JW Asset Management, LLC Diversified Active

CIK: 0001549738 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $145,220 (100.0% shares, 0.0% debt)

Holdings (40)

EGRX EAGLE PHARMACEUTICALS INC 25.3%

Value ($000) $36,803 Shares 525,755 Est. Cost $32.57 Unrealized +70.1%

AMZN AMAZON COM INC 13.6%

Value ($000) $19,771 Shares 23,613 Est. Cost $31.98 Unrealized +19.7%

— ARALEZ PHARMACEUTICALS INC 8.7%

Value ($000) $12,683 Shares 2,615,140 Est. Cost $3.47 Unrealized —

META FACEBOOK INC 8.2%

Value ($000) $11,929 Shares 93,000 Est. Cost $95.72 Unrealized +28.8%

— HORIZON PHARMA PLC 6.3%

Value ($000) $9,193 Shares 507,075 Est. Cost $16.49 Unrealized —

— BLACKSTONE GROUP L P 5.2%

Value ($000) $7,532 Shares 295,009 Est. Cost $35.66 Unrealized —

GOOGL ALPHABET INC 4.2%

Value ($000) $6,030 Shares 7,500 Est. Cost $38.82 Unrealized 0.0%

— FLAMEL TECHNOLOGIES SA 3.8%

Value ($000) $5,511 Shares 444,439 Est. Cost $17.31 Unrealized —

LGND LIGAND PHARMACEUTICALS INC 3.0%

Value ($000) $4,406 Shares 43,174 Est. Cost $39.89 Unrealized +84.1%

WING WINGSTOP INC 2.3%

Value ($000) $3,400 Shares 116,057 Est. Cost $26.51 Unrealized +9.1%

— BIOSPECIFICS TECHNOLOGIES CO 2.3%

Value ($000) $3,318 Shares 72,649 Est. Cost $50.28 Unrealized —

— QLT INC 2.3%

Value ($000) $3,282 Shares 1,592,993 Est. Cost $4.13 Unrealized —

ISRG INTUITIVE SURGICAL INC 1.5%

Value ($000) $2,174 Shares 3,000 Est. Cost $71.41 Unrealized +7.2%

UNH UNITEDHEALTH GROUP INC 1.4%

Value ($000) $2,100 Shares 15,000 Est. Cost $114.17 Unrealized +5.6%

ANIP ANI PHARMACEUTICALS INC 1.4%

Value ($000) $1,972 Shares 29,722 Est. Cost $62.55 Unrealized 0.0%

— JUNIPER PHARMACEUTICALS INC 1.3%

Value ($000) $1,821 Shares 328,132 Est. Cost $9.15 Unrealized —

— CAMBREX CORP 1.2%

Value ($000) $1,801 Shares 40,519 Est. Cost $40.85 Unrealized —

— AKORN INC 1.1%

Value ($000) $1,578 Shares 57,871 Est. Cost $29.50 Unrealized —

— MONSANTO CO NEW 1.1%

Value ($000) $1,543 Shares 15,100 Est. Cost $102.19 Unrealized —

— DEPOMED INC 1.0%

Value ($000) $1,446 Shares 57,924 Est. Cost $18.85 Unrealized —

— ANTARES PHARMA INC 1.0%

Value ($000) $1,412 Shares 840,625 Est. Cost $1.52 Unrealized —

MLM MARTIN MARIETTA MATLS INC 0.6%

Value ($000) $896 Shares 5,000 Est. Cost $170.97 Unrealized +4.1%

— ADVERUM BIOTECHNOLOGIES INC 0.5%

Value ($000) $781 Shares 189,919 Est. Cost $3.16 Unrealized —

— GROUPON INC 0.4%

Value ($000) $569 Shares 110,400 Est. Cost $5.15 Unrealized —

— DIGIRAD CORP 0.4%

Value ($000) $562 Shares 110,257 Est. Cost $4.37 Unrealized —

— ADAMAS PHARMACEUTICALS INC 0.3%

Value ($000) $495 Shares 30,140 Est. Cost $16.76 Unrealized —

— PANERA BREAD CO 0.3%

Value ($000) $467 Shares 2,400 Est. Cost $194.58 Unrealized —

PJT PJT PARTNERS INC 0.3%

Value ($000) $409 Shares 15,000 Est. Cost $21.61 Unrealized +4.6%

— INSYS THERAPEUTICS INC NEW 0.2%

Value ($000) $347 Shares 29,409 Est. Cost $38.96 Unrealized —

PLSE PULSE BIOSCIENCES INC 0.2%

Value ($000) $236 Shares 37,454 Est. Cost $5.07 Unrealized 0.0%

— ALDER BIOPHARMACEUTICALS INC 0.1%

Value ($000) $164 Shares 5,000 Est. Cost $32.80 Unrealized —

— COMSCORE INC 0.1%

Value ($000) $153 Shares 5,000 Est. Cost $30.60 Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.1%

