Location: Portland, OR
CIK: 0001668256 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 28, 2019
Total Value: $81.39M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | RMR REAL ESTATE INCOME FUND | 274,541 | $5.598M | 6.9% | $20.39 | $19.28 | — | COM | 76970B101 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 305,421 | $5.476M | 6.7% | $17.93 | $20.34 | — | COM NEW | 65340G205 |
| — | DIVIDEND & INCOME FUND | 355,658 | $4.25M | 5.2% | $11.95 | $11.58 | — | COM NEW | 25538A204 |
| — | GDL FUND | 261,043 | $2.399M | 2.9% | $9.19 | $9.69 | — | COM SH BEN IT | 361570104 |
| — | BOULDER GROWTH & INCOME FD I | 209,001 | $2.341M | 2.9% | $11.20 | $10.03 | — | COM | 101507101 |
| — | ADAMS NAT RES FD INC | 146,832 | $2.324M | 2.9% | $15.83 | $17.27 | — | COM | 00548F105 |
| — | CENTRAL SECS CORP | 71,457 | $2.244M | 2.8% | $31.40 | $27.06 | — | COM | 155123102 |
| — | MORGAN STANLEY INDIA INVS FD | 117,700 | $2.23M | 2.7% | $18.95 | $18.95 | — | COM | 61745C105 |
| MSFT | MICROSOFT CORP | 15,939 | $2.216M | 2.7% | $139.03 * | $58.04 | +126.7% | COM | 594918104 |
| — | ASA GOLD AND PRECIOUS MTLS L | 181,649 | $2.183M | 2.7% | $12.02 | $11.86 | — | SHS | G3156P103 |
| — | EAGLE GRWTH & INCOME OPPTY F | 136,400 | $2.174M | 2.7% | $15.94 | $16.02 | — | COM SHS BEN IN | 26958J105 |
| — | HIGHLAND GLOBAL ALLOCATION F | 210,700 | $2.16M | 2.7% | $10.25 | $11.58 | — | COM | 43010T104 |
| — | GABELLI GLB SML & MD CP VAL | 193,453 | $2.153M | 2.6% | $11.13 | $10.51 | — | COM | 36249W104 |
| USB | US BANCORP DEL | 36,766 | $2.035M | 2.5% | $55.35 * | $29.59 | +43.4% | COM NEW | 902973304 |
| — | SALIENT MIDSTREAM & MLP FD | 249,400 | $1.96M | 2.4% | $7.86 | $9.00 | — | SH BEN INT | 79471V105 |
| AAPL | APPLE INC | 7,434 | $1.665M | 2.0% | $223.97 * | $27.67 | +94.7% | COM | 037833100 |
| — | SWISS HELVETIA FD INC | 195,998 | $1.574M | 1.9% | $8.03 | $7.91 | — | COM | 870875101 |
| — | KAYNE ANDERSON MDSTM ENERGY | 131,927 | $1.429M | 1.8% | $10.83 | $11.90 | — | COM | 48661E108 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 155,885 | $1.389M | 1.7% | $8.91 | $9.70 | — | COM | 18469Q108 |
| WVE | WAVE LIFE SCIENCES LTD | 66,486 | $1.365M | 1.7% | $20.53 | $26.25 | -21.8% | SHS | Y95308105 |
| — | THL CR SR LN FD | 79,771 | $1.198M | 1.5% | $15.02 | $15.02 | — | COM | 87244R103 |
| — | SYNTHORX INC | 70,683 | $1.15M | 1.4% | $16.27 | $17.45 | — | COM | 87167A103 |
| — | NEW IRELAND FUND INC | 132,609 | $1.135M | 1.4% | $8.56 | $8.99 | — | COM | 645673104 |
| AMZN | AMAZON COM INC | 628 | $1.09M | 1.3% | $1735.67 * | $42.05 | +106.4% | COM | 023135106 |
| — | HIGHLAND INCOME FUND | 79,100 | $1.056M | 1.3% | $13.35 | $13.69 | — | HIGHLAND INCOME | 43010E404 |
| ASND | ASCENDIS PHARMA A S | 10,530 | $1.014M | 1.2% | $96.30 | $70.09 | — | SPONSORED ADR | 04351P101 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 137,516 | $1.001M | 1.2% | $7.28 | $7.39 | — | COM | 00306J109 |
| EEMS | ISHARES INC | 21,164 | $891K | 1.1% | $42.10 | $42.64 | -1.2% | EM MKT SM-CP ETF | 464286475 |
| NKE | NIKE INC | 8,906 | $836K | 1.0% | $93.87 * | $45.73 | +89.0% | CL B | 654106103 |
| — | EAGLE CAP GROWTH FD INC | 99,456 | $796K | 1.0% | $8.00 | $7.87 | — | COM | 269451100 |
| INTC | INTEL CORP | 14,094 | $726K | 0.9% | $51.51 * | $27.99 | +61.5% | COM | 458140100 |
