M.D. Sass, LLC Diversified Active

Location: New York, NY

CIK: 0000922940 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value: $467M (100.0% shares, 0.0% debt)

Holdings (33)

CCK CROWN HLDGS INC 6.0%

Value $28.17M Shares 281,096 Est. Cost $45.63 Unrealized +91.4%

AXTA AXALTA COATING SYS LTD 5.7%

Value $26.62M Shares 932,391 Est. Cost $21.72 Unrealized +25.4%

SONY SONY CORP 5.6%

Value $26.3M Shares 260,119 Est. Cost $62.17 Unrealized —

SCHW SCHWAB CHARLES CORP 5.5%

Value $25.88M Shares 487,828 Est. Cost $36.89 Unrealized +14.8%

GOOGL ALPHABET INC 5.5%

Value $25.63M Shares 14,623 Est. Cost $66.89 Unrealized +24.8%

COR AMERISOURCEBERGEN CORP 5.4%

Value $25.01M Shares 255,845 Est. Cost $82.35 Unrealized +8.5%

LKQ LKQ CORP 5.3%

Value $24.94M Shares 707,715 Est. Cost $28.39 Unrealized +8.2%

BHC BAUSCH HEALTH COS INC 5.0%

Value $23.46M Shares 1,127,868 Est. Cost $20.31 Unrealized -8.1%

NRG NRG ENERGY INC 4.9%

Value $23.03M Shares 613,339 Est. Cost $23.55 Unrealized +20.4%

MHK MOHAWK INDS INC 4.7%

Value $22.11M Shares 156,838 Est. Cost $116.94 Unrealized +3.0%

— SVB FINANCIAL GROUP 4.2%

Value $19.54M Shares 50,380 Est. Cost $212.31 Unrealized —

— EQUITY COMWLTH 4.1%

Value $18.91M Shares 693,280 Est. Cost $26.79 Unrealized —

BC BRUNSWICK CORP 3.9%

Value $18.2M Shares 238,780 Est. Cost $57.41 Unrealized +11.0%

PRGO PERRIGO CO PLC 3.8%

Value $17.96M Shares 401,676 Est. Cost $51.36 Unrealized -9.8%

— LIBERTY MEDIA CORP DEL 3.8%

Value $17.55M Shares 412,037 Est. Cost $32.82 Unrealized —

GL GLOBE LIFE INC 3.8%

Value $17.54M Shares 184,710 Est. Cost $77.41 Unrealized +10.3%

QRVO QORVO INC 3.5%

Value $16.28M Shares 97,911 Est. Cost $81.02 Unrealized +81.7%

TGT TARGET CORP 3.4%

Value $15.8M Shares 89,480 Est. Cost $86.44 Unrealized +67.6%

TAP MOLSON COORS BEVERAGE CO 3.2%

Value $15.17M Shares 335,632 Est. Cost $35.88 Unrealized 0.0%

— DUKE REALTY CORP 2.5%

Value $11.81M Shares 295,588 Est. Cost $39.97 Unrealized —

CRL CHARLES RIV LABS INTL INC 2.1%

Value $9.955M Shares 39,841 Est. Cost $136.47 Unrealized +74.5%

EWBC EAST WEST BANCORP INC 1.9%

Value $8.691M Shares 171,391 Est. Cost $37.19 Unrealized 0.0%

AMZN AMAZON COM INC 1.3%

Value $6.214M Shares 1,908 Est. Cost $90.16 Unrealized +77.0%

MSFT MICROSOFT CORP 1.2%

Value $5.586M Shares 25,115 Est. Cost $108.97 Unrealized +89.1%

CMCSA COMCAST CORP NEW 0.6%

Value $2.892M Shares 55,200 Est. Cost $33.10 Unrealized +25.9%

META FACEBOOK INC 0.6%

Value $2.82M Shares 10,325 Est. Cost $199.58 Unrealized +36.4%

SSSS SURO CAPITAL CORP 0.5%

Value $2.548M Shares 194,631 Est. Cost $8.79 Unrealized +19.1%

ACWX ISHARES TR 0.5%

Value $2.466M Shares 46,500 Est. Cost $46.19 Unrealized —

SPY SPDR S&P 500 ETF TR 0.5%

Value $2.334M Shares 6,242 Est. Cost $281.35 Unrealized —

