Location: Winnetka, IL
CIK: 0001597506 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 7, 2022
Total Value: $578M (67.0% shares, 33.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 334,600 | $120M | 20.7% | $372.52 | — | Put | 78462F103 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,121,795 | $44.45M | 7.7% | $33.54 | — | *W EXP 08/03/202 | 674599162 |
| QQQ | INVESCO QQQ TR | 140,000 | $37.42M | 6.5% | $269.79 | — | Put | 46090E103 |
| — | ON SEMICONDUCTOR CORP | 10,590,000 | $31.87M | 5.5% | $2.52 | — | NOTE 1.625%10/1 | 682189AP0 |
| EXEEW | CHESAPEAKE ENERGY CORP | 395,369 | $31.74M | 5.5% | $50.73 | — | *W EXP 02/09/202 | 165167164 |
| SPY | SPDR S&P 500 ETF TR | 70,000 | $25M | 4.3% | $372.52 | — | Call | 78462F103 |
| — | PIONEER NAT RES CO | 10,571,000 | $23.96M | 4.1% | $2.27 | — | NOTE 0.250% 5/1 | 723787AP2 |
| EXEEL | CHESAPEAKE ENERGY CORP | 302,383 | $22.22M | 3.8% | $49.15 | — | *W EXP 02/09/202 | 165167180 |
| EXEEZ | CHESAPEAKE ENERGY CORP | 241,808 | $18.46M | 3.2% | $51.76 | — | *W EXP 02/09/202 | 165167172 |
| — | PLUG PWR INC | 3,485,000 | $14.66M | 2.5% | $6.81 | — | NOTE 3.750% 6/0 | 72919PAD5 |
| — | PALO ALTO NETWORKS INC | 5,902,000 | $10.94M | 1.9% | $1.55 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 6,390,000 | $10.22M | 1.8% | $1.57 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| QQQ | INVESCO QQQ TR | 35,500 | $9.486M | 1.6% | $269.79 | — | UNIT SER 1 | 46090E103 |
| — | FTI CONSULTING INC | 5,000,000 | $8.26M | 1.4% | $1.58 | — | NOTE 2.000% 8/1 | 302941AP4 |
| SPY | SPDR S&P 500 ETF TR | 21,000 | $7.501M | 1.3% | $372.52 | — | TR UNIT | 78462F103 |
| — | LIBERTY MEDIA CORP DEL | 4,333,000 | $6.874M | 1.2% | $1.62 | — | NOTE 1.000% 1/3 | 531229AF9 |
| — | KBR INC | 3,456,000 | $6.002M | 1.0% | $1.65 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | MIDDLEBY CORP | 5,039,000 | $5.77M | 1.0% | $1.36 | — | NOTE 1.000% 9/0 | 596278AB7 |
| — | ALLSCRIPTS HEALTHCARE SOLUTI | 4,500,000 | $5.753M | 1.0% | $1.74 | — | NOTE 0.875% 1/0 | 01988PAF5 |
| — | LUMENTUM HLDGS INC | 4,480,000 | $5.529M | 1.0% | $1.74 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| HTZWW | HERTZ GLOBAL HLDGS INC | 605,332 | $5.387M | 0.9% | $10.47 | — | *W EXP 06/30/205 | 42806J148 |
| — | LIVE NATION ENTERTAINMENT IN | 4,479,000 | $5.306M | 0.9% | $1.60 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| — | ENVISTA HOLDINGS CORPORATION | 3,129,000 | $5.167M | 0.9% | $1.67 | — | NOTE 2.375% 6/0 | 29415FAB0 |
| — | ACTIVISION BLIZZARD INC | 66,500 | $4.944M | 0.9% | — | — | Call | 00507V109 |
| — | MICROCHIP TECHNOLOGY INC. | 1,830,000 | $4.845M | 0.8% | $2.51 | — | NOTE 1.625% 2/1 | 595017AD6 |
| TSLA | TESLA INC | 15,000 | $3.979M | 0.7% | — | — | Put | 88160R101 |
| — | GFL ENVIRONMENTAL INC | 67,927 | $3.913M | 0.7% | $69.83 | — | UNIT 99/99/9999T | 36168Q120 |
| — | ETSY INC | 2,834,000 | $3.789M | 0.7% | $2.41 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | VIAVI SOLUTIONS INC | 3,286,000 | $3.676M | 0.6% | $1.30 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | ENCORE CAP EUROPE FIN LTD | 3,000,000 | $3.501M | 0.6% | $1.50 | — | NOTE 4.500% 9/0 | 29260UAA5 |
| — | NOVA LTD | 2,760,000 | $3.461M | 0.6% | $1.99 | — | NOTE 10/1 | 66980MAB2 |
| AAPL | APPLE INC | 25,000 | $3.455M | 0.6% | $154.28 | 0.0% | Put | 037833100 |
| — | COLLIERS INTL GROUP INC | 2,000,000 | $3.339M | 0.6% | $1.67 | — | NOTE 4.000% 6/0 | 194693AB3 |
| — | OMNICELL COM | 2,900,000 | $3.096M | 0.5% | $1.37 | — | NOTE 0.250% 9/1 | 68213NAD1 |
