Location: Portland, OR
CIK: 0001668256 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 13, 2019
Total Value: $78.48M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 292,621 | $5.536M | 7.1% | $18.92 | $20.44 | — | COM NEW | 65340G205 |
| — | RMR REAL ESTATE INCOME FUND | 274,541 | $5.032M | 6.4% | $18.33 | $19.28 | — | COM | 76970B101 |
| — | GDL FUND | 459,264 | $4.25M | 5.4% | $9.25 | $9.69 | — | COM SH BEN IT | 361570104 |
| — | DIVIDEND & INCOME FUND | 353,858 | $4.08M | 5.2% | $11.53 | $11.58 | — | COM NEW | 25538A204 |
| — | EAGLE GRWTH & INCOME OPPTY F | 224,400 | $3.447M | 4.4% | $15.36 | $16.02 | — | COM SHS BEN IN | 26958J105 |
| — | ADAMS NAT RES FD INC | 145,232 | $2.402M | 3.1% | $16.54 | $17.29 | — | COM | 00548F105 |
| — | BOULDER GROWTH & INCOME FD I | 204,801 | $2.302M | 2.9% | $11.24 | $10.01 | — | COM | 101507101 |
| — | GABELLI GLB SML & MD CP VAL | 193,504 | $2.247M | 2.9% | $11.61 | $10.51 | — | COM | 36249W104 |
| MSFT | MICROSOFT CORP | 14,863 | $1.991M | 2.5% | $133.96 * | $52.84 | +139.1% | COM | 594918104 |
| USB | US BANCORP DEL | 36,766 | $1.927M | 2.5% | $52.41 * | $29.59 | +34.7% | COM NEW | 902973304 |
| — | SALIENT MIDSTREAM & MLP FD | 212,700 | $1.827M | 2.3% | $8.59 | $9.19 | — | SH BEN INT | 79471V105 |
| — | HIGHLAND GLOBAL ALLOCATION F | 155,300 | $1.746M | 2.2% | $11.24 | $12.06 | — | COM | 43010T104 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 182,650 | $1.713M | 2.2% | $9.38 | $9.70 | — | COM | 18469Q108 |
| — | CENTRAL SECS CORP | 56,064 | $1.711M | 2.2% | $30.52 | $25.87 | — | COM | 155123102 |
| WVE | WAVE LIFE SCIENCES LTD | 60,826 | $1.587M | 2.0% | $26.09 | $26.56 | -1.8% | SHS | Y95308105 |
| — | KAYNE ANDERSON MDSTM ENERGY | 131,927 | $1.528M | 1.9% | $11.58 | $11.90 | — | COM | 48661E108 |
| AAPL | APPLE INC | 7,234 | $1.432M | 1.8% | $197.95 * | $27.04 | +75.4% | COM | 037833100 |
| — | SWISS HELVETIA FD INC | 173,100 | $1.367M | 1.7% | $7.90 | $7.90 | — | COM | 870875101 |
| — | NUVEEN ARIZONA QLTY MUN INC | 100,937 | $1.319M | 1.7% | $13.07 | $11.96 | — | COM | 67061W104 |
| AMZN | AMAZON COM INC | 628 | $1.189M | 1.5% | $1893.31 * | $42.05 | +125.1% | COM | 023135106 |
| — | NEW IRELAND FUND INC | 130,409 | $1.17M | 1.5% | $8.97 | $8.99 | — | COM | 645673104 |
| ASND | ASCENDIS PHARMA A S | 10,030 | $1.155M | 1.5% | $115.15 | $68.78 | — | SPONSORED ADR | 04351P101 |
| — | SYNTHORX INC | 70,033 | $946K | 1.2% | $13.51 | $17.45 | — | COM | 87167A103 |
| EEMS | ISHARES INC | 21,164 | $939K | 1.2% | $44.37 | $42.64 | +4.1% | EM MKT SM-CP ETF | 464286475 |
| INTC | INTEL CORP | 17,527 | $839K | 1.1% | $47.87 * | $27.99 | +49.0% | COM | 458140100 |
| — | EAGLE CAP GROWTH FD INC | 103,500 | $824K | 1.0% | $7.96 | $7.87 | — | COM | 269451100 |
| — | ASA GOLD AND PRECIOUS MTLS L | 70,222 | $803K | 1.0% | $11.44 | $11.61 | — | SHS | G3156P103 |
| NKE | NIKE INC | 9,356 | $785K | 1.0% | $83.90 * | $45.73 | +68.5% | CL B | 654106103 |
| ARVN | ARVINAS INC | 35,700 | $785K | 1.0% | $21.99 | $15.86 | +38.6% | COM | 04335A105 |
| — | HIGHLAND INCOME FUND | 55,149 | $763K | 1.0% | $13.84 | $13.84 | — | HIGHLAND INCOME | 43010E404 |
| VHT | VANGUARD WORLD FDS | 4,353 | $757K | 1.0% | $173.90 | $141.40 | +23.0% | HEALTH CAR ETF | 92204A504 |
