Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 13, 2020
Total Value: $310M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BROOKFIELD PPTY REIT INC CLASS A | 865,992 | $70.75M | 22.8% | $81.70 | $76.25 | — | Units | 11282X103 |
| — | CENTRAL SECS CORP COM | 383,591 | $11.12M | 3.6% | $28.99 | $22.66 | — | COM | 155123102 |
| — | VOYA PRIME RATE CF | 2,258,729 | $9.961M | 3.2% | $4.41 | $4.37 | — | Com | 92913A100 |
| — | GENERAL AMERICAN INVESTORS | 290,302 | $9.856M | 3.2% | $33.95 | $33.50 | — | COM | 368802104 |
| — | WESTERN ASSET CORPORATE LN FD | 911,445 | $8.439M | 2.7% | $9.26 | $9.22 | — | Com | 95790J102 |
| — | BOULDER GROWTH & INCM FD INC | 837,629 | $8.376M | 2.7% | $10.00 | $9.03 | — | COM | 101507101 |
| — | ROYCE GLOBAL VALUE TR INC COM | 671,534 | $8.246M | 2.7% | $12.28 | $10.18 | — | Com | 78081T104 |
| — | SOURCE CAPITAL INC | 198,315 | $7.308M | 2.4% | $36.85 | $38.49 | — | COM | 836144105 |
| XVMMX | DELAWARE INV MINN MUNI II | 515,811 | $6.706M | 2.2% | $13.00 | $12.62 | — | Com | 24610V103 |
| CCIF | VERTICAL CAP INCOME FUND SHS B | 638,270 | $6.338M | 2.0% | $9.93 | $10.47 | — | Com | 92535C104 |
| — | CHURCHILL CAPITAL 25 UTS EXP 08/04/25 | 630,770 | $6.32M | 2.0% | $10.02 | $10.02 | — | units | 171439201 |
| — | TAIWAN FD INC | 258,543 | $5.954M | 1.9% | $23.03 | $20.51 | — | COM | 874036106 |
| — | SUTTER ROCK CAP CORP COM | 469,209 | $5.086M | 1.6% | $10.84 | $6.18 | — | Com | 86944Q100 |
| — | EV FLOATING-RATE INCOME PLUS | 346,673 | $4.859M | 1.6% | $14.02 | $15.11 | — | Common Stocks | 278284104 |
| — | DIVIDEND AND INCOME FUND | 533,307 | $4.852M | 1.6% | $9.10 | $11.13 | — | COM | 25538A204 |
| — | YUCAIPA ACQUISITION UTS | 460,186 | $4.694M | 1.5% | $10.20 | $10.20 | — | Units | G9879L121 |
| — | RMR MORTGAGE TRUST | 468,890 | $4.249M | 1.4% | $9.06 | $10.91 | — | Com | 76970B101 |
| — | GALILEO ACQUISITION CORP | 392,905 | $3.89M | 1.3% | $9.90 | $9.70 | — | COM | G3770A102 |
| — | BRANDYWINE GLOBAL INCOME | 334,126 | $3.846M | 1.2% | $11.51 | $14.72 | — | COM | 10537L104 |
| — | VPC IMPACT ACQUISITION HLDGS | 352,888 | $3.529M | 1.1% | $10.00 | $10.00 | — | Units | G9441E126 |
| — | ADAMS EXPRESS COMPANY | 212,740 | $3.449M | 1.1% | $16.21 | $13.70 | — | COM | 006212104 |
| — | GIGCAPITAL3 INC UNIT | 316,854 | $3.279M | 1.1% | $10.35 | $10.07 | — | Units | 37519D206 |
| — | DFP HEALTHCARE ACQUISITIONS CORP UNIT 1 COM CL A & 1/4 WT EXP | 311,400 | $3.254M | 1.0% | $10.45 | $10.28 | — | Units | 23343Q209 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 364,423 | $3.16M | 1.0% | $8.67 | $10.04 | — | COM | 47109U104 |