| — | ZENDESK INC | 2,500,000 | $3.071M | 0.5% | $2.21 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| — | DICKS SPORTING GOODS INC | 862,000 | $2.817M | 0.5% | $3.30 | — | NOTE 3.250% 4/1 | 253393AD4 |
| — | AKAMAI TECHNOLOGIES INC | 2,706,000 | $2.764M | 0.5% | $1.28 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | PURE STORAGE INC | 2,130,000 | $2.412M | 0.4% | $1.13 | — | NOTE 0.125% 4/1 | 74624MAB8 |
| — | CLOUDFLARE INC | 1,485,000 | $2.371M | 0.4% | $3.02 | — | NOTE 0.750% 5/1 | 18915MAB3 |
| — | Q2 HLDGS INC | 2,400,000 | $2.352M | 0.4% | $1.78 | — | NOTE 0.750% 2/1 | 74736LAB5 |
| BSJO | INVESCO EXCH TRD SLF IDX FD | 104,451 | $2.258M | 0.4% | $21.62 | — | BULSHS 2024 HY | 46138J833 |
| AAPL | APPLE INC | 16,000 | $2.209M | 0.4% | $154.28 | 0.0% | COM | 037833100 |
| TLT | ISHARES TR | 20,000 | $2.049M | 0.4% | — | — | Put | 464287432 |
| TLT | ISHARES TR | 20,000 | $2.049M | 0.4% | — | — | Call | 464287432 |
| BSJP | INVESCO EXCH TRD SLF IDX FD | 87,215 | $1.897M | 0.3% | $21.75 | — | BULSHS 2025 HY | 46138J817 |
| — | SILICON LABORATORIES INC | 1,584,000 | $1.882M | 0.3% | $1.47 | — | NOTE 0.625% 6/1 | 826919AD4 |
| XLE | SELECT SECTOR SPDR TR | 25,000 | $1.801M | 0.3% | $72.00 | — | Put | 81369Y506 |
| GDX | VANECK ETF TRUST | 73,800 | $1.78M | 0.3% | — | — | Call | 92189F106 |
| — | FISKER INC | 204,300 | $1.542M | 0.3% | $7.55 | — | Put | 33813J106 |
| — | TESLA INC | 117,000 | $1.498M | 0.3% | $12.80 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| XOM | EXXON MOBIL CORP | 17,000 | $1.484M | 0.3% | — | — | Call | 30231G102 |
| — | NICE SYS INC | 639,000 | $1.443M | 0.2% | $3.26 | — | NOTE 1.250% 1/1 | 65366HAB9 |
| XLE | SELECT SECTOR SPDR TR | 19,000 | $1.368M | 0.2% | $72.00 | — | ENERGY | 81369Y506 |
| NEN | NEW ENGLAND RLTY ASSOC LTD P | 16,760 | $1.291M | 0.2% | $72.93 | — | DEPOSITRY RCPT | 644206104 |
| — | SOUTH JERSEY INDS INC | 17,960 | $1.198M | 0.2% | $67.90 | — | UNIT 04/01/2024 | 838518306 |
| — | SURGEPAYS INC | 911,236 | $1.166M | 0.2% | $1.17 | — | *W EXP 10/22/202 | 86882L113 |
| MCD | MCDONALDS CORP | 5,000 | $1.154M | 0.2% | — | — | Put | 580135101 |
| JNK | SPDR SER TR | 12,366 | $1.086M | 0.2% | $87.82 | — | BLOOMBERG HIGH Y | 78468R622 |
| — | HCI GROUP INC | 1,209,000 | $1.033M | 0.2% | $1.31 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| — | DTE ENERGY CO | 20,000 | $1.002M | 0.2% | $50.10 | — | UNIT 11/01/2022S | 233331842 |
| SLV | ISHARES SILVER TR | 55,000 | $963K | 0.2% | — | — | Call | 46428Q109 |
| — | CONMED CORP | 807,000 | $883K | 0.2% | $1.47 | — | NOTE 2.625% 2/0 | 207410AF8 |
| — | MICROCHIP TECHNOLOGY INC. | 471,000 | $798K | 0.1% | $1.73 | — | NOTE 1.625% 2/1 | 595017AF1 |
| INTC | INTEL CORP | 25,000 | $644K | 0.1% | — | — | Call | 458140100 |
| — | UNITED STS NAT GAS FD LP | 25,000 | $585K | 0.1% | $19.00 | — | Call | 912318300 |
| BTU | PEABODY ENGR CORP | 20,000 | $496K | 0.1% | — | — | Call | 704551100 |
| — | INTL GNRL INSURANCE HLDNGS L | 799,088 | $455K | 0.1% | $0.49 | — | *W EXP 03/17/202 | G4809J114 |
| — | ACRI CAPITAL ACQUISITION COR | 44,500 | $447K | 0.1% | $10.04 | — | COM CL A | 00501A101 |
| MSTR | MICROSTRATEGY INC | 2,000 | $425K | 0.1% | — | — | Put | 594972408 |
| — | TERADYNE INC | 173,000 | $411K | 0.1% | $3.94 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | DEEP MEDICINE ACQUISITION CO | 40,389 | $407K | 0.1% | $10.08 | — | CLASS A COM | 243733102 |
| — | SANABY HEALTH ACQUISITION CO | 40,000 | $405K | 0.1% | $10.13 | — | CL A COM | 79956P102 |
