INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 13, 2018

Total Value: $316M (100.0% shares, 0.0% debt)

Holdings (27)

— PRICELINE GRP INC 7.5%

Value $23.63M Shares 19,913,000 Share Price $1.19 Est. Cost/Share $1.02 Unrealized @ Report Date —

— ANTHEM INC 7.4%

Value $23.31M Shares 6,176,000 Share Price $3.77 Est. Cost/Share $2.06 Unrealized @ Report Date —

— INTEL CORP 6.9%

Value $21.92M Shares 9,550,000 Share Price $2.29 Est. Cost/Share $2.22 Unrealized @ Report Date —

— AMERICAN RLTY CAP PPTYS INC 6.6%

Value $20.94M Shares 20,764,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— CITRIX SYS INC 5.9%

Value $18.49M Shares 12,040,000 Share Price $1.54 Est. Cost/Share $1.19 Unrealized @ Report Date —

— RED HAT INC 5.8%

Value $18.22M Shares 9,861,000 Share Price $1.85 Est. Cost/Share $1.30 Unrealized @ Report Date —

— ARES CAP CORP 5.4%

Value $16.98M Shares 16,800,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TPG SPECIALTY LENDING INC 5.3%

Value $16.8M Shares 16,700,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 4.8%

Value $15.06M Shares 15,216,000 Share Price $0.99 Est. Cost/Share $1.13 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 4.6%

Value $14.58M Shares 15,589,000 Share Price $0.94 Est. Cost/Share $1.00 Unrealized @ Report Date —

— RPM INTL INC 4.4%

Value $14.03M Shares 11,395,000 Share Price $1.23 Est. Cost/Share $1.40 Unrealized @ Report Date —

— ALZA CORP 4.4%

Value $13.92M Shares 7,339,000 Share Price $1.90 Est. Cost/Share $1.42 Unrealized @ Report Date —

— NOVELLUS SYS INC 3.6%

Value $11.44M Shares 2,498,000 Share Price $4.58 Est. Cost/Share $2.79 Unrealized @ Report Date —

— HERCULES CAPITAL INC 3.6%

Value $11.36M Shares 11,719,000 Share Price $0.97 Est. Cost/Share $1.00 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 3.4%

Value $10.86M Shares 10,791,000 Share Price $1.01 Est. Cost/Share $1.05 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 3.4%

Value $10.82M Shares 10,844,000 Share Price $1.00 Est. Cost/Share $1.08 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 3.3%

Value $10.31M Shares 10,233,000 Share Price $1.01 Est. Cost/Share $0.90 Unrealized @ Report Date —

— ILLUMINA INC 3.2%

Value $10.1M Shares 6,964,000 Share Price $1.45 Est. Cost/Share $1.16 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 3.0%

Value $9.515M Shares 9,433,000 Share Price $1.01 Est. Cost/Share $1.09 Unrealized @ Report Date —

— ARES CAP CORP 1.5%

Value $4.718M Shares 4,711,000 Share Price $1.00 Est. Cost/Share $1.04 Unrealized @ Report Date —

— WELLS FARGO CO NEW 1.3%

Value $4.228M Shares 3,287 Share Price $1286.28 Est. Cost/Share $1186.84 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 1.2%

Value $3.92M Shares 4,362,000 Share Price $0.90 Est. Cost/Share $1.00 Unrealized @ Report Date —

— BANK AMER CORP 1.1%

Value $3.359M Shares 2,595 Share Price $1294.41 Est. Cost/Share $1167.65 Unrealized @ Report Date —

— ILLUMINA INC 1.1%

Value $3.317M Shares 2,200,000 Share Price $1.51 Est. Cost/Share $1.51 Unrealized @ Report Date —

— DANAHER CORP DEL 0.6%

Value $2.008M Shares 484,000 Share Price $4.15 Est. Cost/Share $2.26 Unrealized @ Report Date —

— NABORS INDS INC NEW 0.3%

Value $1.07M Shares 1,375,000 Share Price $0.78 Est. Cost/Share $0.78 Unrealized @ Report Date —

— ON SEMICONDUCTOR CORP 0.3%

Value $944K Shares 814,000 Share Price $1.16 Est. Cost/Share $0.89 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	PRICELINE GRP INC	19,913,000	$23.63M	7.5%	$1.19	$1.02	—	NOTE 0.900% 9/1	741503AX4
—	ANTHEM INC	6,176,000	$23.31M	7.4%	$3.77	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	INTEL CORP	9,550,000	$21.92M	6.9%	$2.29	$2.22	—	SDCV 3.250% 8/0	458140AF7
—	AMERICAN RLTY CAP PPTYS INC	20,764,000	$20.94M	6.6%	$1.01	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	CITRIX SYS INC	12,040,000	$18.49M	5.9%	$1.54	$1.19	—	NOTE 0.500% 4/1	177376AD2
—	RED HAT INC	9,861,000	$18.22M	5.8%	$1.85	$1.30	—	NOTE 0.250%10/0	756577AD4
—	ARES CAP CORP	16,800,000	$16.98M	5.4%	$1.01	$1.02	—	NOTE 3.750% 2/0	04010LAT0
—	TPG SPECIALTY LENDING INC	16,700,000	$16.8M	5.3%	$1.01	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$15.06M	4.8%	$0.99	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14.58M	4.6%	$0.94	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	RPM INTL INC	11,395,000	$14.03M	4.4%	$1.23	$1.40	—	NOTE 2.250%12/1	749685AT0
—	ALZA CORP	7,339,000	$13.92M	4.4%	$1.90	$1.42	—	SDCV7/2	02261WAB5
—	NOVELLUS SYS INC	2,498,000	$11.44M	3.6%	$4.58	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	HERCULES CAPITAL INC	11,719,000	$11.36M	3.6%	$0.97	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	PROSPECT CAPITAL CORPORATION	10,791,000	$10.86M	3.4%	$1.01	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	SPIRIT RLTY CAP INC NEW	10,844,000	$10.82M	3.4%	$1.00	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10.31M	3.3%	$1.01	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	ILLUMINA INC	6,964,000	$10.1M	3.2%	$1.45	$1.16	—	NOTE6/1	452327AF6
—	SPIRIT RLTY CAP INC NEW	9,433,000	$9.515M	3.0%	$1.01	$1.09	—	NOTE 3.750% 5/1	84860WAB8
—	ARES CAP CORP	4,711,000	$4.718M	1.5%	$1.00	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	WELLS FARGO CO NEW	3,287	$4.228M	1.3%	$1286.28	$1186.84	—	PERP PFD CNV A	949746804
—	MACQUARIE INFRASTRUCTURE COR	4,362,000	$3.92M	1.2%	$0.90	$1.00	—	NOTE 2.000%10/0	55608BAB1
—	BANK AMER CORP	2,595	$3.359M	1.1%	$1294.41	$1167.65	—	7.25%CNV PFD L	060505682
—	ILLUMINA INC	2,200,000	$3.317M	1.1%	$1.51	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	DANAHER CORP DEL	484,000	$2.008M	0.6%	$4.15	$2.26	—	DBCV1/2	235851AF9
—	NABORS INDS INC NEW	1,375,000	$1.07M	0.3%	$0.78	$0.78	—	NOTE 0.750% 1/1	62957HAB1
—	ON SEMICONDUCTOR CORP	814,000	$944K	0.3%	$1.16	$0.89	—	NOTE 1.000%12/0	682189AK1