CIK: 0001535392 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $1,587,232 (98.7% shares, 1.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,260,600 | $947,922 | 59.7% | — | — | Call | 78462F103 |
| — | PENN VA CORP NEW | 1,437,243 | $115,756 | 7.3% | $47.09 | — | COM | 70788V102 |
| SATS | ECHOSTAR CORP | 1,534,909 | $71,174 | 4.5% | $35.47 | +7.3% | CL A | 278768106 |
| — | BONANZA CREEK ENERGY INC | 2,007,800 | $59,792 | 3.8% | $30.78 | — | COM NEW | 097793400 |
| TSLA | TESLA INC | 145,800 | $38,603 | 2.4% | — | — | Put | 88160R101 |
| BTU | PEABODY ENERGY CORP NEW | 957,801 | $34,136 | 2.2% | $22.36 | +68.1% | COM | 704551100 |
| — | PDC ENERGY INC | 691,150 | $33,839 | 2.1% | $51.46 | — | COM | 69327R101 |
| ANIP | ANI PHARMACEUTICALS INC | 512,401 | $28,971 | 1.8% | $52.53 | +16.5% | COM | 00182C103 |
| GPRE | GREEN PLAINS INC | 1,455,312 | $25,031 | 1.6% | $17.68 | -3.2% | COM | 393222104 |
| — | PENNYMAC FINL SVCS INC | 1,023,581 | $21,393 | 1.3% | $18.50 | — | CL A | 70932B101 |
| — | ANI PHARMACEUTICALS INC | 18,779,000 | $19,906 | 1.3% | $2.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| VRTS | VIRTUS INVT PARTNERS INC | 150,861 | $17,160 | 1.1% | $93.91 | +7.0% | COM | 92828Q109 |
| INSW | INTERNATIONAL SEAWAYS INC | 855,470 | $17,127 | 1.1% | $11.49 | +12.7% | COM | Y41053102 |
| — | ATLANTIC PWR CORP | 6,645,407 | $14,620 | 0.9% | $2.53 | — | COM NEW | 04878Q863 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 1,167,455 | $14,476 | 0.9% | $15.20 | — | SHS | G1644T109 |
| — | ABRAXAS PETE CORP | 6,023,460 | $14,035 | 0.9% | $2.42 | — | COM | 003830106 |
| — | SPIRIT MTA REIT | 1,164,267 | $13,412 | 0.8% | $10.89 | — | COM SHS BEN IN | 84861U105 |
| ALDX | ALDEYRA THERAPEUTICS INC | 707,746 | $9,767 | 0.6% | $7.62 | +6.5% | COM | 01438T106 |
| — | SPARTAN ENERGY ACQUISITON CO | 900,000 | $9,135 | 0.6% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | CAI INTERNATIONAL INC | 389,897 | $8,917 | 0.6% | $23.16 | — | COM | 12477X106 |
| — | ZAFGEN INC | 737,629 | $8,623 | 0.5% | $4.93 | — | COM | 98885E103 |
| — | CHURCHILL CAP CORP | 850,000 | $8,611 | 0.5% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | FLY LEASING LTD | 605,325 | $8,535 | 0.5% | $14.10 | — | SPONSORED ADR | 34407D109 |
| — | EQUITY COMWLTH | 230,200 | $7,387 | 0.5% | $29.61 | — | Call | 294628102 |
| CPRX | CATALYST PHARMACEUTICALS INC | 1,677,944 | $6,343 | 0.4% | $3.28 | -4.6% | COM | 14888U101 |
| — | EAGLE BULK SHIPPING INC | 1,106,307 | $6,217 | 0.4% | $4.61 | — | SHS NEW | Y2187A143 |
| GNK | GENCO SHIPPING & TRADING LTD | 308,760 | $4,323 | 0.3% | $14.12 | 0.0% | SHS | Y2685T131 |
| — | RAMACO RES INC | 519,606 | $3,876 | 0.2% | $7.12 | — | COM | 75134P303 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $3,325 | 0.2% | $9.50 | — | ORD SHS | G88950103 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $2,913 | 0.2% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $2,880 | 0.2% | $9.60 | — | SHS | G9145A107 |
| — | NEW FRONTIER CORP | 250,000 | $2,405 | 0.2% | $9.62 | — | COM CL A | G6485P108 |
| SVRA | SAVARA INC | 202,148 | $2,256 | 0.1% | $11.50 | 0.0% | COM | 805111101 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $1,902 | 0.1% | $9.51 | — | CL A COM | 58518F109 |
| — | SIERRA ONCOLOGY INC | 487,237 | $828 | 0.1% | $1.70 | — | COM | 82640U107 |
| — | EROS INTL PLC | 38,500 | $464 | 0.0% | — | — | Put | G3788M114 |
| GERN | GERON CORP | 166,700 | $293 | 0.0% | — | — | Put | 374163103 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $159 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | NEW FRONTIER CORP | 125,000 | $148 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $134 | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $126 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $120 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $108 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $84 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |