CIK: 0001504304 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 14, 2021
Total Value ($000): $340,308 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CENTRAL SECURITIES CORP | 381,045 | $14,445 | 4.2% | $22.66 | — | Com | 155123102 |
| — | GENERAL AMERN INVS INC | 287,739 | $11,464 | 3.4% | $33.50 | — | Com | 368802104 |
| — | BOULDER GROWTH AND INCOME FUND | 832,074 | $10,467 | 3.1% | $9.03 | — | Com | 101507101 |
| — | SOURCE CAPITAL INC | 221,586 | $9,694 | 2.8% | $39.08 | — | Com | 836144105 |
| — | MARLIN TECHNOLOGY CORP UNIT | 972,501 | $9,643 | 2.8% | $9.92 | — | Unit | G58411128 |
| SSSS | SURO CAPITAL CORP | 568,745 | $7,706 | 2.3% | $10.81 | +28.6% | Com | 86887Q109 |
| — | FORTRESS VALUE ACQUISITION CORP IV UNIT | 670,000 | $6,633 | 1.9% | $9.90 | — | Unit | 34964K207 |
| — | FTAC HERA ACQUISITION CORP UNIT | 652,300 | $6,516 | 1.9% | $9.99 | — | Unit | G3728Y129 |
| — | TAIWAN FD INC | 222,900 | $6,297 | 1.9% | $20.51 | — | Com | 874036106 |
| — | HAYMAKER ACQUISITION CORP III UNIT | 624,898 | $6,211 | 1.8% | $9.94 | — | Unit | 42087R207 |
| — | VOYA PRIME RATE TRUST | 1,842,506 | $5,890 | 1.7% | $4.39 | — | Com | 92913A100 |
| — | KKR ACQUISITION HOLDING I CO UNIT | 564,000 | $5,646 | 1.7% | $10.01 | — | Unit | 48253T208 |
| — | SPARTACUS ACQUISITION CORP CL A | 530,196 | $5,222 | 1.5% | $10.03 | — | Com | 84677L109 |
| — | GX ACQUISITION CORP II UNIT | 520,980 | $5,205 | 1.5% | $9.99 | — | Unit | 36260F204 |
| — | IG ACQUISITION CORP COM CL A | 525,330 | $5,190 | 1.5% | $9.88 | — | Com | 449534106 |
| — | MORGAN STANLEY EMERGING MKT DEBT | 562,551 | $5,040 | 1.5% | $9.13 | — | Com | 61744H105 |
| CCIF | VERTICAL CAPITAL INCOME FUND | 621,370 | $4,669 | 1.4% | $10.47 | — | Com | 92535C104 |
| YAC | YUCAIPA ACQUISITION CORP | 450,783 | $4,440 | 1.3% | $9.85 | — | com | G9879L105 |
| — | CHURCHILL CAPITAL CORP VII UNIT | 441,195 | $4,399 | 1.3% | $9.97 | — | Unit | 17144M201 |
| BBDC | BARINGS BDC INC | 433,080 | $4,322 | 1.3% | $5.11 | +10.9% | Com | 06759L103 |
| — | YELLOWSTONE ACQUISITION CO COM CL A | 428,074 | $4,272 | 1.3% | $9.98 | — | Com | 98566K105 |
| — | NUVEEN SHRT DURATION CRED OPPS | 287,159 | $4,055 | 1.2% | $13.47 | — | Com | 67074X107 |
| — | CERBERUS TELECOM ACQUISITION SHS CL | 400,446 | $3,964 | 1.2% | $9.90 | — | com | G2040C104 |
| — | CHURCHILL CAPITAL CORP V | 399,636 | $3,948 | 1.2% | $9.88 | — | Com | 17144T107 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 209,433 | $3,824 | 1.1% | $13.70 | — | Unit | 006212104 |
