Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $1.147B (78.5% shares, 21.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 198,161 | $116M | 10.1% | $586.25 | $586.25 | — | 5.5% CNV PFD A | G0177J116 |
| — | CENTRAL FD CDA LTD | 7,682,729 | $103M | 9.0% | $13.40 | $13.40 | — | CL A | 153501101 |
| — | BOB EVANS FARMS INC | 914,818 | $72.11M | 6.3% | $78.82 | $78.82 | — | COM | 096761101 |
| — | ALLERGAN PLC | 375,500 | $61.42M | 5.4% | $163.58 | $205.04 | — | Call | G0177J108 |
| — | OLD REP INTL CORP | 40,788,000 | $56.49M | 4.9% | $1.39 | $1.39 | — | NOTE 3.750% 3/1 | 680223AH7 |
| — | CONVERGYS CORP | 23,150,000 | $50.59M | 4.4% | $2.19 | $2.28 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | LIBERTY MEDIA CORP DELAWARE | 43,317,000 | $49.62M | 4.3% | $1.15 | $1.17 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | JANUS HENDERSON GROUP PLC | 16,900,000 | $28.56M | 2.5% | $1.69 | $1.69 | — | NOTE 0.750% 7/1 | 47102XAH8 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 1,300,000 | $24.64M | 2.1% | $18.95 | — | — | Put | 881624209 |
| GOOGL | ALPHABET INC | 23,151 | $24.39M | 2.1% | $1053.39 * | $51.24 | 0.0% | CAP STK CL A | 02079K305 |
| IYR | ISHARES TR | 290,000 | $23.49M | 2.0% | $81.01 | — | — | Put | 464287739 |
| IEF | ISHARES TR | 200,000 | $21.11M | 1.8% | $105.57 | — | — | Put | 464287440 |
| — | VIDEOCON D2H LTD | 1,941,527 | $18.46M | 1.6% | $9.51 | $9.51 | — | ADR | 92657J101 |
| — | RYLAND GROUP INC | 17,805,000 | $17.95M | 1.6% | $1.01 | $1.01 | — | NOTE 0.250% 6/0 | 783764AS2 |
| — | LIBERTY MEDIA CORP | 31,183,000 | $17.38M | 1.5% | $0.56 | $0.55 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | CM SEVEN STAR ACQUISITION CO | 1,798,700 | $17.36M | 1.5% | $9.65 | $9.65 | — | SHS | G2345N102 |
| — | RLJ LODGING TR | 572,739 | $15.47M | 1.3% | $27.01 | $27.01 | — | CUM CONV PFD A | 74965L200 |
| EWY | ISHARES INC | 200,000 | $14.99M | 1.3% | $74.93 | — | — | Put | 464286772 |
| — | HENNESSY CAP ACQUSTON CORP I | 1,523,342 | $14.93M | 1.3% | $9.80 | $9.81 | — | COM | 42588L105 |
| — | RESOURCE CAP CORP | 15,000,000 | $14.62M | 1.3% | $0.97 | $0.97 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| XLF | SELECT SECTOR SPDR TR | 500,000 | $13.96M | 1.2% | $27.91 | — | — | Put | 81369Y605 |
| — | ANTHEM INC | 223,000 | $12.49M | 1.1% | $56.00 | $56.00 | — | UNIT 05/01/20188 | 036752202 |
| JNJ | JOHNSON & JOHNSON | 84,100 | $11.75M | 1.0% | $139.71 * | $110.98 | 0.0% | COM | 478160104 |
| — | SOUTHWESTERN ENERGY CO | 982,133 | $11.69M | 1.0% | $11.90 | $15.32 | — | DEP SHS 1/20 B | 845467208 |
| GS | GOLDMAN SACHS GROUP INC | 43,000 | $10.96M | 1.0% | $254.77 * | $205.15 | 0.0% | COM | 38141G104 |
| — | M III ACQUISITION CORP | 1,084,186 | $10.76M | 0.9% | $9.92 | $9.75 | — | COM | 55378T104 |
| — | VANTAGE ENERGY ACQUISITION | 1,100,000 | $10.69M | 0.9% | $9.72 | $9.72 | — | COM CL A | 92211L105 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $10.35M | 0.9% | $172.43 | $140.90 | — | SPONSORED ADS | 01609W102 |
| BABA | ALIBABA GROUP HLDG LTD | 60,000 | $10.35M | 0.9% | $172.43 | $140.90 | — | Put | 01609W102 |
| — | BLACK RIDGE ACQUISITION CORP | 975,000 | $9.409M | 0.8% | $9.65 | $9.65 | — | COM | 09216T107 |
| — | KAYNE ANDERSON ACQUISITION | 962,321 | $9.344M | 0.8% | $9.71 | $9.71 | — | COM CL A | 48661U102 |
