INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 12, 2019

Total Value ($000): $301,129 (100.0% shares, 0.0% debt)

Holdings (27)

— ANTHEM INC 7.4%

Value ($000) $22,241 Shares 6,151,000 Est. Cost $2.06 Unrealized —

— PRICELINE GRP INC 7.3%

Value ($000) $21,920 Shares 19,863,000 Est. Cost $1.02 Unrealized —

— INTEL CORP 7.2%

Value ($000) $21,747 Shares 9,520,000 Est. Cost $2.22 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 6.8%

Value ($000) $20,455 Shares 20,764,000 Est. Cost $1.02 Unrealized —

— RED HAT INC 6.3%

Value ($000) $18,991 Shares 7,996,000 Est. Cost $1.30 Unrealized —

— CITRIX SYS INC 5.7%

Value ($000) $17,095 Shares 12,040,000 Est. Cost $1.19 Unrealized —

— ARES CAP CORP 5.6%

Value ($000) $16,788 Shares 16,800,000 Est. Cost $1.02 Unrealized —

— TPG SPECIALTY LENDING INC 5.4%

Value ($000) $16,378 Shares 16,700,000 Est. Cost $1.01 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 5.0%

Value ($000) $15,102 Shares 15,216,000 Est. Cost $1.13 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 4.7%

Value ($000) $14,069 Shares 15,589,000 Est. Cost $1.00 Unrealized —

— ALZA CORP 4.3%

Value ($000) $12,951 Shares 7,339,000 Est. Cost $1.42 Unrealized —

— HERCULES CAPITAL INC 3.7%

Value ($000) $11,091 Shares 11,719,000 Est. Cost $1.00 Unrealized —

— SPIRIT RLTY CAP INC NEW 3.5%

Value ($000) $10,533 Shares 10,554,000 Est. Cost $1.08 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.4%

Value ($000) $10,325 Shares 10,303,000 Est. Cost $1.05 Unrealized —

— NOVELLUS SYS INC 3.4%

Value ($000) $10,301 Shares 2,498,000 Est. Cost $2.79 Unrealized —

— PROSPECT CAPITAL CORPORATION 3.4%

Value ($000) $10,122 Shares 10,233,000 Est. Cost $0.90 Unrealized —

— SPIRIT RLTY CAP INC NEW 3.1%

Value ($000) $9,233 Shares 9,433,000 Est. Cost $1.09 Unrealized —

— ILLUMINA INC 2.8%

Value ($000) $8,493 Shares 6,964,000 Est. Cost $1.16 Unrealized —

— EURONET WORLDWIDE INC 2.5%

Value ($000) $7,529 Shares 5,300,000 Est. Cost $1.42 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 2.4%

Value ($000) $7,236 Shares 8,362,000 Est. Cost $0.93 Unrealized —

— ARES CAP CORP 1.5%

Value ($000) $4,483 Shares 4,486,000 Est. Cost $1.04 Unrealized —

— WELLS FARGO CO NEW 1.4%

Value ($000) $4,145 Shares 3,287 Est. Cost $1186.84 Unrealized —

— BANK AMER CORP 1.1%

Value ($000) $3,375 Shares 2,695 Est. Cost $1170.79 Unrealized —

— ILLUMINA INC 1.0%

Value ($000) $2,888 Shares 2,200,000 Est. Cost $1.51 Unrealized —

— DANAHER CORP DEL 0.6%

Value ($000) $1,896 Shares 484,000 Est. Cost $2.26 Unrealized —

— ON SEMICONDUCTOR CORP 0.3%

Value ($000) $897 Shares 814,000 Est. Cost $0.89 Unrealized —

— NABORS INDS INC NEW 0.3%

Value ($000) $845 Shares 1,375,000 Est. Cost $0.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ANTHEM INC	6,151,000	$22,241	7.4%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	PRICELINE GRP INC	19,863,000	$21,920	7.3%	$1.02	—	NOTE 0.900% 9/1	741503AX4
—	INTEL CORP	9,520,000	$21,747	7.2%	$2.22	—	SDCV 3.250% 8/0	458140AF7
—	AMERICAN RLTY CAP PPTYS INC	20,764,000	$20,455	6.8%	$1.02	—	NOTE 3.750%12/1	02917TAB0
—	RED HAT INC	7,996,000	$18,991	6.3%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	CITRIX SYS INC	12,040,000	$17,095	5.7%	$1.19	—	NOTE 0.500% 4/1	177376AD2
—	ARES CAP CORP	16,800,000	$16,788	5.6%	$1.02	—	NOTE 3.750% 2/0	04010LAT0
—	TPG SPECIALTY LENDING INC	16,700,000	$16,378	5.4%	$1.01	—	NOTE 4.500% 8/0	87265KAD4
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$15,102	5.0%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	TEVA PHARMACEUTICAL FIN LLC	15,589,000	$14,069	4.7%	$1.00	—	DBCV 0.250% 2/0	88163VAE9
—	ALZA CORP	7,339,000	$12,951	4.3%	$1.42	—	SDCV 7/2	02261WAB5
—	HERCULES CAPITAL INC	11,719,000	$11,091	3.7%	$1.00	—	DBCV 4.375% 2/0	427096AF9
—	SPIRIT RLTY CAP INC NEW	10,554,000	$10,533	3.5%	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	10,303,000	$10,325	3.4%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	NOVELLUS SYS INC	2,498,000	$10,301	3.4%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	PROSPECT CAPITAL CORPORATION	10,233,000	$10,122	3.4%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	SPIRIT RLTY CAP INC NEW	9,433,000	$9,233	3.1%	$1.09	—	NOTE 3.750% 5/1	84860WAB8
—	ILLUMINA INC	6,964,000	$8,493	2.8%	$1.16	—	NOTE 6/1	452327AF6
—	EURONET WORLDWIDE INC	5,300,000	$7,529	2.5%	$1.42	—	NOTE 1.500%10/0	298736AH2
—	MACQUARIE INFRASTRUCTURE COR	8,362,000	$7,236	2.4%	$0.93	—	NOTE 2.000%10/0	55608BAB1
—	ARES CAP CORP	4,486,000	$4,483	1.5%	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	WELLS FARGO CO NEW	3,287	$4,145	1.4%	$1186.84	—	PERP PFD CNV A	949746804
—	BANK AMER CORP	2,695	$3,375	1.1%	$1170.79	—	7.25%CNV PFD L	060505682
—	ILLUMINA INC	2,200,000	$2,888	1.0%	$1.51	—	NOTE 0.500% 6/1	452327AH2
—	DANAHER CORP DEL	484,000	$1,896	0.6%	$2.26	—	DBCV 1/2	235851AF9
—	ON SEMICONDUCTOR CORP	814,000	$897	0.3%	$0.89	—	NOTE 1.000%12/0	682189AK1
—	NABORS INDS INC NEW	1,375,000	$845	0.3%	$0.78	—	NOTE 0.750% 1/1	62957HAB1