Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 12, 2021
Total Value: $540M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | STAMPS COM INC | 269,700 | $88.94M | 16.5% | $329.79 | — | Put | 852857200 |
| — | STAMPS COM INC | 215,800 | $71.17M | 13.2% | $329.79 | — | Call | 852857200 |
| — | STAMPS COM INC | 147,594 | $48.67M | 9.0% | $329.79 | — | COM NEW | 852857200 |
| TSLA | TESLA INC | 55,300 | $42.88M | 7.9% | — | — | Put | 88160R101 |
| RILY | B. RILEY FINANCIAL INC | 705,703 | $41.66M | 7.7% | $38.53 | +70.1% | COM | 05580M108 |
| — | KANSAS CITY SOUTHERN | 118,300 | $32.02M | 5.9% | $280.86 | — | Put | 485170302 |
| — | KANSAS CITY SOUTHERN | 63,289 | $17.13M | 3.2% | $280.86 | — | COM NEW | 485170302 |
| SPY | SPDR S&P 500 ETF TR | 34,200 | $14.68M | 2.7% | — | — | Put | 78462F103 |
| OXY | OCCIDENTAL PETE CORP | 417,500 | $12.35M | 2.3% | — | — | Call | 674599105 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 74,900 | $9.753M | 1.8% | $173.22 | -12.8% | Put | G50871105 |
| GME | GAMESTOP CORP NEW | 48,000 | $8.423M | 1.6% | $48.51 | -5.8% | Call | 36467W109 |
| GPRE | GREEN PLAINS INC | 235,795 | $7.699M | 1.4% | $29.95 | +14.5% | COM | 393222104 |
| — | ACCELERON PHARMA INC | 43,293 | $7.451M | 1.4% | $172.11 | — | COM | 00434H108 |
| — | ACCELERON PHARMA INC | 42,200 | $7.263M | 1.3% | $172.11 | — | Put | 00434H108 |
| — | HILL-ROM HLDGS INC | 41,700 | $6.255M | 1.2% | $150.00 | — | Call | 431475102 |
| — | ACCELERON PHARMA INC | 32,900 | $5.662M | 1.0% | $172.11 | — | Call | 00434H108 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 315,285 | $5.552M | 1.0% | $17.61 | — | ADS | 25862B109 |
| ABBV | ABBVIE INC | 48,700 | $5.253M | 1.0% | — | — | Put | 00287Y109 |
| — | QAD INC | 58,600 | $5.121M | 0.9% | $87.39 | — | Put | 74727D306 |
| — | COHERENT INC | 20,000 | $5.002M | 0.9% | $264.33 | — | Put | 192479103 |
| OEC | ORION ENGINEERED CARBONS S A | 270,960 | $4.94M | 0.9% | $18.99 | -5.8% | COM | L72967109 |
| — | QAD INC | 55,576 | $4.857M | 0.9% | $87.39 | — | CL A | 74727D306 |
| — | PARABELLUM ACQUISITION CORP | 456,713 | $4.553M | 0.8% | $9.97 | — | UNIT 99/99/9999 | 69901P208 |
| — | NUANCE COMMUNICATIONS INC | 72,400 | $3.985M | 0.7% | $54.44 | — | Put | 67020Y100 |
| — | XILINX INC | 24,500 | $3.699M | 0.7% | $144.67 | — | Put | 983919101 |
| — | SANDERSON FARMS INC | 17,500 | $3.294M | 0.6% | $188.21 | — | Put | 800013104 |
| — | KANSAS CITY SOUTHERN | 11,900 | $3.221M | 0.6% | $280.86 | — | Call | 485170302 |
| — | SANDERSON FARMS INC | 15,600 | $2.936M | 0.5% | $188.21 | — | COM | 800013104 |
| — | VEONEER INC | 85,300 | $2.905M | 0.5% | $34.06 | — | Put | 92336X109 |
| — | NUANCE COMMUNICATIONS INC | 52,198 | $2.873M | 0.5% | $54.44 | — | COM | 67020Y100 |
| — | COHERENT INC | 10,807 | $2.703M | 0.5% | $264.33 | — | COM | 192479103 |
| — | VIACOMCBS INC | 67,400 | $2.663M | 0.5% | $39.51 | — | CL B | 92556H206 |
| SPY | SPDR S&P 500 ETF TR | 6,200 | $2.661M | 0.5% | — | — | Call | 78462F103 |
| — | VEONEER INC | 74,313 | $2.531M | 0.5% | $34.06 | — | COM | 92336X109 |
| — | TRILLIUM THERAPEUTICS INC | 135,900 | $2.386M | 0.4% | $17.56 | — | Put | 89620X506 |
| — | XILINX INC | 15,500 | $2.34M | 0.4% | $144.67 | — | COM | 983919101 |