| — | VISION SENSING ACQUISITION C | 40,043 | $405K | 0.1% | $10.11 | — | CLASS A COM | 92838J103 |
| JTAI | OXBRIDGE ACQUISITION CORP | 40,000 | $403K | 0.1% | $2262.62 | 0.0% | COM CL A | G6855L109 |
| — | PRIME NO ACQUISITION I CORP | 40,421 | $402K | 0.1% | $9.95 | — | COM CL A | 74168P107 |
| EONR | HNR ACQUISITION CORP | 40,002 | $401K | 0.1% | $10.02 | 0.0% | COM | 40472A102 |
| — | BLOCKCHAIN MOON ACQUISITN CO | 40,000 | $400K | 0.1% | $10.00 | — | COM | 09370F109 |
| — | MDH ACQUISITION CORP | 40,461 | $399K | 0.1% | $9.86 | — | COM CL A | 55283P106 |
| — | G SQUARED ASCEND I INC | 40,000 | $397K | 0.1% | $9.93 | — | SHS CL A | G4204R109 |
| — | 26 CAPITAL ACQUISITION CORP | 40,000 | $395K | 0.1% | $9.88 | — | COM CL A | 90138P100 |
| — | GLOBAL BLOCKCHAIN ACQUI CORP | 40,000 | $395K | 0.1% | $9.88 | — | COMMON STOCK | 37961B104 |
| — | AUSTERLITZ ACQUISITION CORP | 40,000 | $392K | 0.1% | $9.80 | — | COM CL A | G0633U101 |
| AEM | AGNICO EAGLE MINES LTD | 9,000 | $380K | 0.1% | — | — | Call | 008474108 |
| ARKK | ARK ETF TR | 10,000 | $377K | 0.1% | $37.64 | — | Put | 00214Q104 |
| VMCAF | VALUENCE MERGER CORP I | 35,205 | $359K | 0.1% | $10.02 | — | CLASS A ORD SHS | G9R16L100 |
| — | MONTEREY CAP ACQUISITION COR | 35,740 | $354K | 0.1% | $9.90 | — | CLASS A COM | 61244M109 |
| — | KKR & CO INC | 6,010 | $327K | 0.1% | $54.41 | — | 6% MCONV PFD C | 48251W401 |
| — | RH | 250,000 | $324K | 0.1% | $3.06 | — | NOTE 9/1 | 74967XAD5 |
| HOOD | ROBINHOOD MKTS INC | 30,000 | $303K | 0.1% | — | — | Put | 770700102 |
| SAVA | CASSAVA SCIENCES INC | 7,000 | $293K | 0.1% | — | — | Put | 14817C107 |
| — | AUSTERLITZ ACQUISITION CORP | 29,600 | $290K | 0.1% | $9.80 | — | SHS CL A | G0633D109 |
| OPHC | OPTIMUMBANK HLDGS INC | 70,342 | $286K | 0.0% | $4.09 | -2.0% | COM | 68401P403 |
| — | GARDINER HEALTHCARE ACQTS CO | 27,873 | $278K | 0.0% | $9.97 | — | COMMON STOCK | 365506104 |
| GDST | GOLDENSTONE ACQUISITION LTD | 27,823 | $277K | 0.0% | $9.93 | 0.0% | COM | 38136Y102 |
| FCX | FREEPORT-MCMORAN INC | 10,000 | $273K | 0.0% | — | — | Call | 35671D857 |
| — | AURA FAT PROJS ACQUISITION C | 25,000 | $252K | 0.0% | $9.92 | — | CLASS A ORD | G06362100 |
| AIEV | FEUTUNE LIGHT ACQUISITION CO | 24,900 | $248K | 0.0% | $9.96 | 0.0% | CL A COM | 31561T102 |
| PAAS | PAN AMERN SILVER CORP | 15,200 | $241K | 0.0% | — | — | Call | 697900108 |
| — | MOBIV ACQUISITION CORP | 22,750 | $228K | 0.0% | $10.02 | — | CLASS A COM | 60742N106 |
| BNIX | BANNIX ACQUISITION CORP | 22,500 | $225K | 0.0% | $10.00 | — | COM | 066644105 |
| — | FG MERGER CORP | 22,068 | $221K | 0.0% | $9.97 | — | COMMON STOCK | 30324Y101 |
| — | TWITTER INC | 5,000 | $219K | 0.0% | — | — | Call | 90184L102 |
| — | PENN NATL GAMING INC | 156,000 | $218K | 0.0% | $1.40 | — | NOTE 2.750% 5/1 | 707569AU3 |
| ALSAF | ALPHA STAR ACQUISITION CORP | 21,103 | $213K | 0.0% | $10.00 | 0.0% | ORDINARY SHARES | G0230C108 |
| — | NOBLE ROCK ACQUISITION CORP | 21,324 | $212K | 0.0% | $9.71 | — | CL A SHS | G6546R101 |
| — | EVERGREEN CORPORATION | 20,636 | $208K | 0.0% | $9.98 | — | CLASS A ORD SHS | G3312W109 |
| ARKK | ARK ETF TR | 5,500 | $207K | 0.0% | $37.64 | — | INNOVATION ETF | 00214Q104 |
| CVNA | CARVANA CO | 10,000 | $203K | 0.0% | $32.61 | 0.0% | Put | 146869102 |
| CVNA | CARVANA CO | 10,000 | $203K | 0.0% | $32.61 | 0.0% | CL A | 146869102 |
| NBST | NEWBURY STREET ACQUISITN COR | 20,730 | $203K | 0.0% | $9.67 | +1.4% | COM | 65101L104 |
| — | SOUTHWESTERN ENERGY CO | 32,600 | $200K | 0.0% | $6.30 | — | Call | 845467109 |
