Location: Blue Bell, PA
CIK: 0001352860 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Jul 28, 2017
Total Value: $202M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF | 149,298 | $36.1M | 17.9% | $241.80 | $187.61 | +28.9% | COM | 78462F103 |
| — | General American Investors | 562,053 | $19.31M | 9.6% | $34.35 | $32.15 | — | COM | 368802104 |
| — | Adams Express Co | 1,187,577 | $16.97M | 8.4% | $14.29 | $12.81 | — | COM | 006212104 |
| — | Tri Continental Corp | 610,107 | $14.86M | 7.4% | $24.35 | $19.54 | — | COM | 895436103 |
| SCHX | Schwab U.S. Large-Cap | 171,762 | $9.923M | 4.9% | $57.77 * | $8.40 | +14.7% | COM | 808524201 |
| — | Liberty All Star Eq Fd | 1,389,886 | $7.867M | 3.9% | $5.66 | $5.32 | — | COM | 530158104 |
| SCHB | Schwab U.S. Broad Market | 132,131 | $7.724M | 3.8% | $58.46 * | $8.89 | +9.6% | COM | 808524102 |
| — | SPDR Dow Jones Industrial Aver | 30,181 | $6.436M | 3.2% | $213.25 | $160.73 | — | COM | 252787106 |
| — | Guggenheim S&P500 Equal Weight | 57,773 | $5.354M | 2.7% | $92.67 | $87.54 | — | COM | 78355W106 |
| — | Dividend & Income Fund | 417,713 | $5.159M | 2.6% | $12.35 | $11.41 | — | COM | 25538A105 |
| — | Royce Value Trust | 352,630 | $5.145M | 2.5% | $14.59 | $12.98 | — | COM | 780910105 |
| — | Guggenheim Enhanced Eqty | 531,094 | $4.392M | 2.2% | $8.27 | $7.97 | — | COM | 40167B100 |
| — | Special Opptys Fund | 230,496 | $3.504M | 1.7% | $15.20 | $16.41 | — | COM | 84741T104 |
| IVV | iShares S&P 500 Index Fund | 14,252 | $3.469M | 1.7% | $243.40 | $223.88 | +8.7% | COM | 464287200 |
| IWM | iShares Russell 2000 Index | 23,757 | $3.348M | 1.7% | $140.93 | $114.68 | +22.9% | COM | 464287655 |
| — | Nuveen Dow 30 Dynamic Overwrit | 182,773 | $3.019M | 1.5% | $16.52 | $14.11 | — | COM | 67075F105 |
| SCHV | Schwab U.S. Large-Cap Value | 54,186 | $2.72M | 1.3% | $50.20 * | $15.20 | +10.1% | COM | 808524409 |
| — | Special Opp 3.5 Pfd Conv | 91,075 | $2.322M | 1.1% | $25.50 | $25.82 | — | COM | 84741T302 |
| — | Vanguard S&P 500 ETF | 9,667 | $2.147M | 1.1% | $222.10 | $196.14 | — | COM | 922908413 |
| — | American Intl Group Inc | 30,480 | $1.906M | 0.9% | $62.53 | $65.17 | — | COM | 026874107 |
| — | Alpine Total Dynamic Fd | 200,158 | $1.739M | 0.9% | $8.69 | $7.64 | — | COM | 021060108 |
| SCHM | Schwab U.S. Mid-Cap | 33,074 | $1.593M | 0.8% | $48.16 * | $13.50 | +18.9% | COM | 808524508 |
| SCHA | Schwab U.S. Small-Cap | 24,627 | $1.574M | 0.8% | $63.91 * | $14.47 | +10.4% | COM | 808524607 |
| — | ETFS Gold Trust ETF | 11,891 | $1.432M | 0.7% | $120.43 | $124.16 | — | COM | 26922Y105 |
| — | PowerShares QQQ - Nasdaq 100 | 9,996 | $1.376M | 0.7% | $137.66 | $86.84 | — | COM | 631100104 |
| — | MS India Investment Fund | 37,226 | $1.205M | 0.6% | $32.37 | $24.93 | — | COM | 61745C105 |
| — | Delaware Enhanced Gbl Div & In | 93,839 | $1.07M | 0.5% | $11.40 | $10.34 | — | COM | 246060107 |
| VTI | Vanguard Total Stock Mkt | 8,314 | $1.035M | 0.5% | $124.49 | $85.64 | +45.3% | COM | 922908769 |
| — | First Tr Enhcd Eqty Incm | 65,064 | $953K | 0.5% | $14.65 | $12.94 | — | COM | 337318109 |