Value ($000) $148 Shares 20,000 Est. Cost $9.01 Unrealized -25.0%

— TELIGENT INC NEW 0.1%

Value ($000) $105 Shares 13,820 Est. Cost $8.90 Unrealized —

— MEDICAL TRANSCRIPTION BLG CO 0.0%

Value ($000) $60 Shares 63,771 Est. Cost $2.34 Unrealized —

CPIX CUMBERLAND PHARMACEUTICALS I 0.0%

Value ($000) $55 Shares 10,939 Est. Cost $6.23 Unrealized -24.5%

— SECOND SIGHT MED PRODS INC 0.0%

Value ($000) $30 Shares 8,500 Est. Cost $5.88 Unrealized —

— CTI BIOPHARMA CORP 0.0%

Value ($000) $19 Shares 50,254 Est. Cost $2.35 Unrealized —

— AVIRAGEN THERAPEUTICS INC 0.0%

Value ($000) $17 Shares 8,611 Est. Cost $1.39 Unrealized —

— CONCORDIA INTL CORP 0.0%

Value ($000) $2 Shares 31 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EGRX	EAGLE PHARMACEUTICALS INC	525,755	$36,803	25.3%	$32.57	+70.1%	COM	269796108
AMZN	AMAZON COM INC	23,613	$19,771	13.6%	$31.98	+19.7%	COM	023135106
—	ARALEZ PHARMACEUTICALS INC	2,615,140	$12,683	8.7%	$3.47	—	COM	03852X100
META	FACEBOOK INC	93,000	$11,929	8.2%	$95.72	+28.8%	CL A	30303M102
—	HORIZON PHARMA PLC	507,075	$9,193	6.3%	$16.49	—	SHS	G4617B105
—	BLACKSTONE GROUP L P	295,009	$7,532	5.2%	$35.66	—	COM UNIT LTD	09253U108
GOOGL	ALPHABET INC	7,500	$6,030	4.2%	$38.82	0.0%	CAP STK CL A	02079K305
—	FLAMEL TECHNOLOGIES SA	444,439	$5,511	3.8%	$17.31	—	SPONSORED ADR	338488109
LGND	LIGAND PHARMACEUTICALS INC	43,174	$4,406	3.0%	$39.89	+84.1%	COM NEW	53220K504
WING	WINGSTOP INC	116,057	$3,400	2.3%	$26.51	+9.1%	COM	974155103
—	BIOSPECIFICS TECHNOLOGIES CO	72,649	$3,318	2.3%	$50.28	—	COM	090931106
—	QLT INC	1,592,993	$3,282	2.3%	$4.13	—	COM	746927102
ISRG	INTUITIVE SURGICAL INC	3,000	$2,174	1.5%	$71.41	+7.2%	COM NEW	46120E602
UNH	UNITEDHEALTH GROUP INC	15,000	$2,100	1.4%	$114.17	+5.6%	COM	91324P102
ANIP	ANI PHARMACEUTICALS INC	29,722	$1,972	1.4%	$62.55	0.0%	COM	00182C103
—	JUNIPER PHARMACEUTICALS INC	328,132	$1,821	1.3%	$9.15	—	COM	48203L107
—	CAMBREX CORP	40,519	$1,801	1.2%	$40.85	—	COM	132011107
—	AKORN INC	57,871	$1,578	1.1%	$29.50	—	COM	009728106
—	MONSANTO CO NEW	15,100	$1,543	1.1%	$102.19	—	COM	61166W101
—	DEPOMED INC	57,924	$1,446	1.0%	$18.85	—	COM	249908104
—	ANTARES PHARMA INC	840,625	$1,412	1.0%	$1.52	—	COM	036642106
MLM	MARTIN MARIETTA MATLS INC	5,000	$896	0.6%	$170.97	+4.1%	COM	573284106
—	ADVERUM BIOTECHNOLOGIES INC	189,919	$781	0.5%	$3.16	—	COM	00773U108
—	GROUPON INC	110,400	$569	0.4%	$5.15	—	COM CL A	399473107
—	DIGIRAD CORP	110,257	$562	0.4%	$4.37	—	COM	253827109
—	ADAMAS PHARMACEUTICALS INC	30,140	$495	0.3%	$16.76	—	COM	00548A106
—	PANERA BREAD CO	2,400	$467	0.3%	$194.58	—	CL A	69840W108
PJT	PJT PARTNERS INC	15,000	$409	0.3%	$21.61	+4.6%	COM CL A	69343T107
—	INSYS THERAPEUTICS INC NEW	29,409	$347	0.2%	$38.96	—	COM NEW	45824V209
PLSE	PULSE BIOSCIENCES INC	37,454	$236	0.2%	$5.07	0.0%	COM	74587B101
—	ALDER BIOPHARMACEUTICALS INC	5,000	$164	0.1%	$32.80	—	COM	014339105
—	COMSCORE INC	5,000	$153	0.1%	$30.60	—	COM	20564W105
FOLD	AMICUS THERAPEUTICS INC	20,000	$148	0.1%	$9.01	-25.0%	COM	03152W109
—	TELIGENT INC NEW	13,820	$105	0.1%	$8.90	—	COM	87960W104
—	MEDICAL TRANSCRIPTION BLG CO	63,771	$60	0.0%	$2.34	—	COM	58464J105
CPIX	CUMBERLAND PHARMACEUTICALS I	10,939	$55	0.0%	$6.23	-24.5%	COM	230770109
—	SECOND SIGHT MED PRODS INC	8,500	$30	0.0%	$5.88	—	COM	81362J100
—	CTI BIOPHARMA CORP	50,254	$19	0.0%	$2.35	—	COM	12648L106
—	AVIRAGEN THERAPEUTICS INC	8,611	$17	0.0%	$1.39	—	COM	053761102
—	CONCORDIA INTL CORP	31	$2	0.0%	—	—	Put	20653P952