Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value: $545M (0.5% shares, 99.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PROSPECT CAPITAL CORP | 71,817,000 | $72.32M | 13.3% | $1.03 | — | CONVRT BOND | 74348TAD4 |
| — | Iconix Brand Group, Inc. | 65,988,000 | $65.35M | 12.0% | $0.99 | — | CONVRT BOND | 451055AE7 |
| — | Fifth Street Finance Corporation | 47,740,000 | $47.74M | 8.8% | $1.02 | — | CONVRT BOND | 31679BAC4 |
| — | PROSPECT CAPITAL CORP | 43,688,000 | $40.86M | 7.5% | $0.98 | — | CONVRT BOND | 74348TAM4 |
| — | Ares Capital Corporation | 39,439,000 | $39.66M | 7.3% | $1.00 | — | CONVRT BOND | 04010LAD5 |
| — | Ares Capital Corporation | 37,685,000 | $38.19M | 7.0% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | New Mountain Finance Corporation | 34,734,000 | $33.74M | 6.2% | $1.00 | — | CONVRT BOND | 647551AB6 |
| — | TCP Capital Corp | 29,800,000 | $29.32M | 5.4% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | Ares Capital Corporation | 27,468,000 | $27.94M | 5.1% | $1.02 | — | CONVRT BOND | 04010LAJ2 |
| — | PROSPECT CAPITAL CORP | 28,311,000 | $27.62M | 5.1% | $1.00 | — | CONVRT BOND | 74348TAK8 |
| — | TICC Capital Corporation | 25,098,000 | $24.86M | 4.6% | $0.99 | — | CONVRT BOND | 87244TAB5 |
| — | PROSPECT CAPITAL CORP | 24,667,000 | $24M | 4.4% | $1.00 | — | CONVRT BOND | 74348TAL6 |
| — | BlackRock Capital Invesments | 21,600,000 | $22.21M | 4.1% | $1.03 | — | CONVRT BOND | 092533AB4 |
| — | TPG Specialty Lending, Inc. | 16,710,000 | $16.48M | 3.0% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Ares Capital Corporation | 14,622,000 | $14.88M | 2.7% | $1.03 | — | CONVRT BOND | 04010LAG8 |
| — | PROSPECT CAPITAL CORP | 11,740,000 | $10.35M | 1.9% | $0.94 | — | CONVRT BOND | 74348TAQ5 |
| — | Shutterfly, Inc. | 2,130,000 | $2.127M | 0.4% | $1.00 | — | CONVRT BOND | 82568PAB2 |
| — | Toll Brothers | 2,000,000 | $1.955M | 0.4% | $0.98 | — | CONVRT BOND | 88947EAM2 |
| — | Rovi Corporation | 1,204,000 | $1.15M | 0.2% | $0.96 | — | CONVRT BOND | 779376AD4 |
| — | iStar Financial Inc. | 1,000,000 | $1.024M | 0.2% | $1.02 | — | CONVRT BOND | 45031UBR1 |
| — | American Capital Ltd. | 34,500 | $526K | 0.1% | $12.17 | — | COMMON | 02503Y103 |
| — | Crossroads Capital, Inc. | 153,200 | $401K | 0.1% | $2.62 | — | COMMON | 227656105 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $344K | 0.1% | $11.71 | -38.3% | COMMON | 33766Y100 |
| — | BlackRock Capital Invesments | 27,700 | $261K | 0.0% | $8.84 | — | COMMON | 092533108 |
| SLRC | Solar Capital Ltd | 14,900 | $257K | 0.0% | $6.66 | -0.5% | COMMON | 83413U100 |
| GBDC | Golub Capital BDC Inc | 12,400 | $215K | 0.0% | $6.39 | +2.9% | COMMON | 38173M102 |
| — | Iconix Brand Group, Inc. | 21,700 | $175K | 0.0% | $13.50 | — | COMMON | 451055107 |
| PSEC | PROSPECT CAPITAL CORP | 24,000 | $174K | 0.0% | $2.09 | -4.2% | COMMON | 74348T102 |
| HTGC | Hercules Capital, Inc. | 13,400 | $161K | 0.0% | $11.34 | -1.9% | COMMON | 427096508 |
| HRZN | Horizon Technology Finance | 11,400 | $132K | 0.0% | $3.24 | +6.3% | COMMON | 44045A102 |
| — | Fifth Street Finance Corporation | 25,400 | $128K | 0.0% | $6.18 | — | COMMON | 31678A103 |
| — | Alcentra Capital Corp | 10,500 | $122K | 0.0% | $11.62 | — | COMMON | 01374T102 |