CIK: 0001569550 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Jan 29, 2015
Total Value ($000): $50,038,840 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TWENTY-FIRST CENTURY FOX - B | 150,000 | $5,533,500 | 11.1% | $31504.67 | — | COM | 90130A200 |
| — | PNC FINANCIAL SERVICES-CW18 | 185,674 | $4,632,566 | 9.3% | $15100.00 | — | WTS | 693475121 |
| — | COMERICA INC-CW18 | 184,400 | $3,309,980 | 6.6% | $13700.00 | — | WTS | 200340115 |
| — | COMCAST CORP-SPECIAL CL A | 40,000 | $2,302,600 | 4.6% | $48770.00 | — | COM | 20030N200 |
| NWS | NEWS CORP - CLASS B | 100,000 | $1,508,000 | 3.0% | $13.19 | 0.0% | COM | 65249B208 |
| — | BLACKROCK MUNICIPAL TARGET | 56,805 | $1,141,212 | 2.3% | $17734.81 | — | ETF | 09257P105 |
| — | DISCOVERY COMMUNICATIONS-C | 31,741 | $1,070,306 | 2.1% | $33719.98 | — | COM | 25470F302 |
| — | BLACKHAWK NETWORK HD-B | 28,039 | $1,056,789 | 2.1% | $32506.78 | — | COM | 09238E203 |
| — | CAPITAL ONE FINANCIAL C-CW18 | 25,000 | $1,027,750 | 2.1% | $24230.00 | — | WTS | 14040H139 |
| — | CHIMERA INVESTMENT CORP | 280,000 | $890,400 | 1.8% | $3000.00 | — | COM | 16934Q109 |
| MUB | ISHARES NATIONAL AMT-FREE MU | 6,894 | $760,683 | 1.5% | $105039.89 | — | ETF | 464288414 |
| — | GOOGLE INC-CL A | 1,350 | $716,391 | 1.4% | $530660.00 | — | COM | 38259P508 |
| — | NUVEEN INT DUR MUNI TERM FD | 54,845 | $685,562 | 1.4% | $11509.99 | — | ETF | 670671106 |
| O | REALTY INCOME CORP | 13,894 | $662,882 | 1.3% | $26.33 | 0.0% | COM | 756109104 |
| — | INVESCO DYNAMIC CREDIT OPP | 51,740 | $613,119 | 1.2% | $11850.00 | — | ETF | 46132R104 |
| GM | GENERAL MOTORS CO | 16,363 | $571,232 | 1.1% | $24.50 | 0.0% | COM | 37045V100 |
| — | JOHNSON CONTROLS INC | 10,816 | $522,845 | 1.0% | $47866.68 | — | COM | 478366107 |
| — | EATON VANCE LTD DURATION FND | 36,120 | $510,014 | 1.0% | $14119.99 | — | ETF | 27828H105 |
| BAC | BANK OF AMERICA CORP | 28,300 | $506,287 | 1.0% | $11.85 | +14.4% | COM | 060505104 |
| — | TRIQUINT SEMICONDUCTOR INC | 17,910 | $493,420 | 1.0% | $27549.97 | — | COM | 89674K103 |
| — | INVESCO SENIOR INCOME TRUST | 106,960 | $487,737 | 1.0% | $4559.99 | — | ETF | 46131H107 |
| — | BLACKSTONE/GSO STRATEGIC C | 28,100 | $463,088 | 0.9% | $16480.00 | — | ETF | 09257R101 |
| WFC | WELLS FARGO & CO | 7,800 | $427,596 | 0.9% | $32.04 | +21.0% | COM | 949746101 |
| — | VOYA PRIME RATE TRUST | 78,880 | $418,852 | 0.8% | $5309.99 | — | ETF | 92913A100 |
| C | CITIGROUP INC | 7,300 | $395,003 | 0.8% | $36.67 | +7.8% | COM | 172967424 |
| ESS | ESSEX PROPERTY TRUST INC | 1,900 | $392,540 | 0.8% | $138.38 | 0.0% | COM | 297178105 |
| — | TCF FINANCIAL CORP-CW18 | 144,200 | $376,362 | 0.8% | $2020.00 | — | WTS | 872275128 |
| DE | DEERE & CO | 4,200 | $371,574 | 0.7% | $71.22 | -0.8% | COM | 244199105 |
| — | BLACKROCK DEBT STRATEGIES FD | 99,580 | $370,437 | 0.7% | $3719.99 | — | ETF | 09255R103 |
| CSCO | CISCO SYSTEMS INC | 13,300 | $369,939 | 0.7% | $15.90 | +15.1% | COM | 17275R102 |
