CIK: 0001535610 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $2,427,276 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TRUST | 16,250 | $306,773 | 12.6% | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 ETF | 25,500 | $273,123 | 11.3% | — | — | Put | 464287955 |
| — | ELI LILLY & CO | 21,855 | $182,904 | 7.5% | — | — | Call | 532457908 |
| — | GILEAD SCIENCES INC | 9,896 | $97,169 | 4.0% | — | — | Call | 375558903 |
| — | BIOGEN IDEC INC | 3,090 | $90,169 | 3.7% | — | — | Call | 09062X903 |
| — | GILEAD SCIENCES INC | 4,973 | $48,830 | 2.0% | — | — | Put | 375558953 |
| — | MEDICINES CO | 11,749 | $44,599 | 1.8% | — | — | Call | 584688905 |
| — | ZOGENIX INC | 31,115 | $42,005 | 1.7% | — | — | Call | 98978L904 |
| — | BIOGEN IDEC INC | 1,419 | $41,408 | 1.7% | — | — | Put | 09062X953 |
| — | ABBVIE INC | 7,456 | $40,568 | 1.7% | — | — | Call | 00287Y909 |
| IWM | ISHARES RUSSELL 2000 ETF | 327,168 | $35,727 | 1.5% | $109.20 | — | ETF | 464287655 |
| — | EDWARDS LIFESCIENCES CORP | 1,682 | $34,896 | 1.4% | — | — | Put | 28176E958 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,911 | $30,659 | 1.3% | — | — | Put | 09061G951 |
| — | TENET HEALTHCARE CORP | 7,745 | $28,595 | 1.2% | — | — | Call | 88033G907 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,375 | $25,014 | 1.0% | — | — | Call | 09061G901 |
| — | GW PHARMACEUTICALS PLC | 2,712 | $24,780 | 1.0% | — | — | Put | 36197T953 |
| — | MOBILEYE N.V. | 5,158 | $23,459 | 1.0% | — | — | Put | N51488957 |
| — | MYLAN N.V. | 5,756 | $23,174 | 1.0% | — | — | Put | N59465959 |
| BIIB | BIOGEN IDEC INC | 78,629 | $22,945 | 0.9% | $330.23 | 0.0% | COM | 09062X103 |
| — | SAREPTA THERAPEUTICS INC | 6,671 | $21,421 | 0.9% | — | — | Call | 803607900 |
| — | ELI LILLY & CO | 2,438 | $20,404 | 0.8% | — | — | Put | 532457958 |
| — | SPDR SERIES TRUST | 3,144 | $19,571 | 0.8% | — | — | Put | 78464A950 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 174,073 | $18,333 | 0.8% | $133.58 | 0.0% | COM | 09061G101 |
| — | BRISTOL MYERS SQUIBB CO | 3,073 | $18,192 | 0.7% | — | — | Call | 110122908 |
| — | ALEXION PHARMACEUTICALS INC | 975 | $15,248 | 0.6% | — | — | Put | 015351959 |
| — | MYLAN N.V. | 376,827 | $15,171 | 0.6% | $40.26 | — | SHS | N59465109 |
| — | PIONEER NATURAL RESOURCE INC | 1,236 | $15,035 | 0.6% | — | — | Put | 723787957 |
| — | PIONEER NATURAL RESOURCE INC | 123,600 | $15,035 | 0.6% | $132.16 | — | COM | 723787107 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 342,857 | $14,455 | 0.6% | $42.16 | — | COM | 37890U108 |
| — | ALNYLAM PHARMACEUTICALS INC | 1,676 | $13,468 | 0.6% | — | — | Call | 02043Q907 |
| — | NEWLINK GENETICS CORP | 3,701 | $13,264 | 0.5% | — | — | Call | 651511907 |
| — | ABBVIE INC | 2,272 | $12,362 | 0.5% | — | — | Put | 00287Y959 |
| — | APPLE INC | 1,110 | $12,243 | 0.5% | — | — | Call | 037833900 |
| — | UNITED THERAPEUTICS CORP | 918 | $12,048 | 0.5% | — | — | Call | 91307C902 |
| — | INTEROIL CORP | 3,356 | $11,313 | 0.5% | — | — | Put | 460951956 |
| — | INTEROIL CORP | 328,705 | $11,081 | 0.5% | $45.11 | — | COM | 460951106 |
| EW | EDWARDS LIFESCIENCES CORP | 77,255 | $10,983 | 0.5% | $23.77 | +1.5% | COM | 28176E108 |
| — | TENET HEALTHCARE CORP | 2,907 | $10,733 | 0.4% | — | — | Put | 88033G957 |
| — | MOBILEYE N.V. | 235,819 | $10,725 | 0.4% | $44.40 | — | ORD | N51488117 |
| — | HERON THERAPEUTICS INC | 4,223 | $10,304 | 0.4% | — | — | Call | 427746902 |
| — | CEMPRA INC | 3,649 | $10,159 | 0.4% | — | — | Call | 15130J909 |
| — | KITE PHARMA INC | 1,823 | $10,150 | 0.4% | — | — | Put | 49803L959 |
| — | MANNKIND CORP | 30,930 | $9,929 | 0.4% | — | — | Call | 56400P901 |
| — | GEVO INC | 100,000 | $9,819 | 0.4% | $3.27 | — | COM | 374396208 |
| THC | TENET HEALTHCARE CORP | 245,938 | $9,080 | 0.4% | $51.67 | 0.0% | COM | 88033G407 |
| — | ACORDA THERAPEUTICS INC NOTE 1.75% | 9,600,000 | $8,664 | 0.4% | $0.90 | — | NOTE | 00484MAA4 |
