CIK: 0001469877 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $442,021 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VST | VISTRA CORP | 3,514,648 | $66,286 | 15.0% | $20.57 | -18.7% | COM | 92840M102 |
| CSTL | CASTLE BIOSCIENCES INC | 707,032 | $36,377 | 8.2% | $22.17 | +100.7% | COM | 14843C105 |
| — | AVAYA HLDGS CORP | 2,157,161 | $32,789 | 7.4% | $10.23 | — | COM | 05351X101 |
| NXRT | NEXPOINT RESIDENTIAL TR INC | 722,795 | $32,056 | 7.3% | $46.76 | — | COM | 65341D102 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 2,088,951 | $18,091 | 4.1% | $17.93 | — | COM NEW | 65340G205 |
| — | ARCH RESOURCES INC | 367,685 | $15,619 | 3.5% | $28.41 | — | CL A | 03940R107 |
| — | BRAEMAR HOTELS & RESORTS INC | 1,173,758 | $14,144 | 3.2% | $20.86 | — | 5.5 CUM CV PFD B | 10482B200 |
| WMB | WILLIAMS COS INC | 566,995 | $11,141 | 2.5% | $17.63 | -12.6% | COM | 969457100 |
| HRTX | HERON THERAPEUTICS INC | 721,064 | $10,686 | 2.4% | $18.41 | -15.2% | COM | 427746102 |
| — | LORAL SPACE & COMMUNICATNS I | 473,575 | $8,667 | 2.0% | $41.40 | — | COM | 543881106 |
| ET | ENERGY TRANSFER LP | 1,594,335 | $8,641 | 2.0% | $13.08 | — | COM UT LTD PTN | 29273V100 |
| MSFT | MICROSOFT CORP | 30,000 | $6,310 | 1.4% | $131.81 | +52.3% | COM | 594918104 |
| MPLX | MPLX LP | 385,923 | $6,074 | 1.4% | $28.01 | — | COM UNIT REP LTD | 55336V100 |
| — | AERIE PHARMACEUTICALS INC | 442,800 | $5,211 | 1.2% | $18.70 | — | COM | 00771V108 |
| MELI | MERCADOLIBRE INC | 4,800 | $5,196 | 1.2% | $606.37 | +78.9% | COM | 58733R102 |
| SKY | SKYLINE CHAMPION CORPORATION | 193,984 | $5,193 | 1.2% | $28.93 | -5.8% | COM | 830830105 |
| IRT | INDEPENDENCE RLTY TR INC | 422,350 | $4,895 | 1.1% | $13.91 | — | COM | 45378A106 |
| — | IMMUNOMEDICS INC | 55,200 | $4,694 | 1.1% | $85.04 | — | COM | 452907108 |
| GOOGL | ALPHABET INC | 3,000 | $4,397 | 1.0% | $61.40 | +23.2% | CAP STK CL A | 02079K305 |
| — | GRUBHUB INC | 54,199 | $3,954 | 0.9% | $72.95 | — | COM | 400110102 |
| — | LIVONGO HEALTH INC | 23,762 | $3,328 | 0.8% | $140.06 | — | COM | 539183103 |
| — | MOMENTA PHARMACEUTICALS INC | 61,856 | $3,246 | 0.7% | $52.48 | — | COM | 60877T100 |
| PSTL | POSTAL REALTY TRUST INC | 204,917 | $3,102 | 0.7% | $15.84 | — | CL A | 73757R102 |
| NREF | NEXPOINT REAL ESTATE FIN INC | 204,453 | $3,002 | 0.7% | $14.47 | — | COM | 65342V101 |
| — | IMMUNOMEDICS INC | 34,400 | $2,925 | 0.7% | $85.04 | — | Put | 452907108 |
| META | FACEBOOK INC | 11,000 | $2,881 | 0.7% | $188.76 | +35.7% | CL A | 30303M102 |
| TXN | TEXAS INSTRS INC | 20,000 | $2,856 | 0.6% | $116.84 | 0.0% | COM | 882508104 |
| — | JERNIGAN CAP INC | 164,918 | $2,827 | 0.6% | $19.25 | — | COM | 476405105 |
| — | VIVINT SOLAR INC | 64,566 | $2,734 | 0.6% | $42.34 | — | COM | 92854Q106 |
| — | E TRADE FINANCIAL CORP | 51,348 | $2,570 | 0.6% | $46.07 | — | COM NEW | 269246401 |