| — | CHURCHILL CAP CORP VI UNIT | 365,300 | $3,675 | 1.1% | $10.06 | — | Unit | 17143W200 |
| — | NEW IRELAND FD INC COM | 320,509 | $3,615 | 1.1% | $9.49 | — | Com | 645673104 |
| — | MUDRICK CAPITAL ACQU CORP II COM CL A | 349,952 | $3,433 | 1.0% | $9.81 | — | Com | 62477L107 |
| — | NORTHERN STAR INVT CORP III UNIT | 344,002 | $3,423 | 1.0% | $9.95 | — | Unit | 66574L209 |
| — | INDUS REALTY TRUST INC COM | 55,975 | $3,367 | 1.0% | $60.15 | — | Com | 45580R103 |
| TPL | TEXAS PACIFIC LAND CORPORATION COM | 2,100 | $3,338 | 1.0% | $117.17 | 0.0% | Com | 88262P102 |
| — | RMR MORTGAGE TRUST | 267,926 | $3,215 | 0.9% | $10.91 | — | Com | 76970B101 |
| — | PROPTECH INVESTMENT CORP II UNIT | 315,000 | $3,158 | 0.9% | $10.63 | — | Unit | 743497208 |
| — | DFP HEALTHCARE ACQUISITNS CORP | 307,288 | $3,061 | 0.9% | $10.80 | — | Com | 23343Q100 |
| — | LANDCADIA HOLDINGS IV INC UNIT | 307,000 | $3,039 | 0.9% | $9.90 | — | Com | 51477A203 |
| — | GO ACQUISITION CORP COM | 301,218 | $2,967 | 0.9% | $9.85 | — | Com | 362019101 |
| — | FIRST EAGLE SENIOR LOAN FUND | 204,922 | $2,939 | 0.9% | $13.94 | — | Com | 32010E100 |
| — | NORTHERN STAR INVEST CORP IV UNIT | 290,002 | $2,877 | 0.8% | $9.92 | — | Unit | 66575B200 |
| — | AMPLITUDE HEALTHCARE ACQUISITION CORP CL A | 279,564 | $2,768 | 0.8% | $9.60 | — | Com | 03212A105 |
| — | APOLLO TACTICAL INCOME | 181,711 | $2,704 | 0.8% | $14.75 | — | Com | 037638103 |
| — | FAST ACQUISITION CORP II UNIT | 270,000 | $2,684 | 0.8% | $9.94 | — | Unit | 311874200 |
| — | LIVE OAK ACQUISITION CORP II UNIT | 250,000 | $2,615 | 0.8% | $10.85 | — | Unit | 53804W205 |
| — | E MERGE TECHNOLOGY ACQUISITION COM CL A | 267,396 | $2,607 | 0.8% | $9.75 | — | Com | 26873Y104 |
| — | TORTOISE POWER ENERGY INFRASTRUCTURE | 210,856 | $2,549 | 0.7% | $9.42 | — | Com | 89147X104 |
| — | QUANTUM FINTECH ACQUISITION CORP UNIT | 250,000 | $2,490 | 0.7% | $9.96 | — | Unit | 74767A204 |
| — | MOUNTAIN CREST ACQUISITION CORP II UNIT | 225,000 | $2,294 | 0.7% | $10.20 | — | Unit | 62402D204 |
| — | EDTECHX HOLDINGS ACQU CORP II COM CL | 224,990 | $2,212 | 0.6% | $9.83 | — | Com | 28139A102 |
| — | BLUE WTR ACQUISITION CORP COM CL A | 217,070 | $2,186 | 0.6% | $10.07 | — | Com | 09607T104 |
| — | Z-WORK ACQUISITION CORP UNIT | 219,000 | $2,181 | 0.6% | $9.96 | — | Unit | 98880C201 |
| — | EMPOWER LTD COM USD0.0001 CL A | 210,362 | $2,099 | 0.6% | $9.98 | — | Com | G3R39W102 |
| — | SPARTAN ACQUISITION CORP III UNIT | 207,800 | $2,084 | 0.6% | $10.03 | — | Unit | 84677R205 |
| — | THIMBLE POINT ACQUISITION CORP UNIT | 203,076 | $2,031 | 0.6% | $10.00 | — | Unit | 88408P206 |
| — | LONGVIEW ACQUISITION CORP II UNIT | 199,733 | $2,005 | 0.6% | $10.04 | — | Unit | 54319Q204 |
| — | TEMPLETON GLOBAL INCOME FUND INC | 372,916 | $1,980 | 0.6% | $5.46 | — | Com | 880198106 |
| — | TAILWIND INTERNATNAL ACQ CORP UNIT | 200,000 | $1,978 | 0.6% | $9.89 | — | Unit | G8662F127 |
| CCAP | CRESCENT CAP BDC INC | 113,862 | $1,956 | 0.6% | $6.95 | +34.9% | Com | 225655109 |
| — | PATHFINDER ACQUISITION CORP UNIT | 195,390 | $1,934 | 0.6% | $9.90 | — | Unit | G04119114 |
| — | NUVEEN FLOATING RT INC OPP FD | 202,064 | $1,928 | 0.6% | $8.20 | — | Com | 6706EN100 |
| — | ADARA ACQUISITION CORP UNIT | 194,000 | $1,924 | 0.6% | $9.92 | — | Unit | 00653H201 |
| — | GORES GUGGENHEIM 28 UTS | 192,600 | $1,913 | 0.6% | $9.93 | — | Unit | 38286Q206 |
| — | M3-BRIGADE ACQUISITION II CORP UNIT | 186,650 | $1,852 | 0.5% | $9.92 | — | Unit | 553800202 |
| — | APOLLO SENIOR FLOATING RATE | 120,012 | $1,783 | 0.5% | $14.65 | — | Com | 037636107 |
| — | SEAPORT GLOBAL ACQUISITN COR COM CL | 179,976 | $1,766 | 0.5% | $9.95 | — | Com | 812227106 |
| — | JACK CREEK INVT CORP UNIT | 176,638 | $1,750 | 0.5% | $9.91 | — | Unit | G4989X107 |
| — | CF ACQUISITION CORP VI UNIT | 172,415 | $1,710 | 0.5% | $9.92 | — | Unit | 12521J202 |
| — | ARES ACQUISITION CORPORATION UNITS | 169,650 | $1,697 | 0.5% | $10.00 | — | Unit | G33032114 |
| — | FG NEW AMER ACQUISITION CORP COM | 160,900 | $1,640 | 0.5% | $10.18 | — | Com | 30259V106 |
| — | CASCADE ACQUISITION CORP COM CL A | 162,030 | $1,595 | 0.5% | $9.84 | — | Com | 147151104 |
| — | GAMING & HOSPITALITY ACQUISITION CORP UNIT | 155,348 | $1,538 | 0.5% | $9.90 | — | Unit | 364681205 |
| — | LEO HLDGS CORP II UNIT | 155,135 | $1,537 | 0.5% | $9.91 | — | Unit | G5463R110 |
| — | BROADSTONE ACQUISITION CORP ORD SHS CL A | 156,742 | $1,535 | 0.5% | $9.79 | — | Com | G1739V100 |
| — | FUSION ACQUISITION CORP II UNIT | 150,000 | $1,490 | 0.4% | $9.93 | — | Unit | 36118N201 |
| — | AUTHENTIC EQUITY ACQUISTN CO UNIT | 150,000 | $1,484 | 0.4% | $9.89 | — | Unit | G06607116 |
| — | GIGCAPITAL4 INC UNIT | 149,000 | $1,471 | 0.4% | $9.87 | — | Unit | 37518G200 |
| — | CF ACQUISITION CORP IV UNIT | 143,496 | $1,439 | 0.4% | $10.29 | — | Unit | 12520T201 |
| — | CHP MERGER CORP CLASS A | 145,000 | $1,437 | 0.4% | $10.19 | — | Com | 12558Y106 |
