M.D. Sass, Inc. Diversified Active

CIK: 0000922940 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Feb 3, 2021

Total Value ($000): $403,259 (100.0% shares, 0.0% debt)

Holdings (33)

SONY SONY CORP 6.3%

Value ($000) $25,430 Shares 331,325 Est. Cost $62.17 Unrealized —

CCK CROWN HLDGS INC 5.8%

Value ($000) $23,275 Shares 302,818 Est. Cost $45.63 Unrealized +52.4%

COR AMERISOURCEBERGEN CORP 5.1%

Value ($000) $20,747 Shares 214,063 Est. Cost $80.98 Unrealized +7.8%

SCHW SCHWAB CHARLES CORP 4.7%

Value ($000) $18,755 Shares 517,645 Est. Cost $36.89 Unrealized -12.2%

BC BRUNSWICK CORP 4.5%

Value ($000) $18,022 Shares 305,917 Est. Cost $57.41 Unrealized 0.0%

— SVB FINANCIAL GROUP 4.3%

Value ($000) $17,402 Shares 72,325 Est. Cost $212.31 Unrealized —

NRG NRG ENERGY INC 4.2%

Value ($000) $17,096 Shares 556,143 Est. Cost $23.05 Unrealized +22.3%

AXTA AXALTA COATING SYS LTD 4.2%

Value ($000) $16,953 Shares 764,664 Est. Cost $20.51 Unrealized +13.0%

MHK MOHAWK INDS INC 4.1%

Value ($000) $16,583 Shares 169,933 Est. Cost $116.94 Unrealized -23.1%

LKQ LKQ CORP 4.0%

Value ($000) $16,126 Shares 581,542 Est. Cost $27.89 Unrealized -5.1%

BHC BAUSCH HEALTH COS INC 3.9%

Value ($000) $15,695 Shares 1,009,992 Est. Cost $20.50 Unrealized -16.0%

GOOGL ALPHABET INC 3.9%

Value ($000) $15,667 Shares 10,690 Est. Cost $60.78 Unrealized +24.4%

META FACEBOOK INC 3.8%

Value ($000) $15,185 Shares 57,980 Est. Cost $199.58 Unrealized +28.3%

— LIBERTY MEDIA CORP DEL 3.7%

Value ($000) $14,836 Shares 409,050 Est. Cost $32.82 Unrealized —

— GRACE W R & CO DEL NEW 3.7%

Value ($000) $14,738 Shares 365,779 Est. Cost $52.41 Unrealized —

QRVO QORVO INC 3.5%

Value ($000) $14,114 Shares 109,402 Est. Cost $81.02 Unrealized +53.0%

— EQUITY COMWLTH 3.4%

Value ($000) $13,851 Shares 520,162 Est. Cost $26.63 Unrealized —

PRGO PERRIGO CO PLC 3.2%

Value ($000) $13,049 Shares 284,239 Est. Cost $53.44 Unrealized -2.0%

GL GLOBE LIFE INC 3.2%

Value ($000) $13,029 Shares 163,071 Est. Cost $76.36 Unrealized 0.0%

CRL CHARLES RIV LABS INTL INC 3.2%

Value ($000) $13,002 Shares 57,417 Est. Cost $136.47 Unrealized +52.1%

CMCSA COMCAST CORP NEW 3.0%

Value ($000) $12,088 Shares 261,311 Est. Cost $33.10 Unrealized +13.7%

TGT TARGET CORP 2.9%

Value ($000) $11,654 Shares 74,035 Est. Cost $74.25 Unrealized +59.8%

PFGC PERFORMANCE FOOD GROUP CO 2.6%

Value ($000) $10,460 Shares 302,125 Est. Cost $32.16 Unrealized 0.0%

NXPI NXP SEMICONDUCTORS N V 2.3%

Value ($000) $9,148 Shares 73,298 Est. Cost $92.97 Unrealized +19.7%

AMZN AMAZON COM INC 1.8%

Value ($000) $7,330 Shares 2,328 Est. Cost $90.16 Unrealized +74.9%

MSFT MICROSOFT CORP 1.6%

Value ($000) $6,487 Shares 30,840 Est. Cost $108.97 Unrealized +84.2%

GDX VANECK VECTORS ETF TR 1.4%

Value ($000) $5,599 Shares 142,985 Est. Cost $37.29 Unrealized —

ACWX ISHARES TR 0.5%

Value ($000) $2,139 Shares 46,500 Est. Cost $46.19 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value ($000) $2,090 Shares 6,242 Est. Cost $281.35 Unrealized —