| SCHE | Schwab Emerging Markets Equity | 36,840 | $915K | 0.5% | $24.84 | $25.03 | -0.7% | COM | 808524706 |
| NXDT | NexPoint Credit Strategies Fun | 39,734 | $865K | 0.4% | $21.77 | $21.77 | — | COM | 65340G205 |
| — | Liberty All-Star Gr Fund | 170,761 | $840K | 0.4% | $4.92 | $4.34 | — | COM | 529900102 |
| SCHG | Schwab U.S. Large-Cap Growth | 13,042 | $824K | 0.4% | $63.18 * | $5.62 | +40.6% | COM | 808524300 |
| IWF | iShares Russell 1000 Growth | 6,722 | $800K | 0.4% | $119.01 * | $19.50 | +52.6% | COM | 464287614 |
| — | AllianzGI NFJ Divid Int | 59,471 | $778K | 0.4% | $13.08 | $12.55 | — | COM | 65337H109 |
| SCHD | Sch US Div Equity Etf | 16,612 | $749K | 0.4% | $45.09 * | $12.50 | +20.2% | COM | 808524797 |
| — | Gabelli Div And Inc Tr | 33,410 | $729K | 0.4% | $21.82 | $19.50 | — | COM | 36242H104 |
| SCHF | Schwab International Equity | 22,753 | $723K | 0.4% | $31.78 * | $15.56 | +2.2% | COM | 808524805 |
| MMM | 3m Company | 3,330 | $693K | 0.3% | $208.11 * | $100.84 | +29.0% | COM | 88579Y101 |
| KRE | SPDR S&P Regional Bking | 11,975 | $658K | 0.3% | $54.95 | $38.61 | +42.3% | COM | 78464A698 |
| — | Gabelli Global Small and Mid C | 52,499 | $649K | 0.3% | $12.36 | $10.60 | — | COM | 36249W104 |
| — | SPDR Gold Shares | 5,161 | $609K | 0.3% | $118.00 | $121.80 | — | COM | 863307104 |
| — | Templeton Emrgng Mkt Fd | 39,315 | $586K | 0.3% | $14.91 | $13.20 | — | COM | 880191101 |
| — | Gabelli Healthcare TRUST | 51,756 | $562K | 0.3% | $10.86 | $10.65 | — | COM | 36246K103 |
| — | Royce Micro-Cap TRUST | 62,534 | $541K | 0.3% | $8.65 | $8.19 | — | COM | 780915104 |
| SPEU | SPDR STOXX Europe 50 | 15,576 | $529K | 0.3% | $33.96 | $36.46 | -6.9% | COM | 78463X103 |
| OEF | iShares S&P 100 Index Fund | 4,718 | $504K | 0.2% | $106.82 | $72.66 | +47.1% | COM | 464287101 |
| — | Blackrock Enhcd Cap & Incm | 32,741 | $488K | 0.2% | $14.90 | $14.13 | — | COM | 09256A109 |
| IVW | iShares S&P 500 Growth | 3,596 | $475K | 0.2% | $132.09 * | $27.47 | +24.6% | COM | 464287309 |
| IWD | iShares Russell 1000 Value | 4,030 | $469K | 0.2% | $116.38 | $107.61 | +8.2% | COM | 464287598 |
| — | Royce Global Value Tr | 46,899 | $451K | 0.2% | $9.62 | $8.71 | — | COM | 78081T104 |
| SCHC | Schwab International Small-Cap | 13,270 | $446K | 0.2% | $33.61 | $31.66 | +6.2% | COM | 808524888 |
| — | BlackRock Enhanced Dividend Ac | 50,016 | $440K | 0.2% | $8.80 | $7.55 | — | COM | 09251A104 |
| EEM | iShares MSCI Emrg Mkt ETF | 9,582 | $397K | 0.2% | $41.43 | $42.29 | -2.1% | COM | 464287234 |
| WTPI | WisdomTree CBOE S&P 500 PutWri | 13,148 | $381K | 0.2% | $28.98 | $27.17 | +6.8% | COM | 97717X560 |
| — | MS Emerging Market Fund | 22,209 | $359K | 0.2% | $16.16 | $14.70 | — | COM | 61744G107 |
| — | European Equity Fund | 37,732 | $346K | 0.2% | $9.17 | $8.51 | — | COM | 298768102 |
| XLV | Health Care Select Sector SPDR | 3,832 | $304K | 0.2% | $79.33 | $53.13 | +49.1% | COM | 81369Y209 |
| — | Blackrock Global Opptys | 21,679 | $287K | 0.1% | $13.24 | $11.70 | — | COM | 092501105 |
| HON | Honeywell International | 2,044 | $272K | 0.1% | $133.07 * | $71.94 | +40.4% | COM | 438516106 |