| — | FS KKR CAP CORP II COM NEW | 72,178 | $1,410 | 0.4% | $14.46 | — | Com | 35952V303 |
| — | ABERDEEN EMERGING MARKETS EQUITY | 161,825 | $1,400 | 0.4% | $6.42 | — | Com | 00301W105 |
| — | CARTESIAN GROWTH CORP UNIT | 140,000 | $1,393 | 0.4% | $9.95 | — | Unit | G19276123 |
| — | PROGRESS ACQUISITION CORP UNIT | 140,000 | $1,379 | 0.4% | $9.85 | — | Unit | 74327P204 |
| — | DUNE ACQUISITION CORP COM CL A | 139,976 | $1,366 | 0.4% | $9.76 | — | Com | 265334102 |
| — | WARRIOR TECHNOLOGIES ACQUI CO UNIT | 135,200 | $1,338 | 0.4% | $9.90 | — | Unit | 936273200 |
| — | ISLEWORTH HEALTHCARE ACQ | 135,300 | $1,311 | 0.4% | $9.69 | — | Com | 46468P102 |
| — | OAKTREE ACQUISITION UTS | 120,000 | $1,224 | 0.4% | $10.64 | — | Unit | G6715X129 |
| — | JAPAN SMALLER CAPITALIZATION FD INC | 130,053 | $1,209 | 0.4% | $10.04 | — | Com | 47109U104 |
| — | CF ACQUISITION CORP VIII UNIT | 121,000 | $1,200 | 0.4% | $9.92 | — | Unit | 12520C208 |
| — | LIVE OAK MOBILITY ACQUISI CORP UNIT | 120,000 | $1,198 | 0.4% | $9.98 | — | Unit | 538126202 |
| — | EATON VANCE FLOATING RATE INCOME PLUS FD | 73,535 | $1,197 | 0.4% | $15.17 | — | Com | 278284104 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 2,989 | $1,185 | 0.3% | $267.54 | — | Com | 78462F103 |
| — | LIONHEART ACQUISITION CORP II COM CL A | 119,376 | $1,172 | 0.3% | $9.82 | — | Com | 53625R104 |
| — | EPIPHANY TECHNOLOGY ACQUISIT UNIT | 115,000 | $1,153 | 0.3% | $10.03 | — | Unit | 29429X208 |
| — | TPG PACE TECH OPPORTUNITIES CORP COM | 115,790 | $1,147 | 0.3% | $9.91 | — | Com | G8990Y103 |
| — | HOWARD HUGHES CORP | 12,000 | $1,142 | 0.3% | $114.08 | — | Com | 44267D107 |
| — | MCAP ACQUISITION CORP UNIT | 114,400 | $1,138 | 0.3% | $9.95 | — | Unit | 55282T208 |
| — | HIGHLAND GLOBAL ALLOCATION FUND | 145,823 | $1,124 | 0.3% | $6.64 | — | Com | 43010T104 |
| VLGEA | VILLAGE SUPER MKT INC CL A NEW | 47,382 | $1,117 | 0.3% | $24.05 | -3.8% | Com | 927107409 |
| — | CC NEUBERGER PRIN HLDGS II UNITS | 104,700 | $1,067 | 0.3% | $10.33 | — | Unit | G3166T129 |
| — | HORIZON ACQUISITION CORP UNIT | 101,722 | $1,042 | 0.3% | $10.58 | — | Unit | G46049121 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND I | 114,992 | $1,037 | 0.3% | $8.13 | — | Com | 00306J109 |
| — | PGIM GLOBAL HIGH YIELD FUND INC | 68,996 | $1,029 | 0.3% | $14.91 | — | Com | 69346J106 |
| — | 7GC & CO HLDGS INC UTS | 100,000 | $1,016 | 0.3% | $10.55 | — | Unit | 81786A206 |
| — | CORNER GROWTH ACQUISITION CO UNIT | 100,000 | $1,010 | 0.3% | $10.45 | — | Unit | G2425N121 |