| LMT | LOCKHEED MARTIN CORP | 1,655 | $602K | 0.8% | $363.75 * | $177.68 | +71.8% | COM | 539830109 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $577K | 0.7% | $323.25 * | $160.66 | +80.8% | COM | 666807102 |
| — | CBRE CLARION GLOBAL REAL EST | 71,198 | $533K | 0.7% | $7.49 | $7.38 | — | COM | 12504G100 |
| — | BROOKFIELD GLOBL LISTED INFR | 41,600 | $532K | 0.7% | $12.79 | $12.32 | — | COM SHS | 11273Q109 |
| — | GENERAL AMERN INVS INC | 14,637 | $519K | 0.7% | $35.46 | $31.78 | — | COM | 368802104 |
| — | MEXICO EQUITY & INCOME FD | 46,410 | $515K | 0.7% | $11.10 | $10.97 | — | COM | 592834105 |
| — | NUVEEN NEW JERSEY QULT MUN F | 35,746 | $504K | 0.6% | $14.10 | $13.55 | — | COM | 67069Y102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,305 | $491K | 0.6% | $213.02 | $144.48 | +47.5% | CL B NEW | 084670702 |
| — | ABERDEEN ASIA PACIFIC INCOM | 114,300 | $478K | 0.6% | $4.18 | $4.23 | — | COM | 003009107 |
| — | EATON VANCE MUNI INCOME TRUS | 37,913 | $472K | 0.6% | $12.45 | $12.21 | — | SH BEN INT | 27826U108 |
| GD | GENERAL DYNAMICS CORP | 2,530 | $460K | 0.6% | $181.82 * | $114.56 | +36.3% | COM | 369550108 |
| — | BLACKROCK FLOATING RATE INCO | 35,700 | $443K | 0.6% | $12.41 | $12.21 | — | COM | 091941104 |
| — | EATON VANCE FLTG RATE INCOM | 28,900 | $433K | 0.6% | $14.98 | $14.81 | — | COM SHS BEN INT | 278284104 |
| DLS | WISDOMTREE TR | 6,419 | $417K | 0.5% | $64.96 | $64.81 | +0.3% | INTL SMCAP DIV | 97717W760 |
| ELV | ANTHEM INC | 1,447 | $408K | 0.5% | $281.96 * | $164.54 | +57.2% | COM | 036752103 |
| DGRO | ISHARES TR | 10,679 | $408K | 0.5% | $38.21 | $36.20 | +5.5% | CORE DIV GRWTH | 46434V621 |
| MED | MEDIFAST INC | 3,133 | $402K | 0.5% | $128.31 * | $112.47 | -5.1% | COM | 58470H101 |
| MMM | 3M CO | 2,230 | $387K | 0.5% | $173.54 * | $94.03 | +21.4% | COM | 88579Y101 |
| EMLC | VANECK VECTORS ETF TR | 10,937 | $380K | 0.5% | $34.74 | $32.66 | +6.2% | JP MORGAN MKTS | 92189H300 |
| — | SOLID BIOSCIENCES INC | 66,000 | $380K | 0.5% | $5.76 | $9.19 | — | COM | 83422E105 |
| — | FIRST TR SR FLG RTE INCM FD | 31,300 | $377K | 0.5% | $12.04 | $11.82 | — | COM | 33733U108 |
| SBUX | STARBUCKS CORP | 4,445 | $373K | 0.5% | $83.91 * | $46.75 | +55.6% | COM | 855244109 |
| — | WELLCARE HEALTH PLANS INC | 1,290 | $368K | 0.5% | $285.27 | $263.77 | — | COM | 94946T106 |
| WMT | WALMART INC | 3,320 | $367K | 0.5% | $110.54 * | $16.79 | +99.7% | COM | 931142103 |
| — | LAM RESEARCH CORP | 1,920 | $361K | 0.5% | $188.02 | $178.79 | — | COM | 512807108 |
| — | BLACKROCK RES & COMM STRAT T | 43,406 | $355K | 0.5% | $8.18 | $7.21 | — | SHS | 09257A108 |
| MA | MASTERCARD INCORPORATED | 1,285 | $340K | 0.4% | $264.59 * | $188.62 | +35.3% | CL A | 57636Q104 |
| — | ORBCOMM INC | 46,080 | $334K | 0.4% | $7.25 | $9.96 | — | COM | 68555P100 |
| — | THE CENTRAL AND EASTERN EU I | 11,957 | $325K | 0.4% | $27.18 | $20.24 | — | COM | 153436100 |
| — | NUVEEN CONNECTICUT QLTY MUN | 25,000 | $324K | 0.4% | $12.96 | $12.23 | — | COM | 67060D107 |
| COST | COSTCO WHSL CORP NEW | 1,218 | $322K | 0.4% | $264.37 * | $169.26 | +42.1% | COM | 22160K105 |
| HD | HOME DEPOT INC | 1,528 | $318K | 0.4% | $208.12 * | $126.81 | +40.1% | COM | 437076102 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $313K | 0.4% | $59.81 | $39.94 | — | COM | 57772K101 |
