Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value: $541M (60.4% shares, 39.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HENNESSY CAP ACQUSTON CORP I | 1,329,047 | $13.16M | 2.4% | $9.90 | $9.84 | — | COM | 42588L105 |
| — | YAHOO INC | 8,759,000 | $12.24M | 2.3% | $1.40 | $1.08 | — | NOTE 12/0 | 984332AF3 |
| — | TPG PACE ENERGY HLDGS CORP | 1,149,717 | $11.62M | 2.1% | $10.11 | $9.95 | — | CL A | 872656103 |
| — | FINTECH ACQUISITION CORP II | 1,134,800 | $11.28M | 2.1% | $9.94 | $9.86 | — | COM | 31810G109 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,101,778 | $10.8M | 2.0% | $9.80 | $9.74 | — | CL A | 57682V106 |
| — | KAYNE ANDERSON ACQUISITION | 1,092,767 | $10.7M | 2.0% | $9.79 | $9.75 | — | COM CL A | 48661U102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 950,000 | $9.491M | 1.8% | $9.99 | $9.94 | — | CL A | G0726L125 |
| — | LANDCADIA HLDGS INC | 926,561 | $9.303M | 1.7% | $10.04 | $9.98 | — | CL A | 51476W107 |
| — | PLATINUM EAGLE ACQUISITIN CO | 899,039 | $9.125M | 1.7% | $10.15 | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | REDWOOD TR INC | 9,080,000 | $8.785M | 1.6% | $0.97 | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| HUNTF | HUNTER MARITIME ACQUISITION | 883,517 | $8.703M | 1.6% | $9.85 | $9.78 | +0.3% | CL A | Y37828111 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 864,501 | $8.671M | 1.6% | $10.03 | $10.08 | — | CL A | G8250R103 |
| — | NEBULA ACQUISITION CORP | 850,000 | $8.602M | 1.6% | $10.12 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | ONE MADISON CORP | 854,860 | $8.549M | 1.6% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | FEDERAL STR ACQUISITION CORP | 828,550 | $8.095M | 1.5% | $9.77 | $9.74 | — | CL A | 31421V107 |
| — | J2 GLOBAL INC | 6,307,000 | $8.023M | 1.5% | $1.27 | $1.16 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | AEROJET ROCKETDYNE HLDGS INC | 6,300,000 | $7.993M | 1.5% | $1.27 | $1.37 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | OSPREY ENERGY ACQUISITION CO | 819,554 | $7.884M | 1.5% | $9.62 | $9.61 | — | CL A COM | 688397108 |
| — | LEGACY ACQUISITION CORP | 821,400 | $7.877M | 1.5% | $9.59 | $9.59 | — | COM CL A | 524643103 |
| — | LEO HOLDINGS CORP | 783,130 | $7.831M | 1.4% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | GTY TECHNOLOGY HOLDINGS INC | 782,610 | $7.787M | 1.4% | $9.95 | $10.11 | — | CL A | G4182A102 |
| — | GORES HLDGS II INC | 774,805 | $7.748M | 1.4% | $10.00 | $10.15 | — | COM CL A | 382867109 |
| — | ARBOR RLTY TR INC | 7,095,000 | $7.707M | 1.4% | $1.09 | $1.08 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | ON SEMICONDUCTOR CORP | 5,320,000 | $7.58M | 1.4% | $1.42 | $1.42 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | VANTAGE ENERGY ACQUISITION | 750,155 | $7.337M | 1.4% | $9.78 | $9.77 | — | COM CL A | 92211L105 |