| — | Aberdeen Emg Mkt SMC Opps | 19,072 | $263K | 0.1% | $13.79 | $11.35 | — | COM | 00301T102 |
| — | Lazard Glbl Total Retrun | 15,121 | $247K | 0.1% | $16.33 | $13.99 | — | COM | 52106W103 |
| DON | WisdomTree MidCap Dividend | 2,500 | $244K | 0.1% | $97.60 * | $26.49 | +23.0% | COM | 97717W505 |
| — | Clough Global Opportunities | 21,869 | $232K | 0.1% | $10.61 | $12.10 | — | COM | 18914E106 |
| TBF | Proshares Short 20 Year Treas | 10,260 | $231K | 0.1% | $22.51 | $29.25 | -23.1% | COM | 74347X849 |
| — | Herzfeld Caribbn Basn Fd | 31,823 | $229K | 0.1% | $7.20 | $7.08 | — | COM | 42804T106 |
| — | ING Global Adv & Premium Opp | 20,258 | $219K | 0.1% | $10.81 | $10.47 | — | COM | 44982N109 |
| — | Diversified Real Asset Income | 12,462 | $217K | 0.1% | $17.41 | $17.73 | — | COM | 25533B108 |
| XLI | Sector Spdr Indl Select | 3,132 | $213K | 0.1% | $68.01 | $52.21 | +30.4% | COM | 81369Y704 |
| EFA | iShares MSCI EAFE Index Fund | 3,210 | $209K | 0.1% | $65.11 | $64.73 | +0.7% | COM | 464287465 |
| XLF | Sector Spdr Fincl Select | 8,370 | $206K | 0.1% | $24.61 | $21.21 | +16.3% | COM | 81369Y605 |
| — | PowerShares Buyback Achievers | 3,725 | $200K | 0.1% | $53.69 | $49.10 | — | COM | 73935X286 |
| — | India Fund Inc | 7,088 | $191K | 0.1% | $26.95 | $25.17 | — | COM | 454089103 |
| TDIV | First Trust NASDAQ Technology | 6,120 | $191K | 0.1% | $31.21 | $25.71 | +21.3% | COM | 33738R118 |
| — | Latin Amer Equity Fd New | 7,903 | $183K | 0.1% | $23.16 | $22.19 | — | COM | 51827Q106 |
| — | Source Capital Inc | 4,718 | $182K | 0.1% | $38.58 | $37.78 | — | COM | 836144105 |
| — | Boulder Growth & Income | 17,683 | $172K | 0.1% | $9.73 | $8.50 | — | COM | 101507101 |
| — | BlackRock Resources & Commdty | 21,526 | $172K | 0.1% | $7.99 | $8.60 | — | COM | 09257A108 |
| — | Eaton Vance Risk Managed | 18,301 | $171K | 0.1% | $9.34 | $9.06 | — | COM | 27829G106 |
| — | Delaware Invts Div &Incm | 15,513 | $162K | 0.1% | $10.44 | $9.95 | — | COM | 245915103 |
| — | Call SPY JUL17 @ 240 | 89 | $162K | 0.1% | $1820.22 | — | — | Call | 78462F903 |
| TIP | iShares Barclays TIPS Bond Fun | 1,393 | $158K | 0.1% | $113.42 | $117.63 | -3.6% | COM | 464287176 |
| ACWI | iShares MSCI ACWI Index | 2,380 | $156K | 0.1% | $65.55 | $56.34 | +16.2% | COM | 464288257 |
| — | Royce Focus TRUST Inc | 20,370 | $150K | 0.1% | $7.36 | $6.72 | — | COM | 78080N108 |
| — | DWS Dreman Val Inc Edge | 9,785 | $146K | 0.1% | $14.92 | $13.18 | — | COM | 23339M105 |
| — | Gyrodyne Company of America | 7,101 | $146K | 0.1% | $20.56 | $17.82 | — | COM | 403820103 |
| CEW | WisdomTree Emerging Currency E | 7,684 | $143K | 0.1% | $18.61 | $20.72 | -10.0% | COM | 97717W133 |
| SLV | iShares Silver Trust | 8,905 | $140K | 0.1% | $15.72 | $21.55 | -27.1% | COM | 46428Q109 |
| EUO | Proshares Ultrashort Euro | 5,750 | $133K | 0.1% | $23.13 | $19.12 | +20.9% | COM | 74347W882 |
| VT | Vanguard Total World | 1,975 | $133K | 0.1% | $67.34 | $58.01 | +16.4% | COM | 922042742 |
| — | Templeton Dragon Fund | 6,600 | $133K | 0.1% | $20.15 | $19.30 | — | COM | 88018T101 |
