUTICALS INC | 72 | $925 | 0.0% | — | — | Put | 45845P958 |
| — | QUEST RESOURCE HOLDING ORD SHS | 2,131,914 | $895 | 0.0% | $1.62 | — | COM | 74836W104 |
| — | INOTEK PHARMACEUTICALS CORP | 116,454 | $862 | 0.0% | $8.91 | — | COM | 45780V102 |
| — | ABEONA THERAPEUTICS INC | 334,108 | $855 | 0.0% | $4.32 | — | COM | 00289Y107 |
| — | IGNYTA INC | 125,000 | $846 | 0.0% | $7.36 | — | COM | 451731103 |
| — | BIOPHARMX CORP | 775,000 | $845 | 0.0% | $1.09 | — | COM | 09072X101 |
| — | ARALEZ PHARMACEUTICALS INC | 236,364 | $839 | 0.0% | $3.55 | — | COM | 03852X100 |
| — | THERAPEUTICSMD INC | 130,400 | $835 | 0.0% | $6.40 | — | COM | 88338N107 |
| — | TOBIRA THERAPEUTICS INC | 100,000 | $818 | 0.0% | $9.04 | — | COM | 88883P101 |
| — | ACHILLION PHARMACEUTICALS INC | 105,648 | $816 | 0.0% | $7.72 | — | COM | 00448Q201 |
| SGMO | SANGAMO BIOSCIENCES INC | 134,500 | $814 | 0.0% | $13.56 | -55.7% | COM | 800677106 |
| — | ARIAD PHARMACEUTICALS INC | 1,265 | $808 | 0.0% | — | — | Call | 04033A900 |
| — | CYNAPSUS THERAPEUTICS INC | 66,522 | $792 | 0.0% | $15.63 | — | COM | 23257Y859 |
| — | PSIVIDA CORP | 293,585 | $787 | 0.0% | $2.68 | — | COM | 74440J101 |
| — | ACHILLION PHARMACEUTICALS INC | 1,005 | $776 | 0.0% | — | — | Put | 00448Q951 |
| — | WAFERGEN BIO SYSTEMS INC | 1,195,470 | $765 | 0.0% | $0.73 | — | COM | 93041P308 |
| — | ALCOBRA LTD | 200,868 | $761 | 0.0% | $5.87 | — | SHS | M2239P109 |
| — | IONIS PHARMACEUTICALS INC | 186 | $753 | 0.0% | — | — | Put | 462222950 |
| — | CYTOKINETICS INC | 1,066 | $752 | 0.0% | — | — | Call | 23282W905 |
| — | OTONOMY INC | 50,000 | $746 | 0.0% | $14.92 | — | COM | 68906L105 |
| — | BENITEC BIOPHARMA LTD OPTIONS | 422,101 | $739 | 0.0% | $5.82 | — | ADR | 082053307 |
| PRQR | PROQR THERAPEUTICS N V | 149,934 | $732 | 0.0% | $7.45 | -31.8% | SHS | N71542109 |
| — | VTV THERAPEUTICS INC | 139,747 | $721 | 0.0% | $6.52 | — | CL A | 918385105 |
| — | BELLICUM PHARMACEUTICALS INC | 77,020 | $720 | 0.0% | $9.35 | — | COM | 079481107 |
| — | ANTHERA PHARMACEUTICALS INC | 198,918 | $720 | 0.0% | $3.62 | — | COM | 03674U201 |
| — | EXELIXIS INC | 1,783 | $713 | 0.0% | — | — | Call | 30161Q904 |
| — | ANTARES PHARMA INC | 775,212 | $675 | 0.0% | $1.66 | — | COM | 036642106 |
| NTRA | NATERA INC | 69,272 | $659 | 0.0% | $16.90 | -49.9% | COM | 632307104 |
| — | HORIZON PHARMA PLC | 390 | $646 | 0.0% | — | — | Put | G4617B955 |
| — | PTC THERAPEUTICS INC | 1,000 | $644 | 0.0% | — | — | Call | 69366J900 |
| — | RELYPSA INC | 473 | $641 | 0.0% | — | — | Call | 759531906 |
| — | OMEROS CORP | 415 | $637 | 0.0% | — | — | Call | 682143902 |
| — | CAPNIA ORD SHS | 530,524 | $637 | 0.0% | $1.20 | — | COM | 14066L105 |
