CIK: 0001481986 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value ($000): $902,740 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST GOLD | 4,276,300 | $456,965 | 50.6% | — | — | Call | 78463V107 |
| GLD | SPDR GOLD TRUST GOLD | 2,694,000 | $287,881 | 31.9% | — | — | Put | 78463V107 |
| — | CREDIT SUISSE NASSAU BRH | 797,326 | $19,415 | 2.2% | $24.85 | — | INVRS VIX STERM | 22542D795 |
| SLV | ISHARES SILVER TRUST | 1,345,300 | $18,659 | 2.1% | $15.18 | — | Call | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 1,342,300 | $18,618 | 2.1% | $15.18 | — | Put | 46428Q109 |
| SYNA | SYNAPTICS INC | 171,600 | $14,150 | 1.6% | — | — | Call | 87157D109 |
| — | CREDIT SUISSE AG NASSAU BRH | 835,287 | $10,174 | 1.1% | $9.60 | — | VELSHS DLY SHTRM | 22539T423 |
| — | GARRISON CAP INC | 564,392 | $7,727 | 0.9% | $15.20 | — | COM | 366554103 |
| GILD | GILEAD SCIENCES INC | 51,000 | $5,008 | 0.6% | $77.50 | 0.0% | COM | 375558103 |
| SPTI | SPDR SERIES TRUST | 65,988 | $4,001 | 0.4% | $60.63 | — | BRCLYS INTER ETF | 78464A672 |
| CME | CME GROUP INC | 40,000 | $3,710 | 0.4% | $61.61 | +2.4% | COM | 12572Q105 |
| IEF | ISHARES TR | 29,074 | $3,136 | 0.3% | $107.85 | — | 7-10 Y TR BD ETF | 464287440 |
| PFE | PFIZER INC | 90,000 | $2,827 | 0.3% | $20.60 | 0.0% | COM | 717081103 |
| PRGO | PERRIGO CO PLC | 17,900 | $2,815 | 0.3% | — | — | Call | G97822103 |
| NVO | NOVO-NORDISK A S | 50,000 | $2,712 | 0.3% | $54.24 | — | ADR | 670100205 |
| ET | ENERGY TRANSFER EQUITY L P | 128,300 | $2,670 | 0.3% | — | — | Call | 29273V100 |
| PCAR | PACCAR INC | 47,700 | $2,489 | 0.3% | — | — | Call | 693718108 |
| — | PIMCO DYNAMIC CR INCOME FD COM | 116,000 | $2,119 | 0.2% | $20.16 | — | SHS | 72202D106 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $1,978 | 0.2% | $7.98 | — | COM | 74966K102 |
| — | MERUS LABS INTL INC NEW | 1,082,500 | $1,862 | 0.2% | $2.28 | — | COM | 59047R101 |
| CNQ | CANADIAN NAT RES LTD | 88,500 | $1,721 | 0.2% | — | — | Call | 136385101 |
| MINT | PIMCO ETF TR | 16,915 | $1,704 | 0.2% | $100.74 | — | ENHAN SHRT MA AC | 72201R833 |
| LPLA | LPL FINL HLDGS INC | 39,900 | $1,587 | 0.2% | — | — | Call | 50212V100 |
| BND | VANGUARD BD INDEX FD INC | 19,136 | $1,568 | 0.2% | $82.55 | — | TOTAL BND MRKT | 921937835 |
| SHV | ISHARES TR | 12,614 | $1,391 | 0.2% | $110.27 | — | SHRT TRS BD ETF | 464288679 |
| — | COLONY CAP INC | 65,100 | $1,273 | 0.1% | — | — | Call | 19624R106 |
| LQD | ISHARES TR | 10,883 | $1,263 | 0.1% | $117.57 | — | IBOXX INV CP ETF | 464287242 |
| — | BROOKFIELD PPTY PARTNERS L P | 51,400 | $1,103 | 0.1% | $22.28 | — | UNIT LTD PARTN | G16249107 |
| CBOE | CBOE HLDGS INC | 15,112 | $1,014 | 0.1% | $39.61 | +39.1% | COM | 12503M108 |
| XPHDX | PIONEER FLOATING RATE TR | 84,704 | $959 | 0.1% | $11.42 | — | COM | 72369J102 |
| — | NUVEEN FLOATING RATE INCOME | 89,877 | $903 | 0.1% | $11.08 | — | COM | 67072T108 |
| — | NUVEEN CR STRATEGIES INCM FD COM | 112,400 | $897 | 0.1% | $8.86 | — | SHS | 67073D102 |
| BIIB | BIOGEN INC | 3,000 | $875 | 0.1% | $330.23 | 0.0% | COM | 09062X103 |
| — | JIVE SOFTWARE INC | 174,000 | $813 | 0.1% | $6.32 | — | COM | 47760A108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 26,000 | $790 | 0.1% | $41.56 | — | UNIT LTD PARTN | 726503105 |
| — | SYNGENTA AG | 12,100 | $772 | 0.1% | — | — | Call | 87160A100 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 3,162 | $743 | 0.1% | $40.52 | 0.0% | COM | 45866F104 |
| — | ELLIS PERRY INTL INC | 33,500 | $736 | 0.1% | — | — | Call | 288853104 |
| — | TORTOISE MLP FD INC | 39,662 | $727 | 0.1% | $24.92 | — | COM | 89148B101 |
| TLT | ISHARES TR | 5,831 | $720 | 0.1% | $117.46 | — | 20+ YR TR BD ETF | 464287432 |
| — | CONTROL4 CORP | 85,100 | $694 | 0.1% | $10.85 | — | COM | 21240D107 |
| — | PRUDENTIAL SHT DURATION HG Y | 42,452 | $622 | 0.1% | $17.22 | — | COM | 74442F107 |
| UST | PROSHARES TR | 10,550 | $613 | 0.1% | $55.93 | — | ULTR 7-10 TREA | 74347R180 |
| INVE | IDENTIV INC | 171,200 | $597 | 0.1% | $8.60 | -48.5% | COM NEW | 45170X205 |
| COP | CONOCOPHILLIPS | 11,400 | $547 | 0.1% | — | — | Call | 20825C104 |
| — | ARES DYNAMIC CR ALLOCATION F | 38,629 | $540 | 0.1% | $15.33 | — | COM | 04014F102 |
| — | WORLD PT TERMS LP | 40,097 | $537 | 0.1% | $18.70 | — | UNIT REP LTD PT | 98159G107 |
| — | OWENS ILL INC | 25,500 | $528 | 0.1% | $22.03 | — | COM NEW | 690768403 |
| UBT | PROSHARES TR | 6,502 | $502 | 0.1% | $80.80 | — | ULTRA 20YR TRE | 74347R172 |
| — | ZS PHARMA INC | 7,300 | $479 | 0.1% | — | — | Call | 98979G105 |
| — | DOUBLELINE INCOME SOLUTIONS | 27,135 | $469 | 0.1% | $18.98 | — | COM | 258622109 |
| — | BELLATRIX EXPLORATION LTD | 298,500 | $454 | 0.1% | $2.33 | — | COM | 078314101 |
| — | BROOKFIELD GLOBL LISTED INFR COM | 35,788 | $448 | 0.0% | $15.62 | — | SHS | 11273Q109 |
| LMT | LOCKHEED MARTIN CORP | 2,100 | $435 | 0.0% | — | — | Call | 539830109 |
| — | FIBROGEN INC | 15,000 | $329 | 0.0% | $21.93 | — | COM | 31572Q808 |
| PST | PROSHARES TR | 13,939 | $318 | 0.0% | $26.99 | — | PSHS ULSHT 7-10Y | 74347R313 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 10,000 | $308 | 0.0% | — | — | Call | 49338L103 |
| — | BRIGGS & STRATTON CORP | 15,500 | $299 | 0.0% | $19.27 | — | Put | 109043109 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS | 6,800 | $292 | 0.0% | — | — | Call | G5480U104 |
| LTRX | LANTRONIX INC | 225,000 | $281 | 0.0% | $1.86 | -25.5% | COM NEW | 516548203 |
| — | DISH NETWORK CORP | 4,558 | $266 | 0.0% | $58.36 | — | CL A | 25470M109 |
| — | NATIONAL CINEMEDIA INC | 19,000 | $255 | 0.0% | $15.12 | — | COM | 635309107 |
| NTIP | NETWORK 1 TECHNOLOGIES INC | 125,000 | $253 | 0.0% | $2.23 | -1.7% | COM | 64121N109 |
| — | ICAD INC | 73,356 | $249 | 0.0% | $3.25 | — | COM NEW | 44934S206 |
| — | FIRST TR HIGH INCOME L/S FD | 17,123 | $241 | 0.0% | $17.75 | — | COM | 33738E109 |
| AGG | ISHARES TR | 2,142 | $235 | 0.0% | $111.44 | — | CORE US AGGBD ET | 464287226 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 12,800 | $226 | 0.0% | — | — | Call | 866142102 |
| — | BRIGGS & STRATTON CORP | 11,000 | $212 | 0.0% | $19.27 | — | COM | 109043109 |
| — | JIVE SOFTWARE INC | 40,000 | $187 | 0.0% | $6.32 | — | Call | 47760A108 |
| — | DREYFUS HIGH YIELD STRATEGIE | 58,518 | $179 | 0.0% | $3.43 | — | SH BEN INT | 26200S101 |
| — | ECHELON CORP | 282,000 | $168 | 0.0% | $0.93 | — | COM | 27874N105 |
| — | ON TRACK INNOVATION LTD | 190,000 | $152 | 0.0% | $0.80 | — | SHS | M8791A109 |
| — | E HOUSE CHINA HLDGS LTD | 22,400 | $133 | 0.0% | $5.94 | — | ADR | 26852W103 |
| — | LIBERTY ALL STAR EQUITY FD | 15,395 | $78 | 0.0% | $5.85 | — | SH BEN INT | 530158104 |
| — | FINJAN HLDGS INC | 42,500 | $70 | 0.0% | $1.56 | — | COM NEW | 31788H303 |
| — | PENDRELL CORP | 70,400 | $51 | 0.0% | $1.30 | — | COM | 70686R104 |
| — | UNWIRED PLANET INC NEW | 25,000 | $18 | 0.0% | $0.72 | — | COM | 91531F103 |