| — | FOLEY TRASIMENE ACQUISITION CORP II UNIT | 307,410 | $3.136M | 1.0% | $10.20 | $10.20 | — | Com | 344328208 |
| — | GO ACQUISITION CORP UNIT | 308,285 | $3.108M | 1.0% | $10.08 | $10.08 | — | Units | 362019200 |
| — | FG NEW AMER ACQUISITION CORP UNIT | 308,775 | $3.091M | 1.0% | $10.01 | $10.01 | — | Units | 30259V205 |
| — | E MERGE TECHNOLOGY ACQUISITION CORP UNIT | 269,350 | $2.715M | 0.9% | $10.08 | $10.08 | — | Units | 26873Y203 |
| — | FORUM MERGER III CORP UNIT | 250,525 | $2.615M | 0.8% | $10.44 | $10.44 | — | Units | 349885202 |
| — | JUNIPER INDL HLDGS INC | 224,422 | $2.563M | 0.8% | $11.42 | $10.18 | — | Units | 48205G205 |
| — | AMPLITUDE HEALTHCARE ACQ CLASS | 248,250 | $2.464M | 0.8% | $9.93 | $9.56 | — | COM | 03212A105 |
| — | PROPTECH ACQUISITION CORP A | 217,796 | $2.424M | 0.8% | $11.13 | $11.13 | — | Com | 74349F101 |
| THBR | Thunderbridge Acq. | 234,093 | $2.388M | 0.8% | $10.20 | $3.75 | — | Com | G8857S116 |
| — | GARRISON CAP INC COM | 622,470 | $2.378M | 0.8% | $3.82 | $5.28 | — | Com | 366554103 |
| — | PIVOTAL INVT CORP II COM | 201,709 | $2.326M | 0.7% | $11.53 | $9.59 | — | Com | 72582K100 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 160,410 | $2.167M | 0.7% | $13.51 | $13.95 | — | Com | 723653101 |
| — | GRIFFIN INL RLTY INC | 36,054 | $1.927M | 0.6% | $53.45 | $33.29 | — | COM | 398231100 |
| — | MVC CAPITAL INC | 242,311 | $1.892M | 0.6% | $7.81 | $12.69 | — | COM | 553829102 |
| — | HIGHCAPE CAP ACQUISITION CORP UNIT | 180,000 | $1.822M | 0.6% | $10.12 | $10.12 | — | Units | 42984L204 |
| CCAP | CRESCENT CAP BDC INC | 142,502 | $1.817M | 0.6% | $12.75 * | $6.95 | -2.3% | COM | 225655109 |
| — | NUVEEN FLOATING RATE INCOME FD | 218,377 | $1.815M | 0.6% | $8.31 | $8.31 | — | Com | 67072T108 |
| — | OAKTREE ACQUISITION CORP SHS CL A | 152,179 | $1.788M | 0.6% | $11.75 | $11.75 | — | Com | G67145105 |
| — | HEALTHCARE MERGER CORP | 173,300 | $1.759M | 0.6% | $10.15 | $10.15 | — | Com | 42227L102 |
| — | ASA GOLD AND PRECIOUS METALS | 82,203 | $1.749M | 0.6% | $21.28 | $12.87 | — | COM | G3156P103 |
| — | LIONHEART ACQUISITION CORP I UNIT | 170,000 | $1.693M | 0.5% | $9.96 | $9.96 | — | Units | 53625R203 |
| — | SOFTWARE ACQUISITION GRO CLASS A | 169,874 | $1.692M | 0.5% | $9.96 | $9.81 | — | Com | 83406B101 |
| — | NUVEEN FLOATING RT INC OPP FD | 202,464 | $1.66M | 0.5% | $8.20 | $8.20 | — | COM | 6706EN100 |
| — | FINSERV ACQUISITION CORP CL A | 163,836 | $1.643M | 0.5% | $10.03 | $10.03 | — | Com | 318085107 |
| — | CF FIN ACQUISITION CORP CL A | 155,547 | $1.618M | 0.5% | $10.40 | $10.29 | — | Com | 12528N107 |