| STNL | SENTINEL ENERGY SVCS INC | 750,020 | $7.29M | 1.3% | $9.72 | $9.72 | — | COM CL A | G8062D102 |
| — | INTERDIGITAL INC | 6,069,000 | $7.044M | 1.3% | $1.16 | $1.16 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | NICE SYS INC | 5,652,000 | $7.016M | 1.3% | $1.24 | $1.24 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| — | APOLLO COML REAL EST FIN INC | 6,570,000 | $7.004M | 1.3% | $1.07 | $1.07 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | MOSAIC ACQUISITION CORP | 708,445 | $6.907M | 1.3% | $9.75 | $9.72 | — | SHS CL A | G62848109 |
| — | HAYMAKER ACQUISITION CORP | 719,064 | $6.867M | 1.3% | $9.55 | $9.55 | — | COM CLASS A | 420870107 |
| — | APOLLO COML REAL EST FIN INC | 6,580,000 | $6.605M | 1.2% | $1.00 | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | LIBERTY MEDIA CORP DELAWARE | 6,169,000 | $6.47M | 1.2% | $1.05 | $1.05 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | MEDICINES CO | 5,551,000 | $6.387M | 1.2% | $1.15 | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | INSULET CORP | 3,995,000 | $6.167M | 1.1% | $1.54 | $1.30 | — | NOTE 1.250% 9/1 | 45784PAF8 |
| — | CAPITOL INVT CORP IV | 637,046 | $6.16M | 1.1% | $9.67 | $9.67 | — | CL A ORD | G18920101 |
| — | ELECTRUM SPL ACQUISITION COR | 581,063 | $6.031M | 1.1% | $10.38 | $9.91 | — | SHS | G3105C104 |
| — | WORKDAY INC | 3,709,000 | $6.018M | 1.1% | $1.62 | $1.35 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 6,032,000 | $5.987M | 1.1% | $0.99 | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | INDUSTREA ACQUISITION CORP | 602,800 | $5.913M | 1.1% | $9.81 | $9.78 | — | CL A | 45579J104 |
| — | BLACKSTONE MTG TR INC | 6,000,000 | $5.893M | 1.1% | $0.98 | $0.98 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | DFB HEALTHCARE ACQUISTION CO | 571,384 | $5.742M | 1.1% | $10.05 | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | TIBERIUS ACQUISITION CORP | 555,289 | $5.608M | 1.0% | $10.10 | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | HANNON ARMSTRONG SUST INFR C | 5,870,000 | $5.606M | 1.0% | $0.96 | $1.03 | — | NOTE 4.125% 9/0 | 41068XAB6 |
| — | TWITTER INC | 5,670,000 | $5.301M | 1.0% | $0.93 | $0.91 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | EASTERLY ACQUISITION CORP | 514,344 | $5.246M | 1.0% | $10.20 | $9.91 | — | COM | 27616L102 |
| — | MUDRICK CAP ACQUISITION CORP | 510,300 | $5.22M | 1.0% | $10.23 | $10.23 | — | UNIT 02/01/2023 | 624745204 |
| — | THERAVANCE INC | 4,759,000 | $5.092M | 0.9% | $1.07 | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | BIOMARIN PHARMACEUTICAL INC | 4,825,000 | $4.948M | 0.9% | $1.03 | $1.03 | — | NOTE 0.750%10/1 | 09061GAE1 |
| — | MODERN MEDIA ACQUISITION | 472,861 | $4.705M | 0.9% | $9.95 | $9.78 | — | COM | 60765P103 |
| — | CTRIP COM INTL LTD | 4,365,000 | $4.703M | 0.9% | $1.08 | $1.12 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | WRIGHT MED GROUP N V | 4,120,000 | $4.687M | 0.9% | $1.14 | $1.14 | — | NOTE 2.250%11/1 | 98236JAB4 |
