CIK: 0001444949 · Show all filings
Period: Q4 2024 (Next →)
Filing Date: Feb 14, 2025
Total Value ($000): $3,420,803 (70.1% shares, 29.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 673,923 | $344,530 | 10.1% | $511.23 | — | UNIT SER 1 | 46090E103 |
| MSFT | MICROSOFT CORP | 610,000 | $257,115 | 7.5% | $422.35 | 0.0% | COM | 594918104 |
| MSFT | MICROSOFT CORP | 610,000 | $257,115 | 7.5% | $422.35 | 0.0% | Put | 594918104 |
| UAL | UNITED AIRLS HLDGS INC | 1,783,839 | $173,211 | 5.1% | $84.54 | 0.0% | COM | 910047109 |
| — | SEMTECH CORP | 41,000,000 | $126,692 | 3.7% | $3.09 | — | NOTE 4.000%11/0 | 816850AH4 |
| — | SEAGATE HDD CAYMAN | 80,295,000 | $115,103 | 3.4% | $1.43 | — | NOTE 3.500% 6/0 | 81180WBL4 |
| AMD | ADVANCED MICRO DEVICES INC | 810,000 | $97,840 | 2.9% | $143.89 | 0.0% | COM | 007903107 |
| AMD | ADVANCED MICRO DEVICES INC | 810,000 | $97,840 | 2.9% | $143.89 | 0.0% | Put | 007903107 |
| PFE | PFIZER INC | 3,500,000 | $92,855 | 2.7% | $25.12 | 0.0% | COM | 717081103 |
| PFE | PFIZER INC | 3,500,000 | $92,855 | 2.7% | $25.12 | 0.0% | Put | 717081103 |
| — | NEXTERA ENERGY INC | 1,650,000 | $80,504 | 2.4% | $48.79 | — | UNIT 06/01/2027 | 65339F663 |
| — | NORTHERN OIL & GAS INC | 57,813,000 | $67,881 | 2.0% | $1.17 | — | NOTE 3.625% 4/1 | 665531AJ8 |
| NN | NEXTNAV INC | 4,347,541 | $67,648 | 2.0% | $13.32 | 0.0% | COMMON STOCK | 65345N106 |
| XRT | SPDR SER TR | 750,000 | $59,693 | 1.7% | $79.59 | — | S&P RETAIL ETF | 78464A714 |
| — | RIVIAN AUTOMOTIVE INC | 78,463,000 | $59,004 | 1.7% | $0.75 | — | NOTE 3.625%10/1 | 76954AAD5 |
| — | HEWLETT PACKARD ENTERPRISE C | 914,936 | $57,376 | 1.7% | $62.71 | — | 7.625 MAND CONV | 42824C208 |
| GOOGL | ALPHABET INC | 300,000 | $56,790 | 1.7% | $174.14 | 0.0% | Put | 02079K305 |
| GOOGL | ALPHABET INC | 300,000 | $56,790 | 1.7% | $174.14 | 0.0% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 250,000 | $54,848 | 1.6% | $204.58 | 0.0% | Put | 023135106 |
| AMZN | AMAZON COM INC | 250,000 | $54,848 | 1.6% | $204.58 | 0.0% | COM | 023135106 |
| — | LIVE NATION ENTERTAINMENT IN | 38,951,000 | $52,997 | 1.5% | $1.36 | — | NOTE 3.125% 1/1 | 538034BA6 |
| BABA | ALIBABA GROUP HLDG LTD | 607,500 | $51,510 | 1.5% | $84.79 | — | Put | 01609W102 |
| BABA | ALIBABA GROUP HLDG LTD | 607,500 | $51,510 | 1.5% | $84.79 | — | SPONSORED ADS | 01609W102 |
| NKE | NIKE INC | 650,000 | $49,186 | 1.4% | $76.48 | 0.0% | CL B | 654106103 |
| NKE | NIKE INC | 650,000 | $49,186 | 1.4% | $76.48 | 0.0% | Put | 654106103 |
| — | AKAMAI TECHNOLOGIES INC | 45,840,000 | $46,440 | 1.4% | $1.01 | — | NOTE 1.125% 2/1 | 00971TAN1 |
| — | NEXTERA ENERGY INC | 950,000 | $43,320 | 1.3% | $45.60 | — | UNIT 11/01/2027 | 65339F119 |