| — | AGIOS PHARMACEUTICALS INC | 1,173 | $8,280 | 0.3% | — | — | Put | 00847X954 |
| — | REGULUS THERAPEUTIC INC | 12,127 | $7,931 | 0.3% | — | — | Call | 75915K901 |
| — | TENAX THERAPEUTICS INC | 2,604,660 | $7,892 | 0.3% | $3.82 | — | COM | 88032L100 |
| AGIO | AGIOS PHARMACEUTICALS INC | 109,521 | $7,731 | 0.3% | $97.74 | 0.0% | COM | 00847X104 |
| — | ALEXION PHARMACEUTICALS INC | 49,397 | $7,725 | 0.3% | $164.23 | — | COM | 015351109 |
| — | EXACT SCIENCES CORP | 4,293 | $7,723 | 0.3% | — | — | Put | 30063P955 |
| — | PERRIGO CO. PLC | 491 | $7,722 | 0.3% | — | — | Call | G97822903 |
| — | KITE PHARMA INC | 137,099 | $7,634 | 0.3% | $55.82 | — | COM | 49803L109 |
| — | BLUEBIRD BIO INC | 889 | $7,605 | 0.3% | — | — | Call | 09609G900 |
| — | ACADIA PHARMACEUTICALS INC | 2,259 | $7,471 | 0.3% | — | — | Put | 004225958 |
| — | MEDICINES CO 1.375% | 5,000,000 | $7,278 | 0.3% | $1.19 | — | DBCV | 584688AC9 |
| — | MYLAN N.V. | 1,747 | $7,033 | 0.3% | — | — | Call | N59465909 |
| — | TOKAI PHARMACEUTICALS ORD SHS | 654,283 | $6,772 | 0.3% | $10.93 | — | COM | 88907J107 |
| — | MANNKIND CORP | 20,875 | $6,701 | 0.3% | — | — | Put | 56400P951 |
| — | BLUEPRINT MEDICINES INC | 308,504 | $6,583 | 0.3% | $26.38 | — | COM | 09627Y109 |
| — | GW PHARMACEUTICALS PLC | 71,757 | $6,556 | 0.3% | $91.30 | — | ADS | 36197T103 |
| — | BIOMARIN PHARMACEUTICAL INC. NOTE .75% | 5,000,000 | $6,459 | 0.3% | $1.49 | — | NOTE | 09061GAE1 |
| — | ALNYLAM PHARMACEUTICALS INC | 789 | $6,340 | 0.3% | — | — | Put | 02043Q957 |
| — | ANADARKO PETROLEUM CORP | 1,023 | $6,178 | 0.3% | — | — | Put | 032511957 |
| — | ANADARKO PETROLEUM CORP | 102,300 | $6,178 | 0.3% | $76.10 | — | COM | 032511107 |
| — | NOVAVAX INC | 8,418 | $5,952 | 0.2% | — | — | Put | 670002954 |
| — | SAREPTA THERAPEUTICS INC | 1,836 | $5,895 | 0.2% | — | — | Put | 803607950 |
| — | BARCLAYS BANK PLC | 450,500 | $5,861 | 0.2% | $11.18 | — | ETN | 06740C519 |
| — | SPARK THERAPEUTICS INC | 1,402 | $5,851 | 0.2% | — | — | Call | 84652J903 |
| — | SPARK THERAPEUTICS INC | 1,379 | $5,755 | 0.2% | — | — | Put | 84652J953 |
| — | THERAPEUTICSMD INC | 9,800 | $5,743 | 0.2% | — | — | Call | 88338N907 |
| — | NEUROCRINE BIOSCIENCES INC | 1,403 | $5,583 | 0.2% | — | — | Call | 64125C909 |
| — | KONINKLIJKE PHILIPS N V | 2,374 | $5,569 | 0.2% | — | — | Call | 500472903 |
| — | INTRA-CELLULAR THERAPIES INC | 1,378 | $5,518 | 0.2% | — | — | Call | 46116X901 |
| — | OPKO HEALTH INC | 6,456 | $5,429 | 0.2% | — | — | Put | 68375N953 |
| — | HALOZYME THERAPEUTICS INC | 4,014 | $5,391 | 0.2% | — | — | Call | 40637H909 |
| EXAS | EXACT SCIENCES CORP | 289,112 | $5,201 | 0.2% | $22.97 | 0.0% | COM | 30063P105 |
| OPK | OPKO HEALTH INC | 615,157 | $5,173 | 0.2% | $13.34 | -0.8% | COM | 68375N103 |
| LAB | FLUIDIGM CORP DEL | 628,260 | $5,095 | 0.2% | $19.90 | -20.9% | COM | 34385P108 |
| — | DYNAVAX TECHNOLOGIES CORP | 2,073 | $5,087 | 0.2% | — | — | Call | 268158901 |
| — | DEPOMED INC | 2,680 | $5,052 | 0.2% | — | — | Call | 249908904 |
| — | GENOCEA BIOSCIENCES INC | 729,141 | $4,995 | 0.2% | $8.18 | — | COM | 372427104 |
| — | NIVALIS THERAPEUTICS INC | 384,734 | $4,990 | 0.2% | $15.15 | — | COM | 65481J109 |
| — | HCA HOLDINGS INC | 624 | $4,827 | 0.2% | — | — | Call | 40412C901 |
| — | ACHILLION PHARMACEUTICALS INC | 6,916 | $4,779 | 0.2% | — | — | Call | 00448Q901 |
| — | ACADIA PHARMACEUTICALS INC | 1,438 | $4,755 | 0.2% | — | — | Call | 004225908 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 574,260 | $4,732 | 0.2% | $13.94 | — | COM | 05337G107 |
| — | CELLDEX THERAPEUTICS INC | 4,448 | $4,688 | 0.2% | — | — | Call | 15117B903 |
| — | ISIS PHARMACEUTICALS INC | 1,159 | $4,685 | 0.2% | — | — | Call | 464330909 |
| — | DERMIRA INC | 190,000 | $4,435 | 0.2% | $18.06 | — | COM | 24983L104 |
| GILD | GILEAD SCIENCES INC | 45,140 | $4,432 | 0.2% | $77.50 | 0.0% | COM | 375558103 |
| ABUS | ARBUTUS BIOPHARMA CORP | 725,007 | $4,415 | 0.2% | $8.87 | 0.0% | COM | 03879J100 |