| — | TRILLIUM THERAPEUTICS INC | 126,597 | $2.223M | 0.4% | $17.56 | — | COM NEW | 89620X506 |
| AMD | ADVANCED MICRO DEVICES INC | 19,000 | $1.955M | 0.4% | $102.22 | 0.0% | Call | 007903107 |
| BW | BABCOCK & WILCOX ENTERPRISES | 292,043 | $1.872M | 0.3% | $4.81 | +45.1% | COM | 05614L209 |
| — | KRATON CORP | 39,600 | $1.807M | 0.3% | — | — | Call | 50077C106 |
| — | HILL-ROM HLDGS INC | 11,500 | $1.725M | 0.3% | $150.00 | — | COM | 431475102 |
| IWM | ISHARES TR | 7,688 | $1.682M | 0.3% | $218.78 | — | RUSSELL 2000 ETF | 464287655 |
| CLOV | CLOVER HEALTH INVESTMENTS CO | 209,600 | $1.549M | 0.3% | $8.66 | -1.2% | COM CL A | 18914F103 |
| — | LUCID GROUP INC | 57,500 | $1.459M | 0.3% | $25.37 | — | COM | 549498103 |
| — | HILL-ROM HLDGS INC | 9,700 | $1.455M | 0.3% | $150.00 | — | Put | 431475102 |
| UIS | UNISYS CORP | 56,526 | $1.421M | 0.3% | $23.80 | -0.6% | COM NEW | 909214306 |
| RDNW | RUMBLEON INC | 33,177 | $1.293M | 0.2% | $36.44 | 0.0% | COM CL B | 781386305 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 538,789 | $1.293M | 0.2% | $3.48 | — | COM | 87157B103 |
| — | INOVALON HLDGS INC | 27,500 | $1.108M | 0.2% | — | — | Call | 45781D101 |
| — | DOMTAR CORP | 20,000 | $1.091M | 0.2% | $54.52 | — | Put | 257559203 |
| — | SMITH MICRO SOFTWARE INC | 181,900 | $880K | 0.2% | $5.22 | — | COM NEW | 832154207 |
| AMD | ADVANCED MICRO DEVICES INC | 8,500 | $875K | 0.2% | $102.22 | 0.0% | Put | 007903107 |
| ABBV | ABBVIE INC | 7,900 | $852K | 0.2% | — | — | Call | 00287Y109 |
| — | DOMTAR CORP | 15,500 | $845K | 0.2% | $54.52 | — | COM NEW | 257559203 |
| — | MINIM INC | 427,382 | $795K | 0.1% | $1.86 | — | COM | 60365W102 |
| — | CANADIAN PAC RY LTD | 12,000 | $781K | 0.1% | $65.00 | — | Put | 13645T100 |
| TSLA | TESLA INC | 1,000 | $775K | 0.1% | — | — | Call | 88160R101 |
| — | GREENIDGE GENERATION HLDGS I | 25,841 | $660K | 0.1% | $25.54 | — | CLASS A COM | 39531G100 |
| — | IMEDIA BRANDS INC | 102,788 | $591K | 0.1% | $7.99 | — | COM CL A | 452465206 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 30,500 | $542K | 0.1% | $24.52 | -18.7% | COM | 55933J203 |
| GCMGW | GCM GROSVENOR INC | 257,966 | $513K | 0.1% | $1.54 | — | *W EXP 11/17/202 | 36831E116 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 27,300 | $485K | 0.1% | $24.52 | -18.7% | Put | 55933J203 |
| — | EVO ACQUISITION CORP | 47,600 | $474K | 0.1% | $10.06 | — | UNIT 99/99/9999 | 30052G207 |
| — | TELLURIAN INC NEW | 120,498 | $471K | 0.1% | $3.91 | — | COM | 87968A104 |
| AMD | ADVANCED MICRO DEVICES INC | 4,430 | $456K | 0.1% | $102.22 | 0.0% | COM | 007903107 |
| — | KADMON HLDGS INC | 51,600 | $449K | 0.1% | $8.70 | — | Put | 48283N106 |
| — | GREENIDGE GENERATION HLDGS I | 17,500 | $447K | 0.1% | $25.54 | — | Put | 39531G100 |
| — | QAD INC | 5,000 | $437K | 0.1% | $87.39 | — | Call | 74727D306 |
| — | AMC ENTMT HLDGS INC | 9,800 | $373K | 0.1% | $56.69 | — | CL A COM | 00165C104 |
| — | CINER RESOURCES LP | 22,416 | $356K | 0.1% | $12.58 | — | COM UNIT LTD | 172464109 |
| — | 23ANDME HOLDING CO | 184,800 | $340K | 0.1% | $3.03 | — | *W EXP 06/16/202 | 90138Q116 |
| — | PERELLA WEINBERG PARTNERS | 100,000 | $316K | 0.1% | $2.78 | — | *W EXP 12/31/202 | 71367G110 |