| — | ELECTRUM SPL ACQUISITION COR | 851,819 | $8.782M | 0.8% | $10.31 | $9.82 | — | SHS | G3105C104 |
| — | AETNA INC NEW | 47,826 | $8.627M | 0.8% | $180.38 | $180.38 | — | COM | 00817Y108 |
| — | MODERN MEDIA ACQUISITION | 842,000 | $8.252M | 0.7% | $9.80 | $9.76 | — | COM | 60765P103 |
| MCD | MCDONALDS CORP | 46,000 | $7.918M | 0.7% | $172.13 * | $138.65 | 0.0% | COM | 580135101 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 826,085 | $7.715M | 0.7% | $9.34 | $8.62 | — | UNIT | 85207Q104 |
| — | EQUITY COMWLTH | 252,367 | $7.7M | 0.7% | $30.51 | $30.51 | — | COM SH BEN INT | 294628102 |
| — | PENSARE ACQUISITION CORP | 750,000 | $7.252M | 0.6% | $9.67 | $9.67 | — | COM | 70957E105 |
| PSLV | SPROTT PHYSICAL SILVER TR | 1,052,680 | $6.674M | 0.6% | $6.34 | $6.33 | — | TR UNIT | 85207K107 |
| — | KBL MERGER CORP IV | 682,400 | $6.626M | 0.6% | $9.71 | $9.71 | — | COM | 48242A104 |
| — | CONSTELLATION ALPHA CAP CORP | 674,300 | $6.561M | 0.6% | $9.73 | $9.75 | — | SHS | G2379F108 |
| — | UNITED TECHNOLOGIES CORP | 48,000 | $6.123M | 0.5% | $127.56 | $127.56 | — | COM | 913017109 |
| — | FRONTIER COMMUNICATIONS CORP | 526,278 | $5.694M | 0.5% | $10.82 | $10.82 | — | PFD CONV SER-A | 35906A207 |
| — | GABELLI EQUITY TR INC | 890,858 | $5.514M | 0.5% | $6.19 | $6.19 | — | COM | 362397101 |
| — | LANDCADIA HLDGS INC | 553,334 | $5.506M | 0.5% | $9.95 | $9.95 | — | CL A | 51476W107 |
| — | SUCAMPO PHARMACEUTICALS INC | 4,500,000 | $5.48M | 0.5% | $1.22 | $1.22 | — | NOTE 3.250%12/1 | 864909AB2 |
| NESR | NATIONAL ENERGY SERVICES REU | 519,302 | $5.167M | 0.5% | $9.95 | $9.53 | — | SHS | G6375R107 |
| — | ACTUA CORP | 323,345 | $5.044M | 0.4% | $15.60 | $15.48 | — | COM | 005094107 |
| LMT | LOCKHEED MARTIN CORP | 15,000 | $4.816M | 0.4% | $321.07 * | $253.57 | 0.0% | COM | 539830109 |
| — | JPMORGAN CHASE & CO | 175,000 | $4.807M | 0.4% | $27.47 | $27.47 | — | ALERIAN ML ETN | 46625H365 |
| — | INDUSTREA ACQUISITION CORP | 493,195 | $4.794M | 0.4% | $9.72 | $9.72 | — | CL A | 45579J104 |
| — | BISON CAP ACQUISITION CORP | 475,000 | $4.688M | 0.4% | $9.87 | $9.87 | — | ORD SHS | G1142P104 |
| — | ATLANTIC ACQUISITION CORP | 470,000 | $4.634M | 0.4% | $9.86 | $9.85 | — | COM | 048206106 |
| — | OM ASSET MGMT PLC | 257,449 | $4.312M | 0.4% | $16.75 | $16.75 | — | SHS | G67506108 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 387,183 | $4.1M | 0.4% | $10.59 | $10.52 | — | UNIT | 85207H104 |
| PMT | PENNYMAC MTG INVT TR | 200,983 | $3.23M | 0.3% | $16.07 | $16.07 | — | COM | 70931T103 |
| — | LAM RESEARCH CORP | 16,322 | $3.004M | 0.3% | $184.05 | $184.05 | — | COM | 512807108 |
| — | GIGCAPITAL INC | 300,000 | $3M | 0.3% | $10.00 | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | CLEVELAND CLIFFS INC | 2,500,000 | $2.79M | 0.2% | $1.12 | $1.12 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | FORUM MERGER CORP | 272,885 | $2.723M | 0.2% | $9.98 | $9.71 | — | COM CL A | 34985B103 |
| — | JENSYN ACQUISITION CORP | 253,498 | $2.611M | 0.2% | $10.30 | $10.23 | — | COM | 47632B102 |
| — | M I ACQUISITIONS INC | 245,600 | $2.503M | 0.2% | $10.19 | $10.06 | — | COM | 55304A104 |
| — | GTY TECHNOLOGY HOLDINGS INC | 250,000 | $2.482M | 0.2% | $9.93 | $9.93 | — | CL A | G4182A102 |