| BBDC | BARINGS BDC INC COM | 198,125 | $1.585M | 0.5% | $8.00 * | $5.26 | -13.3% | Com | 06759L103 |
| BSN/U | BROADSTONE ACQUISITION CORP UNIT | 157,310 | $1.568M | 0.5% | $9.97 | $9.97 | — | Units | G1739V118 |
| — | HILL INTL INC COM | 1,173,405 | $1.549M | 0.5% | $1.32 | $3.08 | — | COM | 431466101 |
| — | B RILEY PRIN MERGER CORP II CL A | 151,848 | $1.52M | 0.5% | $10.01 | $10.01 | — | Com | 05600U106 |
| — | CHP MERGER CORP CLASS A | 145,000 | $1.478M | 0.5% | $10.19 | $10.19 | — | Com | 12558Y106 |
| — | GORES HLDGS IV INC COM CL A | 139,700 | $1.44M | 0.5% | $10.31 | $10.31 | — | Com | 382865103 |
| — | DMY TECHNOLOGY GROUP INC CL A | 101,852 | $1.3M | 0.4% | $12.76 | $12.76 | — | Com | 233253103 |
| SPY | SPDR S&P 500 | 3,862 | $1.293M | 0.4% | $334.80 | $267.54 | — | COM | 78462F103 |
| — | APEX TECHNOLOGY ACQUISITION | 109,415 | $1.291M | 0.4% | $11.80 | $10.19 | — | Units | 03768F201 |
| — | HIGHLAND GLOBAL ALLOCATION FD | 204,743 | $1.269M | 0.4% | $6.20 | $6.64 | — | Com | 43010T104 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 149,244 | $1.235M | 0.4% | $8.28 | $8.13 | — | COM | 00306J109 |
| — | LIVE OAK ACQUISITION CORP UNIT | 110,972 | $1.171M | 0.4% | $10.55 | $10.02 | — | Units | 53804F202 |
| — | FUSION ACQUISITION CORP CL A | 118,998 | $1.17M | 0.4% | $9.83 | $9.83 | — | Com | 36118H105 |
| VLGEA | Village Supermarket | 47,382 | $1.166M | 0.4% | $24.61 * | $24.05 | +6.6% | Com | 927107409 |
| — | TORTOISE POWER ENERGY INFRASTRUCTURE | 136,522 | $1.163M | 0.4% | $8.52 | $8.52 | — | Com | 89147X104 |
| — | APEX TECHNOLOGY ACQUISITION CORP CL A | 108,884 | $1.154M | 0.4% | $10.60 | $10.60 | — | Com | 03768F102 |
| — | HAYMAKER ACQUISITIONCORP II | 115,256 | $1.153M | 0.4% | $10.00 | $10.05 | — | Common Stocks | 42087L101 |
| — | CC NEUBERGER PRIN HLDGS II UNITS | 104,700 | $1.082M | 0.3% | $10.33 | $10.33 | — | Units | G3166T129 |
| — | HORIZON ACQUISITION CORP UNIT | 103,910 | $1.081M | 0.3% | $10.40 | $10.40 | — | Units | G46049121 |
| TGNA | TEGNA INC | 91,406 | $1.074M | 0.3% | $11.75 | $15.14 | -21.5% | Com | 87901J105 |
| — | FS KKR CAPITAL CORP II | 72,178 | $1.062M | 0.3% | $14.71 | $14.46 | — | Com | 35952V303 |
| — | ABERDEEN EMERGIONG MKT EQ | 161,825 | $1.049M | 0.3% | $6.48 | $6.42 | — | COM | 00301W105 |
| — | ARCLIGHT CLEAN TRANSITION CORP UNIT | 100,000 | $1.004M | 0.3% | $10.04 | $10.04 | — | Units | G04561117 |
| ALUS | ALUSSA ENERGY ACQUISITION CORP COM | 100,000 | $993K | 0.3% | $9.93 | $9.93 | — | Com | G0232J101 |
| — | SCHULTZE SPL PURP ACQUSTN CORP COM | 87,461 | $890K | 0.3% | $10.18 | $10.12 | — | Com | 80821R109 |
