CIK: 0001504304 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value ($000): $271,746 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CENTRAL SECURITIES CORP | 381,390 | $12,449 | 4.6% | $22.66 | — | Com | 155123102 |
| — | VOYA PRIME RATE TR | 2,739,178 | $12,244 | 4.5% | $4.39 | — | Com | 92913A100 |
| — | GENERAL AMERN INVS INC | 287,739 | $10,701 | 3.9% | $33.50 | — | Com | 368802104 |
| — | BOULDER GROWTH AND INCOM | 832,074 | $9,269 | 3.4% | $9.03 | — | Com | 101507101 |
| — | SOURCE CAP INC | 196,793 | $7,854 | 2.9% | $38.49 | — | Com | 836144105 |
| — | CHURCHILL CAPITAL CORP IV CL A | 712,906 | $7,136 | 2.6% | $10.01 | — | Com | 171439102 |
| SSSS | SURO CAPITAL CORP | 512,510 | $6,709 | 2.5% | $10.47 | 0.0% | Com | 86887Q109 |
| — | EATON VANCE FLOATING RATE INCOME PLUS FD COM SHS BEN INT | 404,959 | $6,297 | 2.3% | $15.17 | — | Com | 278284104 |
| CCIF | VERTICAL CAP INCOME FD | 621,370 | $6,114 | 2.2% | $10.47 | — | Com | 92535C104 |
| — | TAIWAN FD INC | 222,900 | $5,717 | 2.1% | $20.51 | — | Com | 874036106 |
| — | IG ACQUISITION CORP | 525,350 | $5,679 | 2.1% | $10.81 | — | Units | 449534205 |
| — | LANDCADIA HOLDINGS III INC | 469,740 | $5,247 | 1.9% | $11.17 | — | Units | 51476H209 |
| — | DIVIDEND & INCOME FD COM NEW | 452,600 | $5,092 | 1.9% | $11.13 | — | Com | 25538A204 |
| — | SPARTACUS ACQUISITION CORP CL A | 463,088 | $4,659 | 1.7% | $10.06 | — | Com | 84677L109 |
| — | YUCAIPA ACQUISITION CORP | 450,896 | $4,599 | 1.7% | $10.20 | — | Units | G9879L121 |
| — | YELLOWSTONE ACQUISITION CO | 428,080 | $4,559 | 1.7% | $10.65 | — | Units | 98566K204 |
| — | FG NEW AMER ACQUISITION CORP | 438,112 | $4,460 | 1.6% | $10.18 | — | Com | 30259V106 |
| — | CERBERUS TELECOM ACQ UTS EXP | 400,580 | $4,270 | 1.6% | $10.66 | — | Units | G2040C112 |
| — | CHURCHILL CAPITAL CORP V UNIT | 400,000 | $4,200 | 1.5% | $10.50 | — | Units | 17144T206 |
| BBDC | BARINGS BDC INC | 433,081 | $3,985 | 1.5% | $5.11 | -2.5% | Com | 06759L103 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 209,433 | $3,621 | 1.3% | $13.70 | — | Com | 006212104 |
| — | MUDRICK CAPITAL ACQU CORP II | 350,000 | $3,609 | 1.3% | $10.31 | — | Units | 62477L206 |
| — | VPC IMPACT ACQUISITION HLDNG | 350,216 | $3,530 | 1.3% | $10.08 | — | Com | G9441E100 |
| — | ATLAS CREST INVT CORP UNIT | 328,498 | $3,470 | 1.3% | $10.56 | — | Units | 049284201 |
| — | PROPTECH INVESTMENT CORP II | 315,000 | $3,348 | 1.2% | $10.63 | — | Units | 743497208 |
