Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value: $411M (0.6% shares, 99.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PROSPECT CAPITAL CORP | 75,817,000 | $76.16M | 18.5% | $1.03 | — | CONVRT BOND | 74348TAD4 |
| — | PROSPECT CAPITAL CORP | 43,688,000 | $43.58M | 10.6% | $0.98 | — | CONVRT BOND | 74348TAM4 |
| — | Ares Capital Corporation | 37,685,000 | $39.22M | 9.5% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | New Mountain Finance Corporation | 34,734,000 | $34.5M | 8.4% | $1.00 | — | CONVRT BOND | 647551AB6 |
| — | TCP Capital Corp | 29,800,000 | $30.72M | 7.5% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | PROSPECT CAPITAL CORP | 29,667,000 | $29.97M | 7.3% | $1.00 | — | CONVRT BOND | 74348TAL6 |
| — | PROSPECT CAPITAL CORP | 28,311,000 | $28.79M | 7.0% | $1.00 | — | CONVRT BOND | 74348TAK8 |
| — | BlackRock Capital investment Corp | 27,744,000 | $28.49M | 6.9% | $1.03 | — | CONVRT BOND | 092533AB4 |
| — | TICC Capital Corporation | 25,098,000 | $25.26M | 6.1% | $0.99 | — | CONVRT BOND | 87244TAB5 |
| — | TPG Specialty Lending, Inc. | 16,710,000 | $16.93M | 4.1% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Ares Capital Corporation | 15,468,000 | $16.08M | 3.9% | $1.02 | — | CONVRT BOND | 04010LAJ2 |
| — | Ares Capital Corporation | 14,622,000 | $14.98M | 3.6% | $1.03 | — | CONVRT BOND | 04010LAG8 |
| — | PROSPECT CAPITAL CORP | 11,740,000 | $11.13M | 2.7% | $0.94 | — | CONVRT BOND | 74348TAQ5 |
| — | Nuance Communications, Inc. | 4,335,000 | $4.368M | 1.1% | $1.01 | — | CONVRT BOND | 67020YAF7 |
| — | Shutterfly, Inc. | 2,130,000 | $2.117M | 0.5% | $1.00 | — | CONVRT BOND | 82568PAB2 |
| — | Meritage Homes Corporation | 2,000,000 | $2M | 0.5% | $1.00 | — | CONVRT BOND | 59001AAR3 |
| — | Toll Brothers Finance Corp | 2,000,000 | $1.959M | 0.5% | $0.98 | — | CONVRT BOND | 88947EAM2 |
| — | Rovi Corporation | 1,204,000 | $1.142M | 0.3% | $0.96 | — | CONVRT BOND | 779376AD4 |
| — | CIENA CORP | 1,000,000 | $993K | 0.2% | $0.99 | — | CONVRT BOND | 171779AE1 |
| — | American Capital Ltd. | 34,500 | $546K | 0.1% | $12.17 | — | COMMON | 02503Y103 |
| — | Crossroads Capital, Inc. | 210,891 | $434K | 0.1% | $2.46 | — | COMMON | 227656105 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $341K | 0.1% | $11.71 | -36.4% | COMMON | 33766Y100 |
| SLRC | Solar Capital Ltd | 14,900 | $284K | 0.1% | $6.66 | +11.0% | COMMON | 83413U100 |
| — | BlackRock Capital investment Corp | 27,700 | $216K | 0.1% | $8.84 | — | COMMON | 092533108 |
| — | Chart Industries, Inc. | 212,000 | $198K | 0.0% | $0.93 | — | CONVRT BOND | 16115QAC4 |
| PSEC | PROSPECT CAPITAL CORP | 24,000 | $188K | 0.0% | $2.09 | +12.3% | COMMON | 74348T102 |
| — | Iconix Brand Group, Inc. | 21,700 | $147K | 0.0% | $13.50 | — | COMMON | 451055107 |
| HRZN | Horizon Technology Finance | 11,400 | $139K | 0.0% | $3.24 | +20.0% | COMMON | 44045A102 |
| — | Alcentra Capital Corp | 10,500 | $128K | 0.0% | $11.62 | — | COMMON | 01374T102 |
| — | Fifth Street Finance Corporation | 25,400 | $123K | 0.0% | $6.18 | — | COMMON | 31678A103 |