CIK: 0001734341 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $2,158,074 (20.1% shares, 79.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CALAMP CORP | 226,139,000 | $202,377 | 9.4% | $0.80 | — | NOTE 2.000% 8/0 | 128126AD1 |
| — | QUOTIENT TECHNOLOGY INC | 184,837,000 | $182,527 | 8.5% | $0.95 | — | NOTE 1.750%12/0 | 749119AB9 |
| TDC | TERADATA CORP DEL | 5,066,666 | $157,371 | 7.3% | $25.46 | +37.3% | COM | 88076W103 |
| — | VEECO INSTRS INC DEL | 132,500,000 | $153,700 | 7.1% | $1.06 | — | NOTE 3.500% 1/1 | 922417AG5 |
| — | MAGNITE INC | 180,749,000 | $134,724 | 6.2% | $0.78 | — | NOTE 0.250% 3/1 | 55955DAB6 |
| — | WIX COM LTD | 146,586,000 | $123,352 | 5.7% | $0.83 | — | NOTE 8/1 | 92940WAD1 |
| — | EVERBRIDGE INC | 142,486,000 | $122,666 | 5.7% | $0.86 | — | NOTE 3/1 | 29978AAE4 |
| — | EDGIO INC | 116,370,000 | $105,198 | 4.9% | $0.88 | — | NOTE 3.500% 8/0 | 53261MAB0 |
| — | WISDOMTREE INVTS INC | 114,345,000 | $103,204 | 4.8% | $0.91 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| — | EVERBRIDGE INC | 112,990,000 | $100,853 | 4.7% | $0.91 | — | NOTE 0.125%12/1 | 29978AAC8 |
| — | BLACKLINE INC | 95,776,000 | $77,962 | 3.6% | $0.80 | — | NOTE 3/1 | 09239BAD1 |
| — | AVALARA INC | 72,400,000 | $70,373 | 3.3% | $0.97 | — | NOTE 0.250% 8/0 | 05338GAB2 |
| — | ABSOLUTE SOFTWARE CORP | 5,937,832 | $68,938 | 3.2% | $9.97 | — | COM | 00386B109 |
| — | WISDOMTREE INVTS INC | 63,250,000 | $63,733 | 3.0% | $1.17 | — | NOTE 4.250% 6/1 | 97717PAB0 |
| ONTF | ON24 INC | 6,666,666 | $58,667 | 2.7% | $18.64 | -48.6% | COM | 68339B104 |
| — | LIVEPERSON INC | 66,606,000 | $45,515 | 2.1% | $0.70 | — | NOTE 12/1 | 538146AD3 |
| — | LIVEPERSON INC | 40,500,000 | $37,311 | 1.7% | $0.91 | — | NOTE 0.750% 3/0 | 538146AB7 |
| — | BIGCOMMERCE HLDGS INC | 50,500,000 | $37,127 | 1.7% | $0.74 | — | NOTE 0.250%10/0 | 08975PAB4 |
| — | PEGASYSTEMS INC | 44,920,000 | $36,554 | 1.7% | $0.81 | — | NOTE 0.750% 3/0 | 705573AB9 |
| ALLT | ALLOT LTD | 8,768,666 | $34,373 | 1.6% | $7.70 | -38.3% | SHS | M0854Q105 |
| — | GOPRO INC | 34,000,000 | $30,381 | 1.4% | $0.89 | — | NOTE 1.250%11/1 | 38268TAD5 |
| — | PROS HOLDINGS INC | 31,419,000 | $29,063 | 1.3% | $0.93 | — | NOTE 1.000% 5/1 | 74346YAH6 |
| — | JAMF HLDG CORP | 34,100,000 | $27,809 | 1.3% | $0.82 | — | NOTE 0.125% 9/0 | 47074LAB1 |
| — | ALARM COM HLDGS INC | 32,098,000 | $26,401 | 1.2% | $0.82 | — | NOTE 1/1 | 011642AB1 |
| RDCM | RADCOM LTD | 1,621,007 | $18,463 | 0.9% | $10.71 | +9.2% | SHS NEW | M81865111 |
| — | SEQUANS COMMUNICATIONS S A | 4,746,401 | $16,945 | 0.8% | $5.59 | — | SPONSORED ADS | 817323207 |
| — | BRIGHTCOVE INC | 2,445,450 | $15,406 | 0.7% | $8.09 | — | COM | 10921T101 |
| — | COUPA SOFTWARE INC | 17,144,000 | $14,547 | 0.7% | $0.87 | — | NOTE 0.125% 6/1 | 22266LAC0 |
| — | QUOTIENT TECHNOLOGY INC | 5,666,666 | $13,090 | 0.6% | $6.75 | — | COM | 749119103 |
| — | BENEFITFOCUS INC | 1,799,795 | $11,429 | 0.5% | $10.82 | — | COM | 08180D106 |
| AIOT | POWERFLEET INC | 3,580,966 | $11,029 | 0.5% | $6.71 | -57.1% | COM | 73931J109 |
| GPRO | GOPRO INC | 1,245,424 | $6,140 | 0.3% | $10.17 | -41.5% | CL A | 38268T103 |
| OSS | ONE STOP SYS INC | 1,544,301 | $4,942 | 0.2% | $4.44 | -14.6% | COM | 68247W109 |
| LTRX | LANTRONIX INC | 656,683 | $3,159 | 0.1% | $6.30 | -3.6% | COM NEW | 516548203 |
| ASUR | ASURE SOFTWARE INC | 426,962 | $2,442 | 0.1% | $8.09 | -32.4% | COM | 04649U102 |
| BBAI | BIGBEAR AI HLDGS INC | 1,425,519 | $2,238 | 0.1% | $7.80 | -71.8% | COM | 08975B109 |
| YEXT | YEXT INC | 481,567 | $2,148 | 0.1% | $5.92 | -21.6% | COM | 98585N106 |
| — | EDGIO INC | 738,536 | $2,053 | 0.1% | $2.64 | — | COM | 53261M104 |
| OSPN | ONESPAN INC | 166,666 | $1,435 | 0.1% | $12.26 | -14.8% | COM | 68287N100 |
| — | CALAMP CORP | 359,829 | $1,382 | 0.1% | $3.84 | — | COM | 128126109 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 55,500 | $568 | 0.0% | $20.69 | -36.6% | COM | 55933J203 |
| — | VIMEO INC | 66,666 | $267 | 0.0% | $4.01 | — | COMMON STOCK | 92719V100 |
| — | EMCORE CORP | 112,984 | $189 | 0.0% | $3.07 | — | COM NEW | 290846203 |
| — | KALEYRA INC | 20,000 | $19 | 0.0% | $12.25 | — | COM | 483379103 |
| — | LIGHTNING EMOTORS INC | 17,910 | $4 | 0.0% | $1.65 | — | *W EXP 05/18/202 | 53228T119 |