| — | I AM CAP ACQUISITION CO | 250,000 | $2.468M | 0.2% | $9.87 | $9.87 | — | COM | 45074Q108 |
| SA | SEABRIDGE GOLD INC | 200,000 | $2.27M | 0.2% | $11.35 * | $11.85 | 0.0% | COM | 811916105 |
| — | TORTOISE ENERGY INFRA CORP | 76,373 | $2.221M | 0.2% | $29.08 | $29.08 | — | COM | 89147L100 |
| — | BARINGTON HILCO ACQUISITION | 190,480 | $1.991M | 0.2% | $10.45 | $9.69 | — | COM | 06759V101 |
| — | SENTINEL ENERGY SVCS INC | 198,900 | $1.983M | 0.2% | $9.97 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | MATLIN & PARTNERS ACQUISITIO | 200,000 | $1.952M | 0.2% | $9.76 | $9.76 | — | CL A | 57682V106 |
| — | KAYNE ANDERSON MLP INVT CO | 100,000 | $1.905M | 0.2% | $19.05 | $19.05 | — | COM | 486606106 |
| — | BRISTOW GROUP INC | 1,650,000 | $1.829M | 0.2% | $1.11 | $1.11 | — | NOTE 4.500% 6/0 | 110394AF0 |
| — | PIMCO DYNMIC CREDIT AND MRT | 77,478 | $1.739M | 0.2% | $22.45 | $22.45 | — | COM SHS | 72202D106 |
| — | BIG ROCK PARTNERS ACQUISI CO | 175,800 | $1.702M | 0.1% | $9.68 | $9.68 | — | COM | 089482103 |
| — | DOUBLELINE INCOME SOLUTIONS | 83,609 | $1.688M | 0.1% | $20.19 | $20.19 | — | COM | 258622109 |
| — | THAI FD INC | 152,562 | $1.642M | 0.1% | $10.76 | $10.76 | — | COM | 882904105 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 86,000 | $1.63M | 0.1% | $18.95 | — | — | Call | 881624209 |
| — | CAPSTEAD MTG CORP | 170,957 | $1.479M | 0.1% | $8.65 | $8.77 | — | COM NO PAR | 14067E506 |
| — | PRICELINE GRP INC | 836 | $1.453M | 0.1% | $1738.04 | $1830.71 | — | COM NEW | 741503403 |
| — | ABERDEEN CHILE FD INC | 159,595 | $1.425M | 0.1% | $8.93 | $8.93 | — | COM | 00301W105 |
| — | PIMCO HIGH INCOME FD | 182,686 | $1.363M | 0.1% | $7.46 | $7.46 | — | COM SHS | 722014107 |
| — | ORIGO ACQUISITION CORP | 126,676 | $1.348M | 0.1% | $10.64 | $10.22 | — | SHS | G67789126 |
| — | CELGENE CORP | 11,372 | $1.187M | 0.1% | $104.38 | $118.34 | — | COM | 151020104 |
| — | EATON VANCE LTD DUR INCOME F | 75,644 | $1.033M | 0.1% | $13.66 | $13.66 | — | COM | 27828H105 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 27,500 | $1.031M | 0.1% | $37.49 * | $23.96 | +6.2% | SHS NEW | G0772R208 |
| — | TORTOISE MLP FD INC | 55,980 | $983K | 0.1% | $17.56 | $17.56 | — | COM | 89148B101 |
| — | DRAPER OAKWOOD TECHNOLOGY | 100,000 | $980K | 0.1% | $9.80 | $9.80 | — | COM CL A | 26146L103 |
| INCY | INCYTE CORP | 10,249 | $971K | 0.1% | $94.74 * | $115.43 | -9.5% | COM | 45337C102 |
| IONS | IONIS PHARMACEUTICALS INC | 17,983 | $905K | 0.1% | $50.33 * | $53.52 | +2.5% | COM | 462222100 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 68,769 | $904K | 0.1% | $13.15 | $13.03 | — | COM | 31647Q106 |
| HUNTF | HUNTER MARITIME ACQUISITION | 90,000 | $878K | 0.1% | $9.76 | $9.83 | -0.4% | CL A | Y37828111 |
| — | REAVES UTIL INCOME FD | 27,487 | $850K | 0.1% | $30.92 | $30.92 | — | COM SH BEN INT | 756158101 |
| — | TEKLA HEALTHCARE INVS | 35,572 | $802K | 0.1% | $22.55 | $22.55 | — | SH BEN INT | 87911J103 |
| — | GOLDMAN SACHS MLP ENERGY REN | 125,338 | $771K | 0.1% | $6.15 | $6.15 | — | COM | 38148G107 |
| ANIP | ANI PHARMACEUTICALS INC | 11,639 | $750K | 0.1% | $64.44 * | $47.84 | +30.0% | COM | 00182C103 |
| — | INVESCO DYNAMIC CR OPP FD | 63,686 | $746K | 0.1% | $11.71 | $11.71 | — | COM | 46132R104 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 64,707 | $737K | 0.1% | $11.39 | $11.39 | — | COM | 67074U103 |
| — | NUVEEN CR STRATEGIES INCM FD | 88,496 | $727K | 0.1% | $8.22 | $8.22 | — | COM SHS | 67073D102 |
| — | GAMCO GLOBAL GOLD NAT RES & | 138,219 | $720K | 0.1% | $5.21 | $5.21 | — | COM SH BEN INT | 36465A109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 146,262 | $714K | 0.1% | $4.88 | $4.88 | — | COM | 003009107 |
| — | ABERDEEN GTR CHINA FD INC | 56,572 | $704K | 0.1% | $12.44 | $12.44 | — | COM | 003031101 |
| GILD | GILEAD SCIENCES INC | 9,613 | $689K | 0.1% | $71.67 * | $55.92 | -0.0% | COM | 375558103 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 47,083 | $678K | 0.1% | $14.40 | $14.40 | — | COM | 74433A109 |
| CRM | SALESFORCE COM INC | 6,458 | $660K | 0.1% | $102.20 | $100.69 | 0.0% | COM | 79466L302 |
| — | ADAMS DIVERSIFIED EQUITY FD | 43,579 | $655K | 0.1% | $15.03 | $15.03 | — | COM | 006212104 |
| — | GABELLI DIVD & INCOME TR | 27,341 | $640K | 0.1% | $23.41 | $23.41 | — | COM | 36242H104 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 7,865 | $610K | 0.1% | $77.56 * | $61.32 | +11.2% | COM | 64125C109 |
| ARCC | ARES CAP CORP | 38,700 | $608K | 0.1% | $15.71 | — | — | Put | 04010L103 |
| — | NXP SEMICONDUCTORS N V | 500,000 | $608K | 0.1% | $1.22 | $1.21 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | BLACKROCK ENHANCED GBL DIV T | 47,205 | $591K | 0.1% | $12.52 | $12.52 | — | COM | 092501105 |
| — | ALPINE GLOBAL PREMIER PPTYS | 86,629 | $584K | 0.1% | $6.74 | $6.74 | — | COM SBI | 02083A103 |
| VRTX | VERTEX PHARMACEUTICALS INC | 3,808 | $571K | 0.0% | $149.95 | $149.14 | -0.7% | COM | 92532F100 |
| — | BLACKROCK CORPOR HI YLD FD I | 51,827 | $567K | 0.0% | $10.94 | $10.94 | — | COM | 09255P107 |
| — | KAYNE ANDERSON ENRGY TTL RT | 56,097 | $564K | 0.0% | $10.05 | $10.05 | — | COM | 48660P104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 51,006 | $555K | 0.0% | $10.88 | $10.88 | — | SH BEN INT | 18914E106 |
| — | BROOKFIELD REAL ASSETS INCOM | 23,655 | $553K | 0.0% | $23.38 | $23.38 | — | SHS BEN INT | 112830104 |
| — | CBRE CLARION GLOBAL REAL EST | 69,881 | $553K | 0.0% | $7.91 | $7.91 | — | COM | 12504G100 |
| — | GENERAL AMERN INVS INC | 15,936 | $548K | 0.0% | $34.39 | $34.39 | — | COM | 368802104 |
| — | INVESCO MUN OPPORTUNITY TR | 43,641 | $541K | 0.0% | $12.40 | $12.59 | — | COM | 46132C107 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 46,157 | $536K | 0.0% | $11.61 | $11.61 | — | COM | 18469Q108 |
| — | CALAMOS STRATEGIC TOTL RETN | 42,558 | $514K | 0.0% | $12.08 | $12.08 | — | COM SH BEN INT | 128125101 |
| — | ROYAL BK SCOTLAND GROUP PLC | 19,963 | $508K | 0.0% | $25.45 | $25.63 | — | SP ADR PREF S | 780097739 |
| — | NUVEEN CA QUALTY MUN INCOME | 34,942 | $500K | 0.0% | $14.31 | $14.31 | — | COM | 67066Y105 |
| — | ALEXION PHARMACEUTICALS INC | 4,150 | $496K | 0.0% | $119.52 | $127.27 | — | COM | 015351109 |
| — | VOYA PRIME RATE TR | 97,564 | $495K | 0.0% | $5.07 | $5.07 | — | SH BEN INT | 92913A100 |
| — | MORGAN STANLEY CHINA A SH FD | 20,506 | $479K | 0.0% | $23.36 | $23.36 | — | COM | 617468103 |
| — | ABERDEEN LATIN AMER EQTY FD | 17,865 | $477K | 0.0% | $26.70 | $26.70 | — | COM | 00306K106 |
| — | DUFF & PHELPS GLB UTL INC FD | 30,357 | $471K | 0.0% | $15.52 | $15.52 | — | COM | 26433C105 |
| — | CLEARBRIDGE ENERGY MLP OPP F | 39,754 | $469K | 0.0% | $11.80 | $11.80 | — | COM | 18469P100 |
| — | ABERDEEN EMERGING MKTS SMALL | 32,084 | $467K | 0.0% | $14.56 | $14.56 | — | COM | 00301T102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 33,789 | $465K | 0.0% | $13.76 | $13.76 | — | COM | 670657105 |
| — | BOULDER GROWTH & INCOME FD I | 41,592 | $461K | 0.0% | $11.08 | $11.08 | — | COM | 101507101 |
| — | RADIUS HEALTH INC | 14,525 | $461K | 0.0% | $31.74 | $31.74 | — | COM NEW | 750469207 |
| — | ABERDEEN SINGAPORE FD INC | 35,107 | $436K | 0.0% | $12.42 | $12.42 | — | COM | 003244100 |
| — | NUVEEN FLOATING RATE INCOME | 38,608 | $433K | 0.0% | $11.22 | $11.55 | — | COM | 67072T108 |
| — | VOYA GLBL EQTY DIV & PREM OP | 55,851 | $433K | 0.0% | $7.75 | $7.75 | — | COM | 92912T100 |
| — | SAGE THERAPEUTICS INC | 2,620 | $432K | 0.0% | $164.89 | $164.89 | — | COM | 78667J108 |
| AGIO | AGIOS PHARMACEUTICALS INC | 7,462 | $427K | 0.0% | $57.22 * | $61.77 | +1.9% | COM | 00847X104 |
| HALO | HALOZYME THERAPEUTICS INC | 20,814 | $422K | 0.0% | $20.27 * | $18.38 | 0.0% | COM | 40637H109 |
| — | INDIA FD INC | 15,892 | $415K | 0.0% | $26.11 | $26.11 | — | COM | 454089103 |
| NVO | NOVO-NORDISK A S | 7,616 | $409K | 0.0% | $53.70 | $53.70 | — | ADR | 670100205 |
| — | ABERDEEN ISRAEL FUND INC | 21,124 | $404K | 0.0% | $19.13 | $19.13 | — | COM | 00301L109 |
| — | FIRST TR HIGH INCOME L/S FD | 24,022 | $398K | 0.0% | $16.57 | $16.57 | — | COM | 33738E109 |
| — | FIRST TR SR FLOATING RATE 20 | 42,107 | $384K | 0.0% | $9.12 | $9.12 | — | COM SHS | 33740K101 |
| — | INVESCO MUN TR | 30,400 | $380K | 0.0% | $12.50 | $12.50 | — | COM | 46131J103 |
| — | WESTERN ASSET HIGH INCM FD I | 53,265 | $371K | 0.0% | $6.97 | $6.97 | — | COM | 95766J102 |
| — | TEKLA LIFE SCIENCES INVS | 18,876 | $371K | 0.0% | $19.65 | $19.65 | — | SH BEN INT | 87911K100 |
| — | NUVEEN QUALITY MUNCP INCOME | 25,960 | $365K | 0.0% | $14.06 | $14.06 | — | COM | 67066V101 |
| — | BARINGS GLOBAL SHORT DURATIO | 18,560 | $360K | 0.0% | $19.40 | $19.40 | — | COM | 06760L100 |
| ESPR | ESPERION THERAPEUTICS INC NE | 5,427 | $357K | 0.0% | $65.78 * | $53.84 | 0.0% | COM | 29664W105 |
| — | EATON VANCE SR FLTNG RTE TR | 23,766 | $343K | 0.0% | $14.43 | $14.43 | — | COM | 27828Q105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 23,775 | $331K | 0.0% | $13.92 | $13.92 | — | COM | 09253X102 |
| — | INVESCO SR INCOME TR | 75,454 | $331K | 0.0% | $4.39 | $4.39 | — | COM | 46131H107 |
| — | TEMPLETON DRAGON FD INC | 15,279 | $329K | 0.0% | $21.53 | $21.53 | — | COM | 88018T101 |
| — | PRUDENTIAL SHT DURATION HG Y | 21,923 | $324K | 0.0% | $14.78 | $14.78 | — | COM | 74442F107 |
| — | KAYNE ANDERSON MDSTM ENERGY | 23,421 | $323K | 0.0% | $13.79 | $13.79 | — | COM | 48661E108 |
| — | BLACKROCK MULTI-SECTOR INC T | 17,524 | $318K | 0.0% | $18.15 | $18.15 | — | COM | 09258A107 |
| — | BLACKROCK FLOAT RATE OME STR | 22,996 | $317K | 0.0% | $13.79 | $13.79 | — | COM | 09255X100 |
| — | SALIENT MIDSTREAM & MLP FD | 28,661 | $316K | 0.0% | $11.03 | $11.03 | — | SH BEN INT | 79471V105 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 2,460 | $313K | 0.0% | $127.24 | $125.65 | 0.0% | COM | 02043Q107 |
| — | EATON VANCE ENH EQTY INC FD | 20,451 | $311K | 0.0% | $15.21 | $15.21 | — | COM | 278277108 |
| — | CAESARS ENTMT CORP | 166,800 | $309K | 0.0% | $1.85 | $1.85 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 26,275 | $300K | 0.0% | $11.42 | $11.42 | — | COM SHS | 6706EN100 |
| — | BLACKROCK MUN 2030 TAR TERM | 13,167 | $294K | 0.0% | $22.33 | $22.33 | — | COM SHS BEN IN | 09257P105 |
| — | STONE HBR EMERG MRKTS INC FD | 18,227 | $290K | 0.0% | $15.91 | $15.91 | — | COM | 86164T107 |
| — | BLACKROCK CR ALLCTN INC TR | 21,206 | $282K | 0.0% | $13.30 | $13.30 | — | COM | 092508100 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 21,989 | $281K | 0.0% | $12.78 | $12.78 | — | COM | 01879R106 |
| — | TORTOISE ENERGY INDEPENDENC | 21,113 | $280K | 0.0% | $13.26 | $13.26 | — | COM | 89148K101 |
| — | JUST ENERGY GROUP INC | 64,756 | $278K | 0.0% | $4.29 | $5.54 | — | COM | 48213W101 |
| BKR | BAKER HUGHES A GE CO | 8,785 | $278K | 0.0% | $31.64 * | $27.67 | -7.6% | CL A | 05722G100 |
| — | RMR REAL ESTATE INCOME FUND | 14,437 | $276K | 0.0% | $19.12 | $19.12 | — | COM | 76970B101 |
| — | LIBERTY ALL STAR EQUITY FD | 43,410 | $273K | 0.0% | $6.29 | $6.29 | — | SH BEN INT | 530158104 |
| — | MORGAN STANLEY EM MKTS DM DE | 35,314 | $272K | 0.0% | $7.70 | $7.70 | — | COM | 617477104 |
| — | CENTER COAST MLP & INFRSTR F | 26,811 | $267K | 0.0% | $9.96 | $10.44 | — | COM SHS | 151461100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 20,496 | $267K | 0.0% | $13.03 | $13.03 | — | COM | 01883A107 |
| — | KAYNE ANDERSON ENERGY DEV CO | 15,250 | $266K | 0.0% | $17.44 | $17.44 | — | COM | 48660Q102 |
| — | EATON VANCE FLTING RATE INC | 18,365 | $263K | 0.0% | $14.32 | $14.52 | — | COM | 278279104 |
| — | PUTNAM PREMIER INCOME TR | 48,929 | $261K | 0.0% | $5.33 | $5.33 | — | SH BEN INT | 746853100 |
| — | CLOUGH GLOBAL EQUITY FD | 19,527 | $261K | 0.0% | $13.37 | $13.37 | — | COM | 18914C100 |
| — | BLACKROCK ENHANCED EQT DIV T | 28,105 | $259K | 0.0% | $9.22 | $9.22 | — | COM | 09251A104 |
| — | BLACKROCK CORE BD TR | 18,335 | $257K | 0.0% | $14.02 | $14.02 | — | SHS BEN INT | 09249E101 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 14,651 | $257K | 0.0% | $17.54 | $17.54 | — | SHS | 879105104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 15,125 | $256K | 0.0% | $16.93 | $16.93 | — | SHS | 67075G103 |
| — | PIMCO MUNICIPAL INCOME FD | 19,645 | $255K | 0.0% | $12.98 | $12.98 | — | COM | 72200R107 |
| — | FIRST TR ENERGY INFRASTRCTR | 14,191 | $254K | 0.0% | $17.90 | $17.90 | — | COM | 33738C103 |
| — | BLACKROCK TAX MUNICPAL BD TR | 10,910 | $253K | 0.0% | $23.19 | $23.19 | — | SHS | 09248X100 |
| — | TEMPLETON GLOBAL INCOME FD | 39,090 | $253K | 0.0% | $6.47 | $6.47 | — | COM | 880198106 |
| AGO | ASSURED GUARANTY LTD | 7,450 | $252K | 0.0% | $33.83 * | $36.15 | -12.8% | COM | G0585R106 |
| — | DUFF & PHELPS SLCT ENGY MLP | 41,233 | $241K | 0.0% | $5.84 | $5.84 | — | COM | 26433F108 |
| — | IVY HIGH INC OPPORTUNITIES F | 15,895 | $240K | 0.0% | $15.10 | $15.10 | — | COM | 465893105 |
| — | DEUTSCHE HIGH INCOME OPPORT | 15,821 | $238K | 0.0% | $15.04 | $15.04 | — | COM | 25158Y102 |
| — | WELLS FARGO INCOME OPPORTUNI | 28,063 | $236K | 0.0% | $8.41 | $8.41 | — | WF INC OPPTY FD | 94987B105 |
| — | ASA GOLD AND PRECIOUS MTLS L | 20,523 | $232K | 0.0% | $11.30 | $11.30 | — | SHS | G3156P103 |
| — | GABELLI GLB SML & MD CP VAL | 17,945 | $229K | 0.0% | $12.76 | $12.76 | — | COM | 36249W104 |
| — | BLACKROCK MUNIYIELD CALI QLT | 15,317 | $225K | 0.0% | $14.69 | $14.69 | — | COM | 09254N103 |
| — | COHEN & STEERS LTD DUR PFD I | 8,548 | $223K | 0.0% | $26.09 | $26.09 | — | COM | 19248C105 |
| REGN | REGENERON PHARMACEUTICALS | 571 | $215K | 0.0% | $376.53 * | $402.77 | 0.0% | COM | 75886F107 |
| — | NUVEEN NEW JERSEY QULT MUN F | 15,646 | $214K | 0.0% | $13.68 | $13.68 | — | COM | 67069Y102 |
| — | INVESCO QUALITY MUNI INC TRS | 16,995 | $213K | 0.0% | $12.53 | $12.53 | — | COM | 46133G107 |
| — | JUNO THERAPEUTICS INC | 4,606 | $211K | 0.0% | $45.81 | $45.81 | — | COM | 48205A109 |
| — | APOLLO SR FLOATING RATE FD I | 12,883 | $209K | 0.0% | $16.22 | $16.22 | — | COM | 037636107 |
| — | GABELLI MULTIMEDIA TR INC | 22,763 | $209K | 0.0% | $9.18 | $9.18 | — | COM | 36239Q109 |
| — | RIVERNORTH DOUBLELINE STRATE | 11,243 | $207K | 0.0% | $18.41 | $18.41 | — | COM | 76882G107 |
| AMP | AMERIPRISE FINL INC | 1,223 | $207K | 0.0% | $169.26 * | $118.64 | +15.4% | COM | 03076C106 |
| — | MEXICO FD INC | 13,041 | $205K | 0.0% | $15.72 | $15.72 | — | COM | 592835102 |
| — | ABERDEEN INDONESIA FD INC | 25,472 | $195K | 0.0% | $7.66 | $7.66 | — | COM | 00305P106 |
| — | LMP CAP & INCOME FD INC | 13,930 | $194K | 0.0% | $13.93 | $13.93 | — | COM | 50208A102 |
| — | ABERDEEN INCOME CR STRATEGIE | 13,725 | $193K | 0.0% | $14.06 | $14.06 | — | COM | 003057106 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 15,346 | $191K | 0.0% | $12.45 | $12.45 | — | COM SHS BEN IN | 600379101 |
| — | WESTERN ASSET HIGH INCM OPP | 36,693 | $186K | 0.0% | $5.07 | $5.07 | — | COM | 95766K109 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 12,757 | $185K | 0.0% | $14.50 | $14.50 | — | COM | 09253W104 |
| — | ARES DYNAMIC CR ALLOCATION F | 11,099 | $182K | 0.0% | $16.40 | $16.40 | — | COM | 04014F102 |
| — | KKR INCOME OPPORTUNITIES FD | 11,332 | $182K | 0.0% | $16.06 | $16.06 | — | COM | 48249T106 |
| — | DEUTSCHE MUN INCOME | 14,927 | $178K | 0.0% | $11.92 | $11.92 | — | COM | 25160C106 |
| — | ROYCE MICRO-CAP TR INC | 18,239 | $172K | 0.0% | $9.43 | $9.43 | — | COM | 780915104 |
| — | FIRST TR SR FLG RTE INCM FD | 12,995 | $168K | 0.0% | $12.93 | $12.93 | — | COM | 33733U108 |
| — | BLACKROCK MUNI INCOME TR II | 11,404 | $165K | 0.0% | $14.47 | $14.47 | — | COM | 09249N101 |
| XPHTX | PIONEER HIGH INCOME TR | 16,097 | $156K | 0.0% | $9.69 | $9.69 | — | COM | 72369H106 |
| XPHDX | PIONEER FLOATING RATE TR | 13,488 | $155K | 0.0% | $11.49 | $11.49 | — | COM | 72369J102 |
| — | NUVEEN SR INCOME FD | 22,887 | $149K | 0.0% | $6.51 | $6.51 | — | COM | 67067Y104 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 10,373 | $147K | 0.0% | $14.17 | $14.17 | — | COM | 09254L107 |
| — | VOYA EMERGING MKTS HIGH DIVI | 15,929 | $142K | 0.0% | $8.91 | $8.91 | — | COM | 92912P108 |
| — | TEMPLETON EMERG MKTS INCOME | 12,531 | $140K | 0.0% | $11.17 | $11.17 | — | COM | 880192109 |
| — | LEGG MASON BW GLB INC OPP FD | 10,830 | $138K | 0.0% | $12.74 | $12.74 | — | COM | 52469B100 |
| — | EATON VANCE MUNI INCOME TRUS | 10,906 | $135K | 0.0% | $12.38 | $12.38 | — | SH BEN INT | 27826U108 |
| — | ASIA TIGERS FD INC | 10,769 | $133K | 0.0% | $12.35 | $12.35 | — | COM | 04516T105 |
| — | WELLS FARGO GLOBAL DIVIDEND | 21,655 | $128K | 0.0% | $5.91 | $5.91 | — | COM | 94987C103 |