| — | RAPTOR PHARMACEUTICAL CORP | 7,289 | $4,410 | 0.2% | — | — | Call | 75382F906 |
| — | NEUROCRINE BIOSCIENCES INC | 1,267 | $4,397 | 0.2% | — | — | Put | 64125C959 |
| — | INOVIO PHARMACEUTICALS INC | 737,551 | $4,263 | 0.2% | $8.16 | — | COM | 45773H201 |
| — | ZS PHARMA INC | 640 | $4,202 | 0.2% | — | — | Put | 98979G955 |
| — | ENDO INTERNATIONAL PLC | 601 | $4,164 | 0.2% | — | — | Call | G30401906 |
| — | RADIUS HEALTH INC | 578 | $4,006 | 0.2% | — | — | Call | 750469907 |
| HRTX | HERON THERAPEUTICS INC | 160,323 | $3,912 | 0.2% | $33.33 | 0.0% | COM | 427746102 |
| — | CIDARA THERAPEUTICS | 306,044 | $3,893 | 0.2% | $13.97 | — | COM | 171757107 |
| — | OPKO HEALTH INC | 4,500 | $3,785 | 0.2% | — | — | Call | 68375N903 |
| — | NORTHWEST BIOTHERAPEUTICS INC | 6,042 | $3,776 | 0.2% | — | — | Put | 66737P950 |
| — | NOVAVAX INC | 527,040 | $3,726 | 0.2% | $7.07 | — | COM | 670002104 |
| — | TRANSENTERIX INC | 1,591,117 | $3,596 | 0.1% | $3.00 | — | COM | 89366M201 |
| NWBO | NORTHWEST BIOTHERAPEUTICS INC | 572,518 | $3,578 | 0.1% | $9.01 | +3.8% | COM | 66737P600 |
| — | VERTEX PHARMACEUTICALS INC | 341 | $3,551 | 0.1% | — | — | Call | 92532F900 |
| — | ENDO INTERNATIONAL PLC | 50,658 | $3,510 | 0.1% | $82.08 | — | SHS | G30401106 |
| — | BLUEBIRD BIO INC | 406 | $3,473 | 0.1% | — | — | Put | 09609G950 |
| — | NEVRO CORP | 745 | $3,456 | 0.1% | — | — | Put | 64157F953 |
| SKY | SKYLINE MEDICAL UNITS | 447,944 | $3,454 | 0.1% | $3.15 | 0.0% | COM | 830830105 |
| — | INTEC PHARMA LTD | 613,910 | $3,438 | 0.1% | $5.60 | — | SHS | M53644106 |
| — | DYNAVAX TECHNOLOGIES CORP | 134,954 | $3,312 | 0.1% | $23.96 | — | COM | 268158201 |
| — | HORIZON PHARMA PLC | 1,658 | $3,286 | 0.1% | — | — | Put | G4617B955 |
| — | HORIZON PHARMA PLC | 164,658 | $3,264 | 0.1% | $19.82 | — | SHS | G4617B105 |
| — | AMICUS THERAPEUTICS INC | 2,322 | $3,248 | 0.1% | — | — | Put | 03152W959 |
| — | LION BIOTECHNOLOGIES INC | 561,894 | $3,237 | 0.1% | $10.32 | — | COM | 53619R102 |
| — | ZELTIQ AESTHETICS INC | 1,000 | $3,203 | 0.1% | — | — | Call | 98933Q908 |
| AOXG | AOXING PHARMACEUTICAL INC | 2,134,054 | $3,158 | 0.1% | $1.58 | 0.0% | COM | 03740A106 |
| VRTX | VERTEX PHARMACEUTICALS INC | 30,000 | $3,124 | 0.1% | $128.47 | 0.0% | COM | 92532F100 |
| — | MOBILEYE N.V. | 686 | $3,120 | 0.1% | — | — | Call | N51488907 |
| — | BENITEC BIOPHARMA LTD | 505,220 | $3,107 | 0.1% | $6.15 | — | ADR | 082053307 |
| — | PTC THERAPEUTICS INC | 1,161 | $3,100 | 0.1% | — | — | Call | 69366J900 |
| — | ZAFGEN INC | 960 | $3,067 | 0.1% | — | — | Call | 98885E903 |
| — | NEUROMETRIX EQUITY WARRANTS | 12,212,278 | $3,052 | 0.1% | $0.20 | — | *W | 641255138 |
| — | CEMPRA INC | 1,082 | $3,012 | 0.1% | — | — | Put | 15130J959 |
| — | NOVAVAX INC | 4,018 | $2,841 | 0.1% | — | — | Call | 670002904 |
| — | COMMUNITY HEALTH SYSTEMS INC | 662 | $2,831 | 0.1% | — | — | Put | 203668958 |
| LXRX | LEXICON PHARMACEUTICALS INC | 261,595 | $2,810 | 0.1% | $7.34 | +48.7% | COM | 528872302 |
| — | PLURISTEM THERAPEUTICS INC | 1,474,369 | $2,683 | 0.1% | $2.53 | — | COM | 72940R102 |
| — | MEDGENICS EQUITY WARRANTS | 1,453,640 | $2,544 | 0.1% | $1.00 | — | *W | 58436Q112 |
| — | OVASCIENCE INC | 297,955 | $2,530 | 0.1% | $2.26 | — | COM | 69014Q101 |
| — | FEI CO | 340 | $2,483 | 0.1% | — | — | Call | 30241L909 |
| — | REGENERON PHARMACEUTICALS INC | 53 | $2,465 | 0.1% | — | — | Put | 75886F957 |
| SGMO | SANGAMO BIOSCIENCES INC | 435,225 | $2,455 | 0.1% | $13.76 | -40.1% | COM | 800677106 |
| — | REVANCE THERAPEUTICS INC | 815 | $2,425 | 0.1% | — | — | Call | 761330909 |
| — | LIPOCINE INC | 201,409 | $2,383 | 0.1% | $8.58 | — | COM | 53630X104 |
| — | ALEXION PHARMACEUTICALS INC | 152 | $2,377 | 0.1% | — | — | Call | 015351909 |
| — | LA JOLLA PHARMACEUTICAL CO | 85,011 | $2,362 | 0.1% | $27.78 | — | COM | 503459604 |
| — | REGULUS THERAPEUTIC INC | 356,504 | $2,332 | 0.1% | $14.53 | — | COM | 75915K101 |
| — | INOVIO PHARMACEUTICALS INC | 3,965 | $2,292 | 0.1% | — | — | Call | 45773H901 |