| AIMTF | AIMFINITY INVESTMENT CORP I | 20,000 | $197K | 0.0% | $9.85 | — | UNIT 04/21/2027 | G0135E142 |
| — | LUX HEALTH TECH ACQUISITION | 18,900 | $189K | 0.0% | $10.00 | — | COM CL A | 55068A100 |
| SBC | PONO CAP TWO INC | 18,250 | $183K | 0.0% | $10.00 | 0.0% | COM CL A | 73245B107 |
| DKNG | DRAFTKINGS INC NEW | 12,000 | $182K | 0.0% | — | — | Put | 26142V105 |
| SACQF | SPREE ACQUISITION CORP 1 LTD | 17,713 | $179K | 0.0% | $9.98 | — | CL A ORD SHS | G83745102 |
| — | DENALI CAPITAL ACQUISITN COR | 17,500 | $176K | 0.0% | $9.94 | — | CLASS A ORD | G6256B106 |
| — | GLOBAL STAR ACQUISITION INC | 17,456 | $175K | 0.0% | $10.03 | — | UNIT 07/15/2028 | 37962G201 |
| — | PINE TECHNOLOGY ACQUISITN CO | 17,502 | $172K | 0.0% | $9.71 | — | CLASS A COM | 722850104 |
| — | GENESIS UNICORN CAPITAL CORP | 17,043 | $171K | 0.0% | $9.97 | — | CLASS A COM | 37187C100 |
| MARA | MARATHON DIGITAL HOLDINGS IN | 15,900 | $170K | 0.0% | — | — | Put | 565788106 |
| — | TURMERIC ACQUISITION CORP | 16,867 | $169K | 0.0% | $10.02 | — | CL A | G9127T108 |
| — | FINTECH ECOSYSTEM DEVE | 16,256 | $164K | 0.0% | $10.09 | — | CLASS A COM | 318136108 |
| — | ROSECLIFF ACQUISITION CORP I | 16,077 | $158K | 0.0% | $9.70 | — | COM CL A | 77732R103 |
| — | BM TECHNOLOGIES INC | 219,926 | $158K | 0.0% | $1.91 | — | *W EXP 01/04/202 | 05591L115 |
| — | FISKER INC | 20,800 | $157K | 0.0% | $7.55 | — | CL A COM STK | 33813J106 |
| — | PROPERTY SOLUTIONS ACQUISITI | 16,000 | $157K | 0.0% | $9.69 | — | COM CL A | 74350A108 |
| — | NUSCALE PWR CORP | 75,656 | $157K | 0.0% | $2.08 | — | W EXP 05/02/202 | 67079K118 |
| — | HUBSPOT INC | 130,000 | $154K | 0.0% | $1.33 | — | NOTE 0.375% 6/0 | 443573AD2 |
| — | MACONDRAY CAP ACQUISITN CORP | 15,000 | $150K | 0.0% | $9.87 | — | CLASS A ORD SHS | G5853A107 |
| PNSTQ | BANYAN ACQUISITION CORPORATI | 15,000 | $150K | 0.0% | $9.93 | — | CL A COM | 06690B107 |
| CNXX | CONX CORP | 15,044 | $150K | 0.0% | $9.84 | — | COM CL A | 212873103 |
| — | INSULET CORP | 126,000 | $149K | 0.0% | $1.17 | — | NOTE 0.375% 9/0 | 45784PAK7 |
| — | DEXCOM INC | 75,000 | $148K | 0.0% | $3.06 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | COLISEUM ACQUISITION CORP | 15,000 | $147K | 0.0% | $2.00 | — | CLASS A ORD SHS | G2263T123 |
| — | TASTEMAKER ACQUISITION CORP | 14,500 | $145K | 0.0% | $9.72 | — | COM CL A | 876545104 |
| — | PEPPERLIME HEALTH ACQUSTN CO | 14,136 | $141K | 0.0% | $5.36 | — | CLASS A ORD SHS | G70021103 |
| — | BED BATH & BEYOND INC | 22,000 | $134K | 0.0% | $6.08 | — | Put | 075896100 |
| — | EF HUTTON ACQUISITION CORP I | 13,303 | $133K | 0.0% | $10.00 | — | UNIT 11/18/2027 | 28201D208 |
| — | INTEGRATED RAIL AND RES ACQ | 12,843 | $129K | 0.0% | $10.04 | — | CL A COM | 45827R106 |
| EMCUF | EMBRACE CHANGE ACQUISITN COR | 12,500 | $127K | 0.0% | $10.16 | — | UNIT 03/17/2027 | G3034H133 |
| EVGOW | EVGO INC | 65,100 | $122K | 0.0% | $1.87 | — | *W EXP 07/01/202 | 30052F118 |
| — | IRON SPARK I INC | 12,283 | $122K | 0.0% | $9.93 | — | CLASS A COM | 46301G103 |
| — | LARKSPUR HEALTH ACQUISITION | 12,000 | $120K | 0.0% | $9.92 | — | CLASS A COM | 51724W107 |
| — | ATLANTIC AVE ACQUISITION COR | 11,850 | $119K | 0.0% | $10.04 | — | COM CL A | 04906P101 |
| SBEVW | SPLASH BEVERAGE GROUP INC | 286,859 | $118K | 0.0% | $0.96 | — | *W EXP 06/15/202 | 84862C112 |
| — | WILLIAMS ROWLAND ACQUISITION | 11,084 | $112K | 0.0% | $10.10 | — | COM | 96951B102 |
| — | GLADSTONE ACQUISITION CORP | 10,827 | $110K | 0.0% | $9.97 | — | CLASS A COM | 37653T108 |