| — | HEALTHCARE SERVICES ACQUISITION | 100,000 | $1,002 | 0.3% | $10.22 | — | Unit | 42227K203 |
| — | BRIGHT LTS ACQUIS 28 UTS | 100,000 | $989 | 0.3% | $9.89 | — | Unit | 10920K200 |
| — | ALKURI GLOBAL ACQUIS UTS | 100,000 | $988 | 0.3% | $9.88 | — | Unit | 66981N202 |
| — | PORTMAN RIDGE FIN CORP COM | 389,412 | $841 | 0.2% | $1.91 | — | Com | 73688F102 |
| — | LANDCADIA HOLDINGS III INC COM CL A | 81,388 | $815 | 0.2% | $10.01 | — | Com | 51476H100 |
| — | PERIDOT ACQUISITION CORP II USD UNITS | 78,500 | $780 | 0.2% | $9.94 | — | Unit | G7008B113 |
| — | Nocturne Acquistion Corp. Unit | 75,000 | $750 | 0.2% | $10.00 | — | Unit | G6580S122 |
| — | ROMAN DBDR TECH ACQUISITION CO COM | 75,000 | $746 | 0.2% | $10.11 | — | Com | 77584N101 |
| — | WARBURG PINCUS CAP CORP I-B UNIT | 74,550 | $744 | 0.2% | $9.98 | — | Unit | G9460M116 |
| — | EQ HEALTH ACQUISITION CORP UNIT | 70,000 | $694 | 0.2% | $9.91 | — | Unit | 26886A200 |
| — | TAILWIND TWO ACQUISITION CORP | 70,000 | $692 | 0.2% | $9.89 | — | Unit | G86613117 |
| — | HEALTHCARE CAPITAL CORP UNIT | 70,000 | $691 | 0.2% | $9.87 | — | Unit | 42228C200 |
| — | PROPERTY SOLUTIONS ACQUISITIONS UNIT | 70,000 | $688 | 0.2% | $9.83 | — | Unit | 74350A207 |
| — | SCION TECH GROWTH II UNIT | 67,022 | $668 | 0.2% | $9.97 | — | Unit | G31070124 |
| — | EVO ACQUISITION CORP UTS | 65,000 | $645 | 0.2% | $9.92 | — | Unit | 30052G207 |
| — | CF ACQUISITION CORP V UNIT | 60,000 | $599 | 0.2% | $9.98 | — | Unit | 12520R205 |
| — | MONUMENT CIRCLE ACQUISITN CORP UNIT | 60,000 | $592 | 0.2% | $9.87 | — | Unit | 61531M200 |
| — | FIGURE ACQUISITION CORP I UNIT | 57,344 | $580 | 0.2% | $10.11 | — | Unit | 302438205 |
| — | SWISS HELVETIA FD INC | 61,947 | $545 | 0.2% | $11.75 | — | Com | 870875101 |
| — | HARVEST CAPITAL CREDIT CORP | 60,994 | $528 | 0.2% | $7.92 | — | Com | 41753F109 |
| — | B RILEY PRIN 150 MERGER CORP | 52,500 | $525 | 0.2% | $10.00 | — | Unit | 05601V202 |
| — | LIONHEART ACQUISITION CORP II UNIT | 50,624 | $506 | 0.1% | $9.96 | — | Unit | 53625R203 |
| — | SCION TECH GROWTH I UNIT | 50,000 | $503 | 0.1% | $10.32 | — | Unit | G31067120 |
| — | MOTIVE CAP CORP UNIT | 50,000 | $503 | 0.1% | $10.54 | — | Unit | G6293A129 |
| — | 26 CAP ACQUISITION C UTS | 50,000 | $502 | 0.1% | $10.04 | — | Unit | 90138P209 |
| — | NORTH ATLANTIC ACQUISITION CORP UNIT | 50,000 | $498 | 0.1% | $9.96 | — | Unit | G66139117 |
| — | MASON INDUSTRIAL TEC UTS | 50,000 | $497 | 0.1% | $9.94 | — | Unit | 57520Y205 |
| — | GLOBAL PARTNER ACQUI UTS | 50,000 | $495 | 0.1% | $9.90 | — | Unit | G3934P110 |
| — | ASCENDANT DIGITAL ACQUISITION CORP COM | 49,994 | $495 | 0.1% | $9.90 | — | Com | G05155109 |
| — | COVA ACQUISITION COR UTF | 49,500 | $493 | 0.1% | $9.96 | — | Unit | G2554Y112 |
| — | RXR ACQUISITION CORP UNIT | 49,819 | $491 | 0.1% | $9.86 | — | Unit | 74981W206 |
| — | LOCUST WALK ACQUISITION | 49,998 | $487 | 0.1% | $9.74 | — | Com | 54015L103 |
| TPHS | TRINITY PL HLDGS INC COM | 222,097 | $464 | 0.1% | $6.40 | -68.6% | Com | 89656D101 |
| — | HIGH INCOME SECS FD SH BEN INT | 51,745 | $452 | 0.1% | $9.08 | — | Com | 42968F108 |
| — | SILVER CREST ACQUISI UTS | 45,250 | $449 | 0.1% | $9.92 | — | Unit | G81355110 |
| — | BIOTECH ACQUISITION CO USD UNITS | 45,000 | $445 | 0.1% | $9.89 | — | Unit | G1125A124 |
| — | KHOSLA VENTURES ACQUT CO III COM CL A | 43,200 | $430 | 0.1% | $9.95 | — | Com | 482506102 |
| — | ATLAS CREST INVT CORP II UNIT | 40,000 | $400 | 0.1% | $10.00 | — | Unit | 049287204 |
| — | HENNESSY CAPITAL INVS CORP V UNIT | 37,500 | $380 | 0.1% | $10.13 | — | Unit | 42589T206 |
| — | BROOKLINE CAP ACQUISITION CO COM | 37,664 | $370 | 0.1% | $9.82 | — | Com | 11374E104 |
| — | TEKKORP DIGITAL ACQUISITN CORP CL A | 33,200 | $325 | 0.1% | $9.79 | — | Com | G8739H106 |
| — | PERIPHAS CAPITAL 23 UTS | 12,980 | $319 | 0.1% | $24.58 | — | Unit | 713895209 |
| — | ROYCE VALUE TRUST | 16,700 | $302 | 0.1% | $12.51 | — | Com | 780910105 |
| — | ASA GOLD AND PRECIOUS METALS LIMITED | 13,645 | $272 | 0.1% | $12.87 | — | Com | G3156P103 |
| — | SPORTS VENTURES ACQUISITION CORP UNITS | 26,000 | $257 | 0.1% | $9.88 | — | Unit | G8372A111 |
| — | GORES METROPOULOS 28 UTS | 25,000 | $253 | 0.1% | $10.12 | — | Unit | 382873206 |
| — | IG ACQUISITION CORP WTS | 262,665 | $253 | 0.1% | $0.96 | — | Warrants | 449534114 |
| — | GOLDEN FALCON ACQUISITION CORP | 25,000 | $251 | 0.1% | $10.40 | — | Unit | 38102H208 |
| — | KAIROS ACQUISITION CORP USD UNITS | 25,000 | $250 | 0.1% | $10.00 | — | Unit | G52110122 |
| — | EJF ACQUISITION CORP UTF | 25,000 | $249 | 0.1% | $9.96 | — | Unit | G2955B117 |
| — | IGNYTE ACQUISITION CORP | 25,000 | $241 | 0.1% | $9.64 | — | Com | 45175H106 |
| — | ATLAS CREST INVT CORP | 133,560 | $240 | 0.1% | $1.82 | — | Warrants | 049284110 |
| — | GORES HLDGS V INC | 21,960 | $219 | 0.1% | $9.97 | — | Com | 382864106 |
| — | YUCAIPA ACQUISITION CORP RED WTS | 150,261 | $210 | 0.1% | $1.40 | — | Warrants | G9879L113 |