| — | TRANSENTERIX INC | 10,026 | $2,266 | 0.1% | — | — | Call | 89366M901 |
| — | INVIVO THERAPEUTICS HOLDINGS CORP | 2,608 | $2,248 | 0.1% | — | — | Call | 46186M909 |
| — | REDHILL BIOPHARMA LTD | 173,550 | $2,241 | 0.1% | $12.91 | — | ADS | 757468103 |
| — | PARATEK PHARMACEUTICALS INC | 117,046 | $2,224 | 0.1% | $22.22 | — | COM | 699374302 |
| — | IGNYTA ORD SHS | 252,974 | $2,221 | 0.1% | $8.13 | — | COM | 451731103 |
| — | BIOCRYST PHARMACEUTICALS INC | 1,929 | $2,199 | 0.1% | — | — | Put | 09058V953 |
| — | PUMA BIOTECHNOLOGY INC | 288 | $2,170 | 0.1% | — | — | Put | 74587V957 |
| — | CYTOKINETICS INC | 3,106 | $2,078 | 0.1% | — | — | Call | 23282W905 |
| — | REPROS THERAPEUTICS INC | 2,793 | $2,075 | 0.1% | — | — | Put | 76028H959 |
| — | MIRATI THERAPEUTICS INC | 60,000 | $2,065 | 0.1% | $34.42 | — | COM | 60468T105 |
| — | REPROS THERAPEUTICS INC | 2,777 | $2,063 | 0.1% | — | — | Call | 76028H909 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 368,641 | $2,050 | 0.1% | $6.44 | — | COM | 09060J106 |
| — | CEMPRA INC | 73,195 | $2,038 | 0.1% | $34.31 | — | COM | 15130J109 |
| — | VAPOR CORP DEL | 225,387 | $2,015 | 0.1% | $8.94 | — | UNIT | 922099502 |
| PBYI | PUMA BIOTECHNOLOGY INC | 26,704 | $2,012 | 0.1% | $94.57 | 0.0% | COM | 74587V107 |
| — | RICEBRAN TECHNOLOGIES | 901,973 | $1,975 | 0.1% | $3.97 | — | COM | 762831204 |
| — | VASCULAR SOLUTIONS INC | 607 | $1,967 | 0.1% | — | — | Put | 92231M959 |
| — | BRAINSTORM CELL THERAPEUTICS | 852,348 | $1,952 | 0.1% | $4.17 | — | COM | 10501E201 |
| — | ZS PHARMA INC | 297 | $1,950 | 0.1% | — | — | Call | 98979G905 |
| — | DYAX CORP | 1,017 | $1,941 | 0.1% | — | — | Put | 26746E953 |
| — | SERES THERAPEUTICS INC | 64,775 | $1,920 | 0.1% | $29.64 | — | COM | 81750R102 |
| — | SORRENTO THERAPEUTICS INC | 2,275 | $1,909 | 0.1% | — | — | Call | 83587F902 |
| — | GLOBUS MEDICAL INC | 913 | $1,886 | 0.1% | — | — | Put | 379577958 |
| — | OVASCIENCE INC | 2,200 | $1,868 | 0.1% | — | — | Put | 69014Q951 |
| CYH | COMMUNITY HEALTH SYSTEMS INC | 43,397 | $1,856 | 0.1% | $45.85 | 0.0% | COM | 203668108 |
| — | CESCA THERAPEUTICS INC. | 3,500,037 | $1,855 | 0.1% | $1.37 | — | COM | 157131103 |
| — | CHINA BIOLOGIC PRODUCTS INC | 20,000 | $1,796 | 0.1% | $96.15 | — | COM | 16938C106 |
| — | QUEST RESOURCE HOLDING | 3,148,401 | $1,795 | 0.1% | $1.62 | — | COM | 74836W104 |
| — | XTL BIOPHARMACEUTICALS | 1,149,886 | $1,794 | 0.1% | $2.30 | — | ADR | 98386D208 |
| — | FOAMIX PHARMACEUTICALS LTD | 243,361 | $1,784 | 0.1% | $9.14 | — | SHS | M46135105 |
| — | ONCOSEC MEDICAL INC | 340,169 | $1,752 | 0.1% | $6.33 | — | COM | 68234L207 |
| — | IMMUNOCELLULAR THERAPEUTICS | 4,169,243 | $1,751 | 0.1% | $0.48 | — | COM | 452536105 |
| ACUR | ACURA PHARMACEUTICALS INC | 743,603 | $1,747 | 0.1% | $3.40 | 0.0% | COM | 00509L802 |
| — | BELLICUM PHARMACEUTICALS INC | 120,094 | $1,745 | 0.1% | $22.97 | — | COM | 079481107 |
| — | BARCLAYS BANK PLC | 1,334 | $1,736 | 0.1% | — | — | Call | 06740C909 |
| — | UNIQURE B.V. | 844 | $1,726 | 0.1% | — | — | Call | N90064901 |
| — | SAGE THERAPEUTICS INC | 40,019 | $1,694 | 0.1% | $61.55 | — | COM | 78667J108 |
| — | TOBIRA THERAPEUTICS INC | 174,943 | $1,690 | 0.1% | $9.66 | — | COM | 88883P101 |
| — | NUVASIVE INC | 35,000 | $1,688 | 0.1% | $48.23 | — | COM | 670704105 |
| — | INFINITY PHARMACEUTICALS INC | 1,971 | $1,665 | 0.1% | — | — | Call | 45665G903 |
| — | FORWARD PHARMA A/S | 70,000 | $1,649 | 0.1% | $25.94 | — | ADR | 34986J105 |
| — | AGIOS PHARMACEUTICALS INC | 233 | $1,645 | 0.1% | — | — | Call | 00847X904 |
| — | MOMENTA PHARMACEUTICALS INC | 1,000 | $1,641 | 0.1% | — | — | Call | 60877T900 |
| — | OMEROS CORP | 1,489 | $1,632 | 0.1% | — | — | Call | 682143902 |
| — | APPLIED GENETIC TECHNOLOGIES CORP | 124,000 | $1,629 | 0.1% | $19.39 | — | COM | 03820J100 |
| — | AMARIN CORPORATION PLC | 8,183 | $1,579 | 0.1% | — | — | Call | 023111206 |