OPCH OPTION CARE HEALTH INC 0.3%

Value $1.344M Shares 85,928 Est. Cost $13.10 Unrealized +13.6%

GDX VANECK VECTORS ETF TR 0.3%

Value $1.176M Shares 32,660 Est. Cost $37.29 Unrealized —

VRT VERTIV HOLDINGS CO 0.2%

Value $833K Shares 44,597 Est. Cost $15.58 Unrealized +17.5%

TPHS TRINITY PL HLDGS INC 0.0%

Value $23,000 Shares 18,513 Est. Cost $3.98 Unrealized -66.2%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
CCK	CROWN HLDGS INC	281,096	$28.17M	6.0%	$45.63	+91.4%	COM	228368106
AXTA	AXALTA COATING SYS LTD	932,391	$26.62M	5.7%	$21.72	+25.4%	COM	G0750C108
SONY	SONY CORP	260,119	$26.3M	5.6%	$62.17	—	SPONSORED ADR	835699307
SCHW	SCHWAB CHARLES CORP	487,828	$25.88M	5.5%	$36.89	+14.8%	COM	808513105
GOOGL	ALPHABET INC	14,623	$25.63M	5.5%	$66.89	+24.8%	CAP STK CL A	02079K305
COR	AMERISOURCEBERGEN CORP	255,845	$25.01M	5.4%	$82.35	+8.5%	COM	03073E105
LKQ	LKQ CORP	707,715	$24.94M	5.3%	$28.39	+8.2%	COM	501889208
BHC	BAUSCH HEALTH COS INC	1,127,868	$23.46M	5.0%	$20.31	-8.1%	COM	071734107
NRG	NRG ENERGY INC	613,339	$23.03M	4.9%	$23.55	+20.4%	COM NEW	629377508
MHK	MOHAWK INDS INC	156,838	$22.11M	4.7%	$116.94	+3.0%	COM	608190104
—	SVB FINANCIAL GROUP	50,380	$19.54M	4.2%	$212.31	—	COM	78486Q101
—	EQUITY COMWLTH	693,280	$18.91M	4.1%	$26.79	—	COM SH BEN INT	294628102
BC	BRUNSWICK CORP	238,780	$18.2M	3.9%	$57.41	+11.0%	COM	117043109
PRGO	PERRIGO CO PLC	401,676	$17.96M	3.8%	$51.36	-9.8%	SHS	G97822103
—	LIBERTY MEDIA CORP DEL	412,037	$17.55M	3.8%	$32.82	—	COM SER C FRMLA	531229854
GL	GLOBE LIFE INC	184,710	$17.54M	3.8%	$77.41	+10.3%	COM	37959E102
QRVO	QORVO INC	97,911	$16.28M	3.5%	$81.02	+81.7%	COM	74736K101
TGT	TARGET CORP	89,480	$15.8M	3.4%	$86.44	+67.6%	COM	87612E106
TAP	MOLSON COORS BEVERAGE CO	335,632	$15.17M	3.2%	$35.88	0.0%	CL B	60871R209
—	DUKE REALTY CORP	295,588	$11.81M	2.5%	$39.97	—	COM NEW	264411505
CRL	CHARLES RIV LABS INTL INC	39,841	$9.955M	2.1%	$136.47	+74.5%	COM	159864107
EWBC	EAST WEST BANCORP INC	171,391	$8.691M	1.9%	$37.19	0.0%	COM	27579R104
AMZN	AMAZON COM INC	1,908	$6.214M	1.3%	$90.16	+77.0%	COM	023135106
MSFT	MICROSOFT CORP	25,115	$5.586M	1.2%	$108.97	+89.1%	COM	594918104
CMCSA	COMCAST CORP NEW	55,200	$2.892M	0.6%	$33.10	+25.9%	CL A	20030N101
META	FACEBOOK INC	10,325	$2.82M	0.6%	$199.58	+36.4%	CL A	30303M102
SSSS	SURO CAPITAL CORP	194,631	$2.548M	0.5%	$8.79	+19.1%	COM NEW	86887Q109
ACWX	ISHARES TR	46,500	$2.466M	0.5%	$46.19	—	MSCI ACWI EX US	464288240
SPY	SPDR S&P 500 ETF TR	6,242	$2.334M	0.5%	$281.35	—	TR UNIT	78462F103
OPCH	OPTION CARE HEALTH INC	85,928	$1.344M	0.3%	$13.10	+13.6%	COM NEW	68404L201
GDX	VANECK VECTORS ETF TR	32,660	$1.176M	0.3%	$37.29	—	GOLD MINERS ETF	92189F106
VRT	VERTIV HOLDINGS CO	44,597	$833K	0.2%	$15.58	+17.5%	COM CL A	92537N108
TPHS	TRINITY PL HLDGS INC	18,513	$23,000	0.0%	$3.98	-66.2%	COM	89656D101