DAFNA Capital Management LLC Diversified Active

CIK: 0001389933 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $307,632 (98.5% shares, 1.5% debt)

Holdings (80)

STXS STEREOTAXIS INC 15.9%
Value ($000) $48,976 Shares 13,680,554 Est. Cost $0.97 Unrealized +298.9%
IMMUNOMEDICS INC 7.2%
Value ($000) $22,185 Shares 260,905 Est. Cost $37.34 Unrealized
BLUEPRINT MEDICINES CORP 7.0%
Value ($000) $21,607 Shares 233,089 Est. Cost $55.60 Unrealized
FATE FATE THERAPEUTICS INC 5.7%
Value ($000) $17,525 Shares 438,460 Est. Cost $19.48 Unrealized +79.2%
ARCT ARCTURUS THERAPEUTICS HLDG I 3.2%
Value ($000) $9,852 Shares 229,652 Est. Cost $34.37 Unrealized +44.4%
SAGE THERAPEUTICS INC 3.1%
Value ($000) $9,676 Shares 158,306 Est. Cost $126.60 Unrealized
DXCM DEXCOM INC 2.8%
Value ($000) $8,714 Shares 21,138 Est. Cost $17.91 Unrealized +483.3%
NBIX NEUROCRINE BIOSCIENCES INC 2.8%
Value ($000) $8,674 Shares 90,208 Est. Cost $76.77 Unrealized +50.7%
DICERNA PHARMACEUTICALS INC 2.7%
Value ($000) $8,172 Shares 454,236 Est. Cost $21.60 Unrealized
IBB ISHARES TR NASDAQ BIOTECH 2.5%
Value ($000) $7,569 Shares 55,900 Est. Cost $119.52 Unrealized
GLPG GALAPAGOS NV 2.0%
Value ($000) $6,297 Shares 44,375 Est. Cost $75.63 Unrealized
CARDIOVASCULAR SYSTEMS INC 1.9%
Value ($000) $5,950 Shares 151,200 Est. Cost $31.74 Unrealized
PRQR PROQR THERAPEUTICS N V 1.9%
Value ($000) $5,927 Shares 1,237,400 Est. Cost $7.51 Unrealized -30.4%
ARENA PHARMACEUTICALS INC 1.8%
Value ($000) $5,670 Shares 75,815 Est. Cost $46.79 Unrealized
BIOHAVEN PHARMACEUTICALS HOLD 1.8%
Value ($000) $5,500 Shares 84,600 Est. Cost $37.90 Unrealized
APPLIED GENETIC TECHNOL CORP 1.7%
Value ($000) $5,322 Shares 1,095,139 Est. Cost $6.02 Unrealized
ATRC ATRICURE INC 1.7%
Value ($000) $5,316 Shares 133,229 Est. Cost $13.70 Unrealized +209.6%
ASND ASCENDIS PHARMA A S 1.5%
Value ($000) $4,512 Shares 29,237 Est. Cost $111.32 Unrealized
IDYA IDEAYA BIOSCIENCES INC 1.4%
Value ($000) $4,166 Shares 331,661 Est. Cost $12.38 Unrealized 0.0%
LUMINEX CORP 1.3%
Value ($000) $4,045 Shares 154,091 Est. Cost $20.87 Unrealized
XENE XENON PHARMACEUTICALS INC 1.2%
Value ($000) $3,836 Shares 346,535 Est. Cost $9.56 Unrealized +23.1%
CONSTELLATION PHARMACEUTICAL 1.2%
Value ($000) $3,666 Shares 180,942 Est. Cost $29.51 Unrealized
AERIE PHARMACEUTICALS INC 1.1%
Value ($000) $3,348 Shares 284,440 Est. Cost $30.93 Unrealized
RADIUS HEALTH INC 1.1%
Value ($000) $3,315 Shares 4,000,000 Est. Cost $1.00 Unrealized
CARA THERAPEUTICS INC 1.0%
Value ($000) $3,148 Shares 247,377 Est. Cost $17.77 Unrealized
