INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 13, 2018

Total Value ($000): $315,843 (100.0% shares, 0.0% debt)

Holdings (27)

— PRICELINE GRP INC 7.5%

Value ($000) $23,626 Shares 19,913,000 Est. Cost $1.02 Unrealized —

— ANTHEM INC 7.4%

Value ($000) $23,311 Shares 6,176,000 Est. Cost $2.06 Unrealized —

— INTEL CORP 6.9%

Value ($000) $21,917 Shares 9,550,000 Est. Cost $2.22 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 6.6%

Value ($000) $20,943 Shares 20,764,000 Est. Cost $1.02 Unrealized —

— CITRIX SYS INC 5.9%

Value ($000) $18,492 Shares 12,040,000 Est. Cost $1.19 Unrealized —

— RED HAT INC 5.8%

Value ($000) $18,217 Shares 9,861,000 Est. Cost $1.30 Unrealized —

— ARES CAP CORP 5.4%

Value ($000) $16,979 Shares 16,800,000 Est. Cost $1.02 Unrealized —

— TPG SPECIALTY LENDING INC 5.3%

Value ($000) $16,796 Shares 16,700,000 Est. Cost $1.01 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 4.8%

Value ($000) $15,060 Shares 15,216,000 Est. Cost $1.13 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 4.6%

Value ($000) $14,580 Shares 15,589,000 Est. Cost $1.00 Unrealized —

— RPM INTL INC 4.4%

Value ($000) $14,030 Shares 11,395,000 Est. Cost $1.40 Unrealized —

— ALZA CORP 4.4%

Value ($000) $13,923 Shares 7,339,000 Est. Cost $1.42 Unrealized —

— NOVELLUS SYS INC 3.6%

Value ($000) $11,444 Shares 2,498,000 Est. Cost $2.79 Unrealized —

— HERCULES CAPITAL INC 3.6%

Value ($000) $11,355 Shares 11,719,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.4%

Value ($000) $10,855 Shares 10,791,000 Est. Cost $1.05 Unrealized —

— SPIRIT RLTY CAP INC NEW 3.4%

Value ($000) $10,824 Shares 10,844,000 Est. Cost $1.08 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.3%

Value ($000) $10,309 Shares 10,233,000 Est. Cost $0.90 Unrealized —

— ILLUMINA INC 3.2%

Value ($000) $10,103 Shares 6,964,000 Est. Cost $1.16 Unrealized —

— SPIRIT RLTY CAP INC NEW 3.0%

Value ($000) $9,515 Shares 9,433,000 Est. Cost $1.09 Unrealized —

— ARES CAP CORP 1.5%

Value ($000) $4,718 Shares 4,711,000 Est. Cost $1.04 Unrealized —

— WELLS FARGO CO NEW 1.3%

Value ($000) $4,228 Shares 3,287 Est. Cost $1186.84 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 1.2%

Value ($000) $3,920 Shares 4,362,000 Est. Cost $1.00 Unrealized —

— BANK AMER CORP 1.1%

Value ($000) $3,359 Shares 2,595 Est. Cost $1167.65 Unrealized —

— ILLUMINA INC 1.1%

Value ($000) $3,317 Shares 2,200,000 Est. Cost $1.51 Unrealized —

— DANAHER CORP DEL 0.6%

Value ($000) $2,008 Shares 484,000 Est. Cost $2.26 Unrealized —

— NABORS INDS INC NEW 0.3%

Value ($000) $1,070 Shares 1,375,000 Est. Cost $0.78 Unrealized —

— ON SEMICONDUCTOR CORP 0.3%

Value ($000) $944 Shares 814,000 Est. Cost $0.89 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	PRICELINE GRP INC	19,913,000	$23,626	7.5%	$1.02	—	NOTE 0.900% 9/1	741503AX4
—	ANTHEM INC	6,176,000	$23,311	7.4%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	INTEL CORP	9,550,000	$21,917	6.9%	$2.22	—	SDCV 3.250% 8/0	458140AF7
—	AMERICAN RLTY CAP PPTYS INC	20,764,000	$20,943	6.6%	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	CITRIX SYS INC	12,040,000	$18,492	5.9%	$1.19	—	NOTE 0.500% 4/1	177376AD2
—	RED HAT INC	9,861,000	$18,217	5.8%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	ARES CAP CORP	16,800,000	$16,979	5.4%	$1.02	—	NOTE 3.750% 2/0	04010LAT0
—	TPG SPECIALTY LENDING INC	16,700,000	$16,796	5.3%	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$15,060	4.8%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14,580	4.6%	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	RPM INTL INC	11,395,000	$14,030	4.4%	$1.40	—	NOTE 2.250%12/1	749685AT0
—	ALZA CORP	7,339,000	$13,923	4.4%	$1.42	—	SDCV7/2	02261WAB5
—	NOVELLUS SYS INC	2,498,000	$11,444	3.6%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	HERCULES CAPITAL INC	11,719,000	$11,355	3.6%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	PROSPECT CAPITAL CORPORATION	10,791,000	$10,855	3.4%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	SPIRIT RLTY CAP INC NEW	10,844,000	$10,824	3.4%	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10,309	3.3%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	ILLUMINA INC	6,964,000	$10,103	3.2%	$1.16	—	NOTE6/1	452327AF6
—	SPIRIT RLTY CAP INC NEW	9,433,000	$9,515	3.0%	$1.09	—	NOTE 3.750% 5/1	84860WAB8
—	ARES CAP CORP	4,711,000	$4,718	1.5%	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	WELLS FARGO CO NEW	3,287	$4,228	1.3%	$1186.84	—	PERP PFD CNV A	949746804
—	MACQUARIE INFRASTRUCTURE COR	4,362,000	$3,920	1.2%	$1.00	—	NOTE 2.000%10/0	55608BAB1
—	BANK AMER CORP	2,595	$3,359	1.1%	$1167.65	—	7.25%CNV PFD L	060505682
—	ILLUMINA INC	2,200,000	$3,317	1.1%	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	DANAHER CORP DEL	484,000	$2,008	0.6%	$2.26	—	DBCV1/2	235851AF9
—	NABORS INDS INC NEW	1,375,000	$1,070	0.3%	$0.78	—	NOTE 0.750% 1/1	62957HAB1
—	ON SEMICONDUCTOR CORP	814,000	$944	0.3%	$0.89	—	NOTE 1.000%12/0	682189AK1