SSSS SURO CAPITAL CORP 0.2%

Value ($000) $939 Shares 86,631 Est. Cost $6.69 Unrealized +86.4%

OPCH OPTION CARE HEALTH INC 0.2%

Value ($000) $914 Shares 68,378 Est. Cost $12.64 Unrealized -3.8%

VRT VERTIV HOLDINGS CO 0.2%

Value ($000) $772 Shares 44,597 Est. Cost $15.58 Unrealized 0.0%

TPHS TRINITY PL HLDGS INC 0.0%

Value ($000) $84 Shares 59,513 Est. Cost $3.98 Unrealized -64.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SONY	SONY CORP	331,325	$25,430	6.3%	$62.17	—	SPONSORED ADR	835699307
CCK	CROWN HLDGS INC	302,818	$23,275	5.8%	$45.63	+52.4%	COM	228368106
COR	AMERISOURCEBERGEN CORP	214,063	$20,747	5.1%	$80.98	+7.8%	COM	03073E105
SCHW	SCHWAB CHARLES CORP	517,645	$18,755	4.7%	$36.89	-12.2%	COM	808513105
BC	BRUNSWICK CORP	305,917	$18,022	4.5%	$57.41	0.0%	COM	117043109
—	SVB FINANCIAL GROUP	72,325	$17,402	4.3%	$212.31	—	COM	78486Q101
NRG	NRG ENERGY INC	556,143	$17,096	4.2%	$23.05	+22.3%	COM NEW	629377508
AXTA	AXALTA COATING SYS LTD	764,664	$16,953	4.2%	$20.51	+13.0%	COM	G0750C108
MHK	MOHAWK INDS INC	169,933	$16,583	4.1%	$116.94	-23.1%	COM	608190104
LKQ	LKQ CORP	581,542	$16,126	4.0%	$27.89	-5.1%	COM	501889208
BHC	BAUSCH HEALTH COS INC	1,009,992	$15,695	3.9%	$20.50	-16.0%	COM	071734107
GOOGL	ALPHABET INC	10,690	$15,667	3.9%	$60.78	+24.4%	CAP STK CL A	02079K305
META	FACEBOOK INC	57,980	$15,185	3.8%	$199.58	+28.3%	CL A	30303M102
—	LIBERTY MEDIA CORP DEL	409,050	$14,836	3.7%	$32.82	—	COM SER C FRMLA	531229854
—	GRACE W R & CO DEL NEW	365,779	$14,738	3.7%	$52.41	—	COM	38388F108
QRVO	QORVO INC	109,402	$14,114	3.5%	$81.02	+53.0%	COM	74736K101
—	EQUITY COMWLTH	520,162	$13,851	3.4%	$26.63	—	COM SH BEN INT	294628102
PRGO	PERRIGO CO PLC	284,239	$13,049	3.2%	$53.44	-2.0%	SHS	G97822103
GL	GLOBE LIFE INC	163,071	$13,029	3.2%	$76.36	0.0%	COM	37959E102
CRL	CHARLES RIV LABS INTL INC	57,417	$13,002	3.2%	$136.47	+52.1%	COM	159864107
CMCSA	COMCAST CORP NEW	261,311	$12,088	3.0%	$33.10	+13.7%	CL A	20030N101
TGT	TARGET CORP	74,035	$11,654	2.9%	$74.25	+59.8%	COM	87612E106
PFGC	PERFORMANCE FOOD GROUP CO	302,125	$10,460	2.6%	$32.16	0.0%	COM	71377A103
NXPI	NXP SEMICONDUCTORS N V	73,298	$9,148	2.3%	$92.97	+19.7%	COM	N6596X109
AMZN	AMAZON COM INC	2,328	$7,330	1.8%	$90.16	+74.9%	COM	023135106
MSFT	MICROSOFT CORP	30,840	$6,487	1.6%	$108.97	+84.2%	COM	594918104
GDX	VANECK VECTORS ETF TR	142,985	$5,599	1.4%	$37.29	—	GOLD MINERS ETF	92189F106
ACWX	ISHARES TR	46,500	$2,139	0.5%	$46.19	—	MSCI ACWI EX US	464288240
SPY	SPDR S&P 500 ETF TR	6,242	$2,090	0.5%	$281.35	—	TR UNIT	78462F103
SSSS	SURO CAPITAL CORP	86,631	$939	0.2%	$6.69	+86.4%	COM NEW	86887Q109
OPCH	OPTION CARE HEALTH INC	68,378	$914	0.2%	$12.64	-3.8%	COM NEW	68404L201
VRT	VERTIV HOLDINGS CO	44,597	$772	0.2%	$15.58	0.0%	COM CL A	92537N108
TPHS	TRINITY PL HLDGS INC	59,513	$84	0.0%	$3.98	-64.6%	COM	89656D101