| — | CYCLACEL PHARMACEUTICALS INC | 1,632,259 | $628 | 0.0% | $0.82 | — | COM | 23254L306 |
| — | HEAT BIOLOGICS INC | 902,007 | $626 | 0.0% | $0.83 | — | COM | 42237K102 |
| — | COMBIMATRIX EQUITY WARRANTS | 911,041 | $610 | 0.0% | $0.67 | — | *W | 20009T147 |
| — | AKARI THERAPEUTICS PLC | 40,705 | $606 | 0.0% | $14.89 | — | ADR | 00972G108 |
| — | PROGENICS PHARMACEUTICALS INC | 1,384 | $603 | 0.0% | — | — | Call | 743187906 |
| HALO | HALOZYME THERAPEUTICS INC | 60,000 | $568 | 0.0% | $9.41 | 0.0% | COM | 40637H109 |
| — | RELYPSA INC | 415 | $562 | 0.0% | — | — | Put | 759531956 |
| — | STRATA SKIN SCIENCES INC | 573,077 | $542 | 0.0% | $0.95 | — | COM | 86272A107 |
| — | BLUEPRINT MEDICINES CORP | 29,624 | $535 | 0.0% | $18.06 | — | COM | 09627Y109 |
| — | NOVAVAX INC | 1,025 | $529 | 0.0% | — | — | Call | 670002904 |
| — | REVANCE THERAPEUTICS INC | 302 | $527 | 0.0% | — | — | Call | 761330909 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 2,734,500 | $523 | 0.0% | $0.55 | — | COM | 867931404 |
| — | IPATH S&P 500 MT | 479 | $521 | 0.0% | $11.17 | — | Call | 06740C519 |
| ALKS | ALKERMES PLC | 15,000 | $513 | 0.0% | $70.02 | -43.6% | SHS | G01767105 |
| — | CAPRICOR THERAPEUTICS INC | 202,083 | $513 | 0.0% | $4.85 | — | COM | 14070B101 |
| — | CIDARA THERAPEUTICS INC | 40,277 | $512 | 0.0% | $12.71 | — | COM | 171757107 |
| FOLD | AMICUS THERAPEUTICS INC | 59,324 | $501 | 0.0% | $7.92 | -10.5% | COM | 03152W109 |
| — | ALCOBRA LTD | 1,312 | $497 | 0.0% | — | — | Call | M2239P909 |
| — | ADVAXIS INC | 537 | $485 | 0.0% | — | — | Put | 007624958 |
| — | GILEAD SCIENCES INC | 50 | $459 | 0.0% | — | — | Put | 375558953 |
| — | NOVAVAX INC | 880 | $454 | 0.0% | — | — | Put | 670002954 |
| INSM | INSMED INC | 35,867 | $454 | 0.0% | $13.15 | 0.0% | COM | 457669307 |
| — | SENSEONICS HOLDINGS INC | 153,900 | $440 | 0.0% | $2.86 | — | COM | 81727U105 |
| — | CESCA THERAPEUTICS ORD SHS | 111,094 | $432 | 0.0% | $3.89 | — | COM | 157131202 |
| — | FLEXION THERAPEUTICS INC. | 46,355 | $426 | 0.0% | $9.19 | — | COM | 33938J106 |
| — | NEWLINK GENETICS CORP | 231 | $420 | 0.0% | — | — | Put | 651511957 |
| — | EDAP TMS SA | 1,018 | $409 | 0.0% | — | — | Put | 268311957 |
| EGRX | EAGLE PHARMACEUTICALS INC | 10,000 | $405 | 0.0% | $63.45 | 0.0% | COM | 269796108 |
| — | EAGLE PHARMACEUTICALS INC | 100 | $405 | 0.0% | — | — | Put | 269796958 |
| — | SPECTRANETICS CORP | 279 | $405 | 0.0% | — | — | Call | 84760C907 |
| — | PLURISTEM THERAPEUTICS INC | 251,020 | $404 | 0.0% | $2.27 | — | COM | 72940R102 |
| — | INSPIREMD INC | 790,538 | $399 | 0.0% | $0.50 | — | COM | 45779A507 |
| — | REGULUS THERAPEUTIC INC | 574 | $398 | 0.0% | — | — | Put | 75915K951 |
| — | TROVAGENE INC | 85,000 | $395 | 0.0% | $5.69 | — | COM | 897238309 |