| — | DFP HEALTHCARE ACQUISITIONS CORP COM CL A | 307,288 | $3,319 | 1.2% | $10.80 | — | Com | 23343Q100 |
| — | HORIZON ACQUISITION CORP | 303,490 | $3,240 | 1.2% | $10.58 | — | Units | G46049121 |
| — | GO ACQUISITION CORP | 301,285 | $3,203 | 1.2% | $10.08 | — | Units | 362019200 |
| — | NEW IRELAND FD INC | 302,899 | $3,144 | 1.2% | $9.38 | — | Com | 645673104 |
| — | GRIFFIN INDUSTRIEAL REALTY INC | 50,100 | $3,131 | 1.2% | $41.48 | — | Com | 398231100 |
| — | FOREST ROAD ACQUISITION CORP | 295,000 | $3,098 | 1.1% | $10.50 | — | Units | 34619R201 |
| — | MORGAN STANLEY EMERGING MKT DEB | 315,595 | $2,922 | 1.1% | $9.26 | — | Com | 61744H105 |
| — | E MERGE TECHNOLOGY ACQUISITION | 267,450 | $2,851 | 1.0% | $10.08 | — | Units | 26873Y203 |
| — | RMR MORTGAGE TR | 267,926 | $2,829 | 1.0% | $10.91 | — | Com | 76970B101 |
| — | LIVE OAK ACQUISITION CORP II | 250,000 | $2,713 | 1.0% | $10.85 | — | Units | 53804W205 |
| — | CF FIN ACQUISITION CORP III UNIT | 245,000 | $2,629 | 1.0% | $10.73 | — | Units | 12529D207 |
| — | CAPITOL INVT CORP V UTS EXP | 250,240 | $2,577 | 0.9% | $10.30 | — | Units | 14064F209 |
| — | AMPLITUDE HEALTHCARE ACQ CLASS A | 246,150 | $2,464 | 0.9% | $9.56 | — | Com | 03212A105 |
| — | JUNIPER INDUSTRIAL HLDGS INC | 222,417 | $2,382 | 0.9% | $10.71 | — | Com | 48205G106 |
| — | TORTOISE POWER ENERGY INFRASTRUCTURE | 210,856 | $2,336 | 0.9% | $9.42 | — | Com | 89147X104 |
| — | EDTECHX HLDGS ACQUISITION CORP II | 225,000 | $2,322 | 0.9% | $10.32 | — | Units | 28139A201 |
| EMPW/U | EMPOWER LTD | 210,941 | $2,194 | 0.8% | $10.40 | — | Units | G3R39W128 |
| — | NUVEEN SHT DUR CR OPP FD | 155,840 | $2,082 | 0.8% | $12.92 | — | Com | 67074X107 |
| CCAP | CRESCENT CAP BDC INC | 142,502 | $2,076 | 0.8% | $6.95 | +10.5% | Com | 225655109 |
| — | BRANDYWINEGBL GBL INCM O | 160,816 | $2,009 | 0.7% | $14.72 | — | Com | 10537L104 |
| — | HIGHCAPE CAP ACQU 27 UTS EXP 09/30/27 | 180,000 | $1,858 | 0.7% | $10.12 | — | Units | 42984L204 |
| — | BOWX ACQUISITION COR UTS EXP | 170,248 | $1,822 | 0.7% | $10.52 | — | Units | 103085205 |
| — | LIONHEART ACQUISITION CORP I | 170,000 | $1,770 | 0.7% | $9.96 | — | Units | 53625R203 |
| — | DTF TAX FREE INCOME INC | 118,614 | $1,767 | 0.7% | $14.80 | — | Com | 23334J107 |
| — | ALTITUDE ACQUISITION CORP UNIT EXP 113027 | 170,000 | $1,760 | 0.6% | $10.35 | — | Units | 02156Y202 |
| — | NUVEEN FLOATING RT INC OPP FD | 202,464 | $1,753 | 0.6% | $8.20 | — | Com | 6706EN100 |