AFFIMED NV 1.0%
Value ($000) $3,133 Shares 924,278 Est. Cost $2.80 Unrealized
MERSANA THERAPEUTICS INC 0.9%
Value ($000) $2,844 Shares 152,763 Est. Cost $5.23 Unrealized
89BIO INC 0.9%
Value ($000) $2,835 Shares 110,478 Est. Cost $24.60 Unrealized
LQDA LIQUIDIA TECHNOLOGIES INC 0.9%
Value ($000) $2,829 Shares 575,000 Est. Cost $7.51 Unrealized -23.0%
OTONOMY INC 0.9%
Value ($000) $2,791 Shares 689,100 Est. Cost $3.90 Unrealized
BIOTELEMETRY INC 0.9%
Value ($000) $2,758 Shares 60,500 Est. Cost $29.91 Unrealized
VKTX VIKING THERAPEUTICS INC 0.9%
Value ($000) $2,624 Shares 450,900 Est. Cost $8.62 Unrealized -20.1%
KALV KALVISTA PHARMACEUTICALS INC 0.9%
Value ($000) $2,619 Shares 208,054 Est. Cost $13.73 Unrealized -8.9%
TRANSLATE BIO INC 0.8%
Value ($000) $2,599 Shares 190,930 Est. Cost $13.61 Unrealized
ARAY ACCURAY INC 0.8%
Value ($000) $2,578 Shares 1,074,300 Est. Cost $3.30 Unrealized -29.4%
BCRX BIOCRYST PHARMACEUTICALS INC 0.8%
Value ($000) $2,573 Shares 749,051 Est. Cost $4.96 Unrealized -13.6%
STIM NEURONETICS INC 0.8%
Value ($000) $2,409 Shares 495,772 Est. Cost $6.60 Unrealized -42.5%
KADMON HOLDINGS INC 0.7%
Value ($000) $2,209 Shares 563,564 Est. Cost $3.17 Unrealized
SPECTRUM PHARMACEUTICALS INC 0.7%
Value ($000) $2,101 Shares 514,891 Est. Cost $4.08 Unrealized
MEI PHARMA INC 0.7%
Value ($000) $2,078 Shares 666,000 Est. Cost $3.20 Unrealized
CGEN COMPUGEN LTD 0.6%
Value ($000) $1,872 Shares 115,202 Est. Cost $7.86 Unrealized +108.6%
IVERIC BIO INC 0.6%
Value ($000) $1,819 Shares 322,500 Est. Cost $5.10 Unrealized
BLUEBIRD BIO INC 0.5%
Value ($000) $1,633 Shares 30,273 Est. Cost $124.48 Unrealized
SNDX SYNDAX PHARMACEUTICALS INC 0.5%
Value ($000) $1,516 Shares 102,713 Est. Cost $15.23 Unrealized +0.1%
ALEC ALECTOR INC 0.5%
Value ($000) $1,475 Shares 140,000 Est. Cost $18.66 Unrealized -13.3%
HARPOON THERAPEUTICS INC 0.5%
Value ($000) $1,446 Shares 85,119 Est. Cost $11.58 Unrealized
JNJ JOHNSON AND JOHNSON 0.5%
Value ($000) $1,399 Shares 9,400 Est. Cost $59.66 Unrealized +112.9%
ALPINE IMMUNE SCIENCES INC 0.4%
Value ($000) $1,303 Shares 148,260 Est. Cost $8.79 Unrealized
RCUS ARCUS BIOSCIENCES INC 0.4%
Value ($000) $1,236 Shares 72,100 Est. Cost $21.38 Unrealized +4.5%
AERIE PHARMACEUTICALS INC 0.4%
Value ($000) $1,206 Shares 1,500,000 Est. Cost $0.80 Unrealized
LRMR LARIMAR THERAPEUTICS INC 0.4%
Value ($000) $1,201 Shares 79,155 Est. Cost $11.65 Unrealized +8.7%
KURA KURA ONCOLOGY INC 0.4%
Value ($000) $1,196 Shares 39,019 Est. Cost $13.81 Unrealized +59.8%