| — | PENSARE ACQUISITION CORP | 478,499 | $4.651M | 0.9% | $9.72 | $9.67 | — | COM | 70957E105 |
| — | DISH NETWORK CORP | 5,260,000 | $4.629M | 0.9% | $0.88 | $0.88 | — | NOTE 2.375% 3/1 | 25470MAD1 |
| — | SABAN CAP ACQUISITION CORP | 440,983 | $4.383M | 0.8% | $9.94 | $10.00 | — | COM CL A | 78516C106 |
| — | MOLINA HEALTHCARE INC | 2,088,000 | $4.199M | 0.8% | $2.01 | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | TPG PACE HLDGS CORP | 425,000 | $4.165M | 0.8% | $9.80 | $9.76 | — | CL A | G89827128 |
| — | DISH NETWORK CORP | 4,320,000 | $4.155M | 0.8% | $0.96 | $1.11 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | INVACARE CORP | 3,200,000 | $4.022M | 0.7% | $1.26 | $1.10 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | TWO HBRS INVT CORP | 3,865,000 | $3.991M | 0.7% | $1.03 | $1.06 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | AMAG PHARMACEUTICALS INC | 3,867,000 | $3.973M | 0.7% | $1.03 | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 363,049 | $3.66M | 0.7% | $10.08 | $9.99 | — | UNIT 99/99/9999 | G74760110 |
| — | GOLAR LNG LTD | 3,412,000 | $3.493M | 0.6% | $1.02 | $1.02 | — | NOTE 2.750% 2/1 | 38046YAB7 |
| — | COLONY STARWOOD HOMES | 3,100,000 | $3.458M | 0.6% | $1.12 | $1.12 | — | NOTE 3.500% 1/1 | 19625XAB8 |
| PACK | ONE MADISON CORP | 350,000 | $3.343M | 0.6% | $9.55 | $9.55 | — | COM | G6772P100 |
| — | HAYMAKER ACQUISITION CORP | 335,000 | $3.333M | 0.6% | $9.95 | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | LEGACY ACQUISITION CORP | 334,506 | $3.328M | 0.6% | $9.95 | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | RADIUS HEALTH INC | 2,895,000 | $2.922M | 0.5% | $1.01 | $0.94 | — | NOTE 3.000% 9/0 | 750469AA6 |
| — | REDWOOD TR INC | 2,850,000 | $2.85M | 0.5% | $1.00 | $1.00 | — | NOTE 4.625% 4/1 | 758075AB1 |
| — | BARCLAYS BK PLC | 60,000 | $2.838M | 0.5% | $47.30 | — | — | Put | 06746L422 |
| — | VEECO INSTRS INC DEL | 3,099,000 | $2.814M | 0.5% | $0.91 | $0.87 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | DHT HOLDINGS INC | 2,877,000 | $2.812M | 0.5% | $0.98 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | LEISURE ACQUISITION CORP | 289,200 | $2.776M | 0.5% | $9.60 | $9.60 | — | COM | 52539T107 |
| — | CORENERGY INFRASTRUCTURE TR | 2,292,000 | $2.675M | 0.5% | $1.17 | $0.97 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| RNG | RINGCENTRAL INC | 40,900 | $2.597M | 0.5% | $63.50 | $58.57 | +8.4% | CL A | 76680R206 |
| — | FIREEYE INC | 2,740,000 | $2.552M | 0.5% | $0.93 | $0.88 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | EXACT SCIENCES CORP | 2,800,000 | $2.482M | 0.5% | $0.89 | $0.89 | — | DBCV 1.000% 1/1 | 30063PAA3 |
| — | NATIONAL HEALTH INVS INC | 2,220,000 | $2.417M | 0.4% | $1.09 | $1.06 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | MUDRICK CAP ACQUISITION CORP | 250,000 | $2.4M | 0.4% | $9.60 | $9.60 | — | COM CLASS A | 624745105 |