| — | CHANGE HEALTHCARE INC | 14,500 | $304K | 0.1% | $22.71 | — | Put | 15912K100 |
| LFMD | LIFEMD INC | 40,000 | $248K | 0.0% | $8.53 | 0.0% | COM | 53216B104 |
| — | KADMON HLDGS INC | 28,401 | $247K | 0.0% | $8.70 | — | COM | 48283N106 |
| — | META MATERIALS INC | 41,100 | $238K | 0.0% | $7.05 | — | Call | 59134N104 |
| — | GROWTH CAP ACQUISITION CORP | 23,875 | $236K | 0.0% | $9.72 | — | CL A | 39986V107 |
| — | BURGERFI INTERNATIONAL INC | 142,151 | $227K | 0.0% | $2.24 | — | *W EXP 12/16/202 | 12122L119 |
| — | CHANGE HEALTHCARE INC | 10,500 | $220K | 0.0% | $22.71 | — | COM | 15912K100 |
| — | LMF ACQUISITION OPPORTUNIT I | 20,072 | $202K | 0.0% | $9.91 | — | CL A COM | 502015100 |
| — | LIGHTNING EMOTORS INC | 125,000 | $201K | 0.0% | $1.64 | — | *W EXP 08/18/202 | 53228T119 |
| — | META MATERIALS INC | 32,000 | $185K | 0.0% | $7.05 | — | Put | 59134N104 |
| — | AVEPOINT INC | 93,400 | $183K | 0.0% | $1.96 | — | *W EXP 09/18/202 | 053604112 |
| — | FAST ACQUISITION CORP | 30,000 | $179K | 0.0% | $2.97 | — | *W EXP 08/25/202 | 311875116 |
| MSTR | MICROSTRATEGY INC | 300 | $174K | 0.0% | $64.12 | 0.0% | CL A NEW | 594972408 |
| — | VINCO VENTURES INC | 26,200 | $168K | 0.0% | $6.41 | — | COM | 927330100 |
| — | VEONEER INC | 4,900 | $167K | 0.0% | $34.06 | — | Call | 92336X109 |
| — | INDIE SEMICONDUCTOR INC | 45,200 | $160K | 0.0% | $2.11 | — | *W EXP 06/15/202 | 45569U119 |
| ADNWW | ADVENT TECHNOLOGIES HOLDNG I | 100,000 | $159K | 0.0% | $1.67 | — | *W EXP 02/03/202 | 00788A113 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 8,900 | $158K | 0.0% | $24.52 | -18.7% | Call | 55933J203 |
| — | XPERI HOLDING CORP | 8,344 | $157K | 0.0% | $16.79 | — | COM | 98390M103 |
| CELUW | CELULARITY INC | 133,442 | $153K | 0.0% | $1.15 | — | *W EXP 05/24/202 | 151190113 |
| — | QUANTUM FINTECH ACQUISTIN CO | 13,800 | $136K | 0.0% | $9.78 | — | COMMON STOCK | 74767A105 |
| — | SOS LIMITED | 61,037 | $130K | 0.0% | $3.31 | — | SPNSORD ADS NEW | 83587W106 |
| — | GROWTH CAP ACQUISITION CORP | 121,349 | $123K | 0.0% | $0.62 | — | *W EXP 06/01/202 | 39986V115 |
| — | AERSALE CORPORATION | 20,000 | $123K | 0.0% | $2.85 | — | *W EXP 12/22/202 | 00810F114 |
| ARKK | ARK ETF TR | 1,100 | $122K | 0.0% | $130.00 | — | Put | 00214Q104 |
| FFAIW | FARADAY FUTRE INTLGT ELCTR I | 71,000 | $120K | 0.0% | $1.69 | — | *W EXP 03/20/202 | 307359117 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 107,150 | $120K | 0.0% | $2.08 | — | *W EXP 12/18/202 | 186760112 |
| SAVA | CASSAVA SCIENCES INC | 1,900 | $118K | 0.0% | $83.46 | 0.0% | COM | 14817C107 |
| — | FORTERRA INC | 5,000 | $118K | 0.0% | $23.56 | — | Put | 34960W106 |
| — | ROMAN DBDR TECH ACQUISITION | 72,450 | $117K | 0.0% | $1.22 | — | *W EXP 10/31/202 | 77584N119 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,600 | $113K | 0.0% | $48.18 | — | Put | 007800105 |
| BODYW | THE BEACHBODY COMPANY INC | 93,000 | $111K | 0.0% | $1.79 | — | *W EXP 12/31/202 | 073463119 |
| — | FORTERRA INC | 4,500 | $106K | 0.0% | $23.56 | — | COM | 34960W106 |
| — | ANGEL OAK FINL STRATEGIES IN | 6,161 | $105K | 0.0% | $18.02 | — | COM BEN INT | 03464A100 |
| GOTU | GAOTU TECHEDU INC | 34,300 | $105K | 0.0% | $14.77 | — | SPONSORED ADS | 36257Y109 |
| — | BM TECHNOLOGIES INC | 70,000 | $104K | 0.0% | $2.49 | — | *W EXP 01/04/202 | 05591L115 |
| CLOV | CLOVER HEALTH INVESTMENTS CO | 13,900 | $103K | 0.0% | $8.66 | -1.2% | Put | 18914F103 |
| — | CHW ACQUISITION CORPORATION | 10,109 | $103K | 0.0% | $10.19 | — | UNIT 03/01/2028 | G2254A117 |
| SNAXW | STRYVE FOODS INC | 131,000 | $102K | 0.0% | $0.78 | — | *W EXP 07/31/202 | 863685111 |
| — | CENAQ ENERGY CORP | 10,000 | $101K | 0.0% | $10.10 | — | UNIT 02/04/2026 | 15130M201 |
| — | COVANTA HLDG CORP | 4,900 | $99,000 | 0.0% | — | — | Call | 22282E102 |
| — | EDIFY ACQUISITION CORP | 9,742 | $97,000 | 0.0% | $9.96 | — | UNIT 11/25/2025 | 28059Q202 |
| — | AEROJET ROCKETDYNE HLDGS INC | 2,200 | $96,000 | 0.0% | $48.18 | — | COM | 007800105 |
| — | SHARECARE INC | 46,100 | $92,000 | 0.0% | $2.00 | — | *W EXP 07/01/202 | 81948W112 |
| — | TRILLIUM THERAPEUTICS INC | 5,000 | $88,000 | 0.0% | $17.56 | — | Call | 89620X506 |
| — | SEAPORT GLOBAL ACQUISITN COR | 92,164 | $87,000 | 0.0% | $0.87 | — | *W EXP 12/15/202 | 812227114 |
| ACHR/WS | ARCHER AVIATION INC | 53,507 | $85,000 | 0.0% | $1.59 | — | *W EXP 09/16/202 | 03945R110 |
| DIS | DISNEY WALT CO | 500 | $85,000 | 0.0% | $123.52 | +41.0% | COM | 254687106 |
| — | LMF ACQUISITION OPPORTUNIT I | 181,921 | $84,000 | 0.0% | $0.50 | — | *W EXP 01/26/202 | 502015118 |
| — | ZANITE ACQUISITION CORP | 97,052 | $82,000 | 0.0% | $1.22 | — | *W EXP 10/08/202 | 98907K111 |
| OUSTZ | OUSTER INC | 50,400 | $80,000 | 0.0% | $3.65 | — | *W EXP 03/11/202 | 68989M111 |
| — | TRIDENT ACQUISITIONS CORP | 35,000 | $71,000 | 0.0% | $2.34 | — | *W EXP 05/09/202 | 89615T114 |
| — | MONEYLION INC | 73,300 | $71,000 | 0.0% | $0.97 | — | *W EXP 09/22/202 | 60938K114 |
| DBA | INVESCO DB MULTI-SECTOR COMM | 3,500 | $67,000 | 0.0% | $16.86 | — | AGRICULTURE FD | 46140H106 |
| — | UWM HOLDINGS CORPORATION | 67,600 | $66,000 | 0.0% | $1.78 | — | *W EXP 01/21/202 | 91823B117 |
| — | CANADIAN PAC RY LTD | 1,000 | $65,000 | 0.0% | $65.00 | — | COM | 13645T100 |
| TMCWW | TMC THE METALS COMPANY INC | 65,492 | $63,000 | 0.0% | $0.96 | — | *W EXP 09/09/202 | 87261Y114 |
| — | EOS ENERGY ENTERPRISES INC | 12,317 | $62,000 | 0.0% | $7.19 | — | *W EXP 05/06/202 | 29415C119 |
| — | FORESIGHT ACQUISITION CORP | 6,000 | $60,000 | 0.0% | $10.33 | — | UNIT 01/29/2026 | 34552Y205 |
| PGEN | PRECIGEN INC | 11,400 | $57,000 | 0.0% | — | — | Call | 74017N105 |
| — | OTONOMO TECHNOLOGIES LTD | 69,749 | $56,000 | 0.0% | $0.80 | — | *W EXP 08/13/202 | M7571L111 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 430 | $56,000 | 0.0% | $173.22 | -12.8% | SHS USD | G50871105 |
| GME | GAMESTOP CORP NEW | 300 | $53,000 | 0.0% | $48.51 | -5.8% | CL A | 36467W109 |
| — | DIGITAL MEDIA SOLUTIONS INC | 69,284 | $53,000 | 0.0% | $1.41 | — | *W EXP 07/15/202 | 25401G114 |
| — | FINTECH ACQUISITION CORP V | 25,000 | $52,000 | 0.0% | $3.08 | — | *W EXP 12/31/202 | 31810Q115 |
| — | OXUS ACQUISITION CORP | 5,000 | $51,000 | 0.0% | $10.20 | — | UNIT 99/99/9999 | G6859L113 |
| — | BRIDGETOWN HOLDINGS LTD | 40,700 | $50,000 | 0.0% | $1.99 | — | *W EXP 09/30/202 | G1355U121 |
| INVZW | INNOVIZ TECHNOLOGIES LTD | 30,000 | $49,000 | 0.0% | $3.30 | — | *W EXP 04/05/202 | M5R635116 |
| — | GREENIDGE GENERATION HLDGS I | 1,800 | $46,000 | 0.0% | $25.54 | — | Call | 39531G100 |
| — | KRATON CORP | 1,000 | $46,000 | 0.0% | — | — | Put | 50077C106 |
| — | MCAP ACQUISITION CORP | 4,400 | $45,000 | 0.0% | $10.00 | — | UNIT 02/18/2030 | 55282T208 |
| GNW | GENWORTH FINL INC | 11,900 | $45,000 | 0.0% | $4.11 | -13.3% | COM CL A | 37247D106 |
| GNW | GENWORTH FINL INC | 11,900 | $45,000 | 0.0% | $4.11 | -13.3% | Put | 37247D106 |
| — | VIEW INC | 48,200 | $44,000 | 0.0% | $1.72 | — | *W EXP 03/08/202 | 92671V114 |
| — | META MATERIALS INC | 7,400 | $43,000 | 0.0% | $7.05 | — | COM | 59134N104 |
| — | BIG CYPRESS ACQUISITION CORP | 45,000 | $41,000 | 0.0% | $0.91 | — | *W EXP 07/25/202 | 089115117 |
| LIDRW | AEYE INC | 31,400 | $36,000 | 0.0% | $1.15 | — | *W EXP 09/30/202 | 008183113 |
| — | EAST STONE ACQUISITION CORP | 147,454 | $35,000 | 0.0% | $0.28 | — | *W EXP 12/31/202 | G2911D116 |
| — | LIVE OAK ACQUISITION CORP II | 3,327 | $35,000 | 0.0% | $10.52 | — | UNIT 99/99/9999 | 53804W205 |
| — | ZIOPHARM ONCOLOGY INC | 19,000 | $35,000 | 0.0% | $2.87 | — | Call | 98973P101 |
| — | TRIPLE-S MGMT CORP | 1,000 | $35,000 | 0.0% | $35.71 | — | Put | 896749108 |
| — | OTONOMO TECHNOLOGIES LTD | 7,330 | $35,000 | 0.0% | $4.77 | — | ORDINARY SHARES | M7571L103 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 2,000 | $35,000 | 0.0% | $14.63 | +21.1% | Put | 84920Y106 |
| KPLTW | KATAPULT HOLDINGS INC | 20,000 | $31,000 | 0.0% | $3.19 | — | *W EXP 06/09/202 | 485859110 |
| — | REE AUTOMOTIVE LTD | 35,594 | $31,000 | 0.0% | $0.87 | — | *W EXP 07/22/202 | M8287R111 |
| BB | BLACKBERRY LTD | 3,200 | $31,000 | 0.0% | $10.48 | +0.1% | COM | 09228F103 |
| OPFI/WS | OPPFI INC | 20,000 | $31,000 | 0.0% | $1.55 | — | *W EXP 07/20/202 | 68386H111 |
| — | OCEANTECH ACQUISITIONS I COR | 68,000 | $30,000 | 0.0% | $0.44 | — | *W EXP 99/99/999 | 675507115 |
| — | WELBILT INC | 1,200 | $28,000 | 0.0% | $23.33 | — | COM | 949090104 |
| — | WELBILT INC | 1,200 | $28,000 | 0.0% | $23.33 | — | Put | 949090104 |
| — | INDUSTRIAL TECH ACQU INC | 25,700 | $28,000 | 0.0% | $1.09 | — | *W EXP 08/06/202 | 456357110 |
| — | SPARTACUS ACQUISITION CORP | 17,225 | $27,000 | 0.0% | $1.12 | — | *W EXP 10/31/202 | 84677L117 |
| — | GLOBAL BLUE GROUP HOLDING AG | 43,490 | $26,000 | 0.0% | $1.47 | — | *W EXP 08/28/202 | H33700115 |
| MCOMW | HELBIZ INC | 15,000 | $26,000 | 0.0% | $1.73 | — | *W EXP 08/13/202 | 42309B139 |
| TIP | ISHARES TR | 200 | $26,000 | 0.0% | $125.00 | — | TIPS BD ETF | 464287176 |
| — | CLARUS THERAPEUTICS HLDNGS I | 34,555 | $26,000 | 0.0% | $0.75 | — | *W EXP 08/11/202 | 18271L115 |
| — | BENSON HILL INC | 3,571 | $25,000 | 0.0% | $7.00 | — | COMMON STOCK | 082490103 |
| — | BROOGE ENERGY LTD | 50,148 | $25,000 | 0.0% | $0.50 | — | *W EXP 12/20/202 | G1611B115 |
| — | LIVEVOX HOLDING INC | 20,101 | $25,000 | 0.0% | $1.32 | — | *W EXP 06/18/202 | 53838L118 |
| — | TRIPLE-S MGMT CORP | 700 | $25,000 | 0.0% | $35.71 | — | COM | 896749108 |
| — | HEALTHCARE SERVICES ACQU COR | 37,772 | $25,000 | 0.0% | $0.90 | — | *W EXP 99/99/999 | 42227K112 |
| — | PETRA ACQUISITION INC | 40,000 | $25,000 | 0.0% | $0.63 | — | *W EXP 05/25/202 | 716421110 |