| — | FLYING EAGLE ACQUISITIONCLASS A | 72,762 | $885K | 0.3% | $12.16 | $12.16 | — | Com | 34407Y103 |
| — | NUVEEN SHRT DURATION CRED OPPS | 70,732 | $876K | 0.3% | $12.38 | $12.38 | — | COM | 67074X107 |
| SCPE/U | SC HEALTH CORP UNIT 99/99/9999 | 78,715 | $831K | 0.3% | $10.56 | $10.34 | — | Units | G78516302 |
| — | NEW IRELAND FUND INC COM | 98,329 | $827K | 0.3% | $8.41 | $7.31 | — | Com | 645673104 |
| — | FRANKLIN UNIVERSAL TRUST | 114,383 | $780K | 0.3% | $6.82 | $7.32 | — | Com | 355145103 |
| — | BOWX ACQUISITION CORP UNIT | 70,248 | $721K | 0.2% | $10.26 | $10.26 | — | Units | 103085205 |
| — | ADAMS NATURAL RESOURCES FUND | 71,180 | $696K | 0.2% | $9.78 | $16.15 | — | Com | 00548F105 |
| — | GIGCAPITAL2 INC COM | 68,430 | $695K | 0.2% | $10.16 | $10.16 | — | Com | 375036100 |
| — | HOWARD HUGHES CORP | 12,000 | $691K | 0.2% | $57.58 | $114.08 | — | Com | 44267D107 |
| — | PROPERTY SOLUTIONS ACQUISITION | 66,525 | $671K | 0.2% | $10.09 | $10.09 | — | Units | 74348Q207 |
| XPHDX | PIONEER FLOATING RATE CF | 63,005 | $636K | 0.2% | $10.09 | $7.65 | — | Com | 72369J102 |
| — | GORES HOLDINGS IV IN UTS EXP | 59,300 | $632K | 0.2% | $10.66 | $10.15 | — | Units | 382865202 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 154,504 | $616K | 0.2% | $3.99 | $4.13 | — | Com | 003009107 |
| ACND/U | ASCENDANT DIGITAL ACQUISITION CORP UNIT | 50,000 | $526K | 0.2% | $10.52 | $10.52 | — | Com | G05155125 |
| — | SWISS HELVETIA FUND | 62,248 | $515K | 0.2% | $8.27 | $11.75 | — | COM | 870875101 |
| — | FIRST EAGLE SENIOR LOAN FUND | 38,311 | $475K | 0.2% | $12.40 | $12.40 | — | Cpm | 32010E100 |
| — | GDL FUND/THE | 51,442 | $431K | 0.1% | $8.38 | $8.17 | — | Com | 361570104 |
| — | DTF TAX FREE INCOME INC | 25,344 | $366K | 0.1% | $14.44 | $14.44 | — | Com | 23334J107 |
| TPHS | TRINITY PLACE HOLDINGS INC | 226,097 | $319K | 0.1% | $1.41 | $6.40 | -78.0% | COM | 89656D101 |
| — | HIGH INCOME SECS FD | 38,118 | $318K | 0.1% | $8.34 | $9.48 | — | Com | 42968F108 |
| — | HENNESSY CAPITAL ACQUISI CLASS A | 26,300 | $293K | 0.1% | $11.14 | $10.71 | — | COM | 42589C104 |
| ALUS/U | ALUSSA ENERGY ACQUIS UTF EXP | 27,200 | $277K | 0.1% | $10.18 | $10.00 | — | Units | G0232J127 |
| — | HOLICITY INC | 25,000 | $259K | 0.1% | $10.36 | $10.36 | — | Units | 435063201 |
| — | DMY TECHNOLOGY GR 27 WTS | 80,797 | $242K | 0.1% | $3.00 | $3.00 | — | Warrants | 24984K113 |
| SHPSQ | GALILEO ACQUISITI 26 WTS WARRANTS EXP 10/31/26 | 375,405 | $233K | 0.1% | $0.62 | $0.27 | — | Warrants | G3770A110 |
| — | SC HEALTH CORP WTF WARRANTS EXP | 220,300 | $220K | 0.1% | $1.00 | $0.96 | — | Warrants | G78516401 |
| — | ROYCE VALUE TRUST | 16,700 | $211K | 0.1% | $12.63 | $12.51 | — | Com | 780910105 |
| — | OAKTREE ACQUISITION II UTS EXP | 20,000 | $206K | 0.1% | $10.30 | $10.30 | — | Units | G6715X129 |
| — | CAPSTAR SPECIAL PURP UTS | 20,000 | $204K | 0.1% | $10.20 | $10.20 | — | Unit | 14070Y200 |
| — | PIVOTAL INVESTMENT CORP II WTS | 52,495 | $194K | 0.1% | $3.70 | $1.09 | — | Warrants | 72582K118 |
| — | PROPTECH ACQUISITION CORP WT | 113,898 | $187K | 0.1% | $1.64 | $1.64 | — | Warrants | 74349F119 |
| — | GIGCAPITAL2 INC W EXP 02/28/202 | 192,757 | $175K | 0.1% | $0.91 | $0.34 | — | Warrants | 375036118 |
| — | CHURCHILL CAP CORP II WT EXP | 81,620 | $175K | 0.1% | $2.14 | $1.59 | — | Warrants | 17143G114 |
| — | OAKTREE ACQUISITION WARRANTS | 57,826 | $169K | 0.1% | $2.92 | $2.92 | — | Warrants | G67145113 |
| — | HEALTHCARE MERGER CORP RED WTS | 86,650 | $155K | 0.0% | $1.79 | $1.79 | — | Warrants | 42227L110 |
| — | FIRST TR SR FLTG RT INC FD 2 | 13,584 | $149K | 0.0% | $10.97 | $9.50 | — | Com | 33733U108 |
| — | FLYING EAGLE ACQU 27 WTS | 41,171 | $134K | 0.0% | $3.25 | $3.25 | — | Warrants | 34407Y111 |
| — | CRESCENT ACQUISITION CORP CL A | 12,500 | $126K | 0.0% | $10.08 | $9.84 | — | Common Stocks | 22564L105 |
| EQS | EQUUS TOTAL RETURN INC | 91,476 | $111K | 0.0% | $1.21 * | $2.32 | -42.6% | COM | 294766100 |
| — | APEX TECHNOLOGY ACQUISITION CORP WT | 54,442 | $106K | 0.0% | $1.95 | $1.95 | — | Warrants | 03768F110 |
| — | AMPLITUDE HEALTHCARE ACQ WTS | 92,208 | $103K | 0.0% | $1.12 | $1.00 | — | Warrants | 03212A113 |
| — | FORTRESS VALUE ACQUI UTS EXP | 10,000 | $103K | 0.0% | $10.30 | $10.30 | — | Units | 349642207 |
| — | RMG ACQUISITION CORP | 47,603 | $102K | 0.0% | $2.14 | $9.98 | — | Com | 749641106 |
| — | SOFTWARE ACQUISIT 26 WTS WARRANTS EXP 10/01/26 | 84,937 | $82,000 | 0.0% | $0.97 | $0.55 | — | Warrants | 83406B119 |
| — | TUSCAN HLDGS CORP II | 177,466 | $80,000 | 0.0% | $0.45 | $0.40 | — | Warrants | 90070A111 |
| — | INTL GNRL INSURANCE HLDNGS LTD WT EX | 132,500 | $79,000 | 0.0% | $0.60 | $0.43 | — | Warrants | G4809J114 |
| — | FINSERV ACQUISITION CORP CL A WTS | 81,918 | $75,000 | 0.0% | $0.92 | $0.92 | — | Warrants | 318085115 |
| — | LEGACY ACQUISITION CORP WT EXP EXP 11/30/22 | 133,887 | $72,000 | 0.0% | $0.54 | $0.30 | — | Warrants | 524643111 |
| — | TRIDENT ACQUISITIONS CORP | 183,670 | $68,000 | 0.0% | $0.37 | $0.30 | — | Warrants | 89615T114 |
| SNAXW | ANDINA ACQUISITION CORP III | 196,350 | $65,000 | 0.0% | $0.33 | $0.23 | — | Warrants | G04415124 |
| — | FUSION ACQUISITION CORP WT | 59,499 | $65,000 | 0.0% | $1.09 | $1.09 | — | Warrants | 36118H113 |
| — | GIGCAPITAL2 INC RIGHT 02/28/2026 | 192,757 | $64,000 | 0.0% | $0.33 | $0.29 | — | Rights | 375036126 |
| — | ANDINA ACQUISITION CORP III | 198,350 | $63,000 | 0.0% | $0.32 | $0.33 | — | Rights | G04415132 |
| — | B RILEY PRIN MERGER CORP II WT | 44,398 | $60,000 | 0.0% | $1.35 | $1.35 | — | Warrants | 05600U114 |
| — | CHP MERGER CORP. 24 WTS | 52,500 | $59,000 | 0.0% | $1.12 | $1.12 | — | Warrants | 12558Y114 |
| — | GORES HLDGS IV INC WT | 34,925 | $58,000 | 0.0% | $1.66 | $1.66 | — | Warrants | 382865111 |
| — | RMG ACQUISITION CORP | 47,603 | $47,000 | 0.0% | $0.99 | $0.61 | — | Warants | 749641114 |
| RBOTW | D8 HLDGS CORP. 27 WTF | 64,575 | $46,000 | 0.0% | $0.71 | $0.71 | — | Warrants | G2614K128 |
| — | ACAMAR PARTNERS ACQUISITION CORP WT | 36,885 | $41,000 | 0.0% | $1.11 | $0.74 | — | Warrants | 004285110 |
| — | AGBA ACQUISITION LTD WT 5/10/24 | 118,350 | $38,000 | 0.0% | $0.32 | $0.08 | — | Warrants | G0120M117 |
| — | CF FIN ACQUISITION CORP RED WT EXP 04/30/25 | 35,197 | $34,000 | 0.0% | $0.97 | $0.60 | — | Warrants | 12528N115 |
| — | LONGEVITY ACQUISTION CORP | 121,215 | $30,000 | 0.0% | $0.25 | $0.16 | — | Warrants | G56372116 |
| — | MONOCLE ACQUISITION CORP WT 6/12/2024 | 55,000 | $27,000 | 0.0% | $0.49 | $0.37 | — | Warrants | 609754114 |
| — | AGBA ACQUISITION LTD RTS | 118,350 | $27,000 | 0.0% | $0.23 | $0.19 | — | Rights | G0120M125 |
| — | HAYMAKER ACQUISITIONCORP II | 25,147 | $25,000 | 0.0% | $0.99 | $1.50 | — | Warrants | 42087L119 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $24,000 | 0.0% | $0.21 | $0.10 | — | Warrants | G35006124 |
| — | ALBERTON ACQUISITION CORP | 115,555 | $23,000 | 0.0% | $0.20 | $0.25 | — | Rights | G35006132 |
| — | SCHULTZE SPL PURP ACQUISITION CORP WT | 40,925 | $21,000 | 0.0% | $0.51 | $0.38 | — | Warrants | 80821R117 |
| — | LONGEVITY ACQUISTION CORP | 100,315 | $21,000 | 0.0% | $0.21 | $0.21 | — | Rights | G56372124 |
| — | 180 DEGREE CAP CORP COM | 10,000 | $19,000 | 0.0% | $1.90 | $1.30 | — | Com | 68235B109 |
| — | TUSCAN HOLDINGS C 26 WTS | 23,194 | $12,000 | 0.0% | $0.52 | $0.59 | — | Warrants | 90069K112 |
| — | American Vrtual Cloud Tech WTS | 21,154 | $6,000 | 0.0% | $0.28 | $0.24 | — | Warrants | 030382113 |
| — | KBL MERGER CORP IV-RTS | 16,792 | $3,000 | 0.0% | $0.18 | $0.36 | — | Rights | 48242A120 |
| — | KBL MERGER CORP IV-CW22 | 11,007 | $3,000 | 0.0% | $0.27 | $0.24 | — | Warrants | 48242A112 |
| — | LION GROUP HLDG LTD WT | 35,500 | $3,000 | 0.0% | $0.08 | $0.08 | — | Warrants | 53620U110 |
| — | GLRY STR NW MDIA 25 WTF WARRANTS | 42,082 | $2,000 | 0.0% | $0.05 | $0.05 | — | Warrants | G39973113 |