| — | ENDO INTERNATIONAL PLC | 224 | $1,552 | 0.1% | — | — | Put | G30401956 |
| — | NUVASIVE INC | 320 | $1,543 | 0.1% | — | — | Call | 670704905 |
| — | NEWLINK GENETICS CORP | 430 | $1,541 | 0.1% | — | — | Put | 651511957 |
| — | CARDICA INC | 5,281,185 | $1,521 | 0.1% | $0.66 | — | COM | 14141R101 |
| — | DYAX CORP | 79,613 | $1,520 | 0.1% | $19.09 | — | COM | 26746E103 |
| — | ADVAXIS INC | 1,460 | $1,494 | 0.1% | — | — | Call | 007624908 |
| — | TROVAGENE INC | 2,600 | $1,479 | 0.1% | — | — | Call | 897238909 |
| OCUL | OCULAR THERAPEUTIX INC | 105,190 | $1,479 | 0.1% | $24.55 | -18.1% | COM | 67576A100 |
| — | SYNERGY PHARMACEUTICALS INC | 2,785 | $1,476 | 0.1% | — | — | Call | 871639908 |
| — | PUMA BIOTECHNOLOGY INC | 195 | $1,470 | 0.1% | — | — | Call | 74587V907 |
| — | DYNAVAX TECHNOLOGIES CORP | 594 | $1,458 | 0.1% | — | — | Put | 268158951 |
| MNOV | MEDICINOVA ORD SHS | 500,000 | $1,420 | 0.1% | $3.41 | 0.0% | COM | 58468P206 |
| — | INSMED INC | 764 | $1,419 | 0.1% | — | — | Put | 457669957 |
| — | DISCOVERY LABORATORIES INC. | 4,703,551 | $1,411 | 0.1% | $0.30 | — | COM | 254668403 |
| SRNE | SORRENTO THERAPEUTICS INC | 167,064 | $1,402 | 0.1% | $15.93 | 0.0% | COM | 83587F202 |
| — | ABEONA THERAPEUTICS INC | 340,702 | $1,380 | 0.1% | $4.52 | — | COM | 00289Y107 |
| — | T2 BIOSYSTEMS INC | 154,521 | $1,354 | 0.1% | $14.48 | — | COM | 89853L104 |
| — | OCERA THERAPEUTICS INC | 426,544 | $1,348 | 0.1% | $5.87 | — | COM | 67552A108 |
| — | RELYPSA INC | 69,980 | $1,295 | 0.1% | $18.51 | — | COM | 759531106 |
| — | ADAMAS PHARMACEUTICALS INC | 76,717 | $1,284 | 0.1% | $16.74 | — | COM | 00548A106 |
| ABBV | ABBVIE INC | 23,516 | $1,280 | 0.1% | $42.52 | 0.0% | COM | 00287Y109 |
| PCRX | PACIRA PHARMACEUTICALS INC | 31,100 | $1,278 | 0.1% | $61.25 | 0.0% | COM | 695127100 |
| — | ANTARES PHARMA INC | 722,567 | $1,228 | 0.1% | $1.70 | — | COM | 036642106 |
| — | ENDOLOGIX INC | 100,000 | $1,226 | 0.1% | $12.26 | — | COM | 29266S106 |
| — | ANTHERA PHARMACEUTICALS INC | 2,000 | $1,218 | 0.1% | — | — | Call | 03674U901 |
| — | VASCULAR SOLUTIONS INC | 37,296 | $1,209 | 0.0% | $32.42 | — | COM | 92231M109 |
| — | NEWLINK GENETICS CORP | 33,658 | $1,206 | 0.0% | $35.83 | — | COM | 651511107 |
| — | CYCLACEL PHARMACEUTICALS INC | 2,356,091 | $1,202 | 0.0% | $0.86 | — | COM | 23254L306 |
| — | ANACOR PHARMACEUTICALS INC | 100 | $1,177 | 0.0% | — | — | Put | 032420951 |
| — | ANACOR PHARMACEUTICALS INC | 100 | $1,177 | 0.0% | — | — | Call | 032420901 |
| — | POZEN INC | 200,000 | $1,167 | 0.0% | $5.83 | — | COM | 73941U102 |
| PVCT | PROVECTUS BIOPHARMACEUTICALS INC | 1,982,137 | $1,140 | 0.0% | $0.82 | -37.2% | COM | 74373P108 |
| — | TROVAGENE INC | 200,000 | $1,138 | 0.0% | $5.69 | — | COM | 897238309 |
| — | HALOZYME THERAPEUTICS INC | 840 | $1,128 | 0.0% | — | — | Put | 40637H959 |
| — | CHINA JO-JO DRUGSTORES INC | 614,149 | $1,118 | 0.0% | $1.82 | — | COM | 16949A206 |
| — | GALENA BIOPHARMA INC | 6,832 | $1,081 | 0.0% | — | — | Put | 363256958 |
| REEMF | RARE ELEMENT RESOURCES LTD | 3,843,873 | $1,080 | 0.0% | $0.63 | -40.1% | COM | 75381M102 |
| — | CELLECTAR BIOSCIENCES INC | 653,712 | $1,079 | 0.0% | $0.61 | — | *W | 15117F112 |
| — | SAGE THERAPEUTICS INC | 251 | $1,062 | 0.0% | — | — | Call | 78667J908 |
| — | VTV THERAPEUTICS INC | 160,556 | $1,047 | 0.0% | $6.52 | — | CL A | 918385105 |
| — | ALLIQUA BIOMEDICAL INC | 330,128 | $1,047 | 0.0% | $4.13 | — | COM | 019621200 |
| — | HEARTWARE INTERNATIONAL INC | 199 | $1,041 | 0.0% | — | — | Put | 422368950 |
| — | INOTEK PHARMACEUTICALS CORP | 110,000 | $1,034 | 0.0% | $9.40 | — | COM | 45780V102 |
| — | INTREXON CORP | 325 | $1,034 | 0.0% | — | — | Call | 46122T902 |
| — | AMICUS THERAPEUTICS INC | 730 | $1,021 | 0.0% | — | — | Call | 03152W909 |
| — | CAPRICOR THERAPEUTICS INC | 250,450 | $1,014 | 0.0% | $5.05 | — | COM | 14070B101 |
| — | EXELIXIS INC | 1,783 | $1,000 | 0.0% | — | — | Call | 30161Q904 |
| — | CYTORI THERAPEUTICS INC | 2,941,880 | $1,000 | 0.0% | $0.56 | — | COM | 23283K105 |