| — | SOLID BIOSCIENCES INC | 68,900 | $712K | 0.9% | $10.33 | $9.24 | — | COM | 83422E105 |
| NOC | NORTHROP GRUMMAN CORP | 1,885 | $706K | 0.9% | $374.54 * | $169.04 | +100.0% | COM | 666807102 |
| — | ROYCE GLOBAL VALUE TR INC | 64,847 | $656K | 0.8% | $10.12 | $9.20 | — | COM | 78081T104 |
| LMT | LOCKHEED MARTIN CORP | 1,655 | $646K | 0.8% | $390.33 * | $177.68 | +85.4% | COM | 539830109 |
| — | MEXICO EQUITY & INCOME FD | 55,770 | $587K | 0.7% | $10.53 | $10.90 | — | COM | 592834105 |
| — | CBRE CLARION GLOBAL REAL EST | 71,198 | $563K | 0.7% | $7.91 | $7.38 | — | COM | 12504G100 |
| — | NUVEEN NEW JERSEY QULT MUN F | 37,846 | $548K | 0.7% | $14.48 | $13.60 | — | COM | 67069Y102 |
| — | GENERAL AMERN INVS INC | 14,637 | $532K | 0.7% | $36.35 | $31.78 | — | COM | 368802104 |
| — | NUVEEN ARIZONA QLTY MUN INC | 38,517 | $518K | 0.6% | $13.45 | $11.96 | — | COM | 67061W104 |
| — | JAPAN SMALLER CAPTLZTN FD IN | 58,405 | $512K | 0.6% | $8.77 | $8.69 | — | COM | 47109U104 |
| ARVN | ARVINAS INC | 23,500 | $506K | 0.6% | $21.53 | $15.86 | +35.9% | COM | 04335A105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,305 | $479K | 0.6% | $207.81 | $144.48 | +44.0% | CL B NEW | 084670702 |
| — | ABERDEEN ASIA PACIFIC INCOM | 113,900 | $477K | 0.6% | $4.19 | $4.23 | — | COM | 003009107 |
| — | LAM RESEARCH CORP | 2,020 | $467K | 0.6% | $231.19 | $181.39 | — | COM | 512807108 |
| GD | GENERAL DYNAMICS CORP | 2,531 | $462K | 0.6% | $182.54 * | $114.56 | +37.8% | COM | 369550108 |
| — | EATON VANCE FLTG RATE INCOM | 28,900 | $440K | 0.5% | $15.22 | $14.81 | — | COM SHS BEN INT | 278284104 |
| — | BLACKROCK FLOATING RATE INCO | 35,700 | $438K | 0.5% | $12.27 | $12.21 | — | COM | 091941104 |
| DLS | WISDOMTREE TR | 6,574 | $418K | 0.5% | $63.58 | $64.77 | -1.9% | INTL SMCAP DIV | 97717W760 |
| CVX | CHEVRON CORP NEW | 3,474 | $412K | 0.5% | $118.60 * | $68.62 | +31.0% | COM | 166764100 |
| — | HIGH INCOME SECS FD | 47,525 | $402K | 0.5% | $8.46 | $8.46 | — | SHS BEN INT | 42968F108 |
| WMT | WALMART INC | 3,320 | $394K | 0.5% | $118.67 * | $16.79 | +115.6% | COM | 931142103 |
| SBUX | STARBUCKS CORP | 4,445 | $393K | 0.5% | $88.41 * | $46.75 | +64.7% | COM | 855244109 |
| — | FIRST TR SR FLG RTE INCM FD | 31,300 | $376K | 0.5% | $12.01 | $11.82 | — | COM | 33733U108 |
| EMLC | VANECK VECTORS ETF TR | 11,113 | $367K | 0.5% | $33.02 | $32.68 | +1.0% | JP MORGAN MKTS | 92189H300 |
| HD | HOME DEPOT INC | 1,528 | $355K | 0.4% | $232.33 * | $126.81 | +57.2% | COM | 437076102 |
| COST | COSTCO WHSL CORP NEW | 1,218 | $351K | 0.4% | $288.18 * | $169.26 | +55.3% | COM | 22160K105 |
| MA | MASTERCARD INCORPORATED | 1,285 | $349K | 0.4% | $271.60 * | $188.62 | +39.0% | CL A | 57636Q104 |
| ELV | ANTHEM INC | 1,447 | $347K | 0.4% | $239.81 * | $164.54 | +34.2% | COM | 036752103 |
| MED | MEDIFAST INC | 3,333 | $345K | 0.4% | $103.51 * | $111.09 | -21.8% | COM | 58470H101 |
| — | WELLCARE HEALTH PLANS INC | 1,290 | $334K | 0.4% | $258.91 | $263.77 | — | COM | 94946T106 |
| — | BLACKROCK RES & COMM STRAT T | 43,406 | $325K | 0.4% | $7.49 | $7.21 | — | SHS | 09257A108 |
| — | THE CENTRAL AND EASTERN EU I | 11,957 | $311K | 0.4% | $26.01 | $20.24 | — | COM | 153436100 |
| DGRO | ISHARES TR | 7,879 | $308K | 0.4% | $39.09 | $36.20 | +8.1% | CORE DIV GRWTH | 46434V621 |