| RWT | REDWOOD TR INC | 150,000 | $2.321M | 0.4% | $15.47 | — | — | Put | 758075402 |
| — | MOSAIC ACQUISITION CORP | 220,000 | $2.213M | 0.4% | $10.06 | $10.15 | — | UNIT 99/99/9999 | G62848117 |
| — | STARWOOD PPTY TR INC | 2,175,000 | $2.19M | 0.4% | $1.01 | $1.01 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | SILICON LABORATORIES INC | 1,885,000 | $2.175M | 0.4% | $1.15 | $1.15 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | MATLIN & PARTNERS ACQUISITIO | 200,000 | $2.056M | 0.4% | $10.28 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | INTEGRATED DEVICE TECHNOLOGY | 1,800,000 | $2.019M | 0.4% | $1.12 | $1.12 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | GUIDEWIRE SOFTWARE INC | 2,000,000 | $1.955M | 0.4% | $0.98 | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | LIBERTY MEDIA CORP DELAWARE | 1,530,000 | $1.75M | 0.3% | $1.14 | $1.20 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | MEDICINES CO | 1,800,000 | $1.733M | 0.3% | $0.96 | $0.96 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | LEISURE ACQUISITION CORP | 175,000 | $1.727M | 0.3% | $9.87 | $9.98 | — | UNIT 99/99/9999 | 52539T206 |
| — | OPES ACQUISITION CORP | 154,600 | $1.554M | 0.3% | $10.05 | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 10,000 | $1.51M | 0.3% | $151.00 | — | — | Put | G50871105 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 150,000 | $1.478M | 0.3% | $9.85 | $9.85 | — | SHS CL A | G7126L100 |
| — | GORES HLDGS II INC | 138,206 | $1.477M | 0.3% | $10.69 | $10.48 | — | UNIT 99/99/9999 | 382867208 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 150,000 | $1.455M | 0.3% | $9.70 | $9.70 | — | COM | G74760102 |
| — | NEBULA ACQUISITION CORP | 150,000 | $1.448M | 0.3% | $9.65 | $9.65 | — | COM CLASS A | 629076100 |
| — | KBL MERGER CORP IV | 147,000 | $1.448M | 0.3% | $9.85 | $9.71 | — | COM | 48242A104 |
| — | BLACK RIDGE ACQUISITION CORP | 145,300 | $1.404M | 0.3% | $9.66 | $9.65 | — | COM | 09216T107 |
| — | GORDON POINTE ACQUISITION CO | 140,000 | $1.359M | 0.3% | $9.71 | $9.71 | — | COM CLASS A | 382788107 |
| — | FEDERAL STR ACQUISITION CORP | 130,000 | $1.331M | 0.2% | $10.24 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | OSPREY ENERGY ACQUISITION CO | 127,115 | $1.284M | 0.2% | $10.10 | $9.93 | — | UNIT 07/21/2022 | 688397207 |
| — | CM SEVEN STAR ACQUISITION CO | 125,000 | $1.281M | 0.2% | $10.25 | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| CHGG | CHEGG INC | 59,400 | $1.227M | 0.2% | $20.66 | $18.93 | +9.1% | COM | 163092109 |
| — | DRAPER OAKWOOD TECHNOLOGY | 121,800 | $1.205M | 0.2% | $9.89 | $9.82 | — | COM CL A | 26146L103 |
| ETSY | ETSY INC | 41,400 | $1.162M | 0.2% | $28.07 | $22.47 | +24.9% | COM | 29786A106 |
| — | ATLANTIC ACQUISITION CORP | 107,678 | $1.068M | 0.2% | $9.92 | $9.91 | — | COM | 048206106 |
| — | UNION ACQUISITION CORP | 100,000 | $1.023M | 0.2% | $10.23 | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | ENVESTNET INC | 930,000 | $1.021M | 0.2% | $1.10 | $1.04 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | GIGCAPITAL INC | 100,000 | $977K | 0.2% | $9.77 | $9.77 | — | COM | 37518N106 |
| — | MTECH ACQUISITION CORP | 100,000 | $958K | 0.2% | $9.58 | $9.58 | — | COM CLASS A | 55378W107 |
| BKNG | BOOKING HLDGS INC | 455 | $947K | 0.2% | $2081.32 | $1933.58 | +5.9% | COM | 09857L108 |
| — | BLACK RIDGE ACQUISITION CORP | 84,900 | $885K | 0.2% | $10.42 | $10.14 | — | UNIT 10/05/2022 | 09216T206 |
| — | TESLA INC | 845,000 | $880K | 0.2% | $1.04 | $1.09 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| PHUN | STELLAR ACQUISITION III INC | 84,018 | $869K | 0.2% | $10.34 | $10.04 | — | COM | Y8172W107 |
| INVA | INNOVIVA INC | 50,000 | $834K | 0.2% | $16.68 | — | — | Put | 45781M101 |
| — | LANDMARK INFRASTRUCTURE LP | 50,000 | $833K | 0.2% | $16.66 | — | — | Put | 51508J108 |
| — | HENNESSY CAP ACQUSTON CORP I | 75,522 | $794K | 0.1% | $10.51 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | GTY TECHNOLOGY HOLDINGS INC | 73,292 | $759K | 0.1% | $10.36 | $10.35 | — | UNIT 99/99/9999 | G4182A110 |
| NESR | NATIONAL ENERGY SERVICES REU | 69,400 | $688K | 0.1% | $9.91 | $9.52 | — | SHS | G6375R107 |
| — | FINTECH ACQUISITION CORP II | 59,857 | $632K | 0.1% | $10.56 | $10.45 | — | UNIT 99/99/9999 | 31810G208 |
| — | CONSTELLATION ALPHA CAP CORP | 55,000 | $577K | 0.1% | $10.49 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | COLONY NORTHSTAR INC | 100,000 | $562K | 0.1% | $5.62 | — | — | Call | 19625W104 |
| — | I AM CAP ACQUISITION CO | 56,000 | $557K | 0.1% | $9.95 | $9.88 | — | COM | 45074Q108 |
| — | DRAPER OAKWOOD TECHNOLOGY | 50,300 | $540K | 0.1% | $10.74 | $10.16 | — | UNIT 09/30/2024 | 26146L202 |
| TSLA | TESLA INC | 2,000 | $532K | 0.1% | $266.00 * | $22.00 | -19.3% | Put | 88160R101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 53,600 | $526K | 0.1% | $9.81 | $9.69 | — | COM | 089482103 |
| TPGH/U | TPG PACE HLDGS CORP | 50,000 | $521K | 0.1% | $10.42 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | CONSTELLATION ALPHA CAP CORP | 51,000 | $504K | 0.1% | $9.88 | $9.76 | — | SHS | G2379F108 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $497K | 0.1% | $9.94 | $9.88 | — | ORD SHS | G1142P104 |
| — | MTECH ACQUISITION CORP | 50,780 | $486K | 0.1% | $9.57 | $9.57 | — | UNIT 01/19/2023 | G62848206 |
| — | KBL MERGER CORP IV | 45,100 | $468K | 0.1% | $10.38 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | JENSYN ACQUISITION CORP | 28,250 | $297K | 0.1% | $10.51 | $10.31 | — | COM | 47632B102 |
| — | SENTINEL ENERGY SVCS INC | 29,071 | $288K | 0.1% | $9.91 | $9.97 | — | UNIT 11/02/2022 | G8062D128 |