| — | JAWS HURRICANE ACQUISITN COR | 11,076 | $108K | 0.0% | $9.75 | — | CLASS A COM | 47201B103 |
| — | BITE ACQUISITION CORP | 10,700 | $105K | 0.0% | $9.81 | — | COMMON STOCK | 09175K105 |
| — | JATT ACQUISITION CORP | 10,000 | $101K | 0.0% | $9.90 | — | SHS CL A | G50752107 |
| — | AMESITE INC | 417,850 | $101K | 0.0% | $0.24 | — | COM | 031094105 |
| — | AETHERIUM ACQUISITION CORP | 10,000 | $100K | 0.0% | $9.90 | — | CLASS A COM | 00809J101 |
| NXPLW | NEXTPLAT CORP | 127,530 | $100K | 0.0% | $1.12 | — | *W EXP 06/02/202 | 68557F118 |
| — | TWIN VEE POWERCATS CO | 40,500 | $99,000 | 0.0% | $2.44 | — | COM | 90177C101 |
| — | ELLIOTT OPPORTUNITY II CORP | 10,000 | $98,000 | 0.0% | $9.70 | — | SHS CL A | G30092103 |
| — | CALLAWAY GOLF COMPANY | 75,000 | $97,000 | 0.0% | $1.36 | — | NOTE 2.750% 5/0 | 131193AE4 |
| PETVW | PETVIVO HLDGS INC | 223,953 | $97,000 | 0.0% | $0.45 | — | *W EXP 08/13/202 | 716817119 |
| — | VOXELJET AG | 29,240 | $94,000 | 0.0% | $3.21 | — | ADS | 92912L206 |
| POLWQ | 1847 GOEDEKER INC | 742,118 | $93,000 | 0.0% | $0.25 | — | *W EXP 06/02/202 | 28252C117 |
| — | DASEKE INC | 14,000 | $76,000 | 0.0% | $10.07 | — | Call | 23753F107 |
| — | VIRIOS THERAPEUTICS INC | 200,000 | $74,000 | 0.0% | $0.37 | — | COM | 92829J104 |
| — | INVITAE CORP | 30,000 | $74,000 | 0.0% | — | — | Call | 46185L103 |
| — | BED BATH & BEYOND INC | 12,000 | $73,000 | 0.0% | $6.08 | — | COM | 075896100 |
| — | BAUDAX BIO INC | 270,000 | $66,000 | 0.0% | $0.44 | — | COM NEW | 07160F206 |
| TALKW | TALKSPACE INC | 243,725 | $65,000 | 0.0% | $0.26 | — | *W EXP 06/21/202 | 87427V111 |
| PXSAW | PYXIS TANKERS INC | 131,051 | $58,000 | 0.0% | $0.37 | — | *W EXP 09/15/202 | Y71726122 |
| — | NEUROCRINE BIOSCIENCES INC | 40,000 | $56,000 | 0.0% | $1.40 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| LASE | LASER PHOTONICS CORP | 20,000 | $53,000 | 0.0% | $2.58 | 0.0% | COM | 51807Q100 |
| SVREW | SAVERONE 2014 LTD | 173,895 | $52,000 | 0.0% | $0.34 | — | W EXP 05/04/202 | 80516T113 |
| ONFOW | ONFOLIO HOLDINGS INC | 282,828 | $51,000 | 0.0% | $0.18 | — | W EXP 01/02/202 | 68277K124 |
| ZIVOW | ZIVO BIOSCIENCE INC | 84,654 | $51,000 | 0.0% | $0.71 | — | *W EXP 05/14/202 | 98978N119 |
| RBOTW | VICARIOUS SURGICAL INC | 112,000 | $50,000 | 0.0% | $0.63 | — | *W EXP 08/05/202 | 92561V117 |
| FGIWW | FGI INDUSTRIES LTD | 121,074 | $50,000 | 0.0% | $0.66 | — | *W EXP 01/21/202 | G3302D111 |
| MOBBW | MOBILICOM LTD | 126,866 | $48,000 | 0.0% | $0.38 | — | W EXP 08/31/202 | 60742B110 |
| BEATW | HEARTBEAM INC | 80,000 | $47,000 | 0.0% | $0.57 | — | *W EXP 10/31/202 | 42238H116 |
| — | ESPORTS ENTMT GROUP INC | 370,000 | $46,000 | 0.0% | $0.12 | — | COM | 29667K306 |
| — | ASSERTIO HOLDINGS INC | 19,000 | $43,000 | 0.0% | $2.86 | — | COM NEW | 04546C205 |
| IRD | OCUPHIRE PHARMA INC | 21,000 | $42,000 | 0.0% | $2.27 | -5.1% | COM | 67577R102 |
| ONFO | ONFOLIO HOLDINGS INC | 35,000 | $41,000 | 0.0% | $1.48 | 0.0% | COM NEW | 68277K207 |
| KTTAW | PASITHEA THERAPEUTICS CORP | 310,883 | $40,000 | 0.0% | $0.31 | — | *W EXP 08/12/202 | 70261F111 |
| GCMGW | GCM GROSVENOR INC | 66,221 | $39,000 | 0.0% | $1.06 | — | *W EXP 11/17/202 | 36831E116 |
| BNCWW | CEA INDUSTRIES INC | 256,595 | $38,000 | 0.0% | $0.39 | — | *W EXP 02/11/202 | 86887P119 |
| SWAGW | STRAN & COMPANY INC | 154,575 | $36,000 | 0.0% | $1.09 | — | *W EXP 11/01/202 | 86260J110 |
| APCXW | APPTECH PMTS CORP | 225,231 | $34,000 | 0.0% | $0.23 | — | *W EXP 12/17/202 | 03834B127 |