| — | BLACKROCK FLOAT RT INCOME ST | 27,520 | $368,492 | 0.7% | $13389.97 | — | ETF | 09255X100 |
| — | NUVEEN CREDIT STRAT INC FD | 40,120 | $351,852 | 0.7% | $8769.99 | — | ETF | 67073D102 |
| — | HALYARD HEALTH INC | 7,700 | $350,119 | 0.7% | $45470.00 | — | COM | 40650V100 |
| — | LORILLARD INC | 5,400 | $339,876 | 0.7% | $61407.78 | — | COM | 544147101 |
| — | EATON VANCE FLOAT RT INC TR | 24,435 | $339,402 | 0.7% | $13889.99 | — | ETF | 278279104 |
| TRV | TRAVELERS COS INC/THE | 3,200 | $338,720 | 0.7% | $66.71 | +18.4% | COM | 89417E109 |
| MDU | MDU RESOURCES GROUP INC | 14,165 | $332,877 | 0.7% | $6.84 | 0.0% | COM | 552690109 |
| JPM | JPMORGAN CHASE & CO | 5,300 | $331,674 | 0.7% | $38.16 | +17.1% | COM | 46625H100 |
| — | CORNERSTONE PROGRESSIVE RETU | 21,205 | $322,528 | 0.6% | $15210.00 | — | ETF | 21925C200 |
| — | WP GLIMCHER INC | 18,400 | $316,848 | 0.6% | $17220.00 | — | COM | 92939N102 |
| — | TEMPLETON EMERG MKTS INC FD | 27,600 | $312,984 | 0.6% | $11340.00 | — | ETF | 880192109 |
| — | GAMCO NATURAL RESOURCES GOLD | 38,525 | $310,896 | 0.6% | $8069.98 | — | ETF | 36465E101 |
| XPHDX | PIONEER FLOATING RATE TRUST | 26,700 | $303,846 | 0.6% | $11380.00 | — | ETF | 72369J102 |
| ALB | ALBEMARLE CORP | 4,900 | $294,637 | 0.6% | $49.99 | 0.0% | COM | 012653101 |
| — | BLACKSTONE/GSO LONG-SHORT CR | 18,960 | $294,448 | 0.6% | $15529.96 | — | ETF | 09257D102 |
| — | FIRST TRUST SENIOR FLOATING | 21,960 | $285,699 | 0.6% | $13009.97 | — | ETF | 33733U108 |
| AMZN | AMAZON.COM INC | 915 | $283,970 | 0.6% | $15.58 | 0.0% | COM | 023135106 |
| — | BLACKROCK LTD DURATION INC | 17,940 | $282,016 | 0.6% | $15719.95 | — | ETF | 09249W101 |
| — | WESTERN ASSET HIGH YIELD DEF | 17,840 | $281,336 | 0.6% | $15769.95 | — | ETF | 95768B107 |
| DCI | DONALDSON CO INC | 7,100 | $274,273 | 0.5% | $32.99 | 0.0% | COM | 257651109 |
| — | BLACKROCK FLT RT INC | 20,360 | $261,626 | 0.5% | $12850.00 | — | ETF | 091941104 |
| UAL | UNITED CONTINENTAL HOLDINGS | 3,614 | $241,740 | 0.5% | $55.38 | 0.0% | COM | 910047109 |
| — | LIBERTY GLOBAL PLC-SERIES C | 5,000 | $241,550 | 0.5% | $48310.00 | — | COM | 530555309 |
| AAL | AMERICAN AIRLINES GROUP INC | 4,500 | $241,335 | 0.5% | $40.79 | 0.0% | COM | 02376R102 |
| — | NUVEEN MORT OPP TERM FD | 10,320 | $238,908 | 0.5% | $23139.96 | — | ETF | 670735109 |
| EXPD | EXPEDITORS INTL WASH INC | 5,300 | $236,433 | 0.5% | $37.16 | 0.0% | COM | 302130109 |
| — | FIRST TRUST ABERDEEN GLOBAL | 19,500 | $234,780 | 0.5% | $12040.00 | — | ETF | 337319107 |
| — | ARES DYNAMIC CREDIT ALLOCATI | 14,800 | $234,136 | 0.5% | $15820.00 | — | ETF | 04014F102 |
| — | INVESCO MORTGAGE CAPITAL | 15,000 | $231,900 | 0.5% | $16497.78 | — | COM | 46131B100 |
| — | PRUDENTIAL SHORT DURATION HI | 13,700 | $228,516 | 0.5% | $16680.00 | — | ETF | 74442F107 |
| — | BUNGE LTD | 2,500 | $227,275 | 0.5% | $90910.00 | — | COM | G16962105 |
| — | BLACKROCK RESOURCES & COMMOD | 23,171 | $224,990 | 0.4% | $9709.98 | — | ETF | 09257A108 |