| — | VANTAGE ENERGY ACQUISITION | 26,210 | $268K | 0.0% | $10.23 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| ON | ON SEMICONDUCTOR CORP | 10,000 | $245K | 0.0% | $24.50 | — | — | Put | 682189105 |
| — | ATLANTIC ACQUISITION CORP | 17,500 | $181K | 0.0% | $10.34 | $10.28 | — | UNIT 02/08/2019 | 048206205 |
| — | MODERN MEDIA ACQUISITION | 328,330 | $131K | 0.0% | $0.40 | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PENSARE ACQUISITION CORP | 250,000 | $113K | 0.0% | $0.45 | $0.43 | — | RIGHT 99/99/9999 | 70957E121 |
| — | LEGACY ACQUISITION CORP | 247,400 | $87,000 | 0.0% | $0.35 | $0.37 | — | *W EXP 11/30/202 | 524643111 |
| — | MUDRICK CAP ACQUISITION CORP | 126,875 | $82,000 | 0.0% | $0.65 | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| TSLA | TESLA INC | 270 | $72,000 | 0.0% | $266.67 * | $22.00 | -19.3% | COM | 88160R101 |
| — | VANTAGE ENERGY ACQUISITION | 45,925 | $67,000 | 0.0% | $1.46 | $1.38 | — | *W EXP 04/12/202 | 92211L113 |
| — | NEBULA ACQUISITION CORP | 49,500 | $59,000 | 0.0% | $1.19 | $1.19 | — | *W EXP 03/12/202 | 629076118 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 35,173 | $58,000 | 0.0% | $1.65 | $1.76 | — | *W EXP 09/14/202 | G8250R129 |
| — | LEISURE ACQUISITION CORP | 73,775 | $55,000 | 0.0% | $0.75 | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | MOSAIC ACQUISITION CORP | 42,400 | $53,000 | 0.0% | $1.25 | $1.28 | — | *W EXP 10/23/202 | G62848125 |
| — | TPG PACE ENERGY HLDGS CORP | 27,373 | $51,000 | 0.0% | $1.86 | $1.34 | — | *W EXP 99/99/999 | 872656111 |
| — | MATLIN & PARTNERS ACQUISITIO | 92,168 | $49,000 | 0.0% | $0.53 | $0.47 | — | *W EXP 05/28/202 | 57682V114 |
| — | MTECH ACQUISITION CORP | 69,976 | $43,000 | 0.0% | $0.61 | $0.61 | — | *W EXP 08/01/202 | 55378W115 |
| — | TPG PACE HLDGS CORP | 25,000 | $40,000 | 0.0% | $1.60 | $1.54 | — | *W EXP 06/27/202 | G89827110 |
| — | SENTINEL ENERGY SVCS INC | 40,600 | $39,000 | 0.0% | $0.96 | $0.96 | — | *W EXP 11/02/202 | G8062D110 |
| — | INDUSTREA ACQUISITION CORP | 69,600 | $38,000 | 0.0% | $0.55 | $0.43 | — | *W EXP 08/01/202 | 45579J112 |
| — | KBL MERGER CORP IV | 105,000 | $37,000 | 0.0% | $0.35 | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | PLATINUM EAGLE ACQUISITIN CO | 29,500 | $37,000 | 0.0% | $1.25 | $1.25 | — | W EXP 01/17/202 | G7126L118 |
| — | GORDON POINTE ACQUISITION CO | 65,000 | $35,000 | 0.0% | $0.54 | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | REGALWOOD GLOBAL ENERGY LTD | 33,000 | $35,000 | 0.0% | $1.06 | $1.06 | — | W EXP 12/05/202 | G74760128 |
| — | OSPREY ENERGY ACQUISITION CO | 37,500 | $29,000 | 0.0% | $0.77 | $0.76 | — | *W EXP 07/21/202 | 688397116 |
| — | HAYMAKER ACQUISITION CORP | 33,290 | $26,000 | 0.0% | $0.78 | $0.78 | — | *W EXP 10/27/202 | 420870115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 50,000 | $21,000 | 0.0% | $0.42 | $0.38 | — | RIGHT 12/01/2022 | 089482129 |
| — | CAPITOL INVT CORP IV | 2,000 | $20,000 | 0.0% | $10.00 | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $20,000 | 0.0% | $0.40 | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | I AM CAP ACQUISITION CO | 56,000 | $20,000 | 0.0% | $0.36 | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | GIGCAPITAL INC | 50,000 | $19,000 | 0.0% | $0.38 | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | SABAN CAP ACQUISITION CORP | 14,739 | $19,000 | 0.0% | $1.29 | $1.30 | — | *W EXP 09/21/202 | 78516C114 |
| — | CONSTELLATION ALPHA CAP CORP | 50,000 | $18,000 | 0.0% | $0.36 | $0.30 | — | RIGHT 99/99/9999 | G2379F132 |
| — | I AM CAP ACQUISITION CO | 41,000 | $18,000 | 0.0% | $0.44 | $0.32 | — | *W EXP 05/22/202 | 45074Q116 |
| — | KBL MERGER CORP IV | 68,300 | $16,000 | 0.0% | $0.23 | $0.19 | — | *W EXP 01/15/202 | 48242A112 |
| — | ATLANTIC ACQUISITION CORP | 30,000 | $15,000 | 0.0% | $0.50 | $0.50 | — | RIGHT 02/08/2019 | 048206304 |
| — | LANDCADIA HLDGS INC | 19,200 | $14,000 | 0.0% | $0.73 | $0.68 | — | *W EXP 06/01/202 | 51476W115 |
| — | STELLAR ACQUISITION III INC | 28,000 | $13,000 | 0.0% | $0.46 | $0.32 | — | *W EXP 03/22/202 | Y8172W115 |
| — | MODERN MEDIA ACQUISITION | 19,165 | $10,000 | 0.0% | $0.52 | $0.49 | — | *W EXP 05/17/202 | 60765P111 |
| — | JENSYN ACQUISITION CORP | 20,000 | $9,000 | 0.0% | $0.45 | $0.40 | — | RIGHT 99/99/9999 | 47632B128 |
| — | GORES HLDGS II INC | 5,442 | $9,000 | 0.0% | $1.65 | $1.39 | — | *W EXP 01/13/202 | 382867117 |
| — | CONSTELLATION ALPHA CAP CORP | 32,500 | $8,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 03/23/202 | G2379F116 |
| — | HENNESSY CAP ACQUSTON CORP I | 8,856 | $7,000 | 0.0% | $0.79 | $0.73 | — | *W EXP 06/15/202 | 42588L113 |
| — | HUNTER MARITIME ACQUISITION | 12,521 | $7,000 | 0.0% | $0.56 | $0.73 | — | *W EXP 99/99/999 | Y37828129 |
| — | M I ACQUISITIONS INC | 9,111 | $7,000 | 0.0% | $0.77 | $0.31 | — | *W EXP 11/15/202 | 55304A112 |
| — | CAPITOL INVT CORP IV | 4,726 | $6,000 | 0.0% | $1.27 | $1.14 | — | *W EXP 01/01/202 | G18920127 |
| — | BIG ROCK PARTNERS ACQUISI CO | 10,000 | $5,000 | 0.0% | $0.50 | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | KAYNE ANDERSON ACQUISITION | 5,244 | $5,000 | 0.0% | $0.95 | $0.95 | — | *W EXP 06/30/202 | 48661U110 |
| — | FINTECH ACQUISITION CORP II | 3,941 | $5,000 | 0.0% | $1.27 | $1.36 | — | *W EXP 01/19/202 | 31810G117 |
| — | FEDERAL STR ACQUISITION CORP | 3,495 | $4,000 | 0.0% | $1.14 | $1.11 | — | *W EXP 07/24/202 | 31421V115 |
| NESRW | NATIONAL ENERGY SERVICES REU | 4,900 | $4,000 | 0.0% | $0.82 | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 6,306 | $2,000 | 0.0% | $0.32 | $0.33 | — | *W EXP 99/99/999 | G0726L117 |
| — | JENSYN ACQUISITION CORP | 10,000 | $2,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 03/07/202 | 47632B110 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,404 | $2,000 | 0.0% | $1.42 | $1.72 | — | *W EXP 10/25/202 | G4182A128 |