| — | ARIAD PHARMACEUTICALS INC | 1,690 | $987 | 0.0% | — | — | Put | 04033A950 |
| — | ARIAD PHARMACEUTICALS INC | 169,000 | $987 | 0.0% | $7.38 | — | COM | 04033A100 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 86,395 | $985 | 0.0% | $13.34 | 0.0% | COM | 09058V103 |
| — | INSMED INC | 511 | $949 | 0.0% | — | — | Call | 457669907 |
| — | ZAFGEN INC | 296 | $946 | 0.0% | — | — | Put | 98885E953 |
| — | DEPOMED INC | 50,000 | $943 | 0.0% | $18.86 | — | COM | 249908104 |
| — | ANACOR PHARMACEUTICALS INC | 8,000 | $942 | 0.0% | $117.75 | — | COM | 032420101 |
| — | NEVRO CORP | 203 | $942 | 0.0% | — | — | Call | 64157F903 |
| NTRA | NATERA ORD SHS | 86,523 | $939 | 0.0% | $16.90 | 0.0% | COM | 632307104 |
| — | HEARTWARE INTERNATIONAL INC | 17,500 | $915 | 0.0% | $52.29 | — | COM | 422368100 |
| — | GW PHARMACEUTICALS PLC | 100 | $914 | 0.0% | — | — | Call | 36197T903 |
| CSBR | CHAMPIONS ONCOLOGY ORD SHS | 169,397 | $893 | 0.0% | $6.08 | 0.0% | COM | 15870P307 |
| — | PORTOLA PHARMACEUTICALS INC | 206 | $878 | 0.0% | — | — | Put | 737010958 |
| — | ADVAXIS INC | 85,700 | $877 | 0.0% | $10.23 | — | COM | 007624208 |
| — | ADVAXIS INC | 852 | $872 | 0.0% | — | — | Put | 007624958 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 1,631 | $863 | 0.0% | — | — | Call | 890260901 |
| — | IDERA PHARMACEUTICALS INC | 2,558 | $857 | 0.0% | — | — | Call | 45168K906 |
| — | STEMCELLS INC | 2,039,122 | $856 | 0.0% | $1.21 | — | COM | 85857R204 |
| — | SYNERGY PHARMACEUTICALS INC | 1,613 | $855 | 0.0% | — | — | Put | 871639958 |
| — | CYNAPSUS THERAPEUTICS INC | 52,169 | $845 | 0.0% | $16.22 | — | COM | 23257Y859 |
| — | AQUINOX PHARMACEUTICALS INC | 60,000 | $844 | 0.0% | $14.07 | — | COM | 03842B101 |
| — | CTI BIOPHARMA CORP | 5,747 | $839 | 0.0% | — | — | Call | 12648L906 |
| — | TONIX PHARMACEUTICALS HOLDING CORP | 158,140 | $837 | 0.0% | $4.38 | — | COM | 890260201 |
| — | MOMENTA PHARMACEUTICALS INC | 50,030 | $821 | 0.0% | $16.41 | — | COM | 60877T100 |
| — | EDAP TMS SA | 1,466 | $819 | 0.0% | — | — | Put | 268311957 |
| — | RADIUS HEALTH INC | 11,600 | $804 | 0.0% | $69.31 | — | COM | 750469207 |
| — | TESARO INC | 20,000 | $802 | 0.0% | $40.10 | — | COM | 881569107 |
| — | TESARO INC | 200 | $802 | 0.0% | — | — | Put | 881569957 |
| ALDX | ALDEYRA THERAPEUTICS INC | 134,997 | $787 | 0.0% | $8.62 | -9.4% | COM | 01438T106 |
| — | CYTOKINETICS INC | 1,176 | $787 | 0.0% | — | — | Put | 23282W955 |
| — | ZS PHARMA INC | 11,875 | $780 | 0.0% | $52.40 | — | COM | 98979G105 |
| — | NEUROMETRIX INC | 873,454 | $771 | 0.0% | $1.35 | — | COM | 641255302 |
| — | BELLICUM PHARMACEUTICALS INC | 526 | $764 | 0.0% | — | — | Call | 079481907 |
| — | CELLECTAR BIOSCIENCES INC | 381,172 | $751 | 0.0% | $2.31 | — | COM | 15117F203 |
| — | MELA SCIENCES INC. | 657,860 | $750 | 0.0% | $1.21 | — | COM | 55277R308 |
| — | SUNEDISON INC | 1,000 | $718 | 0.0% | — | — | Call | 86732Y909 |
| — | EYEGATE PHARMACEUTICALS INC | 243,790 | $695 | 0.0% | $2.85 | — | COM | 30233M107 |
| — | TRANSITION THERAPEUTICS INC | 382,600 | $685 | 0.0% | $5.35 | — | COM | 893716209 |
| — | VIGGLE INC. | 812,687 | $666 | 0.0% | $2.05 | — | COM | 92672V204 |
| — | DBV TECHNOLOGIES S A | 18,541 | $660 | 0.0% | $35.60 | — | ADR | 23306J101 |
| — | ZOSANO PHARMA INC | 163,365 | $647 | 0.0% | $9.59 | — | COM | 98979H103 |
| — | COLLABRX ORD SHS | 920,375 | $635 | 0.0% | $1.07 | — | COM | 19422J108 |
| PTCT | PTC THERAPEUTICS INC | 23,387 | $624 | 0.0% | $42.77 | 0.0% | COM | 69366J200 |
| — | TETRAPHASE PHARMACEUTICALS INC. | 81,185 | $606 | 0.0% | $7.46 | — | COM | 88165N105 |
| — | OVASCIENCE INC | 692 | $588 | 0.0% | — | — | Call | 69014Q901 |
| — | CYMABAY THERAPEUTICS INC | 293,294 | $569 | 0.0% | $3.61 | — | COM | 23257D103 |
| — | OPHTHOTECH CORP | 140 | $567 | 0.0% | — | — | Call | 683745903 |
| ESPR | ESPERION THERAPEUTICS INC | 23,990 | $566 | 0.0% | $62.76 | 0.0% | COM | 29664W105 |