| MMM | 3M CO | 1,845 | $303K | 0.4% | $164.23 * | $94.03 | +16.2% | COM | 88579Y101 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $303K | 0.4% | $57.90 | $39.94 | — | COM | 57772K101 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $292K | 0.4% | $539.74 * | $115.47 | +55.9% | COM NEW | 46120E602 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 21,489 | $269K | 0.3% | $12.52 | $12.63 | — | COM | 64124K102 |
| — | BLACKROCK FLOAT RATE OME STR | 21,200 | $268K | 0.3% | $12.64 | $12.50 | — | COM | 09255X100 |
| DAL | DELTA AIR LINES INC DEL | 4,600 | $265K | 0.3% | $57.61 * | $51.09 | +8.1% | COM NEW | 247361702 |
| — | ORBCOMM INC | 55,275 | $263K | 0.3% | $4.76 | $9.10 | — | COM | 68555P100 |
| — | BROOKFIELD GLOBL LISTED INFR | 18,608 | $255K | 0.3% | $13.70 | $12.32 | — | COM SHS | 11273Q109 |
| — | ARES DYNAMIC CR ALLOCATION F | 16,400 | $244K | 0.3% | $14.88 | $14.82 | — | COM | 04014F102 |
| HUM | HUMANA INC | 909 | $232K | 0.3% | $255.23 * | $228.34 | +6.1% | COM | 444859102 |
| — | SOURCE CAP INC | 6,020 | $220K | 0.3% | $36.54 | $36.78 | — | COM | 836144105 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $216K | 0.3% | $129.34 * | $102.48 | +5.9% | COM | 478160104 |
| — | NUVEEN MARYLAND QLT MUN INC | 16,100 | $215K | 0.3% | $13.35 | $12.84 | — | COM | 67061Q107 |
| T | AT&T INC | 5,643 | $214K | 0.3% | $37.92 * | $15.08 | +21.8% | COM | 00206R102 |
| SCZ | ISHARES TR | 3,700 | $212K | 0.3% | $57.30 | $56.51 | +1.3% | EAFE SML CP ETF | 464288273 |
| BA | BOEING CO | 555 | $211K | 0.3% | $380.18 | $375.20 | +0.2% | COM | 097023105 |
| — | TAIWAN FD INC | 11,318 | $209K | 0.3% | $18.47 | $18.47 | — | COM | 874036106 |
| VTI | VANGUARD INDEX FDS | 1,343 | $203K | 0.2% | $151.15 | $139.51 | +8.2% | TOTAL STK MKT | 922908769 |
| — | MEXICO FD INC | 15,234 | $199K | 0.2% | $13.06 | $16.66 | — | COM | 592835102 |
| — | NUVEEN NORTH CAROLINA QLTY M | 14,700 | $199K | 0.2% | $13.54 | $13.10 | — | COM | 67060P100 |
| — | KALA PHARMACEUTICALS INC | 46,500 | $177K | 0.2% | $3.81 | $8.04 | — | COM | 483119103 |
| — | ABERDEEN EMRG MRKTS EQT INM | 24,148 | $168K | 0.2% | $6.96 | $6.86 | — | COM | 00301W105 |
| — | NUVEEN GEORGIA QLTY MUN INC | 13,200 | $164K | 0.2% | $12.42 | $11.28 | — | COM | 67072B107 |
| — | NUVEEN MINESOTA QLT MUN INC | 10,200 | $146K | 0.2% | $14.31 | $13.38 | — | SHS | 670734102 |
| CCIF | VERTICAL CAP INCOME FUND | 13,500 | $144K | 0.2% | $10.67 | $9.75 | — | SHS BEN INT | 92535C104 |
| — | EATON VANCE SR INCOME TR | 23,100 | $141K | 0.2% | $6.10 | $6.15 | — | SH BEN INT | 27826S103 |
| — | WESTERN ASSET INTM MUNI FD I | 14,900 | $137K | 0.2% | $9.19 | $9.19 | — | COM | 958435109 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 10,300 | $113K | 0.1% | $10.97 | $10.97 | — | COM | 723762100 |
| — | FRANKLIN UNVL TR | 12,887 | $97,000 | 0.1% | $7.53 | $6.79 | — | SH BEN INT | 355145103 |
| — | SCPHARMACEUTICALS INC | 14,685 | $86,000 | 0.1% | $5.86 | $5.86 | — | COM | 810648105 |
| NG | NOVAGOLD RES INC | 10,000 | $61,000 | 0.1% | $6.10 | $4.27 | +42.2% | COM NEW | 66987E206 |
| UUUU | ENERGY FUELS INC | 19,284 | $37,000 | 0.0% | $1.92 | $2.50 | -22.9% | COM NEW | 292671708 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 34,786 | $29,000 | 0.0% | $0.83 | $2.14 | -60.7% | CL A NEW | 532257805 |