| — | Cascade Acquistion Corp. | 162,035 | $1,693 | 0.6% | $10.45 | — | Units | 147151203 |
| BSN/U | BROADSTONE ACQUISITI UTF EXP | 156,791 | $1,645 | 0.6% | $9.97 | — | Units | G1739V118 |
| — | TEMPLETON GLOBAL INCOME FD INC | 294,226 | $1,618 | 0.6% | $5.50 | — | Com | 880198106 |
| — | ACKRELL SPAC PART 26 UTS EXP 12/01/26 | 150,000 | $1,544 | 0.6% | $10.29 | — | Units | 00461L204 |
| — | CHP MERGER CORP CLASS A | 145,000 | $1,488 | 0.5% | $10.19 | — | Com | 12558Y106 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 101,897 | $1,483 | 0.5% | $13.95 | — | Com | 723653101 |
| — | CF ACQUISITION CO 27 UTS EXP 12/31/27 | 143,496 | $1,477 | 0.5% | $10.29 | — | Units | 12520T201 |
| — | DUNE ACQUISITION CORP UNIT | 140,000 | $1,435 | 0.5% | $10.25 | — | Units | 265334201 |
| — | FINTECH ACQUISITION CORP V | 130,000 | $1,387 | 0.5% | $10.67 | — | Units | 31810Q305 |
| — | TPG PACE TECH OPPORTUNITIES | 116,400 | $1,322 | 0.5% | $11.36 | — | Units | G8990Y111 |
| — | ABERDEEN EMERGING MARKETS EQUITY | 161,825 | $1,320 | 0.5% | $6.42 | — | Com | 00301W105 |
| — | OAKTREE ACQUISITION CORP II | 120,000 | $1,285 | 0.5% | $10.64 | — | Units | G6715X129 |
| — | ARCLIGHT CLEAN TRANSITION CORP UNIT | 100,000 | $1,190 | 0.4% | $10.04 | — | Units | G04561117 |
| — | FS KKR CAP CORP II COM | 72,178 | $1,183 | 0.4% | $14.46 | — | Com | 35952V303 |
| — | SEAPORT GLOBAL ACQUISITN COR | 117,500 | $1,177 | 0.4% | $10.02 | — | Com | 812227106 |
| — | JAPAN SMALLER CAPITALIZATION FD INC | 130,053 | $1,176 | 0.4% | $10.04 | — | Com | 47109U104 |
| SPY | SPDR S&P 500 ETF TR TR | 3,109 | $1,162 | 0.4% | $267.54 | — | TR Unit | 78462F103 |
| — | HILL INTERNATIONAL INC | 602,056 | $1,156 | 0.4% | $3.08 | — | Com | 431466101 |
| — | ATLAS CREST INVT CORP | 113,103 | $1,138 | 0.4% | $10.06 | — | Com | 049284102 |
| — | FUSION ACQUISITION CORP CL A | 97,598 | $1,103 | 0.4% | $9.83 | — | Com | 36118H105 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND I | 114,992 | $1,087 | 0.4% | $8.13 | — | Com | 00306J109 |
| — | 7GC & CO HLDGS INC | 100,000 | $1,055 | 0.4% | $10.55 | — | Units | 81786A206 |
| — | TS INNOVATION ACQUISITN CORP | 100,000 | $1,054 | 0.4% | $10.54 | — | Units | 87284T209 |
| VLGEA | VILLAGE SUPER MARKET INC CL A | 47,382 | $1,045 | 0.4% | $24.05 | -3.4% | Com | 927107409 |
| — | CORNER GROWTH ACQUISITION CO UNIT | 100,000 | $1,045 | 0.4% | $10.45 | — | Units | G2425N121 |