| AMGN | AMGEN INC | 10,000 | $2,542 | 0.6% | $209.54 | 0.0% | COM | 031162100 |
| — | NATIONAL GEN HLDGS CORP | 72,947 | $2,462 | 0.6% | $33.75 | — | COM | 636220303 |
| BIO | BIO RAD LABS INC | 4,500 | $2,320 | 0.5% | $326.21 | +55.3% | CL A | 090572207 |
| NEXT | NEXTDECADE CORP | 774,743 | $2,309 | 0.5% | $5.37 | -62.9% | COM | 65342K105 |
| BBY | BEST BUY INC | 20,000 | $2,226 | 0.5% | $81.81 | 0.0% | COM | 086516101 |
| — | AIMMUNE THERAPEUTICS INC | 62,591 | $2,156 | 0.5% | $34.45 | — | COM | 00900T107 |
| CMI | CUMMINS INC | 10,000 | $2,112 | 0.5% | $174.85 | 0.0% | COM | 231021106 |
| HCC | WARRIOR MET COAL INC | 123,199 | $2,104 | 0.5% | $22.37 | -27.5% | COM | 93627C101 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 30,000 | $2,083 | 0.5% | $59.95 | 0.0% | CL A | 192446102 |
| MRK | MERCK & CO. INC | 25,000 | $2,074 | 0.5% | $66.35 | -0.6% | COM | 58933Y105 |
| EW | EDWARDS LIFESCIENCES CORP | 25,050 | $1,999 | 0.5% | $75.37 | +3.5% | COM | 28176E108 |
| ECL | ECOLAB INC | 10,000 | $1,998 | 0.5% | $188.44 | 0.0% | COM | 278865100 |
| WES | WESTERN MIDSTREAM PARTNERS L | 248,138 | $1,985 | 0.4% | $24.89 | — | COM UNIT LP INT | 958669103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 7,000 | $1,905 | 0.4% | $249.01 | +10.8% | COM | 92532F100 |
| — | TD AMERITRADE HLDG CORP | 48,172 | $1,886 | 0.4% | $38.18 | — | COM | 87236Y108 |
| TRGP | TARGA RES CORP | 131,600 | $1,846 | 0.4% | $32.08 | -50.8% | COM | 87612G101 |
| — | GCI LIBERTY INC | 22,400 | $1,836 | 0.4% | $81.96 | — | COM CLASS A | 36164V305 |
| HUM | HUMANA INC | 4,400 | $1,821 | 0.4% | $268.15 | +42.9% | COM | 444859102 |
| — | KANSAS CITY SOUTHERN | 10,000 | $1,808 | 0.4% | $180.80 | — | COM NEW | 485170302 |
| — | ROSETTA STONE INC | 59,350 | $1,779 | 0.4% | $29.97 | — | COM | 777780107 |
| TDOC | TELADOC HEALTH INC | 8,000 | $1,754 | 0.4% | $177.85 | +19.1% | COM | 87918A105 |
| ALGN | ALIGN TECHNOLOGY INC | 5,000 | $1,637 | 0.4% | $305.27 | 0.0% | COM | 016255101 |
| NVDA | NVIDIA CORPORATION | 3,000 | $1,624 | 0.4% | $6.28 | +84.6% | COM | 67066G104 |
| V | VISA INC | 8,000 | $1,600 | 0.4% | $170.42 | +12.8% | COM CL A | 92826C839 |
| ABBV | ABBVIE INC | 18,000 | $1,577 | 0.4% | $61.84 | +23.4% | COM | 00287Y109 |
| — | CC NEUBERGER PRINCIPAL HLDNG | 152,312 | $1,573 | 0.4% | $10.33 | — | COM | G1992Y106 |
| PG | PROCTER AND GAMBLE CO | 11,000 | $1,529 | 0.3% | $105.24 | +10.6% | COM | 742718109 |
| ALLY | ALLY FINL INC | 60,000 | $1,504 | 0.3% | $15.67 | +19.6% | COM | 02005N100 |
| AMD | ADVANCED MICRO DEVICES INC | 18,000 | $1,476 | 0.3% | $50.60 | +46.8% | COM | 007903107 |
| AWK | AMERICAN WTR WKS CO INC NEW | 10,000 | $1,449 | 0.3% | $127.84 | 0.0% | COM | 030420103 |
| HD | HOME DEPOT INC | 5,000 | $1,389 | 0.3% | $194.99 | +21.9% | COM | 437076102 |
| MA | MASTERCARD INCORPORATED | 4,000 | $1,353 | 0.3% | $266.84 | +18.3% | CL A | 57636Q104 |