| — | VALEANT PHARMACEUTICALS INTERNATIONAL INC | 149 | $392 | 0.0% | — | — | Call | 91911K902 |
| — | AXOVANT SCIENCES LTD | 34,040 | $391 | 0.0% | $11.49 | — | COM | G0750W104 |
| — | ELEVEN BIOTHERAPEUTICS INC | 1,213,984 | $387 | 0.0% | $0.66 | — | COM | 286221106 |
| — | THRESHOLD PHARMACEUTICALS INC | 837,904 | $385 | 0.0% | $0.48 | — | COM | 885807206 |
| — | INSMED INC | 296 | $375 | 0.0% | — | — | Call | 457669907 |
| — | LIPOCINE INC | 350 | $355 | 0.0% | — | — | Call | 53630X904 |
| — | HISTOGENICS INC. | 150,630 | $345 | 0.0% | $4.61 | — | COM | 43358V109 |
| — | SKYLINE MEDICAL INC | 2,001,348 | $345 | 0.0% | $0.17 | — | COM | 83084T309 |
| — | PIERIS PHARMACEUTICALS INC | 175,000 | $333 | 0.0% | $1.87 | — | COM | 720795103 |
| — | THERAPEUTICSMD INC | 511 | $327 | 0.0% | — | — | Call | 88338N907 |
| — | ZOSANO PHARMA INC | 128,600 | $296 | 0.0% | $9.59 | — | COM | 98979H103 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 912 | $295 | 0.0% | — | — | Call | 09060J906 |
| IONS | IONIS PHARMACEUTICALS INC | 7,002 | $284 | 0.0% | $40.62 | 0.0% | COM | 462222100 |
| — | PARATEK PHARMACEUTICALS INC | 186 | $282 | 0.0% | — | — | Call | 699374902 |
| — | CELATOR PHARMACEUTICALS INC | 25,000 | $276 | 0.0% | $1.76 | — | COM | 15089R102 |
| PVCT | PROVECTUS BIOPHARMACEUTICALS | 726,200 | $275 | 0.0% | $0.82 | -49.5% | COM | 74373P108 |
| — | CHIMERIX INC | 53,620 | $274 | 0.0% | $5.11 | — | COM | 16934W106 |
| — | VERTEX PHARMACEUTICALS INC | 33 | $262 | 0.0% | — | — | Put | 92532F950 |
| — | ARBUTUS BIOPHARMA CORP | 630 | $260 | 0.0% | — | — | Call | 03879J900 |
| — | THERAPEUTICSMD INC | 404 | $259 | 0.0% | — | — | Put | 88338N957 |
| — | CLOVIS ONCOLOGY INC | 13,326 | $256 | 0.0% | $34.99 | — | COM | 189464100 |
| — | JUNO THERAPEUTICS INC | 67 | $255 | 0.0% | — | — | Call | 48205A909 |
| — | NANOSPHERE ORD SHS | 308,147 | $243 | 0.0% | $2.05 | — | COM | 63009F204 |
| — | CELLECTAR BIOSCIENCES INC | 71,313 | $242 | 0.0% | $3.39 | — | COM | 15117F302 |
| — | HERON THERAPEUTICS INC | 126 | $239 | 0.0% | — | — | Call | 427746902 |
| — | CANCER GENETICS INC | 81,300 | $231 | 0.0% | $3.20 | — | COM | 13739U104 |
| — | DERMIRA INC | 100 | $207 | 0.0% | — | — | Put | 24983L954 |
| — | LPATH INC | 1,106,870 | $206 | 0.0% | $1.00 | — | COM | 548910306 |
| — | TRANSENTERIX INC | 482 | $205 | 0.0% | — | — | Put | 89366M951 |
| — | CLOVIS ONCOLOGY INC | 100 | $192 | 0.0% | — | — | Put | 189464950 |
| — | MANNKIND CORP | 1,096 | $176 | 0.0% | — | — | Put | 56400P951 |
| ARDX | ARDELYX INC | 22,278 | $173 | 0.0% | $9.84 | 0.0% | COM | 039697107 |
| ALDX | ALDEYRA THERAPEUTICS INC | 41,096 | $172 | 0.0% | $8.62 | -44.3% | COM | 01438T106 |