| — | KINGSWOOD ACQUISITION CORP | 50,000 | $24,000 | 0.0% | $0.70 | — | *W EXP 05/01/202 | 496861113 |
| — | BURGUNDY TECHNOLOGY ACQU COR | 35,000 | $24,000 | 0.0% | $0.94 | — | *W EXP 08/31/202 | G1702T124 |
| — | BENESSERE CAPITAL ACQUSTN CO | 50,000 | $22,000 | 0.0% | $0.54 | — | *W EXP 99/99/999 | 08179B111 |
| EFTRW | EFFECTOR THERAPEUTICS INC | 12,700 | $20,000 | 0.0% | $1.57 | — | *W EXP 12/31/202 | 28202V116 |
| — | ACKRELL SPAC PARTNERS I CO | 40,000 | $19,000 | 0.0% | $0.63 | — | *W EXP 12/01/202 | 00461L113 |
| — | SCION TECH GROWTH I | 25,000 | $19,000 | 0.0% | $1.04 | — | *W EXP 11/01/202 | G31067112 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 1,000 | $18,000 | 0.0% | $14.63 | +21.1% | Call | 84920Y106 |
| — | TUSCAN HLDGS CORP II | 25,000 | $17,000 | 0.0% | $1.00 | — | *W EXP 04/01/202 | 90070A111 |
| GDEVW | NEXTERS INC | 20,000 | $17,000 | 0.0% | $0.85 | — | *W EXP 08/26/202 | G6529J118 |
| — | LIVE OAK ACQUISITION CORP II | 1,750 | $17,000 | 0.0% | $9.71 | — | COM CL A | 53804W106 |
| — | ALTIMETER GROWTH CORP | 6,550 | $15,000 | 0.0% | $3.21 | — | *W EXP 09/30/202 | G0370L116 |
| — | E MERGE TECHNOLOGY ACQUISITI | 20,000 | $14,000 | 0.0% | $0.95 | — | *W EXP 07/30/202 | 26873Y112 |
| GNW | GENWORTH FINL INC | 3,800 | $14,000 | 0.0% | $4.11 | -13.3% | Call | 37247D106 |
| — | ADIT EDTECH ACQUISITION CORP | 26,000 | $13,000 | 0.0% | $0.69 | — | *W EXP 99/99/999 | 007024110 |
| — | GO ACQUISITION CORP | 18,200 | $13,000 | 0.0% | $1.10 | — | *W EXP 08/31/202 | 362019119 |
| — | VENUS ACQUISITION CORPORATIO | 40,000 | $13,000 | 0.0% | $0.33 | — | *W EXP 04/30/202 | G9420F110 |
| — | SEVEN OAKS ACQUISITION CORP | 15,000 | $12,000 | 0.0% | $1.20 | — | *W EXP 12/22/202 | 81787X114 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 700 | $12,000 | 0.0% | $14.63 | +21.1% | COM | 84920Y106 |
| UPHLW | UPHEALTH INC | 25,750 | $12,000 | 0.0% | $0.86 | — | *W EXP 06/08/202 | 91532B119 |
| — | NORTH MOUNTAIN MERGER CORP | 15,000 | $12,000 | 0.0% | $1.33 | — | *W EXP 09/16/202 | 661204115 |
| — | MERIDA MERGER CORP I | 10,000 | $12,000 | 0.0% | $1.20 | — | *W EXP 11/07/202 | 58953M114 |
| BKSY/WS | BLACKSKY TECHNOLOGY INC | 7,900 | $12,000 | 0.0% | $1.52 | — | *W EXP 10/30/202 | 09263B116 |
| — | IRONNET INC | 2,500 | $11,000 | 0.0% | $4.40 | — | *W EXP 08/26/202 | 46323Q113 |
| — | NUANCE COMMUNICATIONS INC | 200 | $11,000 | 0.0% | $54.44 | — | Call | 67020Y100 |
| GCMG | GCM GROSVENOR INC | 900 | $10,000 | 0.0% | $8.90 | 0.0% | COM CL A | 36831E108 |
| — | 890 5TH AVE PARTNERS INC | 1,000 | $10,000 | 0.0% | $10.00 | — | UNIT 01/12/2026 | 28250A204 |
| — | CHANGE HEALTHCARE INC | 500 | $10,000 | 0.0% | $22.71 | — | Call | 15912K100 |
| — | CITIC CAPITAL ACQUISITION CO | 11,256 | $9,000 | 0.0% | $1.07 | — | *W EXP 01/17/202 | G21513117 |
| — | GORES METROPOULOS II INC | 5,000 | $9,000 | 0.0% | $1.33 | — | *W EXP 01/31/202 | 382873115 |
| — | KAIROS ACQUISITION CORP | 15,000 | $9,000 | 0.0% | $0.80 | — | *W EXP 11/30/202 | G52110106 |
| — | PPD INC | 200 | $9,000 | 0.0% | $45.00 | — | COM | 69355F102 |
| — | PPD INC | 200 | $9,000 | 0.0% | $45.00 | — | Put | 69355F102 |
| — | PINE IS ACQUISITION CORP | 10,000 | $8,000 | 0.0% | $1.20 | — | *W EXP 10/19/202 | 722615119 |
| — | SARISSA CAPITAL ACQUISITN CO | 7,348 | $7,000 | 0.0% | $1.36 | — | *W EXP 10/23/202 | G7823W110 |
| — | B RILEY PRINCIPAL 150 MERGER | 700 | $7,000 | 0.0% | $10.00 | — | COM CL A | 05601V103 |
| — | CORNERSTONE ONDEMAND INC | 100 | $6,000 | 0.0% | $60.00 | — | Put | 21925Y103 |
| — | EDIFY ACQUISITION CORP | 10,523 | $6,000 | 0.0% | $0.67 | — | *W EXP 11/25/202 | 28059Q111 |
| — | CORNERSTONE ONDEMAND INC | 100 | $6,000 | 0.0% | $60.00 | — | COM | 21925Y103 |
| — | MUDRICK CAPITAL ACQU CORP II | 10,000 | $6,000 | 0.0% | $4.20 | — | *W EXP 09/10/202 | 62477L115 |
| — | PROGRESS ACQUISITION CORP | 10,000 | $6,000 | 0.0% | $0.70 | — | *W EXP 11/11/202 | 74327P113 |
| — | OSIRIS ACQUISITION CORP | 12,500 | $6,000 | 0.0% | $0.48 | — | *W EXP 05/01/202 | 68829A111 |
| — | PPD INC | 100 | $5,000 | 0.0% | $45.00 | — | Call | 69355F102 |
| — | VISTAS MEDIA ACQUISITION CO | 7,500 | $5,000 | 0.0% | $1.20 | — | *W EXP 08/01/202 | 92840T115 |
| HIPOW | HIPPO HLDGS INC | 5,800 | $5,000 | 0.0% | $0.86 | — | *W EXP 99/99/999 | 433539111 |
| — | COHN ROBBINS HOLDINGS CORP | 5,000 | $5,000 | 0.0% | $1.20 | — | *W EXP 08/28/202 | G23726113 |
| — | EMPOWERMENT & INCLUSION CAPI | 6,000 | $5,000 | 0.0% | $0.67 | — | *W EXP 01/12/202 | 29248N118 |
| — | DANIMER SCIENTIFIC INC | 300 | $5,000 | 0.0% | $26.67 | — | COM CL A | 236272100 |
| — | AUTHENTIC EQUITY ACQUISTN CO | 7,000 | $5,000 | 0.0% | $0.86 | — | *W EXP 01/20/202 | G06607124 |
| — | ASTREA ACQUISITION CORP | 6,000 | $5,000 | 0.0% | $0.67 | — | *W EXP 01/28/202 | 04637C114 |
| — | DUNE ACQUISITION CORP | 7,500 | $5,000 | 0.0% | $0.80 | — | *W EXP 10/29/202 | 265334110 |
| MVSTW | MICROVAST HOLDINGS INC | 2,100 | $4,000 | 0.0% | $1.90 | — | *W EXP 04/01/202 | 59516C114 |
| — | DPCM CAP INC | 6,000 | $4,000 | 0.0% | $1.33 | — | *W EXP 10/14/202 | 23344P119 |
| — | SILVER CREST ACQUISITION COR | 6,000 | $4,000 | 0.0% | $0.90 | — | *W EXP 12/15/202 | G81355128 |
| — | OYSTER ENTERPRISES ACQ CORP | 7,000 | $4,000 | 0.0% | $0.71 | — | *W EXP 01/20/202 | 69242M112 |
| — | PONTEM CORPORATION | 6,000 | $4,000 | 0.0% | $1.00 | — | *W EXP 01/05/202 | G71707122 |
| — | QUANTUM FINTECH ACQUISTIN CO | 13,800 | $4,000 | 0.0% | $0.36 | — | *W EXP 01/30/202 | 74767A113 |
| — | SUPERNOVA PARTNERS ACQUISTN | 5,000 | $4,000 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G8T86C121 |
| — | TLG ACQUISITION ONE CORP | 7,000 | $4,000 | 0.0% | $0.86 | — | *W EXP 01/25/202 | 87257M116 |
| — | CF ACQUISITION CORP IV | 5,000 | $4,000 | 0.0% | $1.00 | — | *W EXP 12/31/202 | 12520T110 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 4,000 | $4,000 | 0.0% | $1.25 | — | *W EXP 10/28/202 | G1195N113 |
| CZOWF | CAZOO GROUP LTD | 2,200 | $3,000 | 0.0% | $1.36 | — | *W EXP 08/26/202 | G2007L113 |
| — | MARLIN TECHNOLOGY CORP | 4,000 | $3,000 | 0.0% | $1.25 | — | *W EXP 01/12/202 | G58411110 |
| MARA | MARATHON DIGITAL HOLDINGS IN | 100 | $3,000 | 0.0% | $32.51 | 0.0% | COM | 565788106 |
| — | 26 CAPITAL ACQUISITION CORP | 3,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 12/31/202 | 90138P118 |
| — | 7GC & CO HOLDINGS INC | 5,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 12/23/202 | 81786A115 |
| — | FUSION ACQUISITION CORP II | 5,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 02/29/202 | 36118N110 |
| — | FOXWAYNE ENTERPRIS AQSTN COR | 7,000 | $3,000 | 0.0% | $0.71 | — | *W EXP 01/12/202 | 35166L117 |
| — | DILA CAPITAL ACQUISITION COR | 5,000 | $3,000 | 0.0% | $0.60 | — | *W EXP 06/09/202 | 254028111 |
| — | DEEP LAKE CAPITAL ACQUSTN CO | 4,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 01/04/202 | G27029118 |
| SKILW | SKILLSOFT CORP | 1,100 | $3,000 | 0.0% | $2.00 | — | *W EXP 06/11/202 | 83066P119 |
| — | SCP & CO HEALTHCARE ACQUSTN | 5,000 | $3,000 | 0.0% | $0.80 | — | *W EXP 01/27/202 | 784065112 |
| PDYNW | SARCOS TECHN AND ROBOTICS CO | 3,900 | $3,000 | 0.0% | $0.77 | — | *W EXP 06/15/202 | 80359A114 |
| — | TASTEMAKER ACQUISITION CORP | 5,000 | $3,000 | 0.0% | $0.80 | — | *W EXP 01/07/202 | 876545112 |
| — | GX ACQUISITION CORP II | 5,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 03/17/202 | 36260F113 |
| — | KL ACQUISITION CORP | 4,000 | $3,000 | 0.0% | $1.00 | — | *W EXP 01/12/202 | 49837C117 |
| — | GLOBAL SYNERGY ACQUISIT CORP | 4,000 | $2,000 | 0.0% | $0.75 | — | *W EXP 99/99/999 | G3934J122 |
| — | GREENSKY INC | 200 | $2,000 | 0.0% | $10.00 | — | CL A | 39572G100 |
| — | HEALTHCARE CAPITAL CORP | 3,000 | $2,000 | 0.0% | $0.67 | — | *W EXP 12/31/202 | 42228C119 |
| — | APOLLO STRATEGIC GROWTH CAPT | 3,000 | $2,000 | 0.0% | $1.33 | — | *W EXP 10/29/202 | G0411R114 |
| — | COMSOVEREIGN HLDG CORP | 1,400 | $2,000 | 0.0% | $2.14 | — | COM NEW | 205650203 |
| — | MONUMENT CIRCLE ACQUISITN CO | 3,000 | $2,000 | 0.0% | $0.67 | — | *W EXP 01/14/202 | 61531M119 |
| OXY/WS | OCCIDENTAL PETE CORP | 126 | $1,000 | 0.0% | $3.00 | — | *W EXP 08/03/202 | 674599162 |
| — | ANGEL OAK FINL STRATEGIES IN | 6,161 | $1,000 | 0.0% | $0.16 | — | RIGHT 10/14/2021 | 03464A118 |
| — | NEW FRONTIER HEALTH CORP | 500 | $1,000 | 0.0% | $2.00 | — | *W EXP 11/30/202 | G6461G114 |
| — | ATHLON ACQUISITION CORP | 2,000 | $1,000 | 0.0% | $1.00 | — | *W EXP 01/12/202 | 04748A114 |
| BHLWQ | BENSON HILL INC | 892 | $1,000 | 0.0% | $1.12 | — | *W EXP 99/99/999 | 082490111 |
| — | VENTOUX CCM ACQUISITION CORP | 5,000 | $1,000 | 0.0% | $0.40 | — | *W EXP 09/30/202 | 92280L119 |
| — | RAVEN INDS INC | 1,500 | $0 | 0.0% | — | — | Put | 754212108 |
| — | TILRAY INC | 500 | $0 | 0.0% | — | — | Call | 88688T100 |
| — | INTERSECT ENT INC | 9,200 | $0 | 0.0% | — | — | Call | 46071F103 |
| — | COMSOVEREIGN HLDG CORP | 88 | $0 | 0.0% | — | — | *W EXP 12/18/202 | 205650112 |
| — | CAI INTERNATIONAL INC | 300 | $0 | 0.0% | — | — | Put | 12477X106 |
| — | B RILEY PRINCIPAL 150 MERGER | 233 | $0 | 0.0% | — | — | *W EXP 03/01/202 | 05601V111 |
| AMZN | AMAZON COM INC | 28,400 | $0 | 0.0% | — | — | Put | 023135106 |
| AMZN | AMAZON COM INC | 18,200 | $0 | 0.0% | — | — | Call | 023135106 |
| — | MEDALLIA INC | 12,500 | $0 | 0.0% | — | — | Call | 584021109 |
| — | FERRO CORP | 200 | $0 | 0.0% | — | — | Put | 315405100 |
| — | LYDALL INC | 8,600 | $0 | 0.0% | — | — | Put | 550819106 |
| LEN | LENNAR CORP | 1,000 | $0 | 0.0% | — | — | Put | 526057104 |
| — | ECHO GLOBAL LOGISTICS INC | 500 | $0 | 0.0% | — | — | Put | 27875T101 |