CIK: 0001535392 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value ($000): $750,808 (97.0% shares, 3.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PENN VA CORP NEW | 1,698,382 | $91,815 | 12.2% | $48.16 | — | COM | 70788V102 |
| SPY | SPDR S&P 500 ETF TR | 337,900 | $84,448 | 11.2% | — | — | Call | 78462F103 |
| — | PDC ENERGY INC | 2,022,717 | $60,196 | 8.0% | $37.17 | — | COM | 69327R101 |
| SATS | ECHOSTAR CORP | 1,534,909 | $56,362 | 7.5% | $35.47 | -7.0% | CL A | 278768106 |
| — | BONANZA CREEK ENERGY INC | 2,021,700 | $41,789 | 5.6% | $30.78 | — | COM NEW | 097793400 |
| BTU | PEABODY ENERGY CORP NEW | 1,057,801 | $32,242 | 4.3% | $23.03 | +28.0% | COM | 704551100 |
| GPRE | GREEN PLAINS INC | 2,300,856 | $30,164 | 4.0% | $17.20 | -4.8% | COM | 393222104 |
| ANIP | ANI PHARMACEUTICALS INC | 549,401 | $24,734 | 3.3% | $52.52 | -0.2% | COM | 00182C103 |
| VRTS | VIRTUS INVT PARTNERS INC | 295,665 | $23,485 | 3.1% | $85.68 | -10.0% | COM | 92828Q109 |
| — | SPIRIT MTA REIT | 2,942,111 | $20,977 | 2.8% | $8.62 | — | COM SHS BEN IN | 84861U105 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 1,842,796 | $19,681 | 2.6% | $13.54 | — | SHS | G1644T109 |
| — | ATLANTIC PWR CORP | 9,011,577 | $19,555 | 2.6% | $2.43 | — | COM NEW | 04878Q863 |
| — | ANI PHARMACEUTICALS INC | 18,779,000 | $18,849 | 2.5% | $2.12 | — | NOTE 3.000%12/0 | 00182CAA1 |
| TSLA | TESLA INC | 50,800 | $16,906 | 2.3% | — | — | Put | 88160R101 |
| — | CAI INTERNATIONAL INC | 721,581 | $16,762 | 2.2% | $23.19 | — | COM | 12477X106 |
| PFSI | PENNYMAC FINL SVCS INC | 764,436 | $16,252 | 2.2% | $18.86 | 0.0% | COM | 70932M107 |
| INSW | INTERNATIONAL SEAWAYS INC | 868,170 | $14,620 | 1.9% | $11.50 | +4.7% | COM | Y41053102 |
| — | FLY LEASING LTD | 1,166,288 | $12,316 | 1.6% | $12.40 | — | SPONSORED ADR | 34407D109 |
| — | ABRAXAS PETE CORP | 9,648,318 | $10,517 | 1.4% | $1.92 | — | COM | 003830106 |
| — | CONTURA ENERGY INC | 150,850 | $9,917 | 1.3% | $65.74 | — | COM | 21241B100 |
| GNK | GENCO SHIPPING & TRADING LTD | 1,220,750 | $9,632 | 1.3% | $11.18 | -8.9% | SHS | Y2685T131 |
| — | NAVIOS MARITIME CONTAINERS L | 3,065,210 | $8,675 | 1.2% | $2.83 | — | COM UNIT RP LP | Y62151108 |
| — | SPARTAN ENERGY ACQUISITON CO | 900,000 | $8,667 | 1.2% | $9.63 | — | CL A COM STK | 846784106 |
| — | CHURCHILL CAP CORP | 850,000 | $8,593 | 1.1% | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | GRAF INDL CORP | 850,000 | $8,160 | 1.1% | $9.60 | — | COM | 384278107 |
| — | CF FIN ACQUISITION CORP | 700,000 | $7,000 | 0.9% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | AMCI ACQUISITION CORP | 700,000 | $6,965 | 0.9% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| SVRA | SAVARA INC | 813,615 | $6,159 | 0.8% | $9.62 | -6.5% | COM | 805111101 |
| ALDX | ALDEYRA THERAPEUTICS INC | 707,746 | $5,874 | 0.8% | $7.62 | +34.5% | COM | 01438T106 |
| — | EIGER BIOPHARMACEUTICALS INC | 547,284 | $5,560 | 0.7% | $10.16 | — | COM | 28249U105 |
| — | CHASERG TECHNLGY ACQUISITN C | 550,000 | $5,495 | 0.7% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | FINTECH ACQUISITION CORP III | 500,000 | $5,000 | 0.7% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | SCHULTZE SPL PURP ACQUISITIO | 500,000 | $4,975 | 0.7% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | SIERRA ONCOLOGY INC | 3,688,609 | $4,869 | 0.6% | $1.37 | — | COM | 82640U107 |
| CPRX | CATALYST PHARMACEUTICALS INC | 2,368,330 | $4,547 | 0.6% | $3.16 | -9.4% | COM | 14888U101 |
| — | AK STL CORP | 4,000,000 | $3,965 | 0.5% | $0.99 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | ZAFGEN INC | 737,629 | $3,651 | 0.5% | $4.93 | — | COM | 98885E103 |
| — | COLLIER CREEK HOLDINGS | 350,000 | $3,378 | 0.4% | $9.65 | — | COM CL A | G22707106 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $3,378 | 0.4% | $9.50 | — | ORD SHS | G88950103 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $2,970 | 0.4% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $2,946 | 0.4% | $9.60 | — | SHS | G9145A107 |
| — | RAMACO RES INC | 593,750 | $2,939 | 0.4% | $6.85 | — | COM | 75134P303 |
| — | NEW FRONTIER CORP | 250,000 | $2,450 | 0.3% | $9.62 | — | COM CL A | G6485P108 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $1,940 | 0.3% | $9.51 | — | CL A COM | 58518F109 |
| — | GRAF INDL CORP | 850,000 | $340 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | SPARTAN ENERGY ACQUISITON CO | 300,000 | $291 | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | COLLIER CREEK HOLDINGS | 116,666 | $140 | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $123 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | NEW FRONTIER CORP | 125,000 | $112 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | THUNDER BRIDGE ACQUISITION L | 300,000 | $111 | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $105 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $80 | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | TWELVE SEAS INVESTMENT COMPA | 300,000 | $78 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | TKK SYMPHONY ACQUISITION COR | 350,000 | $53 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |