Location: Los Angeles, CA
CIK: 0001389933 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 12, 2016
Total Value: $112M (93.8% shares, 6.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ATRC | ATRICURE INC | 487,946 | $10.95M | 9.8% | $11.85 | +73.9% | COM | 04963C209 |
| — | NXSTAGE MEDICAL INC | 366,554 | $8.031M | 7.2% | $12.81 | — | COM | 67072V103 |
| ABBV | ABBVIE INC | 116,581 | $6.906M | 6.2% | $42.33 | -10.3% | COM | 00287Y109 |
| — | MARINUS PHARMACEUTICALS INC | 566,498 | $4.328M | 3.9% | $7.80 | — | COM | 56854Q101 |
| PODD | INSULET CORP | 106,018 | $4.009M | 3.6% | $28.33 | +18.8% | COM | 45784P101 |
| — | CTI BIOPHARMA CORP | 3,195,381 | $3.93M | 3.5% | $1.23 | — | COM | 12648L106 |
| — | AERIE PHARMACEUTICALS INC | 148,369 | $3.613M | 3.2% | $22.28 | — | COM | 00771V108 |
| — | VITAE PHARMACEUTICALS INC | 193,224 | $3.497M | 3.1% | $15.50 | — | COM | 92847N103 |
| — | RIGEL PHARMACEUTICALS INC | 1,109,740 | $3.363M | 3.0% | $2.69 | — | COM NEW | 766559603 |
| — | APPLIED GENETIC TECHNOL CORP | 157,192 | $3.207M | 2.9% | $18.57 | — | COM | 03820J100 |
| — | CARA THERAPEUTICS INC | 169,331 | $2.855M | 2.5% | $14.26 | — | COM | 140755109 |
| — | BIOTELEMETRY INC | 235,645 | $2.752M | 2.5% | $9.68 | — | COM | 090672106 |
| BCRX | BIOCRYST PHARMACEUTICALS INC | 255,642 | $2.638M | 2.4% | $11.80 | -15.7% | COM | 09058V103 |
| — | ACHILLION PHARMACEUTICALS | 236,500 | $2.552M | 2.3% | $10.22 | — | COM | 00448Q201 |
| — | INSULET CORP | 2,407,000 | $2.512M | 2.2% | $1.11 | — | NOTE 2.000% 6/1 | 45784PAD3 |
| MASI | MASIMO CORPORATION | 46,010 | $1.91M | 1.7% | $23.74 | +72.1% | COM | 574795100 |
| GLPG | GALAPAGOS NV | 30,000 | $1.886M | 1.7% | $61.62 | — | SPON ADR | 36315X101 |
| — | PROTALIX BIOTHERAPEUTICS INC | 2,500,000 | $1.775M | 1.6% | $0.80 | — | NOTE 4.500% 9/1 | 74365AAB7 |
| — | LOXO ONCOLOGY INC | 61,737 | $1.756M | 1.6% | $26.47 | — | COM | 548862101 |
| — | SYNERGY PHARMACEUTICALS | 294,563 | $1.67M | 1.5% | $8.30 | — | COM | 871639308 |
| — | CELYAD | 30,000 | $1.638M | 1.5% | $52.03 | — | ADR | 151205200 |
| — | DERMA SCIENCES INC | 353,718 | $1.616M | 1.4% | $12.78 | — | COM PAR $.01 | 249827502 |
| — | TOBIRA THERAPEUTICS INC | 160,353 | $1.612M | 1.4% | $9.94 | — | COM | 88883P101 |
| — | DISCOVERY LABORATORIES INC | 7,467,032 | $1.597M | 1.4% | $1.39 | — | COM NEW | 254668403 |
| — | CYTRX CORP | 583,013 | $1.545M | 1.4% | $2.81 | — | COM PAR $.001 | 232828509 |
| — | DICERNA PHARMACEUTICALS INC | 120,600 | $1.432M | 1.3% | $12.25 | — | COM | 253031108 |
| — | AVALANCHE BIOTECHNOLOGIES IN | 140,600 | $1.339M | 1.2% | $8.24 | — | COM | 05337G107 |
| — | NOVADAQ TECHNOLOGIES INC | 101,841 | $1.297M | 1.2% | $13.46 | — | COM | 66987G102 |
| — | SPECTRANETICS CORP | 79,812 | $1.202M | 1.1% | $15.23 | — | COM | 84760C107 |
| — | NUVASIVE INC | 760,000 | $1.045M | 0.9% | $0.99 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | ESSA PHARMA INC | 228,500 | $1.045M | 0.9% | $5.69 | — | COM | 29668H104 |
| — | ZOGENIX INC | 69,400 | $1.023M | 0.9% | $1.68 | — | COM | 98978L204 |
| STXS | STEREOTAXIS INC | 1,372,862 | $1.021M | 0.9% | $2.92 | -67.2% | COM NEW | 85916J409 |
| ASND | ASCENDIS PHARMA | 53,241 | $975K | 0.9% | $17.35 | — | ADR ADDED | 04351P101 |
| — | SCYNEXIS INC | 156,904 | $974K | 0.9% | $8.79 | — | COM | 811292101 |
| JNJ | JOHNSON AND JOHNSON | 9,400 | $966K | 0.9% | $59.66 | +27.3% | COM | 478160104 |
| — | NEOS THERAPEUTICS INC | 63,400 | $908K | 0.8% | $21.01 | — | COM ADDED | 64052L106 |