| — | BlackRock Science and Technolo | 5,859 | $130K | 0.1% | $22.19 | $18.10 | — | COM | 09258G104 |
| DWX | SPDR S&P International Dividen | 3,272 | $128K | 0.1% | $39.12 | $44.14 | -11.4% | COM | 78463X772 |
| — | Advent Claymore Enhcd Fd | 14,190 | $124K | 0.1% | $8.74 | $8.24 | — | COM | 00765E104 |
| — | Ishares Msci Jpn Idx Fd | 2,188 | $117K | 0.1% | $53.47 | $11.99 | — | COM | 464286848 |
| VIG | Vanguard Dividend Appreciation | 1,258 | $117K | 0.1% | $93.00 | $68.09 | +36.1% | COM | 921908844 |
| SCHP | Schwab U.S. TIPS ETF | 2,109 | $116K | 0.1% | $55.00 * | $28.28 | -2.7% | COM | 808524870 |
| — | Cohen & Steers Tot Ret Realty | 9,205 | $116K | 0.1% | $12.60 | $12.45 | — | COM | 19247R103 |
| — | iShares Gold Trust | 9,400 | $112K | 0.1% | $11.91 | $10.96 | — | COM | 464285105 |
| — | iPath MSCI India Index ETN | 1,424 | $109K | 0.1% | $76.54 | $68.84 | — | COM | 06739F291 |
| — | Asa Gold & Precs Mtls | 9,175 | $107K | 0.1% | $11.66 | $12.68 | — | COM | G3156P103 |
| XLK | Sector Spdr Tech Select | 1,753 | $96,000 | 0.0% | $54.76 * | $17.06 | +60.4% | COM | 81369Y803 |
| — | Mvc Capital Inc | 9,302 | $92,000 | 0.0% | $9.89 | $11.73 | — | COM | 553829102 |
| XLP | Sector Spdr Tr Con Stpls | 1,625 | $89,000 | 0.0% | $54.77 | $44.18 | +24.4% | COM | 81369Y308 |
| — | Central Securities Corp | 3,529 | $88,000 | 0.0% | $24.94 | $22.93 | — | COM | 155123102 |
| — | PowerShares S&P 500 Low Volati | 1,952 | $87,000 | 0.0% | $44.57 | $38.76 | — | COM | 73937B779 |
| — | Etfs Silver TRUST Etf | 5,264 | $85,000 | 0.0% | $16.15 | $17.51 | — | COM | 26922X107 |
| — | Japan Smaller Cap Fund | 7,405 | $85,000 | 0.0% | $11.48 | $9.94 | — | COM | 47109U104 |
| EWZ | Ishares Msci Brazil Indx | 2,259 | $77,000 | 0.0% | $34.09 | $47.71 | -28.4% | COM | 464286400 |
| — | Swiss Helvetia Fund | 5,982 | $76,000 | 0.0% | $12.70 | $11.91 | — | COM | 870875101 |
| XLB | Sector SPDR Materials | 1,400 | $75,000 | 0.0% | $53.57 * | $24.13 | +11.5% | COM | 81369Y100 |
| IWB | iShares Russell 1000 | 550 | $74,000 | 0.0% | $134.55 | $133.49 | +1.3% | COM | 464287622 |
| DXJ | Wisdomtree Jpn Hdgd Eqty | 1,425 | $74,000 | 0.0% | $51.93 * | $147.78 | +5.6% | COM | 97717W851 |
| EQS | Equus II Inc | 30,594 | $72,000 | 0.0% | $2.35 | $2.10 | +12.3% | COM | 294766100 |
| — | Blackrock Intl Growth Tr | 11,318 | $71,000 | 0.0% | $6.27 | $5.69 | — | COM | 092524107 |
| IYT | iShares Transportation Average | 400 | $69,000 | 0.0% | $172.50 * | $36.15 | +19.0% | COM | 464287192 |
| — | PowerShares India | 2,925 | $67,000 | 0.0% | $22.91 | $21.58 | — | COM | 73935L100 |
| — | Latin Amern Discovery Fd | 6,265 | $66,000 | 0.0% | $10.53 | $10.40 | — | COM | 51828C106 |
| — | Clough Global Equity Common | 5,176 | $65,000 | 0.0% | $12.56 | $12.59 | — | COM | 18914C100 |
| EWH | iShares MSCI Hong Kong Index | 2,715 | $64,000 | 0.0% | $23.57 | $21.07 | +11.2% | COM | 464286871 |
| SOXX | Ishares Semiconductor Index | 450 | $63,000 | 0.0% | $140.00 * | $22.94 | +103.7% | COM | 464287523 |
| AAL | American Airlines Group Inc | 1,250 | $63,000 | 0.0% | $50.40 * | $36.83 | +32.6% | COM | 02376R102 |
