CIK: 0001619899 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $354,409 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TBT | PROSHARES ULTRASHORT 20PLUSY TR | 1,610,501 | $54,403 | 15.4% | $35.47 | — | ETF | 74347B201 |
| — | NUVEEN CREDIT STRAT INC FD | 5,189,863 | $42,661 | 12.0% | $8.50 | — | COMMON | 67073D102 |
| PFF | ISHARES US PREFERRED STOCK E | 873,881 | $33,269 | 9.4% | $38.07 | — | ETF | 464288687 |
| — | WESTERN ASSET HIGH INCOME OP | 3,949,946 | $20,026 | 5.7% | $5.07 | — | COMMON | 95766K109 |
| — | KMI 9 3/4 10/26/18 | 495,279 | $18,840 | 5.3% | $42.53 | — | CONVERTIBLE | 49456B200 |
| — | INVESCO SENIOR INCOME TRUST | 3,664,080 | $16,085 | 4.5% | $4.51 | — | COMMON | 46131H107 |
| — | WPX 6 1/4 07/31/18 | 251,640 | $15,458 | 4.4% | $48.14 | — | CONVERTIBLE | 98212B202 |
| — | APC 7 1/2 06/07/18 | 410,246 | $13,957 | 3.9% | $38.49 | — | CONVERTIBLE | 032511404 |
| — | SWN 6 1/4 01/15/18 | 819,762 | $9,911 | 2.8% | $14.47 | — | CONVERTIBLE | 845467208 |
| — | STWD 4 3/8 04/01/23 | 7,367,000 | $7,537 | 2.1% | $1.02 | — | COMMON | 85571BAH8 |
| — | BLACKROCK CORPORATE HIGH YIE | 611,554 | $6,690 | 1.9% | $10.99 | — | COMMON | 09255P107 |
| — | BLACKSTONE GROUP LP/THE | 143,091 | $4,582 | 1.3% | $33.35 | — | COMMON | 09253U108 |
| — | CARLYLE GROUP/THE | 171,626 | $3,930 | 1.1% | $19.87 | — | COMMON | 14309L102 |
| — | CRESTWOOD EQUITY PARTNERS LP | 149,374 | $3,854 | 1.1% | $23.50 | — | COMMON | 226344208 |
| ARCC | ARES CAPITAL CORP | 193,157 | $3,036 | 0.9% | $7.41 | +0.9% | COMMON | 04010L103 |
| — | INVESCO DYNAMIC CREDIT OPP | 243,368 | $2,850 | 0.8% | $12.01 | — | COMMON | 46132R104 |
| — | ENERGY TRANSFER PARTNERS LP | 140,177 | $2,512 | 0.7% | $20.39 | — | COMMON | 29278N103 |
| — | PIMCO DYNAMIC CREDIT AND MOR | 108,273 | $2,430 | 0.7% | $22.32 | — | COMMON | 72202D106 |
| IEP | ICAHN ENTERPRISES LP | 44,871 | $2,378 | 0.7% | $51.75 | — | COMMON | 451100101 |
| — | PATTERN ENERGY GROUP INC -A | 106,008 | $2,278 | 0.6% | $23.84 | — | COMMON | 70338P100 |
| — | SUNCOKE ENERGY PARTNERS LP | 130,058 | $2,270 | 0.6% | $17.55 | — | COMMON | 86722Y101 |
| — | GOLAR LNG PARTNERS LP | 98,690 | $2,250 | 0.6% | $20.07 | — | COMMON | Y2745C102 |
| — | WESTERN ASSET EMERGING MARKE | 144,700 | $2,250 | 0.6% | $15.74 | — | COMMON | 95766A101 |
| GLP | GLOBAL PARTNERS LP | 128,826 | $2,151 | 0.6% | $18.05 | — | COMMON | 37946R109 |
| HTGC | HERCULES CAPITAL INC | 163,434 | $2,144 | 0.6% | $13.89 | -5.9% | COMMON | 427096508 |
| MPLX | MPLX LP | 59,123 | $2,097 | 0.6% | $33.41 | — | COMMON | 55336V100 |
| ARI | APOLLO COMMERCIAL REAL ESTAT | 113,518 | $2,094 | 0.6% | $18.55 | — | COMMON | 03762U105 |
| — | APOLLO INVESTMENT CORP | 369,738 | $2,093 | 0.6% | $6.39 | — | COMMON | 03761U106 |