| PUCKU | GOAL ACQUISITIONS CORP UNIT | 20,085 | $201 | 0.1% | $10.01 | — | Unit | 38021H206 |
| SHPSQ | GALILEO ACQUISITION CORP WARRANT | 363,024 | $200 | 0.1% | $0.27 | — | Warrants | G3770A110 |
| — | GORES HLDGS VIII INC UNIT | 20,000 | $200 | 0.1% | $10.00 | — | Unit | 382863207 |
| — | THE MUSIC ACQUISI 28 UTS | 20,000 | $200 | 0.1% | $10.00 | — | Unit | 62752R209 |
| — | FS DEVELOPMENT CORP II | 20,000 | $199 | 0.1% | $9.95 | — | Com | 30318F100 |
| — | VECTOR ACQUISITION COR FCLASS A | 20,000 | $198 | 0.1% | $9.90 | — | Com | G9460A104 |
| — | YELLOWSTONE ACQUISITION CO WTS | 214,037 | $197 | 0.1% | $0.92 | — | Warrants | 98566K113 |
| — | HUDSON EXECUTIVE 27 UTS | 20,000 | $196 | 0.1% | $9.80 | — | Unit | 443760202 |
| LIII/U | LEO HLDGS III COR 28 UTF | 20,000 | $196 | 0.1% | $9.80 | — | Unit | G5463T116 |
| — | FORTRESS CAP ACQUISITION CORP UNIT | 18,986 | $190 | 0.1% | $10.01 | — | Unit | G36427113 |
| — | SPARTACUS ACQUISITION CORP WTS | 265,098 | $170 | 0.0% | $1.06 | — | Warrants | 84677L117 |
| PNNT | PENNANTPARK INVESTMENT CORP | 27,600 | $156 | 0.0% | $3.02 | 0.0% | Com | 708062104 |
| — | APOLLO STRATEGIC GRO UTS | 15,000 | $150 | 0.0% | $10.00 | — | Unit | G0412A110 |
| — | MDH ACQUISITION CORP UTS | 15,000 | $149 | 0.0% | $9.93 | — | Unit | 55283P205 |
| — | IBERE PHARMACEUTICALS | 15,000 | $148 | 0.0% | $9.87 | — | Unit | G46843127 |
| — | ABG ACQUISITION CORP I | 15,000 | $148 | 0.0% | $9.87 | — | Com | G00496102 |
| — | CERBERUS TELECOM ACQUISITION CORP WT | 133,482 | $140 | 0.0% | $1.05 | — | Warrants | G2040C120 |
| EQS | EQUUS TOTAL RETURN INC | 66,126 | $129 | 0.0% | $2.32 | -19.3% | Com | 294766100 |
| — | CHURCHILL CAPITAL CORP V WTS | 99,909 | $129 | 0.0% | $1.29 | — | Warrants | 17144T115 |
| — | DEEP LAKE CAP ACQUISITION CORP UNIT | 12,500 | $126 | 0.0% | $10.08 | — | Unit | G27029126 |
| — | MUDRICK CAPITAL ACQU CORP II WTS | 174,976 | $110 | 0.0% | $0.63 | — | Warrants | 62477L115 |
| — | GALILEO ACQUISI CORP | 10,599 | $106 | 0.0% | $9.70 | — | Com | G3770A102 |
| — | DFP HEALTHCARE ACQUISITIONS CORP WT | 76,822 | $104 | 0.0% | $1.95 | — | Warrants | 23343Q118 |
| — | CAPSTAR SPECIAL PURP UTS | 10,000 | $102 | 0.0% | $10.20 | — | Unit | 14070Y200 |
| ATMR/U | ALTIMAR ACQUISITION CORPORATION II UNITS | 10,000 | $102 | 0.0% | $10.20 | — | Unit | G03709113 |
| — | DUFF PHELPS SEL ENRG MLP MIDSTM | 13,748 | $101 | 0.0% | $7.35 | — | Com | 26433F207 |
| — | CC NEUBERGER PRIN HLDGS III UNIT | 10,000 | $100 | 0.0% | $10.00 | — | Unit | G1992N118 |