SUTRO BIOPHARMA INC 0.4%
Value ($000) $1,195 Shares 118,940 Est. Cost $9.81 Unrealized
PHASEBIO PHARMACEUTICALS INC 0.4%
Value ($000) $1,125 Shares 320,542 Est. Cost $7.12 Unrealized
SPRO SPERO THERAPEUTICS INC 0.4%
Value ($000) $1,116 Shares 100,000 Est. Cost $11.83 Unrealized 0.0%
VERONA PHARMA PLC 0.3%
Value ($000) $1,008 Shares 161,507 Est. Cost $6.24 Unrealized
APLS APELLIS PHARMACEUTICALS INC 0.3%
Value ($000) $907 Shares 30,054 Est. Cost $29.50 Unrealized +1.3%
AKBA AKEBIA THERAPEUTICS INC 0.3%
Value ($000) $858 Shares 341,779 Est. Cost $11.25 Unrealized -22.0%
ADICET BIO INC 0.3%
Value ($000) $803 Shares 67,577 Est. Cost $11.88 Unrealized
AXOVANT SCIENCES LTD 0.3%
Value ($000) $790 Shares 171,083 Est. Cost $2.44 Unrealized
MDGL MADRIGAL PHARMACEUTICALS INC 0.3%
Value ($000) $784 Shares 6,600 Est. Cost $125.02 Unrealized -13.2%
PREVAIL THERAPEUTICS INC 0.2%
Value ($000) $764 Shares 75,000 Est. Cost $13.20 Unrealized
ARDX ARDELYX INC 0.2%
Value ($000) $759 Shares 144,650 Est. Cost $5.98 Unrealized +0.5%
NEXTCURE INC 0.2%
Value ($000) $748 Shares 85,000 Est. Cost $19.99 Unrealized
NATUS MEDICAL INC 0.2%
Value ($000) $735 Shares 42,900 Est. Cost $33.36 Unrealized
KARUNA THERAPEUTICS INC 0.2%
Value ($000) $714 Shares 9,231 Est. Cost $84.87 Unrealized
MASI MASIMO CORPORATION 0.2%
Value ($000) $708 Shares 3,000 Est. Cost $43.65 Unrealized +413.6%
SCPHARMACEUTICALS INC 0.2%
Value ($000) $677 Shares 90,900 Est. Cost $7.36 Unrealized
DMAC DIAMEDICA THERAPEUTICS INC 0.2%
Value ($000) $664 Shares 156,529 Est. Cost $5.29 Unrealized 0.0%
CHIASMA INC 0.2%
Value ($000) $659 Shares 153,208 Est. Cost $4.30 Unrealized
ASSEMBLY BIOSCIENCES INC 0.2%
Value ($000) $585 Shares 35,573 Est. Cost $25.68 Unrealized
GAMIDA CELL LTD 0.2%
Value ($000) $581 Shares 140,000 Est. Cost $5.08 Unrealized
MREO MEREO BIOPHARMA GROUP PLC 0.2%
Value ($000) $522 Shares 199,425 Est. Cost $2.79 Unrealized
ZYMEWORKS INC 0.2%
Value ($000) $463 Shares 9,950 Est. Cost $35.47 Unrealized
INGN INOGEN INC 0.1%
Value ($000) $435 Shares 15,000 Est. Cost $97.05 Unrealized -67.6%
RADIUS HEALTH INC 0.1%
Value ($000) $249 Shares 22,000 Est. Cost $21.68 Unrealized
HOOKIPA PHARMA INC 0.1%
Value ($000) $209 Shares 22,061 Est. Cost $11.62 Unrealized
ASLAN PHARMACEUTICALS LTD 0.1%
Value ($000) $164 Shares 86,082 Est. Cost $2.03 Unrealized
LCTX LINEAGE CELL THERAPEUTICS INC 0.0%
Value ($000) $89 Shares 95,000 Est. Cost $1.03 Unrealized -14.2%
CRDF CARDIFF ONCOLOGY INC 0.0%
Value ($000) $71 Shares 5,000 Est. Cost $6.60 Unrealized 0.0%