| CEPU | CENTRAL PUERTO S A | 584,900 | $1,310 | 0.3% | $2.95 | — | SPONSORED ADR | 155038201 |
| WDAY | WORKDAY INC | 6,000 | $1,291 | 0.3% | $197.84 | 0.0% | CL A | 98138H101 |
| SBUX | STARBUCKS CORP | 15,000 | $1,289 | 0.3% | $70.79 | 0.0% | COM | 855244109 |
| TSLA | TESLA INC | 3,000 | $1,287 | 0.3% | $92.53 | +27.6% | COM | 88160R101 |
| CHRS | COHERUS BIOSCIENCES INC | 70,000 | $1,284 | 0.3% | $19.98 | -6.9% | COM | 19249H103 |
| — | HANESBRANDS INC | 80,000 | $1,260 | 0.3% | $15.75 | — | COM | 410345102 |
| — | WHEELER REAL ESTATE INVT TR | 74,600 | $1,138 | 0.3% | $14.60 | — | PFD CNV SER D | 963025606 |
| VZ | VERIZON COMMUNICATIONS INC | 19,000 | $1,130 | 0.3% | $40.44 | +5.3% | COM | 92343V104 |
| NTRA | NATERA INC | 15,400 | $1,112 | 0.3% | $36.95 | +53.9% | COM | 632307104 |
| ELV | ANTHEM INC | 4,000 | $1,074 | 0.2% | $251.31 | -0.5% | COM | 036752103 |
| INTC | INTEL CORP | 20,000 | $1,036 | 0.2% | $45.40 | +2.5% | COM | 458140100 |
| — | AXONICS MODULATION TECHNOLOG | 20,000 | $1,021 | 0.2% | $26.90 | — | COM | 05465P101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 64,631 | $1,021 | 0.2% | $28.58 | — | COM | 293792107 |
| — | CHURCHILL CAPITAL CORP IV | 102,040 | $998 | 0.2% | $9.78 | — | CL A | 171439102 |
| DIS | DISNEY WALT CO | 8,000 | $993 | 0.2% | $128.92 | -5.3% | COM DISNEY | 254687106 |
| PYPL | PAYPAL HLDGS INC | 5,000 | $985 | 0.2% | $187.90 | 0.0% | COM | 70450Y103 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 2,000 | $981 | 0.2% | $378.56 | +22.9% | COM | 00724F101 |
| — | LONGVIEW ACQUISITION CORP | 99,534 | $977 | 0.2% | $9.82 | — | COM CL A | 543195101 |
| — | WHEELER REAL ESTATE INVT TR | 97,992 | $943 | 0.2% | $10.55 | — | CV PFD SER B | 963025309 |
| KO | COCA COLA CO | 19,000 | $938 | 0.2% | $44.51 | -8.3% | COM | 191216100 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,100 | $927 | 0.2% | $310.51 | +31.2% | COM | 883556102 |
| BSX | BOSTON SCIENTIFIC CORP | 23,000 | $879 | 0.2% | $39.07 | -1.4% | COM | 101137107 |
| CRESY | CRESUD S A C I F Y A | 293,449 | $828 | 0.2% | $5.94 | — | SPONSORED ADR | 226406106 |
| — | CRESTWOOD EQUITY PARTNERS LP | 65,168 | $812 | 0.2% | $36.51 | — | UNIT LTD PARTNER | 226344208 |
| FOLD | AMICUS THERAPEUTICS INC | 57,250 | $808 | 0.2% | $10.85 | +34.3% | COM | 03152W109 |
| CSCO | CISCO SYS INC | 20,000 | $788 | 0.2% | $38.56 | -3.9% | COM | 17275R102 |
| ASND | ASCENDIS PHARMA A/S | 5,000 | $772 | 0.2% | $96.30 | — | SPONSORED ADR | 04351P101 |
| — | PARATEK PHARMACEUTICALS INC | 140,020 | $758 | 0.2% | $4.32 | — | COM | 699374302 |
| CI | CIGNA CORP NEW | 4,400 | $745 | 0.2% | $170.35 | -5.5% | COM | 125523100 |
| PAM | PAMPA ENERGIA S A | 67,700 | $699 | 0.2% | $17.36 | — | SPONS ADR LVL I | 697660207 |
| — | ALTERYX INC | 6,000 | $681 | 0.2% | $113.50 | — | COM CL A | 02156B103 |
| — | SILK RD MED INC | 10,000 | $672 | 0.2% | $32.50 | — | COM | 82710M100 |