| STWD | STARWOOD PROPERTY TRUST INC | 96,868 | $2,068 | 0.6% | $22.39 | — | COMMON | 85571B105 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 99,697 | $2,044 | 0.6% | $22.65 | — | COMMON | 866142102 |
| — | OAKTREE CAPITAL GROUP LLC | 48,258 | $2,032 | 0.6% | $46.76 | — | COMMON | 674001201 |
| — | WASHINGTON PRIME GROUP INC | 269,074 | $1,916 | 0.5% | $8.33 | — | COMMON | 93964W108 |
| — | APOLLO GLOBAL MANAGEMENT - A | 53,850 | $1,802 | 0.5% | $33.46 | — | COMMON | 037612306 |
| — | ALON USA PARTNERS LP | 105,369 | $1,801 | 0.5% | $10.48 | — | COMMON | 02052T109 |
| SPG | SIMON PROPERTY GROUP INC | 10,386 | $1,784 | 0.5% | $102.56 | +2.1% | COMMON | 828806109 |
| — | GASLOG PARTNERS LP | 70,475 | $1,744 | 0.5% | $24.75 | — | COMMON | Y2687W108 |
| NGL | NGL ENERGY PARTNERS LP | 108,423 | $1,523 | 0.4% | $14.05 | — | COMMON | 62913M107 |
| HIPS | GRANITESHARES HIPS US HIGH I | 79,115 | $1,403 | 0.4% | $17.73 | — | ETF | 38747R306 |
| XLE | ENERGY SELECT SECTOR SPDR | 18,128 | $1,310 | 0.4% | $66.02 | — | ETF | 81369Y506 |
| — | ALERIAN MLP ETF | 114,167 | $1,232 | 0.3% | $10.79 | — | ETF | 00162Q866 |
| — | CVR REFINING LP | 74,112 | $1,227 | 0.3% | $16.56 | — | COMMON | 12663P107 |
| DIN | DINEEQUITY INC | 23,984 | $1,217 | 0.3% | $33.75 | 0.0% | COMMON | 254423106 |
| IBB | ISHARES NASDAQ BIOTECHNOLOGY | 10,782 | $1,151 | 0.3% | $168.57 | — | ETF | 464287556 |
| — | FORTRESS TRANSPORTATION & IN | 57,689 | $1,150 | 0.3% | $15.94 | — | COMMON | 34960P101 |
| RITM | NEW RESIDENTIAL INVESTMENT | 63,321 | $1,132 | 0.3% | $17.88 | — | COMMON | 64828T201 |
| — | CHIMERA INVESTMENT CORP | 61,195 | $1,131 | 0.3% | $18.48 | — | COMMON | 16934Q208 |
| TRGP | TARGA RESOURCES CORP | 23,165 | $1,122 | 0.3% | $35.33 | -7.6% | COMMON | 87612G101 |
| ARLP | ALLIANCE RESOURCE PARTNERS | 56,629 | $1,116 | 0.3% | $19.71 | — | COMMON | 01877R108 |
| — | ANNALY CAPITAL MANAGEMENT IN | 93,821 | $1,116 | 0.3% | $12.05 | — | COMMON | 035710409 |
| — | WESTERN ASSET GLOBAL HIGH IN | 107,890 | $1,103 | 0.3% | $10.06 | — | COMMON | 95766B109 |
| LADR | LADDER CAPITAL CORP-REIT | 79,438 | $1,083 | 0.3% | $13.63 | — | COMMON | 505743104 |
| AGNC | AGNC INVESTMENT CORP | 53,372 | $1,078 | 0.3% | $21.29 | — | COMMON | 00123Q104 |
| MSFT | MICROSOFT CORP | 12,564 | $1,075 | 0.3% | $62.32 | +20.8% | COMMON | 594918104 |
| — | NUVEEN GLOBAL H-I FD | 62,700 | $1,060 | 0.3% | $16.91 | — | COMMON | 67075G103 |
| — | HOEGH LNG PARTNERS LP | 56,707 | $1,058 | 0.3% | $19.16 | — | COMMON | Y3262R100 |
| — | NATIONAL CINEMEDIA INC | 154,149 | $1,057 | 0.3% | $7.42 | — | COMMON | 635309107 |
| NEWT | NEWTEK BUSINESS SERVICES COR | 55,918 | $1,034 | 0.3% | $17.73 | 0.0% | COMMON | 652526203 |