| — | GANNETT CO INC | 10,660 | $124K | 0.0% | $11.63 | $8.74 | — | COM | 36473H104 |
| — | SPIRIT RLTY CAP INC NEW | 14,305 | $123K | 0.0% | $8.60 | $8.56 | — | COM | 84860W102 |
| — | WASHINGTON PRIME GROUP NEW | 17,182 | $122K | 0.0% | $7.10 | $8.05 | — | COM | 93964W108 |
| — | CYS INVTS INC | 15,101 | $121K | 0.0% | $8.01 | $7.78 | — | COM | 12673A108 |
| — | GABELLI HLTHCARE & WELLNESS | 11,412 | $118K | 0.0% | $10.34 | $10.34 | — | SHS | 36246K103 |
| — | NEW YORK MTG TR INC | 19,088 | $118K | 0.0% | $6.18 | $6.18 | — | COM PAR $.02 | 649604501 |
| — | EATON VANCE SR INCOME TR | 17,950 | $117K | 0.0% | $6.52 | $6.52 | — | SH BEN INT | 27826S103 |
| — | NEW SR INVT GROUP INC | 14,898 | $113K | 0.0% | $7.58 | $10.68 | — | COM | 648691103 |
| — | BLACKROCK ENHANCED INTL DIV | 15,292 | $100K | 0.0% | $6.54 | $6.54 | — | COM BENE INTER | 092524107 |
| — | DREYFUS HIGH YIELD STRATEGIE | 26,509 | $89,000 | 0.0% | $3.36 | $3.36 | — | SH BEN INT | 26200S101 |
| — | WESTERN ASSET MUN HI INCM FD | 10,722 | $79,000 | 0.0% | $7.37 | $7.37 | — | COM | 95766N103 |
| — | INTREPID POTASH INC | 16,230 | $77,000 | 0.0% | $4.74 | $4.74 | — | COM | 46121Y102 |
| — | VOYA RISK MANAGED NAT RES FD | 11,447 | $72,000 | 0.0% | $6.29 | $6.29 | — | COM | 92913C106 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 19,093 | $70,000 | 0.0% | $3.67 | $3.71 | 0.0% | COM | 04280A100 |
| — | GLOBALSTAR INC | 52,264 | $68,000 | 0.0% | $1.30 | $1.30 | — | COM | 378973408 |
| — | BIODELIVERY SCIENCES INTL IN | 22,025 | $65,000 | 0.0% | $2.95 | $2.95 | — | COM | 09060J106 |
| — | TETRAPHASE PHARMACEUTICALS I | 10,313 | $65,000 | 0.0% | $6.30 | $6.30 | — | COM | 88165N105 |
| — | CHESAPEAKE ENERGY CORP | 70,000 | $65,000 | 0.0% | $0.93 | $0.99 | — | NOTE 2.250%12/1 | 165167CB1 |
| PLUG | PLUG POWER INC | 26,570 | $63,000 | 0.0% | $2.37 * | $2.56 | 0.0% | COM NEW | 72919P202 |
| — | R1 RCM INC | 14,016 | $62,000 | 0.0% | $4.42 | $4.42 | — | COM | 749397105 |
| SB | SAFE BULKERS INC | 19,125 | $62,000 | 0.0% | $3.24 | $3.21 | 0.0% | COM | Y7388L103 |
| — | ENDOCYTE INC | 14,342 | $61,000 | 0.0% | $4.25 | $4.25 | — | COM | 29269A102 |
| APPS | DIGITAL TURBINE INC | 34,058 | $61,000 | 0.0% | $1.79 * | $1.64 | 0.0% | COM NEW | 25400W102 |
| — | VERASTEM INC | 19,516 | $60,000 | 0.0% | $3.07 | $3.07 | — | COM | 92337C104 |
| — | VIRNETX HLDG CORP | 15,613 | $58,000 | 0.0% | $3.71 | $3.71 | — | COM | 92823T108 |
| ENPH | ENPHASE ENERGY INC | 24,090 | $58,000 | 0.0% | $2.41 * | $2.09 | 0.0% | COM | 29355A107 |
| — | PEREGRINE PHARMACEUTICALS IN | 13,683 | $53,000 | 0.0% | $3.87 | $3.87 | — | COM PAR | 713661502 |
| — | CASTLE BRANDS INC | 42,564 | $52,000 | 0.0% | $1.22 | $1.22 | — | COM | 148435100 |
| MVIS | MICROVISION INC DEL | 30,531 | $50,000 | 0.0% | $1.64 * | $1.92 | 0.0% | COM NEW | 594960304 |
| KOPN | KOPIN CORP | 15,431 | $49,000 | 0.0% | $3.18 * | $3.45 | 0.0% | COM | 500600101 |
| — | IMMUNE DESIGN CORP | 11,309 | $44,000 | 0.0% | $3.89 | $3.89 | — | COM | 45252L103 |
| — | QUICKLOGIC CORP | 19,605 | $34,000 | 0.0% | $1.73 | $1.73 | — | COM | 74837P108 |
| — | NOVAVAX INC | 23,062 | $29,000 | 0.0% | $1.26 | $1.21 | — | COM | 670002104 |
| — | COMMUNITY HEALTH SYS INC NEW | 3,000,000 | $21,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |