INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 12, 2019

Total Value: $301M (100.0% shares, 0.0% debt)

Holdings (27)

— ANTHEM INC 7.4%

Value $22.24M Shares 6,151,000 Share Price $3.62 Est. Cost/Share $2.06 Unrealized @ Report Date —

— PRICELINE GRP INC 7.3%

Value $21.92M Shares 19,863,000 Share Price $1.10 Est. Cost/Share $1.02 Unrealized @ Report Date —

— INTEL CORP 7.2%

Value $21.75M Shares 9,520,000 Share Price $2.28 Est. Cost/Share $2.22 Unrealized @ Report Date —

— AMERICAN RLTY CAP PPTYS INC 6.8%

Value $20.45M Shares 20,764,000 Share Price $0.99 Est. Cost/Share $1.02 Unrealized @ Report Date —

— RED HAT INC 6.3%

Value $18.99M Shares 7,996,000 Share Price $2.38 Est. Cost/Share $1.30 Unrealized @ Report Date —

— CITRIX SYS INC 5.7%

Value $17.09M Shares 12,040,000 Share Price $1.42 Est. Cost/Share $1.19 Unrealized @ Report Date —

— ARES CAP CORP 5.6%

Value $16.79M Shares 16,800,000 Share Price $1.00 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TPG SPECIALTY LENDING INC 5.4%

Value $16.38M Shares 16,700,000 Share Price $0.98 Est. Cost/Share $1.01 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 5.0%

Value $15.1M Shares 15,216,000 Share Price $0.99 Est. Cost/Share $1.13 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 4.7%

Value $14.07M Shares 15,589,000 Share Price $0.90 Est. Cost/Share $1.00 Unrealized @ Report Date —

— ALZA CORP 4.3%

Value $12.95M Shares 7,339,000 Share Price $1.76 Est. Cost/Share $1.42 Unrealized @ Report Date —

— HERCULES CAPITAL INC 3.7%

Value $11.09M Shares 11,719,000 Share Price $0.95 Est. Cost/Share $1.00 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 3.5%

Value $10.53M Shares 10,554,000 Share Price $1.00 Est. Cost/Share $1.08 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 3.4%

Value $10.32M Shares 10,303,000 Share Price $1.00 Est. Cost/Share $1.05 Unrealized @ Report Date —

— NOVELLUS SYS INC 3.4%

Value $10.3M Shares 2,498,000 Share Price $4.12 Est. Cost/Share $2.79 Unrealized @ Report Date —

— PROSPECT CAPITAL CORPORATION 3.4%

Value $10.12M Shares 10,233,000 Share Price $0.99 Est. Cost/Share $0.90 Unrealized @ Report Date —

— SPIRIT RLTY CAP INC NEW 3.1%

Value $9.233M Shares 9,433,000 Share Price $0.98 Est. Cost/Share $1.09 Unrealized @ Report Date —

— ILLUMINA INC 2.8%

Value $8.493M Shares 6,964,000 Share Price $1.22 Est. Cost/Share $1.16 Unrealized @ Report Date —

— EURONET WORLDWIDE INC 2.5%

Value $7.529M Shares 5,300,000 Share Price $1.42 Est. Cost/Share $1.42 Unrealized @ Report Date —

— MACQUARIE INFRASTRUCTURE COR 2.4%

Value $7.236M Shares 8,362,000 Share Price $0.87 Est. Cost/Share $0.93 Unrealized @ Report Date —

— ARES CAP CORP 1.5%

Value $4.483M Shares 4,486,000 Share Price $1.00 Est. Cost/Share $1.04 Unrealized @ Report Date —

— WELLS FARGO CO NEW 1.4%

Value $4.145M Shares 3,287 Share Price $1261.03 Est. Cost/Share $1186.84 Unrealized @ Report Date —

— BANK AMER CORP 1.1%

Value $3.375M Shares 2,695 Share Price $1252.32 Est. Cost/Share $1170.79 Unrealized @ Report Date —

— ILLUMINA INC 1.0%

Value $2.888M Shares 2,200,000 Share Price $1.31 Est. Cost/Share $1.51 Unrealized @ Report Date —

— DANAHER CORP DEL 0.6%

Value $1.896M Shares 484,000 Share Price $3.92 Est. Cost/Share $2.26 Unrealized @ Report Date —

— ON SEMICONDUCTOR CORP 0.3%

Value $897K Shares 814,000 Share Price $1.10 Est. Cost/Share $0.89 Unrealized @ Report Date —

— NABORS INDS INC NEW 0.3%

Value $845K Shares 1,375,000 Share Price $0.61 Est. Cost/Share $0.78 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ANTHEM INC	6,151,000	$22.24M	7.4%	$3.62	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	PRICELINE GRP INC	19,863,000	$21.92M	7.3%	$1.10	$1.02	—	NOTE 0.900% 9/1	741503AX4
—	INTEL CORP	9,520,000	$21.75M	7.2%	$2.28	$2.22	—	SDCV 3.250% 8/0	458140AF7
—	AMERICAN RLTY CAP PPTYS INC	20,764,000	$20.45M	6.8%	$0.99	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	RED HAT INC	7,996,000	$18.99M	6.3%	$2.38	$1.30	—	NOTE 0.250%10/0	756577AD4
—	CITRIX SYS INC	12,040,000	$17.09M	5.7%	$1.42	$1.19	—	NOTE 0.500% 4/1	177376AD2
—	ARES CAP CORP	16,800,000	$16.79M	5.6%	$1.00	$1.02	—	NOTE 3.750% 2/0	04010LAT0
—	TPG SPECIALTY LENDING INC	16,700,000	$16.38M	5.4%	$0.98	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$15.1M	5.0%	$0.99	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14.07M	4.7%	$0.90	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ALZA CORP	7,339,000	$12.95M	4.3%	$1.76	$1.42	—	SDCV 7/2	02261WAB5
—	HERCULES CAPITAL INC	11,719,000	$11.09M	3.7%	$0.95	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	SPIRIT RLTY CAP INC NEW	10,554,000	$10.53M	3.5%	$1.00	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	10,303,000	$10.32M	3.4%	$1.00	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	NOVELLUS SYS INC	2,498,000	$10.3M	3.4%	$4.12	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10.12M	3.4%	$0.99	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	SPIRIT RLTY CAP INC NEW	9,433,000	$9.233M	3.1%	$0.98	$1.09	—	NOTE 3.750% 5/1	84860WAB8
—	ILLUMINA INC	6,964,000	$8.493M	2.8%	$1.22	$1.16	—	NOTE 6/1	452327AF6
—	EURONET WORLDWIDE INC	5,300,000	$7.529M	2.5%	$1.42	$1.42	—	NOTE 1.500%10/0	298736AH2
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7.236M	2.4%	$0.87	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	ARES CAP CORP	4,486,000	$4.483M	1.5%	$1.00	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	WELLS FARGO CO NEW	3,287	$4.145M	1.4%	$1261.03	$1186.84	—	PERP PFD CNV A	949746804
—	BANK AMER CORP	2,695	$3.375M	1.1%	$1252.32	$1170.79	—	7.25%CNV PFD L	060505682
—	ILLUMINA INC	2,200,000	$2.888M	1.0%	$1.31	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	DANAHER CORP DEL	484,000	$1.896M	0.6%	$3.92	$2.26	—	DBCV 1/2	235851AF9
—	ON SEMICONDUCTOR CORP	814,000	$897K	0.3%	$1.10	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,375,000	$845K	0.3%	$0.61	$0.78	—	NOTE 0.750% 1/1	62957HAB1