| — | RELYPSA INC | 300 | $555 | 0.0% | — | — | Call | 759531906 |
| — | LEXICON PHARMACEUTICALS INC | 510 | $548 | 0.0% | — | — | Call | 528872902 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 6,809 | $547 | 0.0% | $111.10 | 0.0% | COM | 02043Q107 |
| — | ENTEROMEDICS INC | 2,063,336 | $536 | 0.0% | $0.55 | — | COM | 29365M208 |
| REGN | REGENERON PHARMACEUTICALS INC | 1,150 | $535 | 0.0% | $534.07 | 0.0% | COM | 75886F107 |
| — | BIOTIE THERAPIES OYJ | 40,000 | $524 | 0.0% | $13.10 | — | ADR | 09074D103 |
| — | FIBROGEN INC | 23,597 | $517 | 0.0% | $26.58 | — | COM | 31572Q808 |
| — | SUPERCONDUCTOR TECHNOLOGIES INC | 796,934 | $494 | 0.0% | $1.37 | — | COM | 867931404 |
| — | FLUIDIGM CORP DEL | 3,617 | $488 | 0.0% | — | — | Call | 34385P908 |
| — | SYNERGY PHARMACEUTICALS EQUITY WARRANTS | 291,206 | $486 | 0.0% | $1.23 | — | *W | 871639118 |
| — | PROGENICS PHARMACEUTICALS INC | 840 | $480 | 0.0% | — | — | Call | 743187906 |
| — | ARBUTUS BIOPHARMA CORP | 787 | $479 | 0.0% | — | — | Call | 03879J900 |
| — | PORTOLA PHARMACEUTICALS INC | 11,201 | $477 | 0.0% | $42.59 | — | COM | 737010108 |
| — | BELLICUM PHARMACEUTICALS INC | 325 | $472 | 0.0% | — | — | Put | 079481957 |
| — | ANTARES PHARMA INC | 2,742 | $466 | 0.0% | — | — | Call | 036642906 |
| — | MEI PHARMA ORD SHS | 295,491 | $464 | 0.0% | $5.18 | — | COM | 55279B202 |
| OMER | OMEROS CORP | 42,377 | $464 | 0.0% | $15.57 | 0.0% | COM | 682143102 |
| — | IDERA PHARMACEUTICALS INC | 137,700 | $461 | 0.0% | $3.41 | — | COM | 45168K306 |
| — | NOVO NORDISK A/S SHS | 84 | $456 | 0.0% | — | — | Put | 670100955 |
| — | CASTLIGHT HEALTH INC | 1,065 | $447 | 0.0% | — | — | Call | 14862Q900 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 789 | $439 | 0.0% | — | — | Put | 09060J956 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 530 | $437 | 0.0% | — | — | Call | 05337G907 |
| — | BIODEL INC | 983,670 | $433 | 0.0% | $1.16 | — | COM | 09064M204 |
| — | INTREXON CORP | 134 | $426 | 0.0% | — | — | Put | 46122T952 |
| — | MERRIMACK PHARMACEUTICALS INC | 500 | $426 | 0.0% | — | — | Call | 590328900 |
| — | UNIQURE B.V. | 208 | $425 | 0.0% | — | — | Put | N90064951 |
| — | NEVRO CORP | 9,066 | $421 | 0.0% | $46.44 | — | COM | 64157F103 |
| — | ELEVEN BIOTHERAPEUTICS INC | 171,541 | $413 | 0.0% | $2.41 | — | COM | 286221106 |
| — | VITAL THERAPIES INC | 1,000 | $404 | 0.0% | — | — | Put | 92847R954 |
| — | AERIE PHARMACEUTICALS INC | 215 | $381 | 0.0% | — | — | Call | 00771V908 |
| — | ROCKWELL MEDICAL INC | 494 | $381 | 0.0% | — | — | Put | 774374952 |
| — | CYTRX ORD SHS | 159,584 | $378 | 0.0% | $2.37 | — | COM | 232828509 |
| — | IDERA PHARMACEUTICALS INC | 1,111 | $372 | 0.0% | — | — | Put | 45168K956 |
| — | ROCKWELL MEDICAL INC | 46,469 | $358 | 0.0% | $10.91 | — | COM | 774374102 |
| — | PERSEON EQUITY WARRANTS | 1,743,292 | $355 | 0.0% | $0.20 | — | *W | 715270112 |
| — | AFFIMED N V | 56,773 | $350 | 0.0% | $6.16 | — | COM | N01045108 |
| GMED | GLOBUS MEDICAL INC | 16,700 | $345 | 0.0% | $25.33 | 0.0% | CL A | 379577208 |
| — | ZELTIQ AESTHETICS INC | 10,000 | $320 | 0.0% | $32.00 | — | COM | 98933Q108 |
| PRQR | PROQR THERAPEUTICS N V | 21,950 | $320 | 0.0% | $16.02 | +4.5% | SHS | N71542109 |
| — | PTC THERAPEUTICS INC | 119 | $318 | 0.0% | — | — | Put | 69366J950 |
| — | OXIGENE INC | 328,431 | $305 | 0.0% | $1.30 | — | COM | 691828404 |
| — | ACELRX PHARMACEUTICALS INC | 98,602 | $301 | 0.0% | $3.86 | — | COM | 00444T100 |
| — | NANOSPHERE ORD SHS | 181,946 | $297 | 0.0% | $3.13 | — | COM | 63009F204 |
| — | VALEANT PHARMACEUTICALS INTERNATIONAL INC | 16 | $285 | 0.0% | — | — | Put | 91911K952 |
| — | LEXICON PHARMACEUTICALS INC | 260 | $279 | 0.0% | — | — | Put | 528872952 |
| — | CONATUS PHARMACEUTICALS INC | 62,500 | $278 | 0.0% | $5.15 | — | COM | 20600T108 |
| — | PIERIS PHARMACEUTICALS INC | 150,708 | $276 | 0.0% | $1.83 | — | COM | 720795103 |
| — | AXOVANT SCIENCES ORD SHS | 21,053 | $272 | 0.0% | $12.92 | — | COM | G0750W104 |