| — | HERTZ GLOBAL HOLDINGS INC | 8,922 | $222,514 | 0.4% | $24939.92 | — | COM | 42805T105 |
| — | SPRINT CORP | 53,562 | $222,282 | 0.4% | $4149.99 | — | COM | 85207U105 |
| CFR | CULLEN/FROST BANKERS INC | 3,100 | $218,984 | 0.4% | $54.33 | 0.0% | COM | 229899109 |
| VVX | VECTRUS INC | 7,855 | $215,227 | 0.4% | $25.36 | 0.0% | COM | 92242T101 |
| — | ALLIANCEBERNSTEIN GL HI INC | 17,160 | $213,298 | 0.4% | $12429.95 | — | ETF | 01879R106 |
| PMT | PENNYMAC MORTGAGE INVESTMENT | 10,000 | $210,900 | 0.4% | $21261.11 | — | COM | 70931T103 |
| — | KLX INC | 5,050 | $208,312 | 0.4% | $41249.90 | — | COM | 482539103 |
| — | QIWI PLC-SPONSORED ADR | 10,200 | $205,938 | 0.4% | $27342.94 | — | COM | 74735M108 |
| — | TRW AUTOMOTIVE HOLDINGS CORP | 2,000 | $205,700 | 0.4% | $81620.00 | — | COM | 87264S106 |
| — | STAPLES INC | 11,100 | $201,132 | 0.4% | $18120.00 | — | COM | 855030102 |
| — | NUVEEN LONG/SHORT COMMODITY | 12,000 | $199,200 | 0.4% | $16600.00 | — | ETF | 670731108 |
| — | MORGAN STANLEY EMERGING MARK | 18,100 | $191,136 | 0.4% | $10560.00 | — | ETF | 617477104 |
| — | JAKKS PACIFIC INC | 27,900 | $189,720 | 0.4% | $6800.00 | — | COM | 47012E106 |
| — | WESTERN ASSET EMERGING MARKE | 11,800 | $185,968 | 0.4% | $15760.00 | — | ETF | 95766A101 |
| — | GAMCO GLOBAL GOLD NATURAL RE | 26,100 | $182,700 | 0.4% | $7000.00 | — | ETF | 36465A109 |
| NWSA | NEWS CORP - CLASS A | 11,448 | $179,619 | 0.4% | $13.49 | 0.0% | COM | 65249B109 |
| — | RF MICRO DEVICES INC | 10,600 | $175,854 | 0.4% | $9807.67 | — | COM | 749941100 |
| — | INVESCO AD MIT II | 14,820 | $171,912 | 0.3% | $10519.98 | — | ETF | 46132E103 |
| — | BLACKROCK MUNIHOLDINGS QU II | 12,580 | $169,578 | 0.3% | $12089.98 | — | ETF | 09254C107 |
| — | CLEARBRIDGE AMERICAN ENERGY | 10,600 | $169,176 | 0.3% | $15960.00 | — | ETF | 184691103 |
| — | PGT INC | 17,300 | $166,599 | 0.3% | $9320.00 | — | COM | 69336V101 |
| — | WESTERN ASSET GLOBAL PARTNER | 16,960 | $166,208 | 0.3% | $9800.00 | — | ETF | 95766G108 |
| — | AVON PRODUCTS INC | 17,284 | $162,296 | 0.3% | $9389.96 | — | COM | 054303102 |
| — | ADVENT CLAYMORE CONVERTIBLE | 23,860 | $150,318 | 0.3% | $6300.00 | — | ETF | 007639107 |
| — | ASCENA RETAIL GROUP INC | 11,731 | $147,341 | 0.3% | $12559.97 | — | COM | 04351G101 |
| — | WESTERN ASSET EMERGING MARKE | 13,440 | $147,168 | 0.3% | $10950.00 | — | ETF | 95766E103 |
| — | NUVEEN FLOAT RATE INC FD | 12,720 | $139,792 | 0.3% | $10989.94 | — | ETF | 67072T108 |
| — | POWERSECURE INTERNATIONAL IN | 10,700 | $124,655 | 0.2% | $11650.00 | — | COM | 73936N105 |
| — | PLANAR SYSTEMS INC | 14,100 | $118,017 | 0.2% | $8370.00 | — | COM | 726900103 |
| — | TEMPLETON GLOBAL INCOME FUND | 16,300 | $117,197 | 0.2% | $7190.00 | — | ETF | 880198106 |
| — | SUPERVALU INC | 11,700 | $113,490 | 0.2% | $9700.00 | — | COM | 868536103 |
| — | GROUPON INC | 13,580 | $112,170 | 0.2% | $8259.94 | — | COM | 399473107 |
| — | EMULEX CORP | 19,100 | $108,297 | 0.2% | $7338.02 | — | COM | 292475209 |
| — | VIMPELCOM LTD-SPON ADR | 25,900 | $108,132 | 0.2% | $4174.98 | — | COM | 92719A106 |
| — | BGC PARTNERS INC-CL A | 11,500 | $105,225 | 0.2% | $7430.00 | — | COM | 05541T101 |
| AMD | ADVANCED MICRO DEVICES | 39,002 | $104,135 | 0.2% | $2.75 | 0.0% | COM | 007903107 |
| MTG | MGIC INVESTMENT CORP | 11,100 | $103,452 | 0.2% | $8.70 | +0.9% | COM | 552848103 |
| — | ZYNGA INC - CL A | 37,153 | $98,826 | 0.2% | $2659.97 | — | COM | 98986T108 |
| — | ABERDEEN ASIA-PAC INCOME FD | 17,400 | $96,570 | 0.2% | $5550.00 | — | ETF | 003009107 |
| — | DEUTSCHE MULTI-MARKET INCOME | 11,145 | $94,955 | 0.2% | $8519.96 | — | ETF | 25160E102 |
| — | ARROWHEAD RESEARCH CORP | 12,603 | $93,010 | 0.2% | $7379.99 | — | COM | 042797209 |
| — | FIFTH STREET FINANCE CORP | 11,600 | $92,916 | 0.2% | $9180.00 | — | COM | 31678A103 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 13,540 | $92,884 | 0.2% | $6859.97 | — | ETF | 003011103 |
| — | GRAFTECH INTERNATIONAL LTD | 17,335 | $87,715 | 0.2% | $5059.99 | — | COM | 384313102 |
| — | APOLLO INVESTMENT CORP | 11,800 | $87,556 | 0.2% | $8542.31 | — | COM | 03761U106 |
| CDE | COEUR MINING INC | 17,097 | $87,365 | 0.2% | $4.46 | 0.0% | COM | 192108504 |
| — | PEABODY ENERGY CORP | 10,726 | $83,019 | 0.2% | $7739.98 | — | COM | 704549104 |
| — | SFX ENTERTAINMENT INC | 18,077 | $81,888 | 0.2% | $4529.95 | — | COM | 784178303 |
| — | APPLIED MICRO CIRCUITS CORP | 12,284 | $80,091 | 0.2% | $6519.94 | — | COM | 03822W406 |
| — | CALIFORNIA RESOURCES CORP | 14,200 | $78,242 | 0.2% | $5510.00 | — | COM | 13057Q107 |
| — | MONSTER WORLDWIDE INC | 16,806 | $77,643 | 0.2% | $4619.96 | — | COM | 611742107 |
| — | CAMPUS CREST COMMUNITIES INC | 10,021 | $73,253 | 0.1% | $7309.95 | — | COM | 13466Y105 |
| — | MCDERMOTT INTL INC | 24,345 | $70,843 | 0.1% | $2909.96 | — | COM | 580037109 |
| — | KEY ENERGY SERVICES INC | 42,209 | $70,489 | 0.1% | $1670.00 | — | COM | 492914106 |
| — | NORANDA ALUMINUM HOLDING COR | 19,500 | $68,640 | 0.1% | $4520.00 | — | COM | 65542W107 |
| — | RIGHTSIDE GROUP LTD | 10,021 | $67,341 | 0.1% | $9749.92 | — | COM | 76658B100 |
| — | GLU MOBILE INC | 16,800 | $65,520 | 0.1% | $5170.00 | — | COM | 379890106 |
| — | WESTERN ASSET HIGH INCOME OP | 12,140 | $65,191 | 0.1% | $5369.93 | — | ETF | 95766K109 |
| — | ARCH COAL INC | 35,441 | $63,084 | 0.1% | $1779.97 | — | COM | 039380100 |
| — | SANOFI CVR | 75,800 | $59,882 | 0.1% | $1900.00 | — | COM | 80105N113 |
| — | CUMULUS MEDIA INC-CL A | 14,000 | $59,220 | 0.1% | $4230.00 | — | COM | 231082108 |
| — | SANDRIDGE ENERGY INC | 32,116 | $58,451 | 0.1% | $1820.00 | — | COM | 80007P307 |
| — | REX ENERGY CORP | 10,426 | $53,172 | 0.1% | $5099.94 | — | COM | 761565100 |
| — | CTC MEDIA INC | 10,200 | $49,674 | 0.1% | $4870.00 | — | COM | 12642X106 |
| — | ION GEOPHYSICAL CORP | 14,526 | $39,946 | 0.1% | $2749.97 | — | COM | 462044108 |
| — | PETROQUEST ENERGY INC | 10,413 | $38,944 | 0.1% | $3739.94 | — | COM | 716748108 |
| — | VALLEY NATIONAL BANCORP-CW18 | 76,000 | $20,520 | 0.0% | $700.00 | — | WTS | 919794131 |