| — | G&P ACQUISITION CORP UNIT 1 COM CL A & 1/2 WT EXP 02/28/28 | 10,000 | $99 | 0.0% | $9.90 | — | Unit | 36146G202 |
| — | SILVERBOX ENGAGED MERGER CO I | 10,000 | $99 | 0.0% | $9.90 | — | Unit | 82836L200 |
| — | HUDSON EXECUTIVE INV UTS EXP | 10,000 | $99 | 0.0% | $9.90 | — | Unit | 44376L206 |
| — | GO ACQUISITION CORP WTS | 100,406 | $90 | 0.0% | $0.90 | — | Warrants | 362019119 |
| — | ANDINA ACQUISITION CORP III RTS | 116,366 | $80 | 0.0% | $0.33 | — | Rights | G04415132 |
| — | AMPLITUDE HEALTHCARE ACQUISITION CORP WTS | 91,733 | $75 | 0.0% | $1.00 | — | Warrants | 03212A113 |
| — | SEAPORT GLOBAL AC 27 WTS | 134,982 | $74 | 0.0% | $0.86 | — | Warrants | 812227114 |
| — | CASCADE ACQUISITION CORP WTS | 81,015 | $73 | 0.0% | $0.90 | — | Warrants | 147151112 |
| — | AGBA ACQUISITION LTD RTS | 118,350 | $71 | 0.0% | $0.19 | — | Rights | G0120M125 |
| — | GIGCAPITAL2 INC RT | 192,757 | $64 | 0.0% | $0.29 | — | Rights | 375036126 |
| — | BOWX ACQUISITION CORP WTS | 29,974 | $64 | 0.0% | $2.14 | — | Warrants | 103085114 |
| — | ALBERTON ACQUISITION CORP RTS | 115,555 | $58 | 0.0% | $0.25 | — | Rights | G35006132 |
| — | BROADSTONE ACQUISITION CORP WTS | 78,371 | $54 | 0.0% | $0.69 | — | Warrants | G1739V126 |
| — | EDTECHX HOLDINGS 27 WTS | 112,495 | $51 | 0.0% | $0.45 | — | Warrants | 28139A110 |
| — | E MERGE TECHNOLOGY ACQUISITION WTS | 50,611 | $48 | 0.0% | $0.95 | — | Warrants | 26873Y112 |
| — | DUNE ACQUISITION CORP WTS | 69,988 | $43 | 0.0% | $0.61 | — | Warrants | 265334110 |
| — | LIONHEART ACQUISITION CORP II WTS | 59,688 | $43 | 0.0% | $0.72 | — | Warrants | 53625R112 |
| — | CHP MERGER CORP. 24 WTS | 52,500 | $42 | 0.0% | $1.12 | — | Warrants | 12558Y114 |
| — | BLUE WTR ACQUISITION CORP WTS | 70,000 | $38 | 0.0% | $0.54 | — | Warrants | 09607T112 |
| — | AGBA ACQUISITION LTD WTS | 118,350 | $34 | 0.0% | $0.08 | — | Warrants | G0120M117 |
| — | ISLEWORTH HEALTHC 27 WTS | 67,650 | $32 | 0.0% | $0.47 | — | warrants | 46468P110 |
| — | ALBERTON ACQUISIT 25 WTS | 64,355 | $29 | 0.0% | $0.10 | — | Warrants | G35006124 |
| — | ROMAN DBDR TECH ACQUISITION | 37,500 | $28 | 0.0% | $1.23 | — | Warrants | 77584N119 |
| — | ASCENDANT DIGITAL ACQUISITION CORP WTS | 24,997 | $25 | 0.0% | $1.00 | — | Warrants | G05155117 |
| — | MULTIPLAN CORP 25 WTS | 16,974 | $16 | 0.0% | $1.47 | — | warrants | 62548M118 |
| — | LOCUST WALK ACQUI 25 WTS | 16,666 | $10 | 0.0% | $0.60 | — | warrants | 54015L111 |