| — | CC NEUBERGER PRIN HLDGS II | 104,700 | $1,042 | 0.4% | $10.33 | — | Units | G3166T129 |
| — | NUVEEN FLOATING RATE INCOME FD | 118,377 | $1,035 | 0.4% | $8.31 | — | Com | 67072T108 |
| — | HEALTHCARE SERVICES ACQUISITION | 100,000 | $1,022 | 0.4% | $10.22 | — | Units | 42227K203 |
| ALUS | ALUSSA ENERGY ACQUISIT F CLASS A | 100,000 | $1,006 | 0.4% | $9.93 | — | Com | G0232J101 |
| — | HIGHLAND GLOBAL ALLOCATION FUND | 145,823 | $952 | 0.4% | $6.64 | — | Com | 43010T104 |
| — | HOWARD HUGHES CORP | 12,000 | $947 | 0.3% | $114.08 | — | Com | 44267D107 |
| — | APOLLO TACTICAL INCOME COMMON | 59,597 | $863 | 0.3% | $14.48 | — | Com | 037638103 |
| — | FIRST EAGLE SENIOR LOAN FUND | 61,660 | $861 | 0.3% | $12.99 | — | Com | 32010E100 |
| SCPE | SC HEALTH CORP CL A | 78,712 | $807 | 0.3% | $10.25 | — | Com | G78516203 |
| — | APOLLO SENIOR FLOATING RATE | 55,257 | $796 | 0.3% | $14.41 | — | Com | 037636107 |
| — | PORTMAN RIDGE FIN CORP | 400,905 | $766 | 0.3% | $1.91 | — | Com | 73688F102 |
| — | ROMAN DBDR TECH ACQUISITION CO COM | 75,000 | $758 | 0.3% | $10.11 | — | Com | 77584N101 |
| TGNA | TEGNA INC | 52,034 | $726 | 0.3% | $15.14 | -11.8% | Com | 87901J105 |
| — | BLUE WTR ACQUISITION CORP UNIT EXP 083127 | 70,000 | $725 | 0.3% | $10.36 | — | Units | 09607T203 |
| — | SPARTACUS ACQUISITION CORP UNITS | 67,127 | $710 | 0.3% | $10.58 | — | Units | 84677L208 |
| — | FG NEW AMER ACQUISITION CORP UNITS | 60,493 | $642 | 0.2% | $10.01 | — | Units | 30259V205 |
| — | SEAPORT GLOBAL ACQUISITN COR UNITS | 62,500 | $639 | 0.2% | $10.22 | — | Units | 812227205 |
| NXDT | NEXPOINT STRATEGIC OPPORTUNITIES | 58,137 | $612 | 0.2% | $10.53 | — | Com | 65340G205 |
| — | FORUM MERGER III CORP | 44,381 | $601 | 0.2% | $13.54 | — | Com | 349885103 |
| — | GIGCAPITAL3 INC | 163,924 | $572 | 0.2% | $3.49 | — | Warrants | 37519D115 |
| — | SWISS HELVETIA FD INC | 61,947 | $554 | 0.2% | $11.75 | — | Com | 870875101 |
| — | MOTIVE CAPITAL CORP | 50,000 | $527 | 0.2% | $10.54 | — | Units | G6293A129 |
| ACND/U | ASCENDANT DIGITAL AC UTS EXP | 50,000 | $525 | 0.2% | $10.52 | — | Units | G05155125 |
| — | SCION TECH GROWTH I | 50,000 | $516 | 0.2% | $10.32 | — | Units | G31067120 |
| — | FG NEW AMER ACQUISITION CORP WTS | 219,056 | $318 | 0.1% | $1.45 | — | Warrants | 30259V114 |
| — | HARVEST CAPITAL CREDIT CORP | 40,974 | $310 | 0.1% | $7.57 | — | Com | 41753F109 |
| SHPSQ | GALILEO ACQUISITION CORP WTS | 363,024 | $305 | 0.1% | $0.27 | — | Warrants | G3770A110 |