| FEZ | SPDR DJ Euro STOXX 50 ETF | 1,589 | $61,000 | 0.0% | $38.39 | $36.01 | +6.8% | COM | 78463X202 |
| — | Aberdeen Aust Equity Fd | 10,000 | $61,000 | 0.0% | $6.10 | $7.20 | — | COM | 003011103 |
| — | VanEck Vectors Agribusiness ET | 1,050 | $58,000 | 0.0% | $55.24 | $51.19 | — | COM | 57060U605 |
| VV | Vanguard Large Cap ETF | 500 | $56,000 | 0.0% | $112.00 | $81.31 | +36.5% | COM | 922908637 |
| — | Petroleum & Resources Cp | 2,873 | $54,000 | 0.0% | $18.80 | $22.11 | — | COM | 716549100 |
| HYS | Pimco 0-5 Year High Yld | 527 | $53,000 | 0.0% | $100.57 | $98.25 | +3.2% | COM | 72201R783 |
| IJH | iShares S&P MidCap 400 Index | 305 | $53,000 | 0.0% | $173.77 * | $26.80 | +29.8% | COM | 464287507 |
| — | Direxion All Cap Insider Senti | 1,304 | $52,000 | 0.0% | $39.88 | $43.77 | — | COM | 25459Y769 |
| SCHO | Schwab Short-Term U.S. Treasur | 985 | $50,000 | 0.0% | $50.76 * | $25.28 | -0.3% | COM | 808524862 |
| — | LMP Capital & Income | 3,313 | $47,000 | 0.0% | $14.19 | $14.97 | — | COM | 795500107 |
| — | Morgan Stanley China Fd | 2,090 | $47,000 | 0.0% | $22.49 | $24.62 | — | COM | 617468103 |
| — | Proshares Inverse S&P 500 | 1,370 | $46,000 | 0.0% | $33.58 | $32.87 | — | COM | 74347R503 |
| SCHH | Schwab US REIT ETF | 1,092 | $45,000 | 0.0% | $41.21 * | $17.37 | +18.6% | COM | 808524847 |
| VCSH | Vanguard Short-Term Corp Bd Id | 559 | $45,000 | 0.0% | $80.50 | $80.44 | -0.5% | COM | 92206C409 |
| — | Tekla Healthcare Opportu | 2,381 | $44,000 | 0.0% | $18.48 | $17.62 | — | COM | 879105104 |
| DLN | WisdomTree LargeCap Dividend | 500 | $42,000 | 0.0% | $84.00 * | $34.50 | +21.9% | COM | 97717W307 |
| EDIV | SPDR S&P Emerging Markets Divi | 1,400 | $42,000 | 0.0% | $30.00 | $27.63 | +8.0% | COM | 78463X533 |
| — | Proshares Short Euro | 1,000 | $42,000 | 0.0% | $42.00 | $35.38 | — | COM | 74347W742 |
| XLE | Sector Spdr Engy Select | 620 | $40,000 | 0.0% | $64.52 * | $46.88 | -30.8% | COM | 81369Y506 |
| — | PowerShares Preferred ETF | 2,446 | $37,000 | 0.0% | $15.13 | $15.09 | — | COM | 73936T565 |
| ILF | Ishares S&P Latin America | 1,130 | $34,000 | 0.0% | $30.09 | $37.07 | -18.3% | COM | 464287390 |
| VGK | Vanguard European | 600 | $33,000 | 0.0% | $55.00 | $52.76 | +4.5% | COM | 922042874 |
| FNDC | Schwab Fundamental Intl Sm Co | 1,000 | $33,000 | 0.0% | $33.00 | $30.07 | +8.9% | COM | 808524748 |
| QDF | FlexShares Quality Dividend ET | 787 | $32,000 | 0.0% | $40.66 | $40.96 | +0.3% | COM | 33939L860 |
| — | Nuveen Tax Advantaged Fd | 1,970 | $32,000 | 0.0% | $16.24 | $14.20 | — | COM | 67073G105 |
| IYR | Ishares US Real Estate | 352 | $28,000 | 0.0% | $79.55 | $75.99 | +5.0% | COM | 464287739 |
| — | Central Fund of Canada | 2,250 | $28,000 | 0.0% | $12.44 | $12.44 | — | COM | 153501101 |
| — | Loncar Cancer Immunotherapy ET | 1,200 | $28,000 | 0.0% | $23.33 | $24.86 | — | COM | 26922A826 |
| — | AIG WTS EXP 01/19/21 45 | 1,265 | $27,000 | 0.0% | $21.34 | $23.59 | — | COM | 026874156 |
| — | Ellsworth Cv Grth&Inc Fd | 2,898 | $27,000 | 0.0% | $9.32 | $9.00 | — | COM | 289074106 |
| IWS | Ishares Russell Midcap Value I | 300 | $25,000 | 0.0% | $83.33 | $63.67 | +32.1% | COM | 464287473 |