| CVX | CHEVRON CORP NEW | 2,461 | $306K | 0.4% | $124.34 * | $59.19 | +57.7% | COM | 166764100 |
| JNJ | JOHNSON & JOHNSON | 2,113 | $294K | 0.4% | $139.14 * | $102.48 | +13.2% | COM | 478160104 |
| T | AT&T INC | 8,546 | $286K | 0.4% | $33.47 * | $15.08 | +5.7% | COM | 00206R102 |
| — | KALA PHARMACEUTICALS INC | 44,500 | $284K | 0.4% | $6.38 | $8.23 | — | COM | 483119103 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $284K | 0.4% | $524.95 * | $115.47 | +51.4% | COM NEW | 46120E602 |
| — | BLACKROCK FLOAT RATE OME STR | 21,200 | $272K | 0.3% | $12.83 | $12.50 | — | COM | 09255X100 |
| DAL | DELTA AIR LINES INC DEL | 4,750 | $270K | 0.3% | $56.84 * | $51.09 | +5.8% | COM NEW | 247361702 |
| — | SHOCKWAVE MED INC | 4,370 | $249K | 0.3% | $56.98 | $56.98 | — | COM | 82489T104 |
| — | ARES DYNAMIC CR ALLOCATION F | 16,400 | $248K | 0.3% | $15.12 | $14.82 | — | COM | 04014F102 |
| VTI | VANGUARD INDEX FDS | 1,625 | $244K | 0.3% | $150.15 | $139.51 | +7.6% | TOTAL STK MKT | 922908769 |
| HUM | HUMANA INC | 909 | $241K | 0.3% | $265.13 * | $228.34 | +9.8% | COM | 444859102 |
| — | ROYCE GLOBAL VALUE TR INC | 22,365 | $236K | 0.3% | $10.55 | $7.46 | — | COM | 78081T104 |
| — | NUVEEN MICHIGAN QLT MUN INC | 16,517 | $224K | 0.3% | $13.56 | $13.45 | — | COM | 670979103 |
| — | SOURCE CAP INC | 6,020 | $220K | 0.3% | $36.54 | $36.78 | — | COM | 836144105 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 17,889 | $219K | 0.3% | $12.24 | $12.65 | — | COM | 64124K102 |
| — | NUVEEN NORTH CAROLINA QLTY M | 16,000 | $213K | 0.3% | $13.31 | $13.10 | — | COM | 67060P100 |
| — | MEXICO FD INC | 15,234 | $209K | 0.3% | $13.72 | $16.66 | — | COM | 592835102 |
| BA | BOEING CO | 555 | $202K | 0.3% | $363.96 | $375.20 | -4.7% | COM | 097023105 |
| — | NUVEEN MINESOTA QLT MUN INC | 13,300 | $182K | 0.2% | $13.68 | $13.38 | — | SHS | 670734102 |
| — | ABERDEEN EMRG MRKTS EQT INM | 24,148 | $177K | 0.2% | $7.33 | $6.86 | — | COM | 00301W105 |
| — | HERZFELD CARIBBEAN BASIN FD | 27,700 | $176K | 0.2% | $6.35 | $6.35 | — | COM | 42804T106 |
| — | NUVEEN GEORGIA QLTY MUN INC | 13,200 | $163K | 0.2% | $12.35 | $11.28 | — | COM | 67072B107 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 11,600 | $158K | 0.2% | $13.62 | $13.22 | — | COM | 670972108 |
| — | NUVEEN MARYLAND QLT MUN INC | 12,200 | $158K | 0.2% | $12.95 | $12.68 | — | COM | 67061Q107 |
| — | EATON VANCE SR INCOME TR | 23,100 | $144K | 0.2% | $6.23 | $6.15 | — | SH BEN INT | 27826S103 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 15,205 | $129K | 0.2% | $8.48 | $8.48 | — | COM | 47109U104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 15,916 | $111K | 0.1% | $6.97 | $8.22 | — | COM | 00306J109 |
| — | FRANKLIN UNVL TR | 14,700 | $108K | 0.1% | $7.35 | $6.79 | — | SH BEN INT | 355145103 |
| CCIF | VERTICAL CAP INCOME FUND | 10,345 | $98,000 | 0.1% | $9.47 | $9.47 | — | SHS BEN INT | 92535C104 |
| UUUU | ENERGY FUELS INC | 19,284 | $60,000 | 0.1% | $3.11 | $2.50 | +25.1% | COM NEW | 292671708 |
| NG | NOVAGOLD RES INC | 10,000 | $59,000 | 0.1% | $5.90 | $4.27 | +38.4% | COM NEW | 66987E206 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 30,866 | $28,000 | 0.0% | $0.91 | $2.31 | -60.6% | CL A NEW | 532257805 |
| — | STAGE STORES INC | 10,500 | $8,000 | 0.0% | $0.76 | $2.00 | — | COM NEW | 85254C305 |