| CDNA | CAREDX INC | 136,047 | $871K | 0.8% | $7.99 | -31.9% | COM | 14167L103 |
| XENE | XENON PHARMACEUTICALS INC | 97,730 | $786K | 0.7% | $8.92 | -3.9% | COM | 98420N105 |
| — | REGULUS THERAPEUTICS INC | 90,000 | $785K | 0.7% | $6.54 | — | COM | 75915K101 |
| MGNX | MACROGENICS INC | 24,000 | $743K | 0.7% | $31.37 | -3.2% | COM | 556099109 |
| — | ARENA PHARMACEUTICALS INC | 381,600 | $725K | 0.6% | $3.26 | — | COM | 040047102 |
| — | CYNAPSUS THERAPEUTICS INC | 46,629 | $722K | 0.6% | $18.14 | — | COM PAR NO PAR | 23257Y859 |
| — | SYNERON MEDICAL LTD | 85,947 | $663K | 0.6% | $8.70 | — | ORD SHS | M87245102 |
| — | LIPOCINE INC | 50,000 | $647K | 0.6% | $9.01 | — | COM NEW | 53630X104 |
| — | INTEC PHARMA LTD JERUSALEM SHS | 119,296 | $639K | 0.6% | $5.60 | — | SHS ADDED | M53644106 |
| — | ABEONA THERAPEUTICS INC | 181,818 | $611K | 0.5% | $4.05 | — | COM | 00289Y107 |
| — | ALDER BIOPHARMACEUTICALS INC | 18,000 | $595K | 0.5% | $32.78 | — | COM | 014339105 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 48,100 | $580K | 0.5% | $12.06 | — | SPONDS ADR | 00653A107 |
| QURE | UNIQURE B.V. | 35,000 | $579K | 0.5% | $15.53 | +19.2% | NV SHS | N90064101 |
| — | EXACTECH INC | 31,636 | $574K | 0.5% | $19.74 | — | COM | 30064E109 |
| — | IRONWOOD PHARMA | 600,000 | $563K | 0.5% | $0.96 | — | NOTE 2.25% 15-Jun-2022 144A SR UNSECURED CONV | 46333XAC2 |
| — | ENDOLOGIX INC | 500,000 | $545K | 0.5% | $1.09 | — | NOTE 3.250%11/0 ADDED | 29266SAB2 |
| — | TARGACEPT INC | 530,821 | $531K | 0.5% | $1.00 | — | NOTE 2/1 ADDED | 87611RAA6 |
| — | CYNAPSUS THERAPEUTICS INC | 33,995 | $526K | 0.5% | $0.74 | — | COM | 23257Y156 |
| — | VTV THERAPEUTICS INC | 73,000 | $497K | 0.4% | $6.52 | — | CL A ADDED | 918385105 |
| — | FOAMIX PHARMACEUTICALS LTD | 60,770 | $493K | 0.4% | $8.11 | — | SHS | M46135105 |
| — | COGENTIX MEDICAL INC | 351,781 | $454K | 0.4% | $1.68 | — | COM | 19243A104 |
| — | TANDEM DIABETES CARE INC | 36,551 | $432K | 0.4% | $12.56 | — | COM | 875372104 |
| CYTK | CYTOKINETICS INC | 40,000 | $418K | 0.4% | $9.81 | 0.0% | COM NEW | 23282W605 |
| — | BLUEBIRD BIO INC | 6,000 | $385K | 0.3% | $35.88 | — | COM | 09609G100 |
| — | NEMUS BIOSCIENCE INC | 625,000 | $341K | 0.3% | $0.55 | — | COM | 64046J100 |
| — | TENAX THERAPEUTICS INC | 79,509 | $261K | 0.2% | $3.01 | — | COM | 88032L100 |
| — | CATALYST BIOSCIENCES INC | 70,903 | $222K | 0.2% | $4.65 | — | COM ADDED | 14888D109 |
| — | CARDICA INC | 1,402,762 | $216K | 0.2% | $1.12 | — | COM | 14141R101 |
| — | CHECK CAP LTD | 109,133 | $206K | 0.2% | $5.50 | — | SHS ADDED | M2361E112 |
| — | VENAXIS INC | 594,800 | $181K | 0.2% | $2.12 | — | COM | 92262A107 |
| — | GENVEC INC | 95,800 | $176K | 0.2% | $2.37 | — | COM NEW | 37246C307 |
| — | TREVENA INC | 14,800 | $155K | 0.1% | $10.34 | — | COM | 89532E109 |
| — | PRONAI THERAPEUTICS INC | 10,000 | $150K | 0.1% | $19.65 | — | COM ADDED | 74346L101 |
| — | AKARI THERAPEUTICS PLC | 8,341 | $121K | 0.1% | $23.99 | — | SPONSORED ADR ADDED | 00972G108 |
| — | NIVALIS THERAPEUTICS INC | 15,000 | $116K | 0.1% | $15.13 | — | COM | 65481J109 |
| — | GALMED PHARMACEUTICALS LTD | 11,988 | $91,000 | 0.1% | $7.54 | — | SHS | M47238106 |
| — | ENTEROMEDICS INC | 500,000 | $65,000 | 0.1% | $0.26 | — | COM NEW | 29365M208 |
| — | ANTARES PHARMA INC | 45,000 | $54,000 | 0.0% | $2.09 | — | COM | 036642106 |
| — | CEL SCI CORP | 127,482 | $47,000 | 0.0% | $0.66 | — | COM PAR $0.01 | 150837508 |
| — | CHECK CAP LTD | 53,763 | $38,000 | 0.0% | $1.00 | — | *W EXP 02/28/202 ADDED | M2361E120 |