| — | ETFS Physical Palladium Shares | 301 | $24,000 | 0.0% | $79.73 | $73.27 | — | COM | 26923A106 |
| — | Gabelli Conv & Incm Sec | 4,700 | $24,000 | 0.0% | $5.11 | $5.11 | — | COM | 36240B109 |
| — | PureFunds ISE Cyber Security E | 750 | $23,000 | 0.0% | $30.67 | $26.93 | — | COM | 30304R407 |
| — | Gabelli Global Deal Fund | 2,169 | $22,000 | 0.0% | $10.14 | $10.10 | — | COM | 36245G103 |
| — | Mobileye NV | 350 | $22,000 | 0.0% | $62.86 | $51.29 | — | COM | N51488117 |
| IYE | iShares DJ US Energy | 600 | $21,000 | 0.0% | $35.00 | $53.92 | -34.2% | COM | 464287796 |
| IGSB | iShares Barclays 1-3 Year Cred | 200 | $21,000 | 0.0% | $105.00 * | $52.68 | -0.0% | COM | 464288646 |
| EZA | iShares MSCI South Africa | 370 | $21,000 | 0.0% | $56.76 | $65.05 | -12.8% | COM | 464286780 |
| — | Mrgn Stnly Asia Pac Fund | 1,242 | $21,000 | 0.0% | $16.91 | $16.48 | — | COM | 61744U106 |
| — | Nuveen Core Equity Fund | 1,350 | $20,000 | 0.0% | $14.81 | $13.58 | — | COM | 67090X107 |
| DTD | Wisdomtree Total Dividnd | 224 | $19,000 | 0.0% | $84.82 * | $34.70 | +22.6% | COM | 97717W109 |
| — | Asia Tigers Fund | 1,549 | $18,000 | 0.0% | $11.62 | $11.07 | — | COM | 04516T105 |
| — | Zweig Fund Inc | 1,500 | $18,000 | 0.0% | $12.00 | $11.17 | — | COM | 989834106 |
| SCHZ | Schwab US Aggregate Bond | 348 | $18,000 | 0.0% | $51.72 * | $26.08 | +0.2% | COM | 808524839 |
| — | Aberdeen Israel Fund | 900 | $17,000 | 0.0% | $18.89 | $17.41 | — | COM | 00301L109 |
| — | Zweig Total Return Fund | 1,300 | $16,000 | 0.0% | $12.31 | $12.31 | — | COM | 989837109 |
| VWO | Vanguard Emerging Market | 400 | $16,000 | 0.0% | $40.00 * | $42.05 | -2.9% | COM | 922042858 |
| — | Eaton Vance Tax Mgd Glbl | 1,400 | $16,000 | 0.0% | $11.43 | $11.44 | — | COM | 27829C105 |
| SKYY | First Trust Cloud Computing ET | 402 | $16,000 | 0.0% | $39.80 | $39.42 | +0.2% | COM | 33734X192 |
| GAIN | Gladstone Investment Cp | 1,650 | $16,000 | 0.0% | $9.70 * | $2.14 | +83.2% | COM | 376546107 |
| — | ETFS Physical Precious Metals | 251 | $16,000 | 0.0% | $63.75 | $52.00 | — | COM | 26922W109 |
| — | Putnam High Incm Bond Fd | 1,670 | $15,000 | 0.0% | $8.98 | $8.19 | — | COM | 746779107 |
| VGT | Vanguard Info Technology | 100 | $14,000 | 0.0% | $140.00 * | $10.60 | +66.1% | COM | 92204A702 |
| QQQE | Direxion Shares Etf | 346 | $14,000 | 0.0% | $40.46 | $36.39 | +9.4% | COM | 25459Y207 |
| EWX | SPDR S&P Emerging Markets Smal | 300 | $14,000 | 0.0% | $46.67 | $50.43 | -7.5% | COM | 78463X756 |
| — | Credit Suisse Silver Shares Co | 1,700 | $14,000 | 0.0% | $8.24 | $11.18 | — | COM | 22542D449 |
| EWC | iShares MSCI Canada Index | 500 | $13,000 | 0.0% | $26.00 * | $29.46 | -9.2% | COM | 464286509 |
| HEDJ | WisdomTree Europe Hedged Equit | 200 | $12,000 | 0.0% | $60.00 * | $28.39 | +9.8% | COM | 97717X701 |
| — | Etfs Phys Platinum Etf | 135 | $12,000 | 0.0% | $88.89 | $134.57 | — | COM | 26922V101 |
| IEO | Ishares Oil & Gas | 200 | $11,000 | 0.0% | $55.00 | $74.49 | -26.6% | COM | 464288851 |
| WIP | SPDR DB Intl Govt Infl-Protect | 200 | $11,000 | 0.0% | $55.00 | $59.40 | -6.5% | COM | 78464A490 |
| — | Van Kampen Advantage II | 910 | $11,000 | 0.0% | $12.09 | $12.09 | — | COM | 92112K107 |
| SCHR | Schwab Intermediate-Term U.S. | 202 | $11,000 | 0.0% | $54.46 * | $26.36 | +2.4% | COM | 808524854 |
| — | Guggenheim Spin-Off | 200 | $10,000 | 0.0% | $50.00 | $40.00 | — | COM | 18383M605 |
| — | Nuveen Tax Adv Tot Retur | 800 | $10,000 | 0.0% | $12.50 | $11.60 | — | COM | 67090H102 |
| ACWX | iShares MSCI ACWI Ex-US | 200 | $9,000 | 0.0% | $45.00 | $45.89 | -0.7% | COM | 464288240 |
| IXC | Ishares Tr S&P Global Energy S | 300 | $9,000 | 0.0% | $30.00 * | $45.95 | -32.4% | COM | 464287341 |
| — | Guggenheim S&P MidCap 400 Pure | 55 | $8,000 | 0.0% | $145.45 | $120.00 | — | COM | 78355W601 |
| IEZ | Ishares Oil Equip & Svc | 200 | $7,000 | 0.0% | $35.00 * | $71.72 | -52.9% | COM | 464288844 |
| — | GSV Capital Corp | 1,700 | $7,000 | 0.0% | $4.12 | $12.35 | — | COM | 36191J101 |
| EFG | iShares MSCI EAFE Growth Index | 100 | $7,000 | 0.0% | $70.00 * | $69.32 | +6.7% | COM | 464288885 |
| BWVTF | Barclays iPath S&P 500 BuyWrit | 100 | $7,000 | 0.0% | $70.00 | $60.00 | — | COM | 06739F135 |
| GXC | SPDR S&P China ETF | 84 | $7,000 | 0.0% | $83.33 * | $80.62 | +10.7% | COM | 78463X400 |
| XLY | Sector Spdr Consumer Fd | 82 | $7,000 | 0.0% | $85.37 * | $31.82 | +40.9% | COM | 81369Y407 |
| — | Guggenheim Russell Top 50 Mega | 33 | $6,000 | 0.0% | $181.82 | $140.00 | — | COM | 78355W205 |
| XPH | SPDR S&P Pharmaceuticals | 150 | $6,000 | 0.0% | $40.00 * | $52.05 | -17.3% | COM | 78464A722 |
| — | Guggenheim BRIC | 200 | $6,000 | 0.0% | $30.00 | $35.00 | — | COM | 18383M100 |
| — | Mexico Equity & Income Common | 549 | $6,000 | 0.0% | $10.93 | $14.56 | — | COM | 592834105 |
| PHYS | Sprott Phys Gld Tr Etn | 614 | $6,000 | 0.0% | $9.77 | $9.77 | — | COM | 85207H104 |
| — | Guggenheim China Technology ET | 130 | $6,000 | 0.0% | $46.15 | $38.46 | — | COM | 18383Q135 |
| — | Guggenheim Multi-Asset Income | 280 | $6,000 | 0.0% | $21.43 | $21.43 | — | COM | 18383M506 |
| — | Voya Emerging Markets High Div | 666 | $6,000 | 0.0% | $9.01 | $7.51 | — | COM | 92912P108 |
| — | Eagle Capital Growth Fd | 597 | $5,000 | 0.0% | $8.38 | $8.38 | — | COM | 269451100 |
| PSLV | Sprott Phys Sil Tr Etf | 736 | $5,000 | 0.0% | $6.79 | $8.15 | — | COM | 85207K107 |
| — | Claymore/BNY Mellon Frontier M | 361 | $5,000 | 0.0% | $13.85 | $16.42 | — | COM | 18383Q838 |
| — | Foxby Corp | 2,400 | $5,000 | 0.0% | $2.08 | $2.08 | — | COM | 351645106 |
| — | Ishares Msci Malaysia | 162 | $5,000 | 0.0% | $30.86 | $15.47 | — | COM | 464286830 |
| — | Guggenheim Canadian Energy Inc | 650 | $5,000 | 0.0% | $7.69 | $15.29 | — | COM | 18383Q606 |
| EPI | WisdomTree India Earnings | 200 | $5,000 | 0.0% | $25.00 | $21.52 | +13.9% | COM | 97717W422 |
| — | Nuveen S&P 500 Dynamic Overwri | 234 | $4,000 | 0.0% | $17.09 | $12.82 | — | COM | 6706EW100 |
| XXCHNXX | China Fund Inc | 198 | $4,000 | 0.0% | $20.20 | $20.84 | — | COM | 169373107 |
| — | Zoes Kitchen Inc | 375 | $4,000 | 0.0% | $10.67 | $29.33 | — | COM | 98979J109 |
| IGE | Ishares Tr Goldman Sachs Natur | 132 | $4,000 | 0.0% | $30.30 * | $46.54 | -32.0% | COM | 464287374 |