| — | WESTERN DIGITAL CORP | 28,631,000 | $40,828 | 1.2% | $1.43 | — | NOTE 3.000%11/1 | 958102AT2 |
| — | SUNNOVA ENERGY INTL INC. | 67,506,000 | $39,933 | 1.2% | $0.59 | — | NOTE 0.250%12/0 | 86745KAF1 |
| — | WAYFAIR INC | 26,800,000 | $33,299 | 1.0% | $1.24 | — | NOTE 3.500%11/1 | 94419LAR2 |
| — | INTEGER HLDGS CORP | 19,000,000 | $30,362 | 0.9% | $1.60 | — | NOTE 2.125% 2/1 | 45826HAB5 |
| — | BENTLEY SYS INC | 32,515,000 | $29,142 | 0.9% | $0.90 | — | NOTE 0.375% 7/0 | 08265TAD1 |
| SMLR | SEMLER SCIENTIFIC INC | 498,675 | $26,928 | 0.8% | $45.94 | 0.0% | COM | 81684M104 |
| — | DEXCOM INC | 27,828,000 | $26,783 | 0.8% | $0.96 | — | NOTE 0.250%11/1 | 252131AK3 |
| — | PG&E CORP | 525,000 | $26,140 | 0.8% | $49.79 | — | PFD CONV SER A | 69331C306 |
| INTC | INTEL CORP | 1,200,000 | $24,060 | 0.7% | $22.54 | 0.0% | COM | 458140100 |
| INTC | INTEL CORP | 1,200,000 | $24,060 | 0.7% | $22.54 | 0.0% | Put | 458140100 |
| — | UBER TECHNOLOGIES INC | 18,710,000 | $22,237 | 0.7% | $1.19 | — | NOTE 0.875%12/0 | 90353TAM2 |
| — | BLOCK INC | 21,588,000 | $21,453 | 0.6% | $0.99 | — | NOTE 0.125% 3/0 | 852234AF0 |
| — | JAZZ INVESTMENTS I LTD | 20,640,000 | $20,911 | 0.6% | $1.01 | — | NOTE 2.000% 6/1 | 472145AF8 |
| — | SOUTHWEST AIRLS CO | 19,380,000 | $19,894 | 0.6% | $1.03 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | SUNNOVA ENERGY INTL INC. | 52,568,000 | $19,721 | 0.6% | $0.38 | — | NOTE 2.625% 2/1 | 86745KAH7 |
| SOFI | SOFI TECHNOLOGIES INC | 1,250,000 | $19,250 | 0.6% | $12.99 | 0.0% | Put | 83406F102 |
| — | NIO INC | 24,850,000 | $18,227 | 0.5% | $0.73 | — | NOTE 4.625%10/1 | 62914VAK2 |
| — | AKAMAI TECHNOLOGIES INC | 16,500,000 | $17,450 | 0.5% | $1.06 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | ALBEMARLE CORP | 380,000 | $15,462 | 0.5% | $40.69 | — | 7.25% DEP SHS A | 012653200 |
| — | NCL CORP LTD | 14,500,000 | $15,198 | 0.4% | $1.05 | — | NOTE 2.500% 2/1 | 62886HBK6 |
| — | MACOM TECH SOLUTIONS HLDGS I | 9,250,000 | $14,736 | 0.4% | $1.59 | — | NOTE 0.250% 3/1 | 55405YAB6 |
| CLS | CELESTICA INC | 145,500 | $13,430 | 0.4% | $78.23 | 0.0% | COM | 15101Q207 |
| — | CENTERPOINT ENERGY INC | 12,625,000 | $12,921 | 0.4% | $1.02 | — | NOTE 4.250% 8/1 | 15189TBD8 |
| — | LYFT INC | 11,750,000 | $11,574 | 0.3% | $0.98 | — | NOTE 1.500% 5/1 | 55087PAB0 |
| — | ZSCALER INC | 9,138,000 | $11,336 | 0.3% | $1.24 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | APOLLO GLOBAL MGMT INC | 125,000 | $10,864 | 0.3% | $86.91 | — | SER A MAND CNV | 03769M304 |
| — | EXPEDIA GROUP INC | 10,604,000 | $10,519 | 0.3% | $0.99 | — | NOTE 2/1 | 30212PBE4 |
| UBS | UBS GROUP AG | 343,700 | $10,421 | 0.3% | $31.70 | 0.0% | SHS | H42097107 |
| RIVN | RIVIAN AUTOMOTIVE INC | 750,000 | $9,975 | 0.3% | — | — | Put | 76954A103 |
| — | EXACT SCIENCES CORP | 10,000,000 | $9,919 | 0.3% | $0.99 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | FRESHPET INC | 4,427,000 | $9,788 | 0.3% | $2.21 | — | NOTE 3.000% 4/0 | 358039AB1 |
| — | BENTLEY SYS INC | 10,000,000 | $9,726 | 0.3% | $0.97 | — | NOTE 0.125% 1/1 | 08265TAB5 |
| — | LUMINAR TECHNOLOGIES INC | 19,109,000 | $8,156 | 0.2% | $0.43 | — | DEBT 11.500% 1/1 | 550424AE5 |
| — | BOEING CO | 130,000 | $7,916 | 0.2% | $60.89 | — | DEP CONV PFD A | 097023204 |
| — | WOLFSPEED INC | 18,931,000 | $7,845 | 0.2% | $0.41 | — | NOTE 1.875%12/0 | 977852AD4 |
| AGI | ALAMOS GOLD INC NEW | 421,764 | $7,777 | 0.2% | $19.28 | 0.0% | COM CL A | 011532108 |
| — | WORLD KINECT CORPORATION | 6,500,000 | $7,333 | 0.2% | $1.13 | — | NOTE 3.250% 7/0 | 98149GAB6 |
| — | CAPITAL SOUTHWEST CORP | 7,500,000 | $7,331 | 0.2% | $0.98 | — | NOTE 5.125%11/1 | 140501AE7 |
| — | LIVE NATION ENTERTAINMENT IN | 5,176,000 | $6,350 | 0.2% | $1.23 | — | NOTE 2.000% 2/1 | 538034AU3 |
| VTI | VANGUARD INDEX FDS | 21,775 | $6,311 | 0.2% | $289.81 | — | TOTAL STK MKT | 922908769 |
| DDOG | DATADOG INC | 43,700 | $6,244 | 0.2% | $137.35 | 0.0% | CL A COM | 23804L103 |
| — | CHART INDS INC | 87,500 | $6,167 | 0.2% | $70.48 | — | 6.75DP CNV PFD B | 16115Q407 |
| — | POST HLDGS INC | 5,000,000 | $5,856 | 0.2% | $1.17 | — | NOTE 2.500% 8/1 | 737446AT1 |
| — | SOUTHERN CO | 5,339,000 | $5,609 | 0.2% | $1.05 | — | NOTE 3.875%12/1 | 842587DP9 |
| — | PG&E CORP | 5,000,000 | $5,469 | 0.2% | $1.09 | — | NOTE 4.250%12/0 | 69331CAL2 |
| — | BRIGHTSPRING HEALTH SVCS INC | 80,000 | $5,008 | 0.1% | $62.60 | — | UNIT 02/01/2027 | 10950A205 |
| — | PURECYCLE TECHNOLOGIES INC | 5,380,000 | $4,971 | 0.1% | $0.92 | — | NOTE 7.250% 8/1 | 74623VAB9 |
| — | BLACKLINE INC | 5,000,000 | $4,688 | 0.1% | $0.94 | — | NOTE 3/1 | 09239BAD1 |
| — | WOLFSPEED INC | 10,029,000 | $4,638 | 0.1% | $0.46 | — | NOTE 0.250% 2/1 | 977852AB8 |
| NIO | NIO INC | 1,000,000 | $4,360 | 0.1% | — | — | Put | 62914V106 |
| YUMC | YUM CHINA HLDGS INC | 73,300 | $3,531 | 0.1% | $47.42 | 0.0% | COM | 98850P109 |
| — | EXACT SCIENCES CORP | 4,000,000 | $3,524 | 0.1% | $0.88 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| — | LUMENTUM HLDGS INC | 2,500,000 | $3,480 | 0.1% | $1.39 | — | NOTE 1.500%12/1 | 55024UAH2 |
| — | LUMINAR TECHNOLOGIES INC | 8,190,000 | $3,342 | 0.1% | $0.41 | — | DEBT 9.000% 1/1 | 550424AD7 |
| — | RIVIAN AUTOMOTIVE INC | 3,314,000 | $3,332 | 0.1% | $1.01 | — | NOTE 4.625% 3/1 | 76954AAB9 |
| FLNC | FLUENCE ENERGY INC | 201,000 | $3,192 | 0.1% | $19.57 | 0.0% | COM CL A | 34379V103 |
| — | INSULET CORP | 2,500,000 | $3,156 | 0.1% | $1.26 | — | NOTE 0.375% 9/0 | 45784PAK7 |
| AEM | AGNICO EAGLE MINES LTD | 39,650 | $3,101 | 0.1% | $81.14 | 0.0% | COM | 008474108 |
| — | NEXTERA ENERGY INC | 75,000 | $3,069 | 0.1% | $40.92 | — | UNIT 09/01/2025 | 65339F713 |
| COMP | COMPASS INC | 516,198 | $3,020 | 0.1% | $6.33 | 0.0% | CL A | 20464U100 |
| — | LI AUTO INC | 2,650,000 | $3,020 | 0.1% | $1.14 | — | NOTE 0.250% 5/0 | 50202MAB8 |
| — | EVERGY INC | 2,500,000 | $2,746 | 0.1% | $1.10 | — | NOTE 4.500%12/1 | 30034WAD8 |
| — | ASCENDIS PHARMA A/S | 2,500,000 | $2,744 | 0.1% | $1.10 | — | NOTE 2.250% 4/0 | 04351PAD3 |
| — | DEXCOM INC | 3,007,000 | $2,697 | 0.1% | $0.90 | — | NOTE 0.375% 5/1 | 252131AM9 |
| — | MARRIOTT VACATIONS WORLDWIDE | 2,500,000 | $2,333 | 0.1% | $0.93 | — | NOTE 3.250%12/1 | 57164YAF4 |
| — | BLOCK INC | 2,500,000 | $2,161 | 0.1% | $0.86 | — | NOTE 0.250%11/0 | 852234AK9 |
| SVC | SERVICE PPTYS TR | 849,295 | $2,157 | 0.1% | $2.54 | — | COM SH BEN INT | 81761L102 |
| — | WAYFAIR INC | 2,000,000 | $2,140 | 0.1% | $1.07 | — | NOTE 3.250% 9/1 | 94419LAP6 |
| — | AMERICAN WTR CAP CORP | 2,000,000 | $1,974 | 0.1% | $0.99 | — | NOTE 3.625% 6/1 | 03040WBE4 |
| — | CHEFS WHSE INC | 1,500,000 | $1,924 | 0.1% | $1.28 | — | NOTE 2.375%12/1 | 163086AE1 |
| THC | TENET HEALTHCARE CORP | 15,000 | $1,893 | 0.1% | $148.69 | 0.0% | COM NEW | 88033G407 |
| GIL | GILDAN ACTIVEWEAR INC | 29,600 | $1,393 | 0.0% | $47.44 | 0.0% | COM | 375916103 |
| — | ORMAT TECHNOLOGIES INC | 1,274,000 | $1,260 | 0.0% | $0.99 | — | NOTE 2.500% 7/1 | 686688AB8 |
| CC | CHEMOURS CO | 74,219 | $1,254 | 0.0% | $18.61 | 0.0% | COM | 163851108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 20,250 | $1,163 | 0.0% | $57.41 | — | ALLWRLD EX US | 922042775 |
| — | BEYOND MEAT INC | 7,500,000 | $1,031 | 0.0% | $0.14 | — | NOTE 3/1 | 08862EAB5 |
| ADTN | ADTRAN HOLDINGS INC | 97,648 | $813 | 0.0% | $7.38 | 0.0% | COM | 00486H105 |
| SOFI | SOFI TECHNOLOGIES INC | 43,492 | $670 | 0.0% | $12.99 | 0.0% | COM | 83406F102 |
| — | INFINERA CORP | 99,899 | $656 | 0.0% | $6.57 | — | COM | 45667G103 |
| CVI | CVR ENERGY INC | 12,900 | $242 | 0.0% | $20.21 | 0.0% | COM | 12662P108 |
| OBE | OBSIDIAN ENERGY LTD | 19,507 | $113 | 0.0% | $5.70 | 0.0% | COM | 674482203 |
| SNDL | SNDL INC | 59,018 | $106 | 0.0% | $1.96 | 0.0% | COM | 83307B101 |
| — | BLACKROCK INNOVATION AND GRW | 10,600 | $79 | 0.0% | $7.44 | — | SHS BEN INT | 09260Q108 |
| — | CIPHER MINING INC | 50,000 | $68 | 0.0% | $1.35 | — | *W EXP 10/22/202 | 17253J114 |
| CGAU | CENTERRA GOLD INC | 10,800 | $61 | 0.0% | $6.30 | 0.0% | COM | 152006102 |
| ITRG | INTEGRA RES CORP | 64,408 | $56 | 0.0% | $1.00 | 0.0% | COM | 45826T509 |
| NEWP | NEW PAC METALS CORP | 38,000 | $45 | 0.0% | $1.56 | 0.0% | COM | 64782A107 |
| PIIIW | P3 HEALTH PARTNERS INC | 50,000 | $1 | 0.0% | $0.01 | — | *W EXP 11/19/202 | 744413113 |