| — | RAPTOR PHARMACEUTICAL CORP | 436 | $264 | 0.0% | — | — | Put | 75382F956 |
| ALKS | ALKERMES PLC | 537 | $260 | 0.0% | — | — | Call | G01767105 |
| — | NEURODERM LTD | 12,416 | $257 | 0.0% | $20.70 | — | ORD | M74231107 |
| — | BIOLASE INC | 283,231 | $255 | 0.0% | $2.02 | — | COM | 090911108 |
| — | BIODELIVERY SCIENCES INTERNATIONAL INC | 458 | $255 | 0.0% | — | — | Call | 09060J906 |
| — | INFINITY PHARMACEUTICALS INC | 300 | $254 | 0.0% | — | — | Put | 45665G953 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 30,000 | $254 | 0.0% | $9.22 | 0.0% | COM | 45665G303 |
| — | CELLDEX THERAPEUTICS INC | 238 | $251 | 0.0% | — | — | Put | 15117B953 |
| — | AVALANCHE BIOTECHNOLOGIES INC | 300 | $247 | 0.0% | — | — | Put | 05337G957 |
| — | MACROGENICS INC | 114 | $244 | 0.0% | — | — | Call | 556099909 |
| — | IMMUNE DESIGN CORP | 20,000 | $244 | 0.0% | $12.20 | — | COM | 45252L103 |
| — | CASI PHARMACEUTICALS ORD SHS | 202,536 | $217 | 0.0% | — | — | COM | 14757U109 |
| — | AMARIN CORPORATION PLC | 1,118 | $216 | 0.0% | — | — | Put | 023111906 |
| — | PEREGRINE PHARMACEUTICALS INC | 10,907 | $215 | 0.0% | $22.68 | — | COM | 713661304 |
| — | LPATH INC. | 1,086,171 | $213 | 0.0% | $1.02 | — | COM | 548910306 |
| — | VALEANT PHARMACEUTICALS INTERNATIONAL INC | 1,171 | $209 | 0.0% | $178.48 | — | COM | 91911K102 |
| — | EYEGATE PHARMACEUTICALS WARRANTS | 200,000 | $204 | 0.0% | $1.02 | — | *W | 30233M115 |
| — | APPLIED DNA SCIENCES EQUITY WARRANTS | 63,310 | $196 | 0.0% | $1.06 | — | *W | 03815U110 |
| — | PERSEON INC | 569,985 | $177 | 0.0% | $0.31 | — | COM | 715270203 |
| — | MANNKIND CORP | 53,800 | $173 | 0.0% | $5.53 | — | COM | 56400P201 |
| — | OCULAR THERAPEUTIX INC | 115 | $162 | 0.0% | — | — | Call | 67576A900 |
| — | EXELIXIS INC | 280 | $157 | 0.0% | — | — | Put | 30161Q954 |
| — | VITAL THERAPIES INC | 38,700 | $156 | 0.0% | $4.03 | — | COM | 92847R104 |
| — | INSPIREMD ORD SHS | 927,876 | $153 | 0.0% | $0.66 | — | COM | 45779A309 |
| — | HEAT BIOLOGICS ORD SHS | 32,201 | $149 | 0.0% | $6.36 | — | COM | 42237K102 |
| — | BENITEC BIOPHARMA LTD | 391,826 | $143 | 0.0% | $0.36 | — | *W | 082053117 |
| — | SKYSTAR BIO PHARMACEUTICAL | 147,926 | $141 | 0.0% | $4.19 | — | COM | 830884300 |
| — | CELSION CORPORATION | 76,805 | $128 | 0.0% | $2.43 | — | COM | 15117N404 |
| — | SANGAMO BIOSCIENCES INC | 215 | $121 | 0.0% | — | — | Call | 800677906 |
| — | ACTINIUM PHARMACEUTICALS INC | 68,427 | $121 | 0.0% | $1.77 | — | COM | 00507W107 |
| — | ENDOCYTE INC | 26,423 | $121 | 0.0% | $4.58 | — | COM | 29269A102 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 10,004 | $120 | 0.0% | $12.00 | — | ADR | 00653A107 |
| — | HISTOGENICS CORP | 27,505 | $110 | 0.0% | $11.00 | — | COM | 43358V109 |
| — | VITAL THERAPIES INC | 250 | $101 | 0.0% | — | — | Call | 92847R904 |
| — | CELSION CORPORATION | 546 | $91 | 0.0% | — | — | Put | 15117N954 |
| — | APRICUS BIOSCIENCES INC SHS | 605 | $88 | 0.0% | — | — | Put | 03832V959 |
| ORMP | ORAMED PHARMACEUTICALS INC | 10,558 | $58 | 0.0% | $6.38 | -8.1% | COM | 68403P203 |
| — | ACELRX PHARMACEUTICALS INC | 186 | $57 | 0.0% | — | — | Put | 00444T950 |
| — | KERYX BIOPHARMACEUTICALS INC | 158 | $56 | 0.0% | — | — | Put | 492515951 |
| — | PLURISTEM THERAPEUTICS INC | 292 | $53 | 0.0% | — | — | Put | 72940R952 |
| — | ACELRX PHARMACEUTICALS INC | 172 | $52 | 0.0% | — | — | Call | 00444T900 |
| — | INTELLIPHARMACEUTICS INTERNATIONAL INC | 187 | $47 | 0.0% | — | — | Put | 458173951 |
| — | OPEXA THERAPEUTICS EQUITY WARRANTS | 382,765 | $46 | 0.0% | $0.17 | — | *W | 68372T129 |
| — | XOMA CORP | 500 | $38 | 0.0% | — | — | Call | 98419J907 |
| — | CHINA MOBILE LIMITED | 481 | $19 | 0.0% | — | — | Call | 16941M909 |
| — | APRICUS BIOSCIENCES INC SHS | 12,176 | $18 | 0.0% | $1.72 | — | COM | 03832V109 |
| — | BIO PATH HOLDINGS INC | 14,873 | $17 | 0.0% | $1.15 | — | COM | 09057N102 |
| — | BIODEL INC | 182 | $8 | 0.0% | — | — | Put | 09064M954 |