| — | VanEck Vectors Vietnam ETF | 250 | $4,000 | 0.0% | $16.00 | $19.45 | — | COM | 57060U761 |
| — | YieldShares High Income ETF | 200 | $4,000 | 0.0% | $20.00 | $20.00 | — | COM | 301505301 |
| — | ETRACS 2x Closed-End Fund ETN | 200 | $4,000 | 0.0% | $20.00 | $15.00 | — | COM | 90270L842 |
| — | Blackrock Global Energy | 300 | $4,000 | 0.0% | $13.33 | $27.50 | — | COM | 09250U101 |
| — | Call EFA JAN18 60 | 6 | $4,000 | 0.0% | $666.67 | — | — | Call | 464287905 |
| DDD | 3 D Systems Corp | 150 | $3,000 | 0.0% | $20.00 * | $52.15 | -64.1% | COM | 88554D205 |
| — | Exone Company | 250 | $3,000 | 0.0% | $12.00 | $20.00 | — | COM | 302104104 |
| — | Guggenheim S&P 500 Equal Weigh | 55 | $3,000 | 0.0% | $54.55 | $90.73 | — | COM | 78355W866 |
| MNA | IQ Merger Arbitrage ETF | 100 | $3,000 | 0.0% | $30.00 * | $30.30 | +1.4% | COM | 45409B800 |
| — | PowerShares S&P Intl Dev Low V | 100 | $3,000 | 0.0% | $30.00 | $34.21 | — | COM | 73937B688 |
| — | Bancroft Conv Fund Inc | 156 | $3,000 | 0.0% | $19.23 | $25.64 | — | COM | 059695106 |
| GSG | iShares S&P GSCI Commodity-Ind | 186 | $3,000 | 0.0% | $16.13 * | $31.96 | -56.1% | COM | 46428R107 |
| — | Spdr S&P Emerging Latin | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 78463X707 |
| — | Greater China Fund | 148 | $2,000 | 0.0% | $13.51 | $10.13 | — | COM | 39167B102 |
| — | Jf China Region Fund Inc | 86 | $2,000 | 0.0% | $23.26 | $18.41 | — | COM | 46614T107 |
| — | Guggenheim S&P500 Eq Weight Fi | 50 | $2,000 | 0.0% | $40.00 | $40.00 | — | COM | 78355W858 |
| — | PowerShares FTSE RAFI US 1000 | 20 | $2,000 | 0.0% | $100.00 | $91.67 | — | COM | 73935X583 |
| IEMG | iShares Core MSCI Emerging Mar | 45 | $2,000 | 0.0% | $44.44 * | $50.73 | -1.4% | COM | 46434G103 |
| — | Nuveen Qual Pfd Inc Fd | 243 | $2,000 | 0.0% | $8.23 | $9.95 | — | COM | 67072C105 |
| — | Advent Claymore Cnvt Secs & In | 400 | $2,000 | 0.0% | $5.00 | $5.00 | — | COM | 007639107 |
| — | PowerShares S&P 500 High Beta | 33 | $1,000 | 0.0% | $30.30 | $31.22 | — | COM | 73937B829 |
| — | Guggenheim S&P500 Eq Weight Te | 12 | $1,000 | 0.0% | $83.33 | $80.36 | — | COM | 78355W817 |
| — | Gugenhm S&P 500 Eql Wgt | 50 | $1,000 | 0.0% | $20.00 | $20.00 | — | COM | 78355W486 |
| EFV | iShares MSCI EAFE Value | 25 | $1,000 | 0.0% | $40.00 * | $51.71 | -0.0% | COM | 464288877 |
| — | Mac/First Glb Infrastructure | 98 | $1,000 | 0.0% | $10.20 | $17.77 | — | COM | 55607W100 |
| — | Guggenheim SP SmallCap 600 Pur | 5 | $1,000 | 0.0% | $200.00 | — | — | COM | 78355W809 |
| — | VanEck Vectors Rare Earth/Stra | 30 | $1,000 | 0.0% | $33.33 | $18.68 | — | COM | 57060U472 |
| — | Asia Pacific Fund | 78 | $1,000 | 0.0% | $12.82 | $12.82 | — | COM | 044901106 |
| — | Nasdaq Prem Incm & Grwth | 10 | $0 | 0.0% | $0.00 | $18.57 | — | COM | 63110R105 |
| FNDB | Schwab Fundamental U.S. Broad | 1 | $0 | 0.0% | $0.00 | $10.14 | +10.8% | COM | 808524789 |
| SVVC | Firsthand Technology Value Fun | 7 | $0 | 0.0% | $0.00 | $19.40 | -57.0% | COM | 33766Y100 |
| — | Tekla Healthcare Investors | 8 | $0 | 0.0% | $0.00 | $26.40 | — | COM | 404052102 |