A&I FINANCIAL SERVICES, LLC Diversified Active

Location: Lone Tree, CO

CIK: 0001728031 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value: $40.56M (100.0% shares, 0.0% debt)

Holdings (16)

SPY SPDR S&P 500 ETF TR 25.9%

Value $10.51M Shares 39,931 Share Price $263.15 Est. Cost/Share $260.05 Unrealized @ Report Date +1.2%

AES AES CORP 14.5%

Value $5.866M Shares 296,692 Share Price $19.77 * Est. Cost/Share $8.10 Unrealized @ Report Date +6.1%

USB US BANCORP DEL 8.4%

Value $3.401M Shares 69,757 Share Price $48.75 * Est. Cost/Share $39.78 Unrealized @ Report Date -6.8%

FE FIRSTENERGY CORP 7.7%

Value $3.139M Shares 92,295 Share Price $34.01 * Est. Cost/Share $23.31 Unrealized @ Report Date +6.3%

HPQ HP INC 7.5%

Value $3.04M Shares 138,675 Share Price $21.92 * Est. Cost/Share $16.24 Unrealized @ Report Date +4.2%

F FORD MTR CO DEL 7.2%

Value $2.934M Shares 264,787 Share Price $11.08 * Est. Cost/Share $7.97 Unrealized @ Report Date -7.1%

IP INTL PAPER CO 6.9%

Value $2.798M Shares 52,371 Share Price $53.43 * Est. Cost/Share $37.59 Unrealized @ Report Date -4.6%

PRU PRUDENTIAL FINL INC 6.8%

Value $2.762M Shares 26,672 Share Price $103.55 * Est. Cost/Share $76.23 Unrealized @ Report Date -6.6%

ITOT ISHARES TR 6.4%

Value $2.585M Shares 42,752 Share Price $60.47 Est. Cost/Share $59.59 Unrealized @ Report Date +1.5%

VWO VANGUARD INTL EQUITY INDEX F 3.6%

Value $1.44M Shares 30,651 Share Price $46.98 Est. Cost/Share $44.87 Unrealized @ Report Date +4.7%

Value $635K Shares 2,893 Share Price $219.50 * Est. Cost/Share $144.97 Unrealized @ Report Date -3.8%

IVV ISHARES TR 1.5%

Value $612K Shares 2,306 Share Price $265.39 Est. Cost/Share $261.88 Unrealized @ Report Date +1.3%

AMZN AMAZON COM INC 0.9%

Value $347K Shares 240 Share Price $1445.83 * Est. Cost/Share $55.02 Unrealized @ Report Date +31.5%

DIS DISNEY WALT CO 0.6%

Value $241K Shares 2,404 Share Price $100.25 * Est. Cost/Share $97.88 Unrealized @ Report Date -2.5%

— FS INVT CORP 0.5%

Value $188K Shares 25,983 Share Price $7.24 Est. Cost/Share $7.33 Unrealized @ Report Date —

— PIER 1 IMPORTS INC 0.2%

Value $66,000 Shares 20,514 Share Price $3.22 Est. Cost/Share $3.77 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	39,931	$10.51M	25.9%	$263.15	$260.05	+1.2%	TR UNIT	78462F103
AES	AES CORP	296,692	$5.866M	14.5%	$19.77 *	$8.10	+6.1%	COM	00130H105
USB	US BANCORP DEL	69,757	$3.401M	8.4%	$48.75 *	$39.78	-6.8%	COM NEW	902973304
FE	FIRSTENERGY CORP	92,295	$3.139M	7.7%	$34.01 *	$23.31	+6.3%	COM	337932107
HPQ	HP INC	138,675	$3.04M	7.5%	$21.92 *	$16.24	+4.2%	COM	40434L105
F	FORD MTR CO DEL	264,787	$2.934M	7.2%	$11.08 *	$7.97	-7.1%	COM PAR $0.01	345370860
IP	INTL PAPER CO	52,371	$2.798M	6.9%	$53.43 *	$37.59	-4.6%	COM	460146103
PRU	PRUDENTIAL FINL INC	26,672	$2.762M	6.8%	$103.55 *	$76.23	-6.6%	COM	744320102
ITOT	ISHARES TR	42,752	$2.585M	6.4%	$60.47	$59.59	+1.5%	CORE S&P TTL STK	464287150
VWO	VANGUARD INTL EQUITY INDEX F	30,651	$1.44M	3.6%	$46.98	$44.87	+4.7%	FTSE EMR MKT ETF	922042858
MMM	3M CO	2,893	$635K	1.6%	$219.50 *	$144.97	-3.8%	COM	88579Y101
IVV	ISHARES TR	2,306	$612K	1.5%	$265.39	$261.88	+1.3%	CORE S&P500 ETF	464287200
AMZN	AMAZON COM INC	240	$347K	0.9%	$1445.83 *	$55.02	+31.5%	COM	023135106
DIS	DISNEY WALT CO	2,404	$241K	0.6%	$100.25 *	$97.88	-2.5%	COM DISNEY	254687106
—	FS INVT CORP	25,983	$188K	0.5%	$7.24	$7.33	—	COM	302635107
—	PIER 1 IMPORTS INC	20,514	$66,000	0.2%	$3.22	$3.77	—	COM	720279108