| SUN | SUNOCO LP | 36,371 | $1,033 | 0.3% | $28.40 | — | COMMON | 86765K109 |
| USAC | USA COMPRESSION PARTNERS LP | 62,416 | $1,032 | 0.3% | $16.53 | — | COMMON | 90290N109 |
| — | HOSPITALITY PROPERTIES TRUST | 34,396 | $1,027 | 0.3% | $29.15 | — | COMMON | 44106M102 |
| M | MACY'S INC | 40,723 | $1,026 | 0.3% | $21.94 | 0.0% | COMMON | 55616P104 |
| — | TWO HARBORS INVESTMENT CORP | 62,894 | $1,023 | 0.3% | $16.27 | — | COMMON | 90187B408 |
| — | GAMCO GLOBAL GOLD NATURAL RE | 195,784 | $1,020 | 0.3% | $5.21 | — | COMMON | 36465A109 |
| — | DDR CORP | 113,272 | $1,015 | 0.3% | $9.16 | — | COMMON | 23317H102 |
| NMFC | NEW MOUNTAIN FINANCE CORP | 74,507 | $1,010 | 0.3% | $5.84 | 0.0% | COMMON | 647551100 |
| — | MACQUARIE INFRASTRUCTURE COR | 15,679 | $1,007 | 0.3% | $72.20 | — | COMMON | 55608B105 |
| — | CBL & ASSOCIATES PROPERTIES | 174,623 | $988 | 0.3% | $8.39 | — | COMMON | 124830100 |
| — | NEW SENIOR INVESTMENT GROUP | 127,262 | $962 | 0.3% | $7.56 | — | COMMON | 648691103 |
| META | FACEBOOK INC-A | 5,133 | $906 | 0.3% | $147.65 | +18.9% | COMMON | 30303M102 |
| — | CREDIT SUISSE GROUP-SPON ADR | 47,160 | $842 | 0.2% | $14.61 | — | COMMON | 225401108 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | 59,786 | $837 | 0.2% | $17.55 | — | COMMON | 573331105 |
| — | CENTURYLINK INC | 45,449 | $758 | 0.2% | $23.87 | — | COMMON | 156700106 |
| — | SOUTHWESTERN ENERGY CO | 117,185 | $654 | 0.2% | $5.84 | — | COMMON | 845467109 |
| DVN | DEVON ENERGY CORP | 14,642 | $606 | 0.2% | $26.18 | +2.6% | COMMON | 25179M103 |
| LULU | LULULEMON ATHLETICA INC | 7,660 | $602 | 0.2% | $56.22 | +18.6% | COMMON | 550021109 |
| — | ANADARKO PETROLEUM CORP | 10,615 | $569 | 0.2% | $48.28 | — | COMMON | 032511107 |
| SBUX | STARBUCKS CORP | 9,642 | $554 | 0.2% | $47.01 | +0.8% | COMMON | 855244109 |
| — | UNITI GROUP INC | 30,841 | $549 | 0.2% | $17.80 | — | COMMON | 91325V108 |
| EOG | EOG RESOURCES INC | 4,947 | $534 | 0.2% | $71.11 | +6.0% | COMMON | 26875P101 |
| — | OXFORD LANE CAPITAL CORP | 52,643 | $529 | 0.1% | $10.05 | — | COMMON | 691543102 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 32,480 | $522 | 0.1% | $16.07 | — | COMMON | 70931T103 |
| OFS | OFS CAPITAL CORP | 43,852 | $522 | 0.1% | $12.51 | 0.0% | COMMON | 67103B100 |
| — | THL CREDIT INC | 56,885 | $515 | 0.1% | $9.05 | — | COMMON | 872438106 |
| — | CYS INVESTMENTS INC | 64,167 | $515 | 0.1% | $8.03 | — | COMMON | 12673A108 |
| — | NEW YORK MORTGAGE TRUST INC | 83,176 | $513 | 0.1% | $6.17 | — | COMMON | 649604501 |
| PNNT | PENNANTPARK INVESTMENT CORP | 74,026 | $512 | 0.1% | $2.77 | 0.0% | COMMON | 708062104 |
| — | ALCENTRA CAPITAL CORP | 61,048 | $512 | 0.1% | $8.39 | — | COMMON | 01374T102 |
| — | CAPITALA FINANCE CORP | 69,577 | $507 | 0.1% | $7.29 | — | COMMON | 14054R106 |
| — | TICC CAPITAL CORP | 87,884 | $504 | 0.1% | $5.73 | — | COMMON | 87244T109 |
| EEM | ISHARES MSCI EMERGING MARKET | 10,664 | $502 | 0.1% | $45.17 | — | ETF | 464287234 |
| — | ARLINGTON ASSET INVESTMENT-A | 42,384 | $499 | 0.1% | $11.77 | — | COMMON | 041356205 |
| — | FS INVESTMENT CORP | 67,924 | $499 | 0.1% | $7.35 | — | COMMON | 302635107 |
| EFG | ISHARES MSCI EAFE GROWTH ETF | 6,152 | $497 | 0.1% | $78.55 | — | ETF | 464288885 |
| — | APACHE CORP | 10,851 | $458 | 0.1% | $45.69 | — | COMMON | 037411105 |
| WYNN | WYNN RESORTS LTD | 2,519 | $425 | 0.1% | $114.20 | +23.4% | COMMON | 983134107 |
| GLPI | GAMING AND LEISURE PROPERTIE | 11,407 | $422 | 0.1% | $36.99 | — | COMMON | 36467J108 |
| — | FRONTIER COMMUNICATIONS CORP | 54,289 | $367 | 0.1% | $6.76 | — | COMMON | 35906A306 |
| NEAR | ISHARES SHORT MATURITY BOND | 7,159 | $359 | 0.1% | $50.27 | — | ETF | 46431W507 |
| GM | GENERAL MOTORS CO | 8,624 | $353 | 0.1% | $37.86 | 0.0% | COMMON | 37045V100 |
| — | HESS CORP | 7,322 | $348 | 0.1% | $46.85 | — | COMMON | 42809H107 |
| SPY | SPDR S&P 500 ETF TRUST | 1,014 | $271 | 0.1% | $241.98 | — | ETF | 78462F103 |
| PYPL | PAYPAL HOLDINGS INC | 2,871 | $211 | 0.1% | $72.14 | 0.0% | COMMON | 70450Y103 |
| TIP | ISHARES TIPS BOND ETF | 1,828 | $209 | 0.1% | $113.62 | — | ETF | 464287176 |
| — | BARNES & NOBLE INC | 29,940 | $201 | 0.1% | $7.62 | — | COMMON | 067774109 |
| — | NUVEEN QUAL MUNI INCOME FD | 13,805 | $194 | 0.1% | $14.04 | — | COMMON | 67066V101 |
| IGSB | ISHARES 1-3 YEAR CREDIT BOND | 1,810 | $189 | 0.1% | $105.28 | — | ETF | 464288646 |
| MLM | MARTIN MARIETTA MATERIALS | 763 | $169 | 0.0% | $197.06 | 0.0% | COMMON | 573284106 |
| BRK/B | BERKSHIRE HATHAWAY INC-CL B | 829 | $164 | 0.0% | $166.33 | +14.2% | COMMON | 084670702 |
| RL | RALPH LAUREN CORP | 1,555 | $161 | 0.0% | $63.12 | +24.6% | COMMON | 751212101 |
| TLT | ISHARES 20 PLUS YEAR TREASURY BO | 1,255 | $159 | 0.0% | $124.90 | — | ETF | 464287432 |
| DIS | WALT DISNEY CO/THE | 1,038 | $112 | 0.0% | $100.61 | -3.3% | COMMON | 254687106 |
| — | PRUDENTIAL GL SH DUR HI YLD | 4,484 | $65 | 0.0% | $14.72 | — | COMMON | 74433A109 |
| — | DOUBLELINE INCOME SOLUTIONS | 3,131 | $63 | 0.0% | $20.12 | — | COMMON | 258622109 |
| — | VOYA PRIME RATE TRUST | 12,320 | $62 | 0.0% | $5.21 | — | COMMON | 92913A100 |
| BAC | BANK OF AMERICA CORP | 1,648 | $49 | 0.0% | $19.88 | +14.6% | COMMON | 060505104 |
| VNQ | VANGUARD REAL ESTATE ETF | 443 | $37 | 0.0% | $83.52 | — | ETF | 922908553 |
| — | INGERSOLL-RAND PLC | 363 | $32 | 0.0% | $88.15 | — | COMMON | 00B633030 |
| XLV | HEALTH CARE SELECT SECTOR | 269 | $22 | 0.0% | $81.78 | — | ETF | 81369Y209 |