| — | AMARIN CORP PLC | 1,118 | $171 | 0.0% | — | — | Put | 023111956 |
| — | RENNOVA HEALTH EQUITY WARRANTS | 3,225,806 | $161 | 0.0% | $0.44 | — | *W | 759757115 |
| — | ARQULE INC | 100,000 | $160 | 0.0% | $1.60 | — | COM | 04269E107 |
| — | CERES INC. | 720,378 | $158 | 0.0% | $0.30 | — | COM | 156773400 |
| — | SYNERGY PHARMACEUTICALS EQUITY WARRANTS | 285,414 | $157 | 0.0% | $1.23 | — | *W | 871639118 |
| — | NEUROMETRIX INC | 84,263 | $154 | 0.0% | $1.98 | — | COM | 641255500 |
| — | NXSTAGE MEDICAL INC | 100 | $150 | 0.0% | — | — | Put | 67072V953 |
| — | ARALEZ PHARMACEUTICALS INC | 375 | $133 | 0.0% | — | — | Call | 03852X900 |
| — | TRILLIUM THERAPEUTICS INC | 14,137 | $131 | 0.0% | $9.27 | — | COM | 89620X506 |
| — | KITOV PHARMACEUTICALS HOLDINGS EQUITY WARRANTS | 114,720 | $126 | 0.0% | $0.49 | — | *W | 49803V115 |
| — | NORTHWEST BIOTHERAPEUTICS INC | 813 | $119 | 0.0% | — | — | Put | 66737P950 |
| — | BIODEL INC | 357,500 | $118 | 0.0% | $0.89 | — | COM | 09064M204 |
| — | BENITEC BIOPHARMA EQUITY WARRANTS EXP 14 AUG 2020 | 99,555 | $100 | 0.0% | $0.36 | — | *W | 082053117 |
| — | CYMABAY THERAPEUTICS INC | 67,534 | $91 | 0.0% | $2.64 | — | COM | 23257D103 |
| — | AKEBIA THERAPEUTICS INC | 100 | $90 | 0.0% | — | — | Call | 00972D905 |
| — | PROGENICS PHARMACEUTICALS INC | 130 | $57 | 0.0% | — | — | Put | 743187956 |
| — | ANTHERA PHARMACEUTICALS INC | 151 | $55 | 0.0% | — | — | Call | 03674U901 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 106 | $55 | 0.0% | — | — | Call | 05337G907 |
| — | EYEGATE PHARMACEUTICALS EQUITY WARRANTS | 65,393 | $49 | 0.0% | $1.02 | — | *W | 30233M115 |
| — | CELLECTAR BIOSCIENCES EQUITY WARRANTS | 65,362 | $47 | 0.0% | $0.72 | — | *W | 15117F120 |
| — | BRAINSTORM CELL THERAPEUTICS INC | 175 | $47 | 0.0% | — | — | Call | 10501E901 |
| — | CYTRX CORP INC | 170 | $46 | 0.0% | — | — | Call | 232828909 |
| — | ALLIQUA BIOMEDICAL INC | 483 | $40 | 0.0% | — | — | Call | 019621900 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 148 | $36 | 0.0% | — | — | Call | 890260901 |
| — | ANTARES PHARMA INC | 399 | $35 | 0.0% | — | — | Call | 036642906 |
| — | TENAX THERAPEUTICS INC | 173 | $35 | 0.0% | — | — | Call | 88032L900 |
| — | GALENA BIOPHARMA INC | 235 | $34 | 0.0% | — | — | Put | 363256958 |
| — | CELSION CORPORATION | 18,789 | $27 | 0.0% | $2.43 | — | COM | 15117N404 |
| — | INTELLIPHARMACEUTICS INTERNATIONAL INC | 122 | $25 | 0.0% | — | — | Put | 458173951 |
| — | RENNOVA HEALTH INC | 30,761 | $23 | 0.0% | $1.35 | — | COM | 759757107 |
| — | PERSEON EQUITY WARRANTS | 1,887,892 | $4 | 0.0% | $0.19 | — | *W | 715270112 |
| — | OPEXA THERAPEUTICS EQUITY WARRANTS | 34,097 | $2 | 0.0% | $0.06 | — | *W | 68372T129 |