| MTEKW | MARIS TECH LTD | 222,936 | $32,000 | 0.0% | $0.29 | — | *W EXP 02/04/202 | M68057112 |
| — | IN8BIO INC | 15,000 | $30,000 | 0.0% | $2.00 | — | COM | 45674E109 |
| — | HARBOR CUSTOM DEVELOPMENT IN | 165,000 | $29,000 | 0.0% | $0.53 | — | *W EXP 10/04/202 | 41150T124 |
| VEVMQ | VICINITY MOTOR CORP | 27,157 | $27,000 | 0.0% | $2.77 | — | COM | 925654105 |
| AIMDW | AINOS INC | 35,500 | $27,000 | 0.0% | $0.76 | — | W EXP 07/29/202 | 00902F113 |
| SSTPW | SYSTEM1 INC | 24,100 | $26,000 | 0.0% | $0.94 | — | *W EXP 99/99/999 | 87200P117 |
| — | STRONGHOLD DIGITAL MINING IN | 25,000 | $26,000 | 0.0% | $1.04 | — | CLASS A COM | 86337R103 |
| CINGW | CINGULATE INC | 110,032 | $25,000 | 0.0% | $0.54 | — | *W EXP 12/03/202 | 17248W113 |
| NCPLW | NETCAPITAL INC | 89,460 | $24,000 | 0.0% | $0.27 | — | W EXP 07/12/202 | 64113L111 |
| MDNAF | MEDICENNA THERAPEUTICS CORP | 29,500 | $24,000 | 0.0% | $1.13 | 0.0% | COM | 58490H107 |
| LUCYW | INNOVATIVE EYEWEAR INC | 58,495 | $24,000 | 0.0% | $0.41 | — | W EXP 08/16/202 | 45791D117 |
| — | VIRPAX PHARMACEUTICALS INC | 19,012 | $23,000 | 0.0% | $2.16 | — | COM | 928251107 |
| NNAVW | NEXTNAV INC | 45,000 | $23,000 | 0.0% | $1.51 | — | *W EXP 10/28/202 | 65345N114 |
| ARQQW | ARQIT QUANTUM INC | 24,592 | $22,000 | 0.0% | $0.89 | — | *W EXP 11/02/202 | G0567U119 |
| — | LIVEONE INC | 30,000 | $22,000 | 0.0% | $0.97 | — | COM | 53814X102 |
| — | RH | 16,000 | $21,000 | 0.0% | $2.44 | — | NOTE 6/1 | 74967XAA1 |
| — | AMPCO-PITTSBURG CORP | 84,200 | $21,000 | 0.0% | $0.63 | — | *W EXP 08/01/202 | 032037111 |
| — | WEARABLE DEVICES LTD | 95,965 | $20,000 | 0.0% | $0.21 | — | W EXP 09/14/202 | M97838110 |
| DTSTW | DATA STORAGE CORP | 105,312 | $20,000 | 0.0% | $1.00 | — | *W EXP 05/13/202 | 23786R110 |
| — | SAVE FOODS INC | 10,000 | $19,000 | 0.0% | $1.90 | — | COM | 80512Q303 |
| NRSNW | NEUROSENSE THERAPEUTICS LTD | 81,900 | $19,000 | 0.0% | $0.61 | — | *W EXP 11/09/202 | M74240116 |
| MGAM | MOBILE GLOBAL ESPORTS INC | 10,000 | $19,000 | 0.0% | $3.80 | 0.0% | COM | 607371101 |
| STXS | STEREOTAXIS INC | 10,000 | $18,000 | 0.0% | $2.14 | 0.0% | COM NEW | 85916J409 |
| GOEWQ | CANOO INC | 42,000 | $17,000 | 0.0% | $2.22 | — | *W EXP 12/21/202 | 13803R110 |
| CMRAW | COMERA LIFE SCIENCES HLDGS I | 305,440 | $17,000 | 0.0% | $0.11 | — | W EXP 03/15/202 | 20037C116 |
| TLSA | TIZIANA LIFE SCIENCES LTD | 22,000 | $17,000 | 0.0% | $0.89 | -15.0% | COM | G88912103 |
| — | PAVMED INC | 38,000 | $17,000 | 0.0% | $6.36 | — | *W EXP 04/30/202 | 70387R122 |
| — | IMAC HLDGS INC | 45,000 | $17,000 | 0.0% | $0.38 | — | COM | 44967K104 |
| — | DIRECT DIGITAL HOLDINGS INC | 60,329 | $16,000 | 0.0% | $0.54 | — | *W EXP 02/15/202 | 25461T113 |
| PGYWW | PAGAYA TECHNOLOGIES LTD | 83,731 | $16,000 | 0.0% | $0.19 | — | W EXP 09/01/202 | M7S64L107 |
| — | PALISADE BIO INC | 150,000 | $15,000 | 0.0% | $0.10 | — | COM | 696389105 |
| — | EZFILL HOLDINGS INC | 25,000 | $15,000 | 0.0% | $2.48 | — | COM NEW | 302314208 |
| STSSW | SHARPS TECHNOLOGY INC | 38,847 | $14,000 | 0.0% | $0.28 | — | W EXP 04/13/202 | 82003F119 |
| — | AGRIFORCE GROWING SYSTEMS LT | 60,401 | $14,000 | 0.0% | $0.48 | — | *W EXP 02/01/202 | C00948114 |
| — | ASSURE HLDGS CORP | 20,000 | $13,000 | 0.0% | $0.65 | — | COM NEW | 04625J204 |
| — | INHIBIKASE THERAPEUTICS INC | 14,493 | $13,000 | 0.0% | $2.57 | — | COM | 45719W106 |
| — | EDIBLE GARDEN AG INC | 20,000 | $13,000 | 0.0% | $1.30 | — | COM | 28059P105 |
| — | BONE BIOLOGICS CORP | 99,435 | $13,000 | 0.0% | $0.47 | — | *W EXP 10/13/202 | 098070113 |
| — | AYTU BIOPHARMA INC | 65,002 | $12,000 | 0.0% | $0.18 | — | COM NEW | 054754874 |
| APCX | APPTECH PMTS CORP | 16,954 | $12,000 | 0.0% | $1.61 | -58.0% | COM | 03834B309 |
| PTIXW | PROTAGENIC THERAPEUTICS INC | 285,497 | $12,000 | 0.0% | $0.46 | — | *W EXP 04/13/202 | 74365N111 |
| — | TROIKA MEDIA GROUP INC | 169,464 | $12,000 | 0.0% | $0.58 | — | *W EXP 04/13/202 | 89689F115 |
| — | RELIANCE GLOBAL GROUP INC | 41,519 | $11,000 | 0.0% | $0.91 | — | *W EXP 02/01/202 | 75946W116 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 86,667 | $11,000 | 0.0% | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | BOXED INC | 117,100 | $11,000 | 0.0% | $0.83 | — | *W EXP 12/08/202 | 103174116 |
| BTBDW | BT BRANDS INC | 64,717 | $11,000 | 0.0% | $0.42 | — | *W EXP 11/12/202 | 0557MQ115 |
| DRTSW | ALPHA TAU MEDICAL LTD | 24,200 | $11,000 | 0.0% | $0.49 | — | *W EXP 03/07/202 | M0740A116 |
| AREBW | AMERICAN REBEL HOLDINGS INC | 190,100 | $11,000 | 0.0% | $0.30 | — | *W EXP 01/20/202 | 02919L117 |
| — | ALLEGO N V | 22,500 | $10,000 | 0.0% | $0.78 | — | *W EXP 03/16/202 | N0796A118 |
| — | ATHENEX INC | 35,500 | $10,000 | 0.0% | $0.28 | — | COM | 04685N103 |
| VRMEW | VERIFYME INC | 38,642 | $10,000 | 0.0% | $1.14 | — | *W EXP 06/22/202 | 92346X115 |
| EDBLW | EDIBLE GARDEN AG INC | 103,861 | $10,000 | 0.0% | $0.40 | — | W EXP 04/18/202 | 28059P113 |
| DRMAW | DERMATA THERAPEUTICS INC | 99,800 | $9,000 | 0.0% | $0.51 | — | *W EXP 08/13/202 | 249845116 |
| — | ENERGEM CORP | 90,000 | $9,000 | 0.0% | $0.13 | — | *W EXP 11/15/202 | G30449121 |
| — | KALEYRA INC | 90,116 | $9,000 | 0.0% | $2.99 | — | *W EXP 11/25/202 | 483379111 |
| — | INFINT ACQUISITION CORP | 90,100 | $9,000 | 0.0% | $0.12 | — | *W EXP 99/99/999 | G47862126 |
| — | LIXTE BIOTECHNOLOGY HLDGS IN | 14,500 | $8,000 | 0.0% | $0.76 | — | COM | 539319202 |
| ANGHW | ANGHAMI INC | 52,722 | $8,000 | 0.0% | $0.58 | — | *W EXP 02/03/202 | G0369L119 |
| — | APPLIED GENETIC TECHNOLOGIES | 30,000 | $8,000 | 0.0% | $0.27 | — | COM | 03820J100 |
| MOBQW | MOBIQUITY TECHNOLOGIES INC | 50,368 | $8,000 | 0.0% | $0.45 | — | *W EXP 12/03/202 | 60743F128 |
| — | CODIAK BIOSCIENCES INC | 10,000 | $8,000 | 0.0% | $0.80 | — | COM | 192010106 |
| CELUW | CELULARITY INC | 18,200 | $7,000 | 0.0% | $0.57 | — | *W EXP 05/24/202 | 151190113 |
| BIAFW | BIOAFFINITY TECHNOLOGIES INC | 19,426 | $7,000 | 0.0% | $0.36 | — | W EXP 09/07/202 | 09076W117 |
| — | CONNEXA SPORTS TECHNOLOGIES | 20,001 | $7,000 | 0.0% | $1.48 | — | COM NEW | 831445200 |
| GRRRW | GORILLA TECHNOLOGY GROUP INC | 20,000 | $7,000 | 0.0% | $0.35 | — | W EXP 07/13/202 | G4000K118 |
| — | G MED INNOVATIONS HLDGS LTD | 87,576 | $7,000 | 0.0% | $0.49 | — | *W EXP 06/30/202 | G39462117 |
| — | NEXALIN TECHNOLOGY INC | 40,719 | $7,000 | 0.0% | $0.17 | — | W EXP 09/15/202 | 65345B110 |
| ACONW | ACLARION INC | 28,647 | $7,000 | 0.0% | $0.24 | — | W EXP 04/21/202 | 655187110 |
| HOLOW | MICROCLOUD HOLOGRAM INC | 100,320 | $7,000 | 0.0% | $0.07 | — | W EXP 01/31/202 | G55032125 |
| — | APTOSE BIOSCIENCES INC | 11,500 | $7,000 | 0.0% | $0.61 | — | COM NEW | 03835T200 |
| — | ASPIRA WOMENS HEALTH INC | 15,000 | $6,000 | 0.0% | $0.40 | — | COM | 04537Y109 |
| BRSWF | BRUUSH ORAL CARE INC | 15,000 | $6,000 | 0.0% | $0.40 | — | W EXP 08/03/202 | 11750K120 |
| — | AUDDIA INC | 12,768 | $6,000 | 0.0% | $0.63 | — | *W EXP 10/17/202 | 05072K115 |
| IVDAW | IVEDA SOLUTIONS INC | 36,286 | $6,000 | 0.0% | $0.22 | — | W EXP 04/01/202 | 46583A113 |
| IINNW | INSPIRA TECHNOLOGIES OXY BHN | 25,000 | $6,000 | 0.0% | $0.71 | — | *W EXP 06/30/202 | M53637118 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 90,000 | $6,000 | 0.0% | $0.17 | — | *W EXP 10/15/202 | 45333D112 |
| — | WORKSPORT LTD | 19,716 | $5,000 | 0.0% | $1.75 | — | *W EXP 06/01/202 | 98139Q118 |
| — | AGILE THERAPEUTICS INC | 17,500 | $5,000 | 0.0% | $0.29 | — | COM NEW | 00847L209 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 90,000 | $5,000 | 0.0% | $0.11 | — | *W EXP 03/23/202 | 042644112 |
| — | PLUS THERAPEUTICS INC | 10,000 | $5,000 | 0.0% | $0.56 | — | COM NEW | 72941H400 |
| — | SMART FOR LIFE INC | 12,000 | $5,000 | 0.0% | $1.08 | — | COMMON STOCK | 83204U103 |
| RVSNW | RAIL VISION LTD | 59,563 | $5,000 | 0.0% | $0.16 | — | *W EXP 03/27/202 | M8186D114 |
| — | BANNIX ACQUISITION CORP | 85,700 | $4,000 | 0.0% | $0.16 | — | *W EXP 07/31/202 | 066644113 |
| — | FINANCIAL STRATEGIES ACQUISI | 80,000 | $4,000 | 0.0% | $0.13 | — | *W EXP 03/31/202 | 31772T115 |
| — | TC BIOPHARM HOLDINGS PLC | 12,500 | $4,000 | 0.0% | $0.36 | — | SPONSORED ADS | 87807D103 |
| — | FAT PROJECTS ACQUISITION COR | 85,000 | $4,000 | 0.0% | $0.12 | — | *W EXP 08/31/202 | G3400W110 |
| GLSWQ | GELESIS HLDGS INC | 89,400 | $4,000 | 0.0% | $0.23 | — | *W EXP 01/13/202 | 36850R113 |
| — | KAIROUS ACQUISITION CORP LTD | 86,667 | $4,000 | 0.0% | $0.14 | — | *W EXP 09/15/202 | G52131128 |
| AFRIW | FORAFRIC GLOBAL PLC | 10,500 | $4,000 | 0.0% | $0.38 | — | W EXP 06/09/202 | X3R81D110 |
| — | ACCRETION ACQUISITION CORP | 87,348 | $4,000 | 0.0% | $0.14 | — | *W EXP 03/01/202 | 00438Y115 |
| — | NORTHVIEW ACQUISITION CORP | 77,770 | $4,000 | 0.0% | $0.15 | — | *W EXP 08/02/202 | 66718N111 |
| ALSWF | ALPHA STAR ACQUISITION CORP | 80,000 | $3,000 | 0.0% | $0.06 | — | *W EXP 12/13/202 | G0230C116 |
| NXGLW | NEXGEL INC | 10,000 | $3,000 | 0.0% | $0.36 | — | *W EXP 12/01/202 | 65344E115 |
| — | SPIRE GLOBAL INC | 28,867 | $3,000 | 0.0% | $1.70 | — | *W EXP 08/16/202 | 848560116 |
| SACWF | SPREE ACQUISITION CORP 1 LTD | 47,154 | $3,000 | 0.0% | $0.17 | — | *W EXP 12/22/202 | G83745128 |
| — | GROM SOCIAL ENTERPRISES INC | 25,021 | $2,000 | 0.0% | $0.98 | — | *W EXP 06/17/202 | 39878L118 |
| — | FG MERGER CORP | 16,546 | $2,000 | 0.0% | $0.12 | — | W EXP 06/17/202 | 30324Y119 |
| SQLLW | SEQLL INC | 22,795 | $2,000 | 0.0% | $1.06 | — | *W EXP 08/31/202 | 81734C114 |
| CNGLW | CANNA GLOBAL ACQUISITION COR | 90,100 | $2,000 | 0.0% | $0.11 | — | *W EXP 11/30/202 | 13767K119 |
| CLVRW | CLEVER LEAVES HOLDINGS INC | 25,000 | $2,000 | 0.0% | $1.33 | — | *W EXP 12/18/202 | 186760112 |
| — | AURA FAT PROJS ACQUISITION C | 11,392 | $1,000 | 0.0% | $0.08 | — | W EXP 03/31/202 | G06362126 |
| — | FEUTUNE LIGHT ACQUISITION CO | 21,596 | $1,000 | 0.0% | $0.05 | — | W EXP 06/01/202 | 31561T110 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 19,016 | $1,000 | 0.0% | $0.05 | — | W EXP 10/22/202 | 16842Q134 |
| — | DIGITAL BRANDS GROUP INC | 10,100 | $1,000 | 0.0% | $0.10 | — | COM | 25401N101 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 14,668 | $1,000 | 0.0% | $0.55 | — | *W EXP 10/31/202 | 81947T110 |
| — | GETTY IMAGES HOLDINGS INC | 29,137 | $1,000 | 0.0% | $0.03 | — | W EXP 07/22/202 | 374275113 |
| — | ACRI CAPITAL ACQUISITION COR | 15,261 | $1,000 | 0.0% | $0.07 | — | W EXP 02/01/202 | 00501A119 |
| — | PRIME NO ACQUISITION I CORP | 13,658 | $1,000 | 0.0% | $0.07 | — | W EXP 07/31/202 | 74168P115 |
| — | MDH ACQUISITION CORP | 11,019 | $0 | 0.0% | $0.08 | — | *W EXP 02/02/202 | 55283P114 |