| — | XL FLEET CORP | 36,852 | $299 | 0.1% | $8.11 | — | Warrants | 9837FR118 |
| — | ASA GOLD AND PRECIOUS METALS LIMITED | 13,645 | $298 | 0.1% | $12.87 | — | Com | G3156P103 |
| ALUS/U | ALUSSA ENERGY ACQUIS UTF EXP | 27,200 | $290 | 0.1% | $10.00 | — | Units | G0232J127 |
| TPHS | TRINITY PL HLDGS INC COM | 222,097 | $278 | 0.1% | $6.40 | -79.0% | Com | 89656D101 |
| — | NEBULA CARAVEL ACQUISITION C | 25,000 | $270 | 0.1% | $10.80 | — | Units | 629070202 |
| — | ROYCE VALUE TRUST | 16,700 | $270 | 0.1% | $12.51 | — | Com | 780910105 |
| — | EATON VANCE SHORT DUR DIV IN FD | 21,402 | $265 | 0.1% | $12.38 | — | Com | 27828V104 |
| — | GOLDEN FALCON ACQUISITION CORP | 25,000 | $260 | 0.1% | $10.40 | — | Units | 38102H208 |
| — | HOLICITY INC | 25,000 | $260 | 0.1% | $10.36 | — | Units | 435063201 |
| — | SPARTACUS ACQUISITION CORP WTS | 231,544 | $259 | 0.1% | $1.12 | — | Warrants | 84677L117 |
| — | VENTOUX CCM ACQUISITION CORP | 24,428 | $252 | 0.1% | $10.32 | — | Units | 92280L200 |
| — | GIGCAPITAL2 INC WTS | 126,868 | $249 | 0.1% | $0.34 | — | Warrants | 375036118 |
| — | GORES HLDGS V INC | 22,384 | $241 | 0.1% | $10.77 | — | Units | 382864205 |
| — | FORUM MERGER III CORP WT EXP EXP 08/24/27 | 68,487 | $237 | 0.1% | $3.46 | — | Warrants | 349885111 |
| — | CAPSTAR SPECIAL PURP UTS EXP | 20,000 | $217 | 0.1% | $10.20 | — | Units | 14070Y200 |
| — | HIGH INCOME SECS FD SH BEN INT | 24,000 | $206 | 0.1% | $9.48 | — | Com | 42968F108 |
| — | GORES HLDGS IV INC | 49,447 | $205 | 0.1% | $2.39 | — | Warrants | 382865111 |
| — | JUNIPER INDL HLDGS INC WTS | 111,208 | $205 | 0.1% | $1.84 | — | Warrants | 48205G114 |
| — | CHURCHILL CAP CORP IV WT EXP 08/04/25 | 131,906 | $200 | 0.1% | $1.52 | — | Warrants | 171439110 |
| BKKT/WS | VPC IMPACT ACQUISITION HLDNG WTS | 175,104 | $189 | 0.1% | $1.08 | — | Warrants | G9441E118 |
| — | FIRST TR SR FLTG RT INC FD 2 | 13,584 | $158 | 0.1% | $9.50 | — | Com | 33733U108 |
| SNAXW | ANDINA ACQUISITIO 25 WTF WARRANTS EXP 10/01/25 | 192,550 | $153 | 0.1% | $0.23 | — | Warrants | G04415124 |
| — | DFP HEALTHCARE ACQUISITNS CORP | 76,822 | $150 | 0.1% | $1.95 | — | Warrants | 23343Q118 |
| EQS | EQUUS TOTAL RETURN INC | 66,126 | $143 | 0.1% | $2.32 | -42.1% | Com | 294766100 |
| — | ALBERTON ACQUISIT 25 WTS WARRANTS EXP 04/26/25 | 115,555 | $139 | 0.1% | $0.10 | — | Warrants | G35006124 |