| — | AKCEA THERAPEUTICS INC | 36,953 | $670 | 0.2% | $18.13 | — | COM | 00972L107 |
| TNDM | TANDEM DIABETES CARE INC | 5,500 | $624 | 0.1% | $61.67 | +70.4% | COM NEW | 875372203 |
| MCK | MCKESSON CORP | 4,000 | $596 | 0.1% | $135.60 | +8.2% | COM | 58155Q103 |
| ACHC | ACADIA HEALTHCARE COMPANY IN | 20,000 | $590 | 0.1% | $30.45 | -4.7% | COM | 00404A109 |
| — | LABORATORY CORP AMER HLDGS | 3,000 | $565 | 0.1% | $168.00 | — | COM NEW | 50540R409 |
| AVTR | AVANTOR INC | 25,000 | $562 | 0.1% | $16.03 | +29.7% | COM | 05352A100 |
| — | HIGHLAND GLOBAL ALLOCATION F | 88,296 | $547 | 0.1% | $10.25 | — | COM | 43010T104 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 4,000 | $545 | 0.1% | $122.61 | +1.9% | COM | 98956P102 |
| — | CITY OFFICE REIT INC | 70,700 | $532 | 0.1% | $13.52 | — | COM | 178587101 |
| CNC | CENTENE CORP DEL | 9,000 | $525 | 0.1% | $54.02 | +15.0% | COM | 15135B101 |
| — | GORES HLDGS V INC | 50,000 | $518 | 0.1% | $10.36 | — | UNIT 99/99/9999 | 382864205 |
| — | GO ACQUISITION CORP | 48,743 | $491 | 0.1% | $10.07 | — | UNIT 08/31/2027 | 362019200 |
| — | TWC TECH HLDGS II CORP | 47,900 | $485 | 0.1% | $10.13 | — | UNIT 09/10/2025 | 90117G204 |
| AMT | AMERICAN TOWER CORP NEW | 2,000 | $483 | 0.1% | $183.82 | +17.9% | COM | 03027X100 |
| — | LINDE PLC | 2,000 | $476 | 0.1% | $213.00 | — | SHS | G5494J103 |
| AAL | AMERICAN AIRLS GROUP INC | 38,549 | $474 | 0.1% | $29.02 | -56.8% | COM | 02376R102 |
| BDX | BECTON DICKINSON & CO | 2,000 | $465 | 0.1% | $226.44 | -0.5% | COM | 075887109 |
| ILMN | ILLUMINA INC | 1,500 | $464 | 0.1% | $279.63 | +23.2% | COM | 452327109 |
| — | THUNDER BRDG ACQUISTION II L | 44,027 | $449 | 0.1% | $10.20 | — | *W EXP 11/30/202 | G8857S108 |
| — | PATTERSON COS INC | 17,200 | $415 | 0.1% | $17.82 | — | COM | 703395103 |
| — | VESPER HEALTHCARE ACQSTN COR | 40,000 | $410 | 0.1% | $10.25 | — | UNIT 99/99/9999 | 92538T203 |
| — | MOBILEIRON INC | 56,670 | $397 | 0.1% | $7.01 | — | COM NEW | 60739U204 |
| — | PERCEPTRON INC | 58,000 | $394 | 0.1% | $6.79 | — | COM | 71361F100 |
| — | INNERWORKINGS INC | 131,335 | $393 | 0.1% | $2.99 | — | COM | 45773Y105 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 6,000 | $390 | 0.1% | $41.71 | — | COM | G11196105 |
| — | BRIDGE BANCORP INC | 22,262 | $388 | 0.1% | $17.43 | — | COM | 108035106 |
| INSM | INSMED INC | 12,000 | $386 | 0.1% | $19.31 | +48.8% | COM PAR $.01 | 457669307 |
| — | MONTAGE RES CORP | 87,146 | $383 | 0.1% | $4.39 | — | COM | 61179L100 |
| DVN | DEVON ENERGY CORP NEW | 40,455 | $383 | 0.1% | $7.91 | 0.0% | COM | 25179M103 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 5,000 | $380 | 0.1% | $90.44 | +11.9% | COM | 09061G101 |
| — | BITAUTO HLDGS LTD | 22,051 | $347 | 0.1% | $15.74 | — | SPONSORED ADS | 091727107 |
| SUPV | GRUPO SUPERVIELLE S.A. | 188,858 | $342 | 0.1% | $3.21 | — | SPONSORED ADR | 40054A108 |
