RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 10, 2014

Total Value ($000): $4,041,449 (100.0% shares, 0.0% debt)

Holdings (86)

HEDJ WISDOMTREE TR EUROPE HEDGED 7.8%
Value ($000) $316,845 Shares 5,483,654 Est. Cost $58.06 Unrealized —
RIGS ALPS ETF TR RIVERFRNT STR INC 7.4%
Value ($000) $300,220 Shares 12,091,048 Est. Cost $25.10 Unrealized —
DLN WISDOMTREE TRUST LARGECAP DIVI 6.4%
Value ($000) $259,131 Shares 3,641,014 Est. Cost $58.93 Unrealized —
SJNK SPDR SER TR CAP S/T HI YLD 5.0%
Value ($000) $200,747 Shares 6,707,251 Est. Cost $30.58 Unrealized —
HYS PIMCO ETF TR 0-5 HIGH YIELD 4.8%
Value ($000) $195,737 Shares 1,888,445 Est. Cost $104.93 Unrealized —
IEMG ISHARES INC CORE MSCI EMKT 4.3%
Value ($000) $175,724 Shares 3,511,667 Est. Cost $50.04 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 4.1%
Value ($000) $165,353 Shares 1,570,603 Est. Cost $105.50 Unrealized —
DXJ WISDOMTREE TRUST JP TOTAL DIVI 3.4%
Value ($000) $138,399 Shares 2,645,262 Est. Cost $46.50 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FEU 3.3%
Value ($000) $134,968 Shares 2,444,196 Est. Cost $51.53 Unrealized —
AAXJ ISHARES TR MSCI ACJPN IDX 3.3%
Value ($000) $132,632 Shares 2,162,968 Est. Cost $59.62 Unrealized —
TDIV FIRST TR EXCHANGE TRADED FD NA 3.0%
Value ($000) $120,680 Shares 4,456,446 Est. Cost $25.31 Unrealized —
DBEF DBX ETF TR EAFE CURR HDG 2.6%
Value ($000) $104,398 Shares 3,764,804 Est. Cost $27.60 Unrealized —
SPSB SPDR SERIES TRUST BARC CAPTL E 2.4%
Value ($000) $98,046 Shares 3,194,737 Est. Cost $30.76 Unrealized —
— GLOBAL X MLP & ENERGY INFRASTR 2.3%
Value ($000) $94,920 Shares 4,767,501 Est. Cost $17.98 Unrealized —
SCHH SCHWAB STRATEGIC TR US REIT ET 2.3%
Value ($000) $92,684 Shares 2,721,195 Est. Cost $33.17 Unrealized —
— GLOBAL X FDS GLOB X NOR ETF 2.3%
Value ($000) $92,084 Shares 5,618,291 Est. Cost $17.10 Unrealized —
QDF FLEXSHARES TR QUALT DIVD IDX 2.3%
Value ($000) $91,328 Shares 2,621,383 Est. Cost $33.34 Unrealized —
ATMP BARCLAYS BK PLC ETN+ SEL MLP 2.0%
Value ($000) $80,276 Shares 2,483,051 Est. Cost $27.92 Unrealized —
IYT ISHARES TR TRANSP AVE IDX 2.0%
Value ($000) $79,669 Shares 527,964 Est. Cost $142.84 Unrealized —
XLP SELECT SECTOR SPDR TR SBI CONS 1.9%
Value ($000) $76,046 Shares 1,685,811 Est. Cost $45.11 Unrealized —
— RYDEX ETF TRUST GUG S&P500EQWT 1.9%
Value ($000) $75,101 Shares 922,057 Est. Cost $86.45 Unrealized —
EWA ISHARES INC MSCI AUSTRALIA 1.6%
Value ($000) $64,332 Shares 2,687,240 Est. Cost $26.08 Unrealized —
EFA ISHARES TR MSCI EAFE IDX 1.3%
Value ($000) $52,521 Shares 819,121 Est. Cost $58.88 Unrealized —
— CREDIT SUISSE NASSAU BRH ETN L 1.3%
Value ($000) $51,881 Shares 1,444,765 Est. Cost $29.89 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTDE 1.2%
Value ($000) $48,487 Shares 1,148,998 Est. Cost $37.31 Unrealized —
VZ VERIZON COMMUNICATIONS INC 1.1%
Value ($000) $45,464 Shares 909,477 Est. Cost $27.14 Unrealized +2.4%
VEA VANGUARD TAX-MANAGED FD EUROPE 1.1%
Value ($000) $43,035 Shares 1,082,668 Est. Cost $34.31 Unrealized —
— POWERSHARES ETF TR II KBW BK P 1.1%
Value ($000) $42,948 Shares 1,167,697 Est. Cost $36.60 Unrealized —
EWP ISHARES INC MSCI SPAIN 1.0%
Value ($000) $40,911 Shares 1,051,720 Est. Cost $39.80 Unrealized —
VV VANGUARD INDEX FDS LARGE CAP E 1.0%
Value ($000) $39,031 Shares 431,474 Est. Cost $66.25 Unrealized —
IWC ISHARES TR RSSL MCRCP IDX 0.8%
Value ($000) $34,114 Shares 490,707 Est. Cost $77.27 Unrealized —
DFJ WISDOMTREE TRUST JP SMALLCP DI 0.8%
Value ($000) $33,694 Shares 654,890 Est. Cost $51.22 Unrealized —
DIS DISNEY WALT PRODTNS 0.8%
Value ($000) $33,211 Shares 373,043 Est. Cost $62.46 Unrealized +27.0%
IDGT ISHARES TR S&P NA MULTIMD 0.8%
Value ($000) $31,769 Shares 925,129 Est. Cost $34.41 Unrealized —
CVS CVS CORP 0.8%
Value ($000) $31,523 Shares 396,079 Est. Cost $46.84 Unrealized +22.7%
BMY BRISTOL MYERS SQUIBB CO 0.7%
Value ($000) $29,810 Shares 582,469 Est. Cost $34.21 Unrealized 0.0%
ABT ABBOTT LABS 0.7%
Value ($000) $28,729 Shares 690,761 Est. Cost $28.01 Unrealized +21.8%
DLTR DOLLAR TREE INC 0.7%
Value ($000) $27,687 Shares 493,808 Est. Cost $52.63 Unrealized +4.7%
AIA ISHARES ASIA 50 ETF 0.7%
Value ($000) $27,192 Shares 582,653 Est. Cost $46.67 Unrealized —
ORCL ORACLE SYS CORP 0.7%
Value ($000) $26,832 Shares 700,956 Est. Cost $34.22 Unrealized 0.0%
— DISCOVER FINL SVCS COM 0.7%
Value ($000) $26,370 Shares 409,556 Est. Cost $48.61 Unrealized —
EFV ISHARES TR MSCI VAL IDX 0.6%
Value ($000) $25,459 Shares 465,698 Est. Cost $48.90 Unrealized —
DFE WISDOMTREE TR EUROPE SMCP DV 0.6%
Value ($000) $22,544 Shares 430,003 Est. Cost $60.42 Unrealized —
KMI KINDER MORGAN INC DEL COM 0.5%
Value ($000) $20,245 Shares 528,053 Est. Cost $21.42 Unrealized 0.0%
XLF SELECT SECTOR SPDR TR SBI INT- 0.5%
Value ($000) $19,528 Shares 842,808 Est. Cost $22.34 Unrealized —
EPOL ISHARES TR POLND INVT MKT 0.3%
Value ($000) $13,265 Shares 467,089 Est. Cost $29.33 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ET 0.3%
Value ($000) $12,925 Shares 129,149 Est. Cost $75.40 Unrealized —
FBT FIRST TR EXCHANGE TRADED FD AM 0.3%
Value ($000) $12,881 Shares 140,347 Est. Cost $82.33 Unrealized —
— POWERSHARES ETF TR II S&P500 H 0.3%
Value ($000) $12,367 Shares 372,843 Est. Cost $23.72 Unrealized —
IYK ISHARES TR CONS GOODS IDX 0.3%
Value ($000) $12,175 Shares 123,290 Est. Cost $95.22 Unrealized —
EWL ISHARES INC MSCI SWITZERLD 0.3%
Value ($000) $11,100 Shares 341,471 Est. Cost $27.16 Unrealized —
ITB ISHARES TR DJ HOME CONSTN 0.3%
Value ($000) $10,496 Shares 466,715 Est. Cost $24.80 Unrealized —
— ISHARES INC MSCI JAPAN 0.3%
Value ($000) $10,229 Shares 869,051 Est. Cost $11.76 Unrealized —
NORW GLOBAL X FDS FTSE NORDIC RE 0.2%
Value ($000) $9,363 Shares 377,266 Est. Cost $25.53 Unrealized —
— OMNICARE INC COM 0.2%
Value ($000) $8,360 Shares 134,293 Est. Cost $48.28 Unrealized —
— ISHARES MSCI UNITED KINGDOM 0.2%
Value ($000) $7,908 Shares 408,073 Est. Cost $19.38 Unrealized —
LKQ LKQ CORP COM 0.2%
Value ($000) $7,654 Shares 287,872 Est. Cost $24.15 Unrealized 0.0%
URBN URBAN OUTFITTERS INC COM 0.2%
Value ($000) $7,313 Shares 199,274 Est. Cost $36.77 Unrealized 0.0%
— POWERSHARES GLOBAL ETF TRUSTEM 0.2%
Value ($000) $7,071 Shares 349,392 Est. Cost $20.24 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 0.1%
Value ($000) $5,556 Shares 69,563 Est. Cost $79.88 Unrealized —
XLY SELECT SECTOR SPDR TR SBI CONS 0.1%
Value ($000) $4,556 Shares 68,316 Est. Cost $66.69 Unrealized —
EPP ISHARES INC MSCI PAC J IDX 0.1%
Value ($000) $4,552 Shares 98,834 Est. Cost $44.85 Unrealized —
IVZ INVESCO LTD SHS 0.0%
Value ($000) $787 Shares 19,922 Est. Cost $19.67 Unrealized +22.1%
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $688 Shares 15,344 Est. Cost $29.90 Unrealized —
— FOOT LOCKER INC COM 0.0%
Value ($000) $642 Shares 11,541 Est. Cost $33.94 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $592 Shares 15,805 Est. Cost $32.95 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC COM 0.0%
Value ($000) $580 Shares 12,289 Est. Cost $22.28 Unrealized -15.3%
— ESTERLINE TECHNOLOGIES CORP CO 0.0%
Value ($000) $578 Shares 5,191 Est. Cost $46.20 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $570 Shares 11,202 Est. Cost $50.57 Unrealized —
— SOTHEBY HLDGS INC CL A 0.0%
Value ($000) $507 Shares 14,205 Est. Cost $36.41 Unrealized —
EWBC EAST WEST BANCORP INC COM 0.0%
Value ($000) $484 Shares 14,238 Est. Cost $19.64 Unrealized +36.3%
— POWERSHARESETF TRUST DYN SFTWR 0.0%
Value ($000) $479 Shares 13,508 Est. Cost $27.21 Unrealized —
SNA SNAP ON INC COM 0.0%
Value ($000) $477 Shares 3,936 Est. Cost $60.34 Unrealized +57.3%
— AMERICAN CAMPUS CMNTYS INC COM 0.0%
Value ($000) $473 Shares 12,966 Est. Cost $39.62 Unrealized —
— INTERPUBLIC GROUP COS INC COM 0.0%
Value ($000) $465 Shares 25,376 Est. Cost $11.06 Unrealized +16.8%
R RYDER SYS INC COM 0.0%
Value ($000) $462 Shares 5,140 Est. Cost $53.16 Unrealized +68.7%
HSIC SCHEIN HENRY INC 0.0%
Value ($000) $449 Shares 3,851 Est. Cost $49.50 Unrealized -6.4%
— SPDR SERIES TRUST OILGAS EQUIP 0.0%
Value ($000) $436 Shares 10,863 Est. Cost $39.14 Unrealized —
AMCX AMC NETWORKS INC CL A 0.0%
Value ($000) $403 Shares 6,906 Est. Cost $69.91 Unrealized -11.8%
— ANIXTER INTL INC COM 0.0%
Value ($000) $397 Shares 4,676 Est. Cost $52.88 Unrealized —
— SIRONA DENTAL SYSTEMS INC COM 0.0%
Value ($000) $375 Shares 4,891 Est. Cost $52.03 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $371 Shares 10,941 Est. Cost $30.46 Unrealized —
— CARRIZO OIL & CO INC COM 0.0%
Value ($000) $326 Shares 6,051 Est. Cost $37.24 Unrealized —
PTEN PATTERSON UTI ENERGY INC 0.0%
Value ($000) $320 Shares 9,832 Est. Cost $20.54 Unrealized +65.4%
— SUPERIOR ENERGY SVCS INC 0.0%
Value ($000) $271 Shares 8,249 Est. Cost $26.00 Unrealized —
— BIOMED RLTY TR INC COM 0.0%
Value ($000) $241 Shares 11,910 Est. Cost $19.04 Unrealized —