| — | AMPLITUDE HEALTHC 26 WTS WARRANTS EXP 12/01/26 | 90,108 | $131 | 0.0% | $1.00 | — | Warrants | 03212A113 |
| — | CRESCENT ACQUISITION CORP CL A | 12,500 | $131 | 0.0% | $9.84 | — | Com | 22564L105 |
| — | CHURCHILL CAPITAL 24 WTS WARRANTS EXP 07/02/24 | 62,518 | $123 | 0.0% | $1.59 | — | Warrants | 17143G114 |
| — | GALILEO ACQUISITION CORP | 10,599 | $108 | 0.0% | $9.70 | — | Com | G3770A102 |
| — | GORES HLDGS VI UNITS | 10,000 | $106 | 0.0% | $10.60 | — | Units | 38286R204 |
| — | INTL GNRL INSURANCE HLDNGS L | 132,500 | $105 | 0.0% | $0.43 | — | Warrants | G4809J114 |
| — | SEAPORT GLOBAL ACQUISITN COR WTS | 88,125 | $90 | 0.0% | $1.02 | — | Warrants | 812227114 |
| — | ALBERTON ACQUISIT 21 RTS RIGHTS EXP 04/26/21 | 115,555 | $86 | 0.0% | $0.25 | — | Rights | G35006132 |
| — | GIGCAPITAL2 INC RTS | 192,757 | $80 | 0.0% | $0.29 | — | Rights | 375036126 |
| — | ANDINA ACQUISITIO 25 RTF RIGHTS EXP 10/01/25 | 194,550 | $74 | 0.0% | $0.33 | — | Rights | G04415132 |
| — | 180 LIFE SCIENCES CORP | 25,727 | $70 | 0.0% | $2.72 | — | Com | 68236V104 |
| — | CHP MERGER CORP | 52,500 | $68 | 0.0% | $1.12 | — | Warrants | 12558Y114 |
| RBOTW | D8 HLDGS CORP. 27 WTF WARRANTS EXP 08/05/27 | 64,575 | $68 | 0.0% | $0.71 | — | Warrants | G2614K128 |
| — | AGBA ACQUISITION 24 WTF WARRANTS EXP 05/10/24 | 118,350 | $59 | 0.0% | $0.08 | — | Warrants | G0120M117 |
| — | ATLAS CREST INVT CORP WTS | 24,101 | $46 | 0.0% | $1.91 | — | Warrants | 049284110 |
| — | ROMAN DBDR TECH ACQUISITION | 37,500 | $46 | 0.0% | $1.23 | — | Warrants | 77584N119 |
| — | LONGEVITY ACQUISITION CORP | 26,232 | $41 | 0.0% | $0.16 | — | Warrants | G56372116 |
| — | AGBA ACQUISITION LTD RTF RIGHTS EXP | 118,350 | $40 | 0.0% | $0.19 | — | Rights | G0120M125 |
| — | MULTIPLAN CORP | 16,974 | $25 | 0.0% | $1.47 | — | Warrants | 62548M118 |
| — | 180 DEGREE CAP CORP | 10,000 | $22 | 0.0% | $1.30 | — | Com | 68235B109 |
| — | GREENLAND TECHNOLOGIES HLDG | 24,700 | $20 | 0.0% | $0.81 | — | Warrants | G4095T115 |
| SJ | SCIENJOY HLDG CORP | 2,339 | $20 | 0.0% | $7.69 | 0.0% | Com | G7864D112 |
| — | AMERICAN VIRTUAL 25 WTS WARRANTS EXP 04/07/25 | 21,154 | $10 | 0.0% | $0.24 | — | Warrants | 030382113 |
| — | 180 LIFE SCIENCES 25 WTS WARRANTS EXP 11/07/25 | 11,007 | $4 | 0.0% | $0.36 | — | Warrants | 68236V112 |
| — | GLRY STR NW MDIA WTS | 42,082 | $3 | 0.0% | $0.05 | — | Warrants | G39973113 |
| — | LION GROUP HLDG LTD ADS WTS | 30,525 | $3 | 0.0% | $0.08 | — | Warrants | 53620U110 |