| SGRY | SURGERY PARTNERS INC | 15,580 | $341 | 0.1% | $7.16 | +148.3% | COM | 86881A100 |
| LOMA | LOMA NEGRA CORP | 77,050 | $332 | 0.1% | $5.75 | — | SPONSORED ADS | 54150E104 |
| PAGP | PLAINS GP HLDGS L P | 53,200 | $324 | 0.1% | $21.23 | — | LTD PARTNR INT A | 72651A207 |
| — | GS ACQUISITION HLDGS CORP II | 27,701 | $298 | 0.1% | $10.76 | — | COM CL A | 36258Q105 |
| — | HEALTHCARE MERGER CORP | 27,386 | $296 | 0.1% | $10.52 | — | UNIT 12/17/2021 | 42227L201 |
| — | CIIG MERGER CORP | 28,977 | $292 | 0.1% | $9.89 | — | COM CL A | 12559C103 |
| MRNA | MODERNA INC | 4,000 | $283 | 0.1% | $23.01 | +203.1% | COM | 60770K107 |
| — | MUSTANG BIO INC | 85,000 | $268 | 0.1% | $3.25 | — | COM | 62818Q104 |
| STNE | STONECO LTD | 5,000 | $264 | 0.1% | $34.91 | — | COM CL A | G85158106 |
| — | HUDSON EXECUTIVE INVT CORP | 25,000 | $246 | 0.1% | $9.84 | — | COM CL A | 443761101 |
| KKR | KKR & CO INC | 7,013 | $241 | 0.1% | $25.46 | +30.8% | COM | 48251W104 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 12,000 | $222 | 0.1% | $21.51 | -17.3% | COM | G31249108 |
| — | SPIRIT RLTY CAP INC NEW | 6,561 | $221 | 0.0% | $47.86 | — | COM NEW | 84860W300 |
| — | EBIX INC | 10,373 | $214 | 0.0% | $42.08 | — | COM NEW | 278715206 |
| — | COHN ROBBINS HOLDINGS CORP | 20,000 | $202 | 0.0% | $10.10 | — | UNIT 08/11/2025 | G23726121 |
| — | MINERVA NEUROSCIENCES INC | 63,114 | $201 | 0.0% | $7.75 | — | COM | 603380106 |
| — | HIGHCAPE CAP ACQUISITION COR | 19,201 | $194 | 0.0% | $10.10 | — | UNIT 09/30/2027 | 42984L204 |
| LXFR | LUXFER HOLDINGS PLC | 14,890 | $187 | 0.0% | $18.36 | -25.9% | SHS | G5698W116 |
| — | NEKTAR THERAPEUTICS | 10,000 | $166 | 0.0% | $21.57 | — | COM | 640268108 |
| BKD | BROOKDALE SR LIVING INC | 61,625 | $157 | 0.0% | $7.91 | -65.2% | COM | 112463104 |
| — | CF FINANCE ACQUISITION CORP | 13,300 | $134 | 0.0% | $10.08 | — | UNIT 08/01/2027 | 15725Q203 |
| — | FTAC OLYMPUS ACQUISITION COR | 13,400 | $134 | 0.0% | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| — | FORTRESS VALUE ACQUISITION I | 12,500 | $129 | 0.0% | $10.32 | — | UNIT 08/10/2027 | 349642207 |
| ITUB | ITAU UNIBANCO HLDG S A | 31,700 | $126 | 0.0% | $8.41 | — | SPON ADR REP PFD | 465562106 |
| GNW | GENWORTH FINL INC | 25,500 | $85 | 0.0% | $3.52 | -24.3% | COM CL A | 37247D106 |
| GNW | GENWORTH FINL INC | 25,500 | $85 | 0.0% | $3.52 | -24.3% | Put | 37247D106 |
| — | AGILE THERAPEUTICS INC | 25,000 | $76 | 0.0% | $1.19 | — | COM | 00847L100 |
| — | VYNE THERAPEUTICS INC | 40,205 | $67 | 0.0% | $1.67 | — | COM NEW | 92941V100 |
| EOLS | EVOLUS INC | 10,000 | $39 | 0.0% | $16.39 | -77.7% | COM | 30052C107 |
| — | NEXTIER OILFIELD SOLUTIONS | 18,749 | $35 | 0.0% | $6.70 | — | COM | 65290C105 |
| — | CHURCHILL CAPITAL CORP IV | 20,408 | $30 | 0.0% | $1.47 | — | *W EXP 08/04/202 | 171439110 |
| — | EYEPOINT PHARMACEUTICALS INC | 33,933 | $18 | 0.